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A description of the circumstances surrounding pharmaceutical approvals by the FDA and EMA from 1999 to 2014 made without randomised control trial data Anthony J Hatswell, Gianluca Baio, Nick Freemantle Research Report number 327 Department of Statistical Science, University College London Date: February 2017 1 / 59 The vast majority of new medicines licensed for use in the European Union and United States (the two largest single markets for pharmaceuticals), are granted a marketing authorisation on the basis of randomised controlled trials (RCTs) (Hatswell et al., 2016). We sought to understand however the circumstances surrounding approvals which were made without RCT data available at the time of review by the relevant regulatory agency. A search of the Food and Drug Administration (FDA) drugs@FDA database, and European Medicines Agency (EMA) website was conducted for all pharmaceutical approvals granted between 1 January 1999, after the EMA had introduced the ‘centralised authorisation procedure’ (Jefferys and Jones, 1995). Each drug approval was reviewed for the evidence it was based on, with those approved without RCT data investigated further. The results of this review are described in a peer reviewed paper in BMJ Open (Hatswell et al., 2016), with a summary of all the treatments submitted and approved by each of the regulators shown in Figure 1. 2 / 59 Figure 1: Drugs submitted to the EMA and FDA containing only uncontrolled clinical studies, presented in alphabetical order Generic name Condition Abarelix Prostate cancer Alemtuzumab Chronic lymphocytic leukaemia (CLL) Alglucosidase Alfa Pompe disease Alipogene Tiparvovec Familial lipoprotein lipase deficiency (LPLD) Anagrelide Argatroban Essential thrombocytopenia Heparin-induced thrombocytopenia (HIT) Arsenic Trioxide Acute promyelocytic leukaemia (APL) Asparaginase Erwinia Chrysanthemi Bendamustine Hydrochloride Categorisation Acute lymphoblastic leukaemia (ALL) Non-Hodgkin’s Lymphoma Betaine Anhydrous Homocystinuria Bexarotene Cutaneous T-cell lymphoma (CTCL) Bortezomib Multiple myeloma (MM) Bortezomib Mantle cell lymphoma (MCL) Bosutinib Chronic myeloid leukaemia (CML) Brentuximab Vedotin Hodgkin's lymphoma (HL) Brentuximab Vedotin Systemic anaplastic large cell lymphoma (sALCL) Busulfan Haematopoietic progenitor cell transplantation (HPCT) 3 / 59 Solid tumour oncology Haematological oncology Rare metabolic condition Rare metabolic condition Blood count Blood count Haematological oncology Haematological oncology Haematological oncology Rare metabolic condition Solid tumour oncology Haematological oncology Haematological oncology Haematological oncology Haematological oncology Haematological oncology Haematological oncology FDA Status A EMA Status - RCT data available No A A No A A No - A No A* A* A - No No A A No A - No A - Yes - A No A A No A A No A - Yes A A Yes A A No A A No A A Yes Carfilzomib Multiple myeloma (MM) Carglumic Acid Chronic hyperammonemia Ceritinib Cetuximab Non-small cell lung cancer Colorectal cancer Cholic Acid (Kolbam) Inborn errors in primary bile acid synthesis Cholic Acid (Orphacol) Inborn errors in primary bile acid synthesis Cladribine Hairy cell leukaemia Clofarabine Acute lymphoblastic leukaemia (ALL) Crizotinib Non-small cell lung cancer Dasatinib Chronic myeloid leukaemia (CML) Dasatinib Philadelphia chromosome-positive acute lymphoblastic leukaemia (ALL) Defibrotide Dexrazoxane Hydrochloride Ferric Hexacyanoferrate(Ii) Gefitinib Veno-occlusive disease Anthracycline extravasation Internal contamination with radioactive caesium or thallium Non-small cell lung cancer (NSCLC) Gemtuzumab Ozogamicin Acute myeloid leukaemia (AML) Glucarpidase Hydroxocobalamin Toxic plasma methotrexate concentrations Treatment of cyanide poisoning Ibrutinib Mantle cell lymphoma (MCL) Ibrutinib Chronic lymphocytic leukaemia (CLL) Imatinib Mesylate Chronic myeloid leukaemia (CML) Imatinib Mesylate Gastrointestinal stromal tumours (GIST) 4 / 59 Haematological oncology Rare metabolic condition Solid tumour oncology Solid tumour oncology Rare metabolic condition Rare metabolic condition Haematological oncology Haematological oncology Solid tumour oncology Haematological oncology Haematological oncology Poisoning Poisoning Poisoning Solid tumour oncology Haematological oncology Poisoning Poisoning Haematological oncology Haematological oncology Haematological oncology Solid tumour oncology A - No A A No A A A No No - A No - A No - A No A A No A - No A A No A A No A A A A - Yes No No No S S No A A S A No No A - No A - No A A No A A No Imatinib Mesylate Myelodysplastic/myeloproliferative diseases (MDS/MPD) associated with platelet-derived growth factor receptor (PDGFR) gene re-arrangements Soft tissue sarcoma - Dermatofibrosarcoma protuberans (DFSP) Imatinib Mesylate Philadelphia chromosome-positive acute lymphoblastic leukaemia (ALL) Imatinib Mesylate Aggressive systemic mastocytosis (ASM) Imatinib Mesylate Ixabepilone Advanced hypereosinophilic syndrome (HES) and/or chronic eosinophilic leukaemia (CEL) with FIP1L1-PDGFR rearrangement Breast cancer Lomitapide Mesylate Familial hypercholesterolemia (HoFH) Metreleptin Lipodystrophy due to leptin deficiency Nelarabine T-cell acute lymphoblastic leukaemia / lymphoma (T-ALL / T-LBL) Nilotinib Hydrochloride Monohydrate Chronic myeloid leukaemia (CML) Nitisinone Hereditary tyrosinemia Ofatumumab Chronic lymphocytic leukaemia (CLL) Imatinib Mesylate Omacetaxine Mepesuccinate Paclitaxel Pasireotide Diaspartate Pentetate Calcium Trisodium Pentetate Zinc Trisodium Chronic myeloid leukaemia (CML) Kaposi's sarcoma Cushing's disease Haematological oncology Solid tumour oncology Haematological oncology Haematological oncology Haematological oncology Solid tumour oncology Rare metabolic condition Rare metabolic condition Haematological oncology Haematological oncology Rare metabolic condition Haematological oncology Haematological oncology Solid tumour oncology Rare metabolic condition A A Yes A A Yes A - Yes A S Yes A A Yes A S Yes A A No A - No A A No A A No A A No A A No A S No A A Yes A A No Internal contamination with plutonium, americium, or curium Poisoning A - No Internal contamination with plutonium, americium, or curium Poisoning Haematological oncology Haematological oncology A - No A - No A A No Pomalidomide Multiple myeloma (MM) Ponatinib Hydrochloride Chronic myeloid leukaemia (CML) 5 / 59 Ponatinib Hydrochloride Philadelphia chromosome-positive acute lymphoblastic leukaemia (ALL) Pralatrexate Peripheral T-cell lymphoma (PTCL) Raxibacumab Anthrax inhalation Romidepsin Peripheral T-cell lymphoma (PTCL) Sodium Ferric Gluconate Complex Iron deficiency Sodium Phenylbutyrate Urea cycle disorders Sunitinib Malate Renal cell carcinoma Taliglucerase Alfa Gaucher's disease Temoporfin Temozolomide Head and neck cancer Anaplastic astrocytoma Tocofersolan Vitamin E deficiency due to cholestasis Tositumomab; Iodine I 131 Tositumomab Trabectedin Vismodegib Non-Hodgkin's lymphoma Soft tissue sarcoma Basal cell carcinoma Vorinostat Cutaneous T-cell lymphoma (CTCL) Zinc Wilson's disease (hepatolenticular degeneration) A=Approved, A*=Approved prior to 1999, S=Submitted but not approved 6 / 59 Haematological oncology Haematological oncology Poisoning Haematological oncology Rare metabolic condition Rare metabolic condition Solid tumour oncology Rare metabolic condition Solid tumour oncology Solid tumour oncology Rare metabolic condition Haematological oncology Solid tumour oncology Solid tumour oncology Haematological oncology Rare metabolic condition A A No A S No A - No A S Yes A - No A* A No A - No A S No A A A No Yes - A No A - No A A A No No A S No A* A No As a continuation of this work, below we present further detail of the circumstances around each application, any commentary given by the regulators on why a given decision was made. Commentaries are performed by drug, with both FDA and any EMA status discussed, and are listed in order of FDA submission date (which is before than the EMA submission date in 35/44 cases where applications have been made to both agencies). A listing of all treatments and page numbers is provided below 1. Zinc in Wilson's disease (hepatolenticular degeneration) ..................................................................... 9 2. Sodium Phenylbutyrate in Urea cycle disorders .................................................................................... 9 3. Anagrelide in essential thrombocytopenia............................................................................................ 9 4. Paclitaxel in Kaposi's sarcoma (KS) ..................................................................................................... 10 5. Argatroban in heparin-induced thrombocytopenia (HIT) .................................................................... 10 6. Sodium Ferric Gluconate Complex in Iron deficiency........................................................................... 11 7. Busulfan in Haematopoietic progenitor cell transplantation (HPCT) .................................................. 12 8. Temozolomide in Anaplastic astrocytoma .......................................................................................... 12 9. Bexarotene in Cutaneous T-cell lymphoma (CTCL) .............................................................................. 13 10. Temoporfin in Head and neck cancer.............................................................................................. 13 11. Gemtuzumab Ozogamicin in Acute myeloid leukaemia (AML) ....................................................... 13 12. Alemtuzumab in CLL........................................................................................................................ 14 13. Nitisinone in Hereditary tyrosinemia .............................................................................................. 14 14. Arsenic Trioxide in Acute promyelocytic leukaemia (APL) .............................................................. 15 15. Tositumomab; Iodine I 131 Tositumomab in Non-Hodgkin's lymphoma (NHL) .............................. 15 16. Abarelix in prostate cancer ............................................................................................................. 16 17. Imatinib Mesylate in Chronic myeloid leukaemia (CML)................................................................. 16 18. Imatinib Mesylate in Gastrointestinal stromal tumours (GIST) ...................................................... 17 19. Cetuximab in Colorectal cancer ...................................................................................................... 17 20. Trabectedin in Soft tissue sarcoma (STS) ........................................................................................ 17 21. Cladribine in Hairy cell leukaemia ................................................................................................... 18 22. Gefitinib in Non-small cell lung cancer (NSCLC) .............................................................................. 18 23. Bortezomib in Multiple myeloma (MM).......................................................................................... 19 24. Ferric HEXACYANOFERRATE (Ii) in Internal contamination with radioactive caesium or thallium . 19 25. Clofarabine in Acute lymphoblastic leukaemia (ALL) ...................................................................... 20 26. Pentetate Calcium Trisodium and Pentetate Zinc Trisodium in Internal contamination with plutonium, americium, or curium ................................................................................................................ 20 27. Nelarabine in T-cell acute lymphoblastic leukaemia / lymphoma (T-ALL / T-LBL) .......................... 20 28. Betaine Anhydrous in Homocystinuria ............................................................................................ 21 29. Dexrazoxane Hydrochloride in Anthracycline extravasation .......................................................... 21 30. Alglucosidase Alfa in Pompe disease .............................................................................................. 21 31. Sunitinib Malate in Renal cell carcinoma (RCC) .............................................................................. 22 32. Imatinib Mesylate in Philadelphia chromosome-positive acute lymphoblastic leukaemia (ALL) ... 23 33. Imatinib Mesylate in Myelodysplastic/myeloproliferative diseases (MDS/MPD) associated with platelet-derived growth factor receptor (PDGFR) gene re-arrangements ................................................... 23 34. Imatinib Mesylate in Advanced hypereosinophilic syndrome (HES) and/or chronic eosinophilic leukaemia (CEL) with FIP1L1-PDGFR rearrangement................................................................................... 23 35. Dasatinib in Chronic myeloid leukaemia (CML) .............................................................................. 24 7 / 59 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. 52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68. 69. (ALL) 70. 71. 72. 73. Dasatinib in Philadelphia chromosome-positive acute lymphoblastic leukaemia (Ph+ ALL) .......... 24 Imatinib Mesylate in Aggressive systemic mastocytosis (ASM) ...................................................... 25 Imatinib Mesylate in Soft tissue sarcoma - Dermatofibrosarcoma protuberans (DFSP) ................ 25 Vorinostat in Cutaneous T-cell lymphoma (CTCL) ........................................................................... 25 Bortezomib in Mantle Cell Lymphoma (MCL) ................................................................................. 26 Hydroxocobalamin in Treatment of cyanide poisoning .................................................................. 26 Nilotinib Hydrochloride Monohydrate in Chronic myeloid leukaemia (CML) .................................. 27 Ixabepilone in Breast cancer ........................................................................................................... 27 Tocofersolan in Vitamin E deficiency due to cholestasis ................................................................. 28 Bendamustine Hydrochloride in Non-Hodgkin’s Lymphoma (NHL) ................................................ 28 Romidepsin in Peripheral T-cell lymphoma (PTCL) .......................................................................... 28 Ofatumumab in Chronic lymphocytic leukaemia (CLL) ................................................................... 29 Pralatrexate in Peripheral T-cell lymphoma (PTCL) ........................................................................ 29 Carglumic Acid in Chronic hyperammonemia ................................................................................. 30 Cholic Acid (Orphacol®) in Inborn errors in primary bile acid synthesis .......................................... 30 Omacetaxine Mepesuccinate in Chronic myeloid leukaemia (CML) ............................................... 31 Alipogene tiparvovec in Familial lipoprotein lipase deficiency (LPLD) ............................................ 31 Taliglucerase Alfa in Gaucher's disease .......................................................................................... 32 Asparaginase Erwinia Chrysanthemi in Acute lymphoblastic leukaemia (ALL)............................... 32 Brentuximab Vedotin in Hodgkin's lymphoma (HL) ........................................................................ 33 Brentuximab Vedotin in Systemic anaplastic large cell lymphoma (sALCL) .................................... 33 Crizotinib in Non-small cell lung cancer .......................................................................................... 34 Defibrotide in Veno-occlusive disease ............................................................................................. 34 Glucarpidase in Toxic plasma methotrexate concentrations .......................................................... 35 Carfilzomib in Multiple myeloma (MM) .......................................................................................... 36 Vismodegib in Basal cell carcinoma (BCC) ...................................................................................... 36 Bosutinib in Chronic myeloid leukaemia (CML) ............................................................................... 36 Pasireotide Diaspartate in Cushing's disease .................................................................................. 37 Cholic Acid (cholic Acid FGK®) in Inborn errors in primary bile acid synthesis ................................ 37 Lomitapide Mesylate in Familial hypercholesterolemia (HoFH) ..................................................... 38 Pomalidomide in Multiple myeloma (MM) ..................................................................................... 38 Raxibacumab in Anthrax inhalation................................................................................................ 39 Ponatinib Hydrochloride in Chronic myeloid leukaemia (CML) ....................................................... 39 Ponatinib Hydrochloride in Philadelphia chromosome-positive acute lymphoblastic leukaemia 40 Metreleptin in Lipodystrophy due to leptin deficiency .................................................................... 40 Ibrutinib in Mantle cell lymphoma (MCL) ....................................................................................... 41 Ibrutinib in Chronic Lymphocytic Leukaemia .................................................................................. 41 Ceritinib in Non-small cell lung cancer (NSCLC) .............................................................................. 41 8 / 59 1. ZINC IN WILSON'S DISEASE (HEPATOLENTICULAR DEGENERATION) Wilson’s disease is a rare inherited disorder where patients lack an enzyme to eliminate copper from the body (which is absorbed in food). The accumulation of copper in the body causes liver damage and damage to the nervous system (European Medicines Agency, 2007k). The product works by blocking the absorption of copper from the gut. It was studied in 225 patients (64 pre-symptomatic and 191 symptomatic) across four published clinical studies, and a number of published case series. The main study enrolled 148 patients (31 symptomatic, and 117 presymptomatic). Although the study did not define a primary outcome, patients were assessed for ‘metabolic control’, defined as a series of copper excretion and plasma copper level measures – on this metric, 20/23 evaluable pre-symptomatic and 91/100 evaluable symptomatic patients achieved adequate control. Other outcomes reported to have improved with treatment were neurological outcomes a and liver enzyme scores (European Medicines Agency, 2005j). When the trial was submitted to the FDA, only data on 86 patients were available from the pivotal study, along with similar results (Gallo-Torres, 1997). The product was submitted to the FDA in 1994 and approved in 1997; however, it was not submitted to the EMA until January 2003 and approved in October 2004 (European Medicines Agency, 2005j). 2. SODIUM PHENYLBUTYRATE IN UREA CYCLE DISORDERS Urea cycle disorders are inherited enzyme deficiencies that prevent the body to be able to break down ammonia to urea. Instead there is a build-up of ammonia in the body, which is highly toxic. This toxicity causes nerve and metabolic issues, leading to anorexia, lethargy, confusion, brain damage, and ultimately death (Griebel, 2009). There are two forms of the disease, neonatal-onset – presenting within the first 28 days of life, and late-onset, which presents at any time thereafter, there are also three different genetic mutation that cause the condition – sodium phenylbutyrate was studied in both forms of the disease, and all three genetic mutations. Prior to the advent of effective therapy, mortality was close to 100% in the first year of life compared to the sodium phenylbutyrate overall survival of approximately 80% (European Medicines Agency, 2009). As it is hyperammonemic episodes that lead to the crises causing deaths, these were also of interest to regulators, of the 148 total evaluable patients from the main trial, 34 experienced no events causing hospitalisation, with 114 experiencing 1 or more events (European Medicines Agency, 2006g). Due to the rarity of the condition, and the ‘devastating consequences’ of the condition, the FDA approved the product in 1996 (Food and Drug Administration, 1996), and the EMA in 1999 (European Medicines Agency, 2009). 3. ANAGRELIDE IN ESSENTIAL THROMBOCYTOPENIA Essential thrombocytopenia is a condition where patients have an excess of platelets, which leads to the danger of blood clots forming. The treatment was studied in four uncontrolled studies that enrolled over 4000 patients, with 1446 evaluable for efficacy. The primary outcome of three studies was defined as ‘complete response’, a 9 / 59 return of platelet levels to within the normal range (<600 x 109/l). Across all studies, the complete response rate was between 60%-70% (European Medicines Agency, 2007b). On the basis of the clinical study results, in 2003 the EMA granted a license under exceptional circumstances, although only for patients intolerant or having inadequate results on their current therapy (European Medicines Agency, 2009). The FDA reviewed and approved the product in 1997 (without the restriction of patients intolerant or refractory to their current treatment) (Food and Drug Administration, 2014b). 4. PACLITAXEL IN KAPOSI'S SARCOMA (KS) Kaposi’s sarcoma (KS) was a rare sarcoma until the early 1990s, when a spate of cases began to occur in young males. It was subsequently discovered that these were due to the spread of Acquired Immune Deficiency Syndrome (AIDS). Kaposi’s sarcoma is now recognised as a complication of HIV infection and an AIDS defining illness (Gbabe et al., 1996). First-line treatment for the condition at the time of licensing was anthracycline chemotherapy, with no second-line treatments available. Paclitaxel was one of the first drugs trialled for the emerging number of cases. The history of paclitaxel is equally complex; with extracts from the Yew tree found to be cytotoxic in 1964, early clinical trials (Phase I and Phase II) begun in the 1980s, and the drug was commercialised in the 1990s. The slow growth of the tree from which it was extracted led to concerns regarding the possible extinction of the species, before a method of synthesizing the drug was found (Weaver, 2014). On entering clinical trials, it was found to have substantial anti-tumour activity in a variety of conditions, including breast, ovarian and lung cancers (Mekhail and Markman, 2002). Since this time, different formulations of the drug have been studied in other conditions, most recently pancreatic cancer (Von Hoff et al., 2013). The efficacy of paclitaxel in other tumour types made it an obvious candidate for use in KS. To this end, 107 patients with previously treated KS were enrolled in a clinical study, with 63 patients considered resistant to liposomal anthracyclines (the only licensed treatment at the time), with a primary endpoint of best tumour response according to ACTG criteria (Krown, Metroka and Wernz, 1989). Of the 63 patients, 3 (4.8%) had a complete response and 33 (52.4%) had a partial response to treatment (Food and Drug Administration, 1998).The EMA states ‘it is unlikely that patients having failed one or more previous chemotherapeutic regimens would respond simultaneously in the percentage seen in this study’ (European Medicines Agency, 2005h, p. 8). The EMA also stated that historical controls could not be used due to the changing nature of both AIDS and AIDS-KS – the introduction of antiviral therapy, and developments in its usage, greatly reduced the number of cases over time. Based on the efficacy results observed in previously treated patients, the FDA approved the product for use in KS in 1997 (Food and Drug Administration, 1998) and the EMA in 1999 (European Medicines Agency, 2005a). 5. ARGATROBAN IN HEPARIN-INDUCED THROMBOCYTOPENIA (HIT) Patients with heparin-induced thrombocytopenia have a reduced level of platelets, which can lead to the abnormal formation of blood clots. The aim of treatment with argatroban is to prevent the 10 / 59 formation of these clots, without further depleting platelet count (Food and Drug Administration, 2000a). The drug was studied in 568 adult patients with HIT, with a composite primary endpoint of death, amputation, or new thrombosis during the study period (days 0-37). This event rate was compared with 193 historical controls from a registry based at Loyola University, Chicago. When comparing the two sources, the event rate was lower with argatroban (43% vs. 34.2%). A second study of 264 patients was also conducted using the same historical control. This also demonstrated a lower rate of events (43% vs. 33.7%) (Center for Drug Evaluation and Research, 2000a). Based on this, the FDA gave the drug approval in June 2000 (Center for Drug Evaluation and Research, 2000a). However, this was not a straightforward approval, as the initial application by the company in 1998 was rejected due to concerns regarding the applicability of the historical control. Only with an updated control did the FDA approve the treatment (DeBeau, 1999). Argatroban has not been reviewed by the EMA; however, it may have been approved in European countries via the process of mutual recognition. 6. SODIUM FERRIC GLUCONATE COMPLEX IN IRON DEFICIENCY Patients with renal failure often suffer from anaemia due to low production of erythropoietin (EPO) and blood loss from repeated blood testing as well as blood retention in the dialysis machine and tubing. If untreated, this anaemia can cause not only fatigue but also decreased oxygen delivery and cardiac problems – ultimately leading to lower survival rates. As a result, patients are often given supplementary EPO and/or intravenous iron to ensure patients have the correct level of red blood cells and iron stores (Sizer, 1998). To demonstrate the efficacy of sodium ferric gluconate, two trials were conducted. One trial (560001) enrolled 83 patients from three centres (including the University of Colorado) randomised to low- and high-dose sodium ferric gluconate. The results for these patients were compared with 25 historical controls from the University of Colorado, where due to drug unavailability, the 25 patients did not receive IV iron for 14 months (only oral iron supplementation was available). Due to changes in EPO dose, only 59 patients met the protocol inclusion criteria for efficacy, with the high-dose group showing improvements in haemoglobin (the primary endpoint) over the historical control but no significant difference between the low-dose group and the historical control (Food and Drug Administration, 1999d). A second study, Study 5600-03 was also conducted with the primary endpoint of change in haemoglobin from baseline to last observation (to a maximum of 50 days). Thirty-eight patients were enrolled in the study, which were compared to the same 25-patient historical control treated with oral iron. In the resulting analysis, patients treated with sodium ferric gluconate complex showed a statistically significant larger increased in haemoglobin levels (1.3 g/dL vs. 0.4 g/dL, p=0.022) (Sizer, 1998). The FDA judged the provided efficacy data sufficient to issue a license for sodium ferric gluconate for the treatment of dialysis patients receiving supplemental EPO in February 1999 (Raczkowski, 1999). The EMA have not received a submission from the manufacturer; however, the French regulatory agency referred IV iron products to the EMA in 2013 due to concern regarding adverse events. The 11 / 59 EMA were asked to judge whether the benefits of the products outweighed the risks (European Medicines Agency, 2013i). The EMA reviewed all available products (including sodium ferric gluconate) and concluded that the risk/benefit of the products was positive; however, the EMA standardised wording in the labels of all products to ensure that the risk of allergic reaction is understood and adequately managed (European Medicines Agency, 2013g). 7. BUSULFAN IN HAEMATOPOIETIC PROGENITOR CELL TRANSPLANTATION (HPCT) Prior to receiving a stem cell transplant, patients receive ‘conditioning’ therapy, to eliminate the existing faulty cells. Busulfan can be used as a component of this conditioning therapy (Food and Drug Administration, 1999b). Busulfan was studied in two clinical studies, OMC-BUS-3 and OMC-BUS-4, both of them uncontrolled Phase II studies showing myelosuppression with the drug. OMC-BUS-3 was conducted in autologous SCT, and OMC-BUS-4 was conducted in allogeneic SCT. The endpoint of both OMC-BUS-3 and OMCBUS-4 were blood markers of myeloablation (a combination of neutropenia, lymphopenia and thrombocytopenia markers). These markers were met for all evaluable patients (42 and 61) (European Medicines Agency, 2005f). Busulfan was approved by the FDA in 1999 (Justice, 1999) for use in allogeneic stem cell transplantation (on the basis of the OMC-BUCS-4) study (Food and Drug Administration, 1999c) and was approved by the EMA in 2001 for both allogeneic and autologous SCT (using both OMC-BUCS-3 and OMC-BUCS-4) (European Medicines Agency, 2008). 8. TEMOZOLOMIDE IN ANAPLASTIC ASTROCYTOMA Anaplastic astrocytoma is a type of brain cancer. Initial symptoms include headache, depressed mental state and seizures (Cohen, 1999). Temozolomide was studied in this population in a single study, Study C194-123, in which 118/162 patients were eligible for assessment. The results from this group were compared to a case series of historical controls, with the six month event-free survival slightly higher with temozolomide – the temozolomide response rate was stated as 44%, whilst the historical control rate was not given. The EMA comment that the confidence intervals of the comparison overlapped (Cohen, 1999; European Medicines Agency, 2009). Other endpoints reported were partial and complete response based on MRI scans. Based on the data, the EMA approved temozolomide in this indication in January 1998 (European Medicines Agency, 2009) – the decision, however, was based on the similarity to giloblastoma, with the scientific discussion stating explicitly ‘Based on the non-comparative data alone, the therapeutic indication of anaplastic AA would not meet the requirements of the CPMP Note for Guidance on the Evaluation of Anticancer Medicinal Products in Man’ (European Medicines Agency, 2005i, p. 12). The FDA also approved the drug in August 1998; under the condition that further studies were conducted (Temple, 1999a). The FDA’s concerns in particular seem to be related to the concern that measurements of tumour size are susceptible to bias due to measurements taken from different angles. 12 / 59 9. BEXAROTENE IN CUTANEOUS T-CELL LYMPHOMA (CTCL) Cutaneous T-Cell Lymphoma is a rare form of lymphoma (cancer of the lymph tissue), where some white blood cells grow in the skin, which can also lead to secondary malignancies (European Medicines Agency, 1999). Bexarotene was studied in two multi-centre clinical studies, enrolling both early stage and previously treated patients. The primary endpoint of the trials was the objective response rate, determined by the response of up to 5 lesions per patient and whether these were deemed to have improved or worsened by the clinician (on a 7-point scale). The result of these studies were response rates of 36% and 27% – above the 0% stated as the expectation of untreated disease (European Medicines Agency, 2006a). Based on these clinical studies (the same data package appears to have been made available to the EMA and FDA (Food and Drug Administration, 1999a; European Medicines Agency, 2006a), both agencies approved Bexarotene for patients refractory to at least 1 previous treatment – the FDA in December 1999 (Temple, 1999b) and the EMA in March 2001 (European Medicines Agency, 1999). This population constitutes a subgroup of the original clinical studies, and the decisions were consistent between the EMA and FDA. 10. TEMOPORFIN IN HEAD AND NECK CANCER Advanced head and neck squamous cell carcinoma is a type of cancer typically found in the oral cavity and throat. If the cancer is unable to be removed by surgery, survival is poor (European Medicines Agency, 2006h). Temoporfin is a drug that is absorbed by cells and can then be activated by light at a specific wavelength, where it will react with oxygen with the aim of destroying tumour cells. The drug was studied in four trials, three supportive studies, and a pivotal study of 220 patients who could not receive surgery or radiotherapy. At 12-16 weeks after treatment, 28 (22%) of 128 evaluable patients had an improvement in symptoms, with a quarter of patients also having a decrease in tumour size (European Medicines Agency, 2006h). The median duration of response was between 57-84 days, depending on the depth of response (European Medicines Agency, 2009). The regulatory pathway to approval for temoporfin was not straightforward. Initially it was rejected by the FDA in September 2000, which caused the share price to halve (Hobson, 2000). The drug was then rejected by the EMA, which forced the company into administration (BBC, 2001) . The company appealed the EMA decision, at which point there was a divergent position, with the majority of members supporting the licensing of temoporfin (which occurred in October 2001); however, a number of members believed the pivotal study to have design deficiencies, and the duration of response was not clinically relevant (European Medicines Agency, 2006h). The company was eventually rescued, with a buyer then taking on the marketing of the product (Sims, 2001). 11. GEMTUZUMAB OZOGAMICIN IN ACUTE MYELOID LEUKAEMIA (AML) Acute Myeloid Leukaemia (AML) is a form of blood cancer associated with older adults. If untreated, too many immature white blood cells are produced, blocking the bone marrow and preventing the 13 / 59 immune system from functioning effectively (thus raising the risk of infections) (Center for Drug Evaluation and Research, 2000b). The efficacy of Gemtuzumab was studied in patients who had relapsed after first-line chemotherapy. This was done in three studies conducted across the USA, Canada, and Europe, with the primary outcome of complete response, defined as the absence of leukemic blasts from the blood, low levels (<5%) in the bone marrow, normalisation of blood markers and red blood cell transfusion independence. Of the 154 patients screened, 104 were enrolled, with a complete response rate of 17%. A further 13% of patients had a ‘Morphologic response’, which was a response lacking the normalisation of red blood and platelet counts (Center for Drug Evaluation and Research, 2000b). On reviewing the data, in May 2000 (Temple, 2000a) the FDA approved the drug only in patients over 60 years of age, in whom treatment options are limited. This was based on the risk/benefit profile of the drug in younger adults – the company had asked for a license in patients of all ages (Center for Drug Evaluation and Research, 2000b). The drug was submitted to the EMA in 2005; however, it was rejected in 2006 and again in 2008 as having insufficient evidence of benefit, and due to safety concerns in that platelet and red blood cell production can remain permanently suppressed in a large number of patients (European Medicines Agency, 2008). 12. ALEMTUZUMAB IN CLL Alemtuzumab was approved by the EMA and FDA in 2001, on the basis of three uncontrolled studies in CLL (n=93, n=32, n=24). All studies enrolled patients who had failed on at least first-line therapy (fludarabine) and received a median of 3 prior therapies (range 1-10), after which no other licensed treatments were available (Food and Drug Administration, 2001a; Millenium and ILEX Partners, 2001). Although CLL is a common condition (and the most common adult leukaemia), at later stages of disease, there are relatively few treatment options, and fewer still that have been adequately studied. The primary endpoint of the studies was the haematologically defined Overall Response Rate, which was 33%, 21% and 29% in the three studies, with median progression-free survival of 4, 5 and 7 months (European Medicines Agency, 2005d). The EMA stated that ‘In a population of heavily pre-treated patients with CLL, MabCampath has shown outstanding anti-leukaemia activity. The response rate and duration was independent of previous treatment as the molecule has a completely different mechanism of action’ (European Medicines Agency, 2005d). Subsequent to the original license, a comparative study was conducted (as part of the postmarketing commitment) in first-line treatment, showing a benefit over standard of care and leading to an extension of the license in 2005 to first-line CLL (Department of Health and Human Services, 2007; European Medicines Agency, 2008). 13. NITISINONE IN HEREDITARY TYROSINEMIA Tyrosinemia is where the body is unable to completely break down the amino acid tyrosine, which causes a build-up of metabolites in the body, leading to serious liver problems as well as neurological 14 / 59 and kidney problems. The disease is rare, with the first stage in treatment being to limit the intake of tyrosine, which is normally found in foods rich in protein (European Medicines Agency, 2007g). The drug nitisinone was originally developed as a herbicide and then trialled as a drug for human use. The main clinical study enrolled 207 patients in 25 countries, over a period of 6 years. The results from this study were compared with historical controls from the literature, with the FDA reviewer stating that ‘There is an obvious improvement in long-term survival in this study, compared to historical controls’ (Leonardi, 2001). In the historical control, patients aged 0-2 months at diagnosis had a 29% survival rate at 2 and 4 years, and aged 0-6 months at diagnosis, a survival rate of 60% at 2 years, and 74% at 4 years. In the nitisinone trial, the survival rate for patients aged 0-2 months was 88% at 2 and 4 years, and aged 0-6 months, 94% at 2 and 4 years. Based on these results, the drug was approved by the FDA in 2002 (Jenkins, 2002) and the EMA in 2005 (European Medicines Agency, 2009). 14. ARSENIC TRIOXIDE IN ACUTE PROMYELOCYTIC LEUKAEMIA (APL) APL is a type of leukaemia, caused by a genetic mutation, which leads to the abnormal accumulation of immature granulocytes in the blood. Arsenic trioxide was studied in this disease in 52 patients, in 2 uncontrolled clinical studies (n=12, n=40) (European Medicines Agency, 2005e). In these studies, patients had relapsed after having received between 1-6 prior therapies. After treatment, 45 of the 52 were deemed to have a complete response, measured by haematological markers. Eighteen-month survival was given as 66% (Food and Drug Administration, 2000b). Based on the results of these studies, and a relatively benign safety profile, the FDA approved arsenic trioxide in September 2000 (Temple, 2000b), and the EMA in March 2002 (European Medicines Agency, 2009), both for previously treated patients. Although there were no concerns regarding the efficacy of arsenic trioxide in APL, the company was sued, and settled for $10.5 million with the US government, over allegations of off-label promotion (Armstrong and Berens, 2013). 15. TOSITUMOMAB; IODINE I 131 TOSITUMOMAB IN NON-HODGKIN'S LYMPHOMA (NHL) NHL is a type of B-Cell lymphoma, where the body produces excessive numbers of lymphocytes, which collect in the lymph nodes. Patients are initially treated with chemotherapy (with added rituximab) (Shastri et al., 2003). Like rituximab, tositumomab is an anti-CD20 monoclonal antibody; however, tositumomab has a different mechanism of action – it is radiolabelled, and on attaching to the CD20 receptor (especially common on lymphocytes), the radioactivity kills the cell. It was studied in 40 patients with FL, whose disease had not responded to rituximab or who had relapsed soon after a course of at least 4 doses of rituximab, with further supportive information from 190 patients from 4 other single arm studies in rituximab refractory patients. Of the 40 patients in the main clinical study, 35 fit the definition of being rituximab refractory (having had no response or a duration of response <6 months). In these patients, based on independent chart and radiological review, 29% of patients had a complete 15 / 59 response, with a further 34% of patients having a partial response (Food and Drug Administration, 2003a; Shastri et al., 2003). Based on the results of the trials, the FDA approved the product in June 2003, with a requirement for an open-label comparative trial to also be conducted (Masiello and Risso, 2003). 16. ABARELIX IN PROSTATE CANCER Abarelix was approved in 2003 by the FDA on the basis of a clinical study enrolling 81 patients with advanced symptomatic prostate cancer who were at risk of a clinical exacerbation if treated with standard of care (‘LHRH agonists’). The objective of the study was to demonstrate that patients could avoid orchiectomy (surgical removal of the testicles) if treated. Nine patients from the study were excluded due to poor documentation, with 60 of the remaining 72 patients remaining on treatment for the maximum 6-month study duration (at which point they were enrolled on an extension study). No patients received an orchiectomy, with 68/71 patients achieving medical castration (defined by a blood testosterone test) by Week 4 (Division of reproductive and urologic data products, 2003). The drug has not been assessed by the EMA but may have been approved in European countries via the process of mutual recognition. 17. IMATINIB MESYLATE IN CHRONIC MYELOID LEUKAEMIA (CML) Chronic Myeloid Leukaemia is caused by a translocation of chromosome 9 to chromosome 22. This causes the production of immature white blood cells, which cause the immune system to stop working correctly, thus leading to an increased risk of infection. Untreated CML will progress through the ‘chronic’ phase (CP) in 4-5 years, then with an accumulation of blasts, move into the ‘advanced’ phase (AP) for approximately 1 year, before entering the ‘blast’ phase (BP) where the bone marrow is overwhelmed by the immature white blood cells (lasting 3-6 months), which causes death from bone marrow failure. Prior to the licensing of imatinib, patients were treated with interferon or hydroxyurea (Cohen et al., 2001). Initially imatinib was studied in patients in CP who had failed interferon-alpha (Study 110, n=532), patients with AP (Study 109, n=235) and patients with BP (Study 102, n=260). Each of these studies was a single arm study, treating patients with single agent imatinib. In CP, a major cytogenetic response (a large fall in the number of Ph+ immature blasts in the bone marrow and blood) was observed in 49% of patients, with 30% exhibiting a complete cytogenetic response (undetectable disease and normalisation of blood markers). In AP, major cytogenetic response was observed in 21% of patients, and in BP, major cytogenetic response was observed in 14% of patients (Food and Drug Administration, 2001b; European Medicines Agency, 2005g). Based on these efficacy results, the FDA gave a license for imatinib in May 2001 (Temple, 2001), and the EMA a license in July 2001 (European Medicines Agency, 2009). The license for imatinib was later amended in both regions to include the results of the ‘IRIS’ study, which included over 1000 patients randomised 1:1 to either imatinib or interferon-alpha plus low-dose cytarabine. The results of this study were extremely compelling, with the rate of major cytogenetic response being 84% on imatinib but only 30% on the comparator (O’Brien et al., 2003). 16 / 59 18. IMATINIB MESYLATE IN GASTROINTESTINAL STROMAL TUMOURS (GIST) Gastrointestinal Stromal Tumour (GIST) is a type of sarcoma found in the digestive system, most frequently in the stomach. Imatinib works on these tumours by inhibiting tyrosine kinase, though only if the GIST expresses CD117, a protein made by the gene c-kit – this occurs in the majority of cases of GIST (Dagher et al., 2002; Food and Drug Administration, 2002a). Imatinib was studied in 147 patients with metastatic or recurrent malignant GIST expressing CD117. In the study, 38% of patients achieved an overall objective response rate, higher than the responses observed with any other therapy in this population, although there was no comparative arm in the study (Dagher et al., 2002). Based on this study the FDA extended the license for imatinib, which was already on the market for CML) in February 2002 (Pazdur, 2002), and the EMA in May 2002 (European Medicines Agency, 2005c). 19. CETUXIMAB IN COLORECTAL CANCER Cetuximab is used in the treatment of colorectal cancer, which expresses the EGFR mutation. It was studied in a randomised trial where patients were randomised to treatment with cetuximab alone or irinotecan plus cetuximab. Although a randomised trial (n=329), both arms contained cetuximab, and thus, there was no control arm. It was also studied in two further clinical trials as a single agent (n=57) or in combination with irinotecan (n=138) (European Medicines Agency, 2006d). Patients entering the randomised study were refractory to irinotecan and oxaliplatin, and they had independent confirmation of disease progression. The objective response rate was 23% for cetuximab with irinotecan, and 11% for cetuximab alone (European Medicines Agency, 2006d). The drug was initially rejected by the FDA in 2001 with an application based only on small single arm studies (Pai-Scherf et al., 2010), but approved in February 2004 once the larger trial with patients randomised between the two arms was available (Weiss, 2004). The EMA approved the product in June 2004 (European Medicines Agency, 2009) on the same data as the FDA, for the same patient group –patients with EFGR expressing metastatic colorectal cancer after treatment with irinotecanbased chemotherapy (Food and Drug Administration, 2004; European Medicines Agency, 2009). The two regulators, however, differed in the exact wording applied to previous treatment, with the FDA specifying that patients could be intolerant to irinotecan therapy before being treated with cetuximab as a single agent, whilst the EMA stated that patients should have failed irinotecan therapy before being administered cetuximab in combination with irinotecan. 20. TRABECTEDIN IN SOFT TISSUE SARCOMA (STS) STS is a cancer of soft tissue, a rare cancer which forms lumps in fat and muscle tissue. Patients are initially treated with chemotherapies; however, approximately half are likely to become refractory and relapse. If the disease becomes advanced, i.e. spreads, median survival is under 1 year (European Medicines Agency, 2007i). The main study for trabectedin compared two doses of the drug in 266 patients – 134 in the highdose group and 132 in the low-dose group, with time to progression being the main outcome. This 17 / 59 was 3.7 months in the high-dose group and 2.3 months in the low-dose group. Median OS was 11.8 months in the low-dose group and 16.7 months in the high-dose group (European Medicines Agency, 2009). The submitting company, PharmaMar, originally filed the drug for approved in 2001 on the basis of three single arm studies; however, this was rejected by the EMA in 2003. The company then conducted a Phase II study, randomising patients between two doses of trabectedin – based on the results of this study, the EMA approved the product in 2007 at the high dose, although they did state that they would have preferred to see an internal control arm within the study (European Medicines Agency, 2007i). The drug was rejected by the FDA in July 2009 for ovarian cancer (Chustecka, 2009) by vote at the Oncology Drugs Advisory Committee (Food and Drug Administration, 2009). At present, however, the drug is not licensed in the US for STS, although a clinical trial is on-going (George et al., 2014). 21. CLADRIBINE IN HAIRY CELL LEUKAEMIA Hairy cell leukaemia is a rare type of B-cell malignancy, named due to the appearance of leukemic cells under a microscope. Like other B-cell leukaemias, if untreated, the disease is fatal (European Medicines Agency, 2005b; Guest et al., 2009). Cladribine is a drug that was originally licensed in the US in 1993 (Centre for Drug Evaluation and Research, 2000) and is widely available in Europe. This version, however, has a more convenient dosing schedule for patients and a reduced dose. It was studied in 63 patients with hairy cell leukaemia, 33 of whom were newly diagnosed, and 30 of whom had received previous treatments, in an open-label single arm study, the SAKK 32/93 study. Of the 63 patients, 61 went on to have a response (defined by blood measurements) (European Medicines Agency, 2005b, 2009). The sponsor also provided information on over 1700 historical controls from the literature. The drug was approved by the EMA in 2004. A subsequent submission to the EMA for Cladribine in multiple sclerosis was withdrawn by the manufacturer in 2011 (European Medicines Agency, 2011). Although the original variants of Cladribine are available in the US, this version (Litak®) has not been reviewed by the FDA. 22. GEFITINIB IN NON-SMALL CELL LUNG CANCER (NSCLC) Non-small cell lung cancer is a common yet deadly form of cancer. After first-line treatment, prognosis is poor, with an untreated median survival of 4-5 months (European Medicines Agency, 2009). In this population, gefitinib was studied in two trials where patients were randomised to different doses of the investigational drug (250mg/day or 500mg/day), with no control arm (either active or placebo). One study (Trial 39) was conducted in 216 patients who were refractory to 2 or more lines of chemotherapy. In this study, the FDA deemed only 107 patients to be truly eligible given the inclusion criteria. The overall response rate of the study was 10.2% – results for the eligible patient population are not reported. A second study, Study 16, was conducted in patients who were refractory to one or two previous lines of chemotherapy. This study reported a similar response rate 18 / 59 of 18.5% with 39/210 patients showing a response to treatment, although without issues in the eligibility of patients. Based on these clinical studies, the FDA approved gefitinib in 2003 (Food and Drug Administration, 2003c; Temple, Robert, 2003) by majority vote. The company (AstraZeneca) did not submit the product to the EMA until 2008, when comparative data were available. It was approved on this basis in 2009 (European Medicines Agency, 2009). 23. BORTEZOMIB IN MULTIPLE MYELOMA (MM) Multiple myeloma is a cancer of plasma cells in the bone marrow. It is often diagnosed following routine blood tests, with patients then treated with first-line therapies. If/when they relapse, patients will be retreated with the same therapy until they become refractory to the treatment, at which point they move on to the next line in treatment (European Medicines Agency, 2006b). Bortezomib was initially studied in 202 patients who had been previously treated with at least two prior therapies (demonstrating disease progression on their last prior therapy); however, the majority of patients had received more therapies than this (the median was 6). Of the 188 evaluable patients, there was a 28% overall response rate (determined by an independent review committee, according to objective criteria around blood tests) (Bross et al., 2003). Based on this data package, bortezomib was approved by the FDA in May 2003 (Temple, 2003) and by the EMA in April 2004 (European Medicines Agency, 2009). Since this time, it has been studied using comparative trials in different lines of therapy within multiple myeloma, from which it now has multiple indications approved in both Europe and the US (Food and Drug Administration, 2003b; European Medicines Agency, 2014d). 24. FERRIC HEXACYANOFERRATE (II) IN INTERNAL CONTAMINATION WITH RADIOACTIVE CAESIUM OR THALLIUM Caesium is a radioactive material, with fears it could be used in a ‘dirty bomb’ due to its relatively widespread availability from a variety of uses (for example industrial and medical radiation uses). Although not poisonous in itself, the radioactive particles it emits are a serious danger to human health. Thallium has a different mechanism of harm, in being a highly toxic heavy metal that circulates through the liver in the same way as caesium (Yaes et al., 2003). Ferric hexacyanoferrate is a compound that binds to both of these elements, interrupting their circulation and increasing the rate of faecal elimination, thus reducing exposure within the body. The evidence for efficacy is mainly taken from an incident of caesium contamination in Brazil, where 249 people were contaminated. Forty-six were treated with ferric hexacyanoferrate, which increased the rate of elimination. Case series data from the literature (n=34) also show that the rate of elimination of thallium was increased. However, there have been no prospective studies, and only animal and anecdotal evidence to support its use for these forms of poisoning have been reported (Food and Drug Administration, 2003d). It was approved by the FDA in October 2003 (Houn, 2003) but has not been reviewed by the EMA. 19 / 59 25. CLOFARABINE IN ACUTE LYMPHOBLASTIC LEUKAEMIA (ALL) Acute leukaemia is the most common form of childhood leukaemia, estimated at approximately 30% of all childhood leukaemias. Patients are commonly offered first-line treatments (which include stem cell transplantation); however, there remains an unmet need for patients who are refractory to firstline therapies, where the disease is often resistant to existing agents (European Medicines Agency, 2007d). Clofarabine was studied in paediatric patients with relapsed or refractory ALL. The study included 25 patients (17 with ALL, and 18 with AML). Of the patients studied, 5/25 achieved a complete response and 3/25 a partial response according to the Children’s Oncology Group response criteria. A second study was then conducted with the same primary endpoint, in which 12/61 patients achieved remission and 6/61 a partial response. Ten patients also discontinued clofarabine to receive a stem cell transplant. This was compared to historical data on patient survival from the German and Dutch cancer registries (Cohen, Johnson and Sridhara, 2004; European Medicines Agency, 2007d). Based on this trial data, both the EMA and the FDA granted the drug a license for the treatment of paediatric ALL (and not paediatric AML) (Food and Drug Administration, 2004; European Medicines Agency, 2009). The FDA did so in December 2004 (Temple, 2010), and the EMA did so in May 2006 (European Medicines Agency, 2009). 26. PENTETATE CALCIUM TRISODIUM AND PENTETATE ZINC TRISODIUM IN INTERNAL CONTAMINATION WITH PLUTONIUM, AMERICIUM, OR CURIUM These two products have been discussed together, as they are produced by the same manufacturer, were reviewed together by the FDA (in the same review), and are used for the same condition in combination. The products are for internal contamination by the trans-uranium elements plutonium, americium or curium, all of which are seen in nuclear weapons production, which is the source of the contamination in all literature cases. The evidence for the efficacy of the compounds in increasing the rate of excretion by these radioactive elements was entirely from reviews in the literature – 454 patients in total were identified, with 54 papers published between 1954 and 1970, including 70 patients, 60 of whom were treated with these products in combination (Yaes et al., 2004). The products were judged to work based on the concentration of metals in the urine, as compared to what this was before the administration of the treatment, known as the ‘Urine Enhancement Factor’ (Food and Drug Administration, 2004a, 2004b). Based on these data and a commitment from the manufacturer to collect safety data on the first 20 patients treated, the drugs were approved in 2004 (Beitz, 2004). At the time of writing (October 2014), the EMA had not reviewed the products. 27. NELARABINE IN T-CELL ACUTE LYMPHOBLASTIC LEUKAEMIA / LYMPHOMA (T-ALL / T-LBL) ALL and LBL are aggressive diseases that are rapidly fatal if untreated. First-line therapy consists of chemotherapy, with a long-term complete response of over 95% in children and 60-80% in adults. Should a patient relapse, the recommendation is that they receive re-induction with chemotherapy 20 / 59 and then a bone marrow transplant, although chemotherapy is not always successful or suitable (for example if a donor cannot be found). It is in the population who have failed prior chemotherapies that Nelarabine was studied; in 84 paediatric patients (31 after one prior therapy and 39 after two or more therapies) and 39 adult patients (28 of whom were refractory to two prior therapies or more). In the group of patients who had relapsed following two prior therapies or more, the response rate (complete response and complete response without haematologic recovery) was 23% in children and 21% in adults. Based on these data, both the FDA and the EMA granted the product a license in patients who had received two or more prior chemotherapies. The FDA license was granted in October 2005 (Pazdur, 2005), and the EMA license was granted in August 2007 (European Medicines Agency, 2009). 28. BETAINE ANHYDROUS IN HOMOCYSTINURIA Homocystinuria is an inherited genetic disease where the amino acid methinonine cannot be broken down fully by the body, leading to an accumulation of homocystine in the blood and urine. This leads to blood clots, skeletal weakness, and mental retardation (European Medicines Agency, 2007c). The drug Betaine converts the homocystine back to methinonine, with clinical efficacy data based on a study conducted in 12 healthy volunteers, and 202 reports in the medical literature, of which 140 could be verified. On this basis, the EMA granted a license for the treatment, subject to patients being enrolled in a registry (European Medicines Agency, 2007c, 2008). The drug was reviewed (and approved) by the FDA in 1996, with the label subsequently updated to include RCT evidence (Food and Drug Administration, 2006, 2010a). 29. DEXRAZOXANE HYDROCHLORIDE IN ANTHRACYCLINE EXTRAVASATION Extravasation is the leakage of a fluid, in this case the leakage of cytotoxic drugs from veins to the surrounding tissue. If these agents are left in situ, they may cause necrosis of tissue requiring surgical intervention and, potentially, the cessation of chemotherapy treatment (European Medicines Agency, 2006f). For this condition, dexrazoxane was studied in two single arm studies, one with 23 patients and one with 57 patients. Of all the patients treated, only one required surgical intervention. This was compared with a historical control from published literature, in which 35% of patients required surgery (100% in biopsy proven cases) (European Medicines Agency, 2006f). Based on this efficacy data, the EMA approved the product in July 2006 (European Medicines Agency, 2008). Although there are no approvals on the FDA website, dexrazoxane was approved by the FDA in 1995 (Food and Drug Administration, 2014a) for use as a cardioprotective agent in patients receiving doxorubicin (Food and Drug Administration, 2002b). It does not appear to have been reviewed for the indication for which it is approved in Europe. 30. ALGLUCOSIDASE ALFA IN POMPE DISEASE Pompe disease is a rare lysosomal storage disorder, in which a patient lacks a certain enzyme to break down waste material, and therefore suffers from a build-up of waste material that reaches 21 / 59 toxic levels. In Pompe disease the missing enzyme is called alpha-glucosidase, which breaks down glycogen (European Medicines Agency, 2007a). The drug (Myozyme®) is an enzyme that performs the same function as the missing endogenous enzyme. It was studied in 39 patients (across 2 studies – one in infantile onset, and one in late onset disease). Neither study had a comparative arm. In infantile onset disease, in the first 18 months of treatment 7/18 patients required ventilator support, and one of these patients died. The FDA concluded that the drug was effective by comparing the proportion of patients who died or required ventilator support with a matched historical cohort, identified by chart review. In this historical control, by the age of 18 months, only 1/61 patients was alive. The second study was in late-onset disease, where 5/21 patients were on ventilator support at study entry, and the primary endpoint was survival at the end of study (52 weeks). At this point 16/21 patients were alive. The results were compared with another historical matched control, which overlapped in endpoints (European Medicines Agency, 2007a). A license was therefore granted by the FDA in 2006 for infantile onset disease, with a statement that, in other forms of the disease, the efficacy has not been adequately studied (Genzyme, 2006). The EMA also approved the product in 2006, but for both infantile onset and late onset disease (European Medicines Agency, 2009). 31. SUNITINIB MALATE IN RENAL CELL CARCINOMA (RCC) RCC is a malignancy in the kidneys, which comprises approximately 80% of renal malignancies. Initial treatment would involve surgery; however, if the disease has metastasized before detection or subsequently returns, then the prognosis is poor, with a 5-year survival of under 10%. First-line treatment for metastatic RCC prior to sunitinib consisted of cytokines, with a median survival of under a year (European Medicines Agency, 2007h). Sunitinib was initially studied in two Phase II trials, A6181006 (n=106) and RTKC-0511-014 (n=63), with an on-going Phase III trial of sunitinib vs. interferon-alpha, Study A6181034 (aiming to enrol approximately 750 patients), at the time of regulatory submissions. The primary outcome of both studies was the overall response rate, according to the RECIST criteria (Eisenhauer et al., 2009), which was 25.5% and 37% in the two trials. The median duration of response in the two studies was 27.1 weeks and 54.0 weeks, respectively (Goodman and Dagher, 2006). Based on the level and duration of the responses observed in the single arm study (stated to be ‘impressive’), the FDA approved sunitinib for use in RCC (along with GIST) in January 2006 (Goodman and Dagher, 2006; Pazdur, 2006). Pfizer submitted to the EMA approximately 6 weeks after the FDA (28 September 2005 vs. 11 August 2005), and due to the approval process taking longer in Europe, the interim results of Study A6181034 (i.e. comparative data) were available by the time the license was granted in July 2007 (European Medicines Agency, 2007h, 2009). 22 / 59 32. IMATINIB MESYLATE IN PHILADELPHIA CHROMOSOME-POSITIVE ACUTE LYMPHOBLASTIC LEUKAEMIA (ALL) ALL is a form of aggressive leukaemia that is caused by the translocation of genes 9 and 22 (the ‘Philadelphia chromosome’). It can be treated by drugs that target this mutation, which is the main cause of CML. Imatinib was studied in this population in a Phase II study of 43 patients, 35% of whom achieved a major cytogenetic response (Cohen and He, 2006). Based on this study, the FDA issued a positive opinion for imatinib in Ph+ ALL in October 2006 (Justice, 2006a). The EMA also issued a positive opinion on the same data in 2007 (European Medicines Agency, 2014b). 33. IMATINIB MESYLATE IN MYELODYSPLASTIC/MYELOPROLIFERATIVE DISEASES (MDS/MPD) ASSOCIATED WITH PLATELET-DERIVED GROWTH FACTOR RECEPTOR (PDGFR) GENE RE-ARRANGEMENTS MDS/MPD are a group of myeloproliferative disorders that share two features: the bone marrow produces blasts that interfere with normal cell development and produces too many white blood cells (Cohen and He, 2006). The Phase II clinical trial B2225 enrolled patients with a range of life threatening diseases associated with Abl, Kit or PDGFR protein tyrosine kinases, who were then treated with imatinib (an inhibitor of these proteins) (Food and Drug Administration, 2006). This study included 7 patients with MDS/MPD, with a further 24 patients identified through published case series. Of these 31 patients, 45% reported a complete haematological response (normalisation of blood markers), with 39% achieving a major cytogenetic response (Cohen and He, 2006). Based on these data, the FDA extended the label for imatinib to include this population in October 2006 (Justice, 2006a). 34. IMATINIB MESYLATE IN ADVANCED HYPEREOSINOPHILIC SYNDROME (HES) AND/OR CHRONIC EOSINOPHILIC LEUKAEMIA (CEL) WITH FIP1L1-PDGFR REARRANGEMENT HES is a condition where the blood contains a high number of eosinophils for which no cause can be determined. It leads to inflammation and organ damage. CEL patients have the same symptoms; however, the cause of the excess of eosinophils for these patients is a cytogenetic mutation (Cohen and He, 2006). The Phase II clinical trial B2225 enrolled patients with a range of life threatening diseases associated with Abl, Kit or PDGFR protein tyrosine kinases, who were then treated with imatinib (an inhibitor of these proteins) (Food and Drug Administration, 2006). This study include 14 patients with HES/CEL, with a further 162 patients identified in 35 published case series. Of the 176 patients, 61% achieved a complete haematologic response on treatment with imatinib, with a further 23% achieving a partial haematologic response (Cohen and He, 2006). Based on these data, the FDA extended the label for imatinib to include this population in October 2006 (Justice, 2006a). 23 / 59 35. DASATINIB IN CHRONIC MYELOID LEUKAEMIA (CML) Chronic myeloid leukaemia is a disease of several stages, caused by the translocation of a chromosome fragment called the Philadelphia chromosome. In the early stages of disease (the chronic phase, CP), the disease is mostly benign; however, it becomes more aggressive in the accelerated phase (AP) and ends in the blast phase (BP). In BP, life expectancy is short, and a patient’s blood is effectively overrun with immature white blood cells (European Medicines Agency, 2006e). At the time dasatinib was under investigation, imatinib had become firmly established as first-line therapy, showing clear superiority in the IRIS study (O’Brien et al., 2003). Dasatinib was therefore studied in patients who had become refractory to imatinib or who were intolerant to imatinib. An initial Phase I study enrolled patients at all stages of CML and included Philadelphia chromosomepositive ALL (Ph+ ALL), before individual studies were set up for CP, AP, and BP (as well as Ph+ ALL). Each of these studies was a single arm uncontrolled study; however, a further study was set up in CP CML, comparing dasatinib to high-dose imatinib – although the full study results were not available for this trial, the pilot phase, enrolling 24 patients to dasatinib, and 12 to high-dose imatinib, had been completed and provided comparative results (Brave, Goodman and Kaminskas, 2006; European Medicines Agency, 2006e). Based on the studies available, dasatinib was granted a license in CP, AP, and BP CML, in patients who were refractory or intolerant to imatinib by the FDA in June 2006 (Pazdur, 2006) and by the EMA in November 2006 (European Medicines Agency, 2009). The AP and BP indications are relevant to this review as they were granted without controlled trial data (Food and Drug Administration, 2006; European Medicines Agency, 2009). 36. DASATINIB IN PHILADELPHIA CHROMOSOME-POSITIVE ACUTE LYMPHOBLASTIC LEUKAEMIA (PH+ ALL) ALL is a form of aggressive leukaemia that can be caused by the translocation of chromosomes 9 and 22 to produce what is known as the ‘Philadelphia chromosome’. This translocation is commonly found in CML, with drugs meant to target it, and therefore likely to show an effect in Ph+ ALL (Brave, Goodman and Kaminskas, 2006; European Medicines Agency, 2006e). Imatinib was the first Tyrosine Kinase Inhibitor (TKI) used to treat Ph+ ALL; however, patients can become refractory to treatment. It is in this population that dasatinib was studied. Eight patients with Ph+ ALL were included in the CA180002 Phase I study of dasatinib (along with CML patients), before a Phase II study (CA180015) was set up, which subsequently enrolled 36 patients with Ph+ ALL (34 imatinib resistant, 2 imatinib intolerant). The primary endpoint of the studies was the cytogenetic response to treatment, with 58% of patients having a major cytogenetic response (between 0%-35% of cells in bone marrow testing positive for the Philadelphia chromosome) (Brave, Goodman and Kaminskas, 2006; European Medicines Agency, 2006e). Based on this efficacy data, dasatinib was granted a license in Ph+ ALL for patients who were refractory or intolerant to imatinib by the FDA in June 2006 (Pazdur, 2006), and by the EMA in November 2006 (European Medicines Agency, 2009) at the same time as licenses were issues for the CML indications for dasatinib. 24 / 59 37. IMATINIB MESYLATE IN AGGRESSIVE SYSTEMIC MASTOCYTOSIS (ASM) ASM is a rare form of systemic mastocytosis, where mast cells infiltrate different tissues, causing severe symptoms of flushing, diarrhoea, pain, organomegaly, organ dysfunction and abnormal blood values. If untreated, patients risk anaphylactic shock (Cohen and He, 2006). The Phase II clinical trial B2225 enrolled patients with a range of life threatening diseases associated with Abl, Kit or PDGFR protein tyrosine kinases, who were then treated with imatinib (an inhibitor of these proteins) (Food and Drug Administration, 2006). Included in the study were 5 patients with ASM, who were the efficacy population on which the Novartis submission was based, along with 10 published case reports detailing 23 additional patients treated with imatinib. Of the 28 patients, when treated with imatinib, 29% achieved a complete haematologic response, and another 32% a partial haematologic response (Cohen and He, 2006). Based on these data, the FDA extended the label for imatinib to include this population in October 2006 (Justice, 2006a). 38. IMATINIB MESYLATE IN SOFT TISSUE SARCOMA - DERMATOFIBROSARCOMA PROTUBERANS (DFSP) DFSP is a rare form of sarcoma that develops in the deep layers of the skin, with most caused by a translocation of chromosomes 17 and 22. This causes a tumour in the skin that can metastasise, although this happens in fewer than 5% of cases (Cohen and He, 2006). The Phase II clinical trial B2225 enrolled patients with a range of life threatening diseases associated with Abl, Kit or PDGFR protein tyrosine kinases, who were then treated with imatinib (an inhibitor of these proteins) (Food and Drug Administration, 2006). The study included 12 patients with metastatic DFSP, with 6 further patients identified in 5 published case series. Of the 18 patients treated with imatinib, 39% achieved a complete response, a further 44% also achieved a partial response (5 of these 8 patients then had surgery, rendering them disease free). The median duration of response in the clinical study was 6.2 months. Based on these data, the FDA extended the label for imatinib to include this population in October 2006 (Justice, 2006a). 39. VORINOSTAT IN CUTANEOUS T-CELL LYMPHOMA (CTCL) CTCL is an uncommon subtype of NHL, affecting the T-cells and causing manifestations in the skin, including patches, plaques and tumours. The disease is diagnosed in adulthood, with a chronic and relapsing survival pattern. Patients with advanced disease have a median survival of approximately 2.5 years (European Medicines Agency, 2008). The main studies on the effectiveness of vorinostat were two single arm trials: Protocol 001 (n=74), and a supportive trial, Protocol 005 (n=65). Both studies had response rate as the primary outcome (Stevens SR et al., 2002). In Protocol 001, 22/74 patients (30%) had an objective response rate, and in Protocol 005, 21/65 patients had an objective response rate (32%) (Mann, 2006). Based on the clinical data presented, the FDA approved the product in October 2006 (Pazdur, 2006). The company, MSD, also submitted to the EMA in 2007; however, MSD withdrew the submission in 25 / 59 2009 (Merck Sharp & Dohme, 2009). At the time the submission was withdrawn, the EMA was of the provisional opinion that the drug was not approvable due to concerns regarding the meaningfulness of a 30% response rate and potential thromboembolic complications (European Medicines Agency, 2008). 40. BORTEZOMIB IN MANTLE CELL LYMPHOMA (MCL) Mantle Call Lymphoma (MCL) is caused by excessive immature B-cells in the lymph nodes. It is a form of non-Hodgkin’s Lymphoma and manifests in this way. However, the differences between the lymphomas can be seen when the cells are placed under a microscope (Kane, 2006). There are a range of intensive chemotherapies that represent first-line therapy in MCL. At the time of licensing, however, there was no established treatment for patients who are refractory to firstline treatment. Bortezomib was already on the market at this point for the treatment of multiple myeloma, and was investigated in patients with MCL who were refractory to one or more prior therapy. The study conducted was a single arm study, administering bortezomib alone to 155 patients. In these patients an overall response rate of 31% was achieved, with a median response of 9 months (Kane, 2006). On the basis of this study, the FDA approved a license extension for bortezomib in December 2006 (Justice, 2006b), which was extended in 2014 to include the results of a first-line open label randomised study in MCL (Food and Drug Administration, 2014e). Although the EMA have approved bortezomib in Multiple Myeloma, they have not reviewed it in MCL (European Medicines Agency, 2014d). 41. HYDROXOCOBALAMIN IN TREATMENT OF CYANIDE POISONING Cyanide poisoning can occur with inhalation, ingestion or contact with cyanide on the skin or mucus membranes. If a patient is affected, their blood pressure will drop, and they will struggle to breathe – ultimately patients would become unconscious and die of cardiovascular collapse or respiratory arrest (European Medicines Agency, 2007e). Hydroxocobalamin binds to cyanide ions, with the resulting molecule, cyanocobalamin, being a nontoxic compound that is excreted in urine. It was demonstrated to be effective in 1952 as an antidote to cyanide; however, no RCT has been conducted due to ethical considerations (European Medicines Agency, 2007e). To assess the safety and efficacy of the product, a number of studies were performed. These studies include those in healthy human volunteers who took the drug, to ensure safety, and efficacy studies conducted in dogs and rabbits. In the dog studies 3/17 dogs survived to 14 days, whilst hydroxocobalamin dogs survival at the rate of 15/19 at a dose of 75mg/kg, and 18/18 at a dose of 150mg/kg. Four studies were also available in the literature that detailed the outcomes of human patients treated for cyanide poisoning with hydroxocobalamin. In these studies 3/11 patients survived who were discovered in cardiac arrest (and then treated), and 17/22 patients survived who were not in cardiac arrest when treated (Simone, 2006). Based on these efficacy data, the FDA approved the drug in December 2006 and the EMA in November 2007. 26 / 59 42. NILOTINIB HYDROCHLORIDE MONOHYDRATE IN CHRONIC MYELOID LEUKAEMIA (CML) Chronic Myeloid Leukaemia is caused by a translocation of chromosome 9 to chromosome 22, which is also known as the Philadelphia chromosome. This causes the production of immature white blood cells (blasts), which in turn interfere with the correct working of the immune system. The disease follows a defined course, with patients experiencing a ‘chronic’ phase (CP) for several years before the disease progresses to the ‘advanced’ phase (AP), in which the number of blasts greatly multiplies, and finally, blast crisis, or blast phase (BP), in which the immature white blood cells overwhelm the bone marrow, leading to abnormal functioning of the blood (European Medicines Agency, 2007f). At the time nilotinib was studied, imatinib had become established as first-line therapy, leading to nilotinib being studied in patients who were resistant or intolerant to imatinib therapy. One single arm study was conducted that enrolled 232 patients with CP CML and 105 patients with AP CML. In patients with CP CML, 40% achieved a major cytogenetic response (28% achieved a complete cytogenetic response), whilst AP patients had a 26% response rate (18% achieved complete response) (European Medicines Agency, 2007f). Given the lack of treatment options for these patients, the FDA granted a license for nilotinib in October 2007 (Pazdur, 2007b), and EMA in November 2007 (European Medicines Agency, 2007j). 43. IXABEPILONE IN BREAST CANCER Brest cancer is a life-threatening cancer and the most common cancer in women. Deaths largely occur once the disease has metastasised. Patients after frequently diagnosed early in the disease, although some patients relapse, others present late when the disease has already spread to other sites. Once the disease has metastasized and become refractory to standard chemotherapy options including taxanes and anthracyclines, treatment options are limited – it is in this population that ixabepilone was investigated (European Medicines Agency, 2009). The clinical study programme for the drug included two trials. One study was conducted in patients refractory to taxane- and anthracycline-based chemotherapy, where patients were then randomised to ixabepilone or capecitabine (standard of care at this line of therapy). The second trial was in patients who had also failed capecitabine, where the drug was studied as monotherapy in a single arm trial (Lechleider and Kaminskas, 2007). In the monotherapy study, which meets the criteria for inclusion in this review, 126 patients were treated, and their Objective tumour response was measured using the RECIST criteria (Eisenhauer et al., 2009). Overall 12.4% of patients showed a response according to the independent review board (18.3% based on the investigator assessment), with a mean response duration of 6.3 months (Food and Drug Administration, 2007). Based on the two studies, the FDA approved the drug in October 2007 for the two indications (Pazdur, 2007a). However, the EMA issued a negative CHMP opinion in the same month, after which the submitting company, BMS, withdrew the submission. The reason stated for the negative opinion was concern regarding adverse events as the risk/benefit of the drug was not positive (European Medicines Agency, 2009). 27 / 59 44. TOCOFERSOLAN IN VITAMIN E DEFICIENCY DUE TO CHOLESTASIS Patients with chronic cholestasis cannot absorb Vitamin E through their gut. This is often due to genetic flaws causing problems with the flow of bile from the liver. As Vitamin E is key to the development and maintenance of the nervous system, patients with a chronic deficiency are likely to experience neurological problems (European Medicines Agency, 2009). Although the disease is rare, the drug was studied in 130 patients, across 8 published studies – three of which were trials, and the remaining publications were case studies. The doses for patients were adjusted until the level of Vitamin E in their blood reached a satisfactory level, which was within 1 month in all cases. Fifty four patients were eligible for efficacy evaluation, with mean neurologic score abnormally low for 52/54 patients. As patients were treated (for a mean of 2.5 years), 25 patients improved their score, 27 stabilised, and 2 worsened (European Medicines Agency, 2009). Based on the results of the clinical study, the EMA approved the product in August 2009 (European Medicines Agency, 2009). 45. BENDAMUSTINE HYDROCHLORIDE IN NON-HODGKIN’S LYMPHOMA (NHL) Bendamustine was studied in two B-cell leukaemias simultaneously; a randomised controlled trial compared to chlorambucil in first-line CLL (Ryan, Kwitkowski and CRNP, 2007), and an uncontrolled study in NHL in patients refractory to rituximab containing regimens (the first-line treatment option) (Kwitkowski, 2007). In the study of 100 NHL patients, the overall haematological response rate was 74%, with a median duration of response of 9.2 months, determined by independent (blinded) investigators (Food and Drug Administration, 2008). Based on this study the FDA deemed the response to treatment clinically important and approved the drug in October 2008 (Food and Drug Administration, 2008); the CLL indication was approved in March 2008 (Food and Drug Administration, 2008). The EMA has not reviewed bendamustine for approval, although a challenge was taken to them. The marketing company for the product applied to the German regulatory bodies for approval through the decentralised procedure, where approval in one country leads to approval in all countries. During this process several countries objected to the approval (which also included another indication of multiple myeloma), and the EMA were asked to arbitrate. The results of this assessment were that the CHMP agreed with the German regulatory body, and a license was granted in Germany (and therefore all other member states) for approval in CLL and NHL (European Medicines Agency, 2010b). 46. ROMIDEPSIN IN PERIPHERAL T-CELL LYMPHOMA (PTCL) PTCL is a form of NHL, although with a worse prognosis due to the involvement of T-cells rather than B-Cells. Patients are often over 60, with common symptoms including rash, fatigue, and painless swelling in the lymph nodes (Vose et al., 2008). The drug was studied in two trials, GPI-04-001 (n=96) and NCI 1312 (n=71), with the primary endpoint being Overall Response Rate (ORR) according to the IWC criteria (Cheson et al., 2007). In these studies, patients had previously received a mean of 2.7 and 2.4 prior therapies, and had ORRs of 34% and 35% (Food and Drug Administration, 2009). 28 / 59 Although the FDA Oncology Drugs Advisory Committee had some misgivings regarding the lack of a randomised controlled trial, they accepted that the drug could be approved without one given the rarity of the condition and given that the risk/benefit was positive (Ryan and Maher, 2009). As such the FDA licensed Romidepsin for patients with PTCL who had received one or more prior therapy, in December 2009 (Pazdur, 2009). When presented with the same efficacy data, the EMA, however, reached a different opinion, with concerns raised regarding the benefit seen with the drug beyond the initial response rate, and with external control data not seen as a sufficient alternative to RCT data (European Medicines Agency, 2012c). As a result the EMA rejected the application in November 2012, despite the company requesting a license in patients who had received two or more previous treatments (lower in the treatment pathway than the US license) (European Medicines Agency, 2012h). 47. OFATUMUMAB IN CHRONIC LYMPHOCYTIC LEUKAEMIA (CLL) CLL is a cancer of the white blood cells, and the most common adult leukaemia. Its prevalence increases with age, and it is often diagnosed via a routine blood test or due to non-specific symptoms (such as night sweats). First-line treatment consists of chemotherapy, often combined with rituximab. Patients will eventually relapse (unless dying from other causes first) (Lemery et al., 2009). Ofatumumab was studied in a refractory group of patients, who had all had the preferred first-line treatment (fludarabine) and who were either ineligible or refractory to the second-line treatment alemtuzumab (itself studied in a single arm trial). In the study, Hx-CD20-406, of the 154 patients, all were refractory to fludarabine, and of these, 79 patients were ineligible to receive alemtuzumab due to bulky lymph nodes, and 59 patients were refractory to alemtuzumab. In the ineligible group, the drug achieved an overall response rate of 47%, with a response rate of 58% observed in the refractory group. These results were compared to a historical control from the literature, where monoclonal antibodies had a 0% response rate and salvage chemotherapy a 20-25% response rate (European Medicines Agency, 2010a). Based on the results of the Hx-CD20-406 study, both the FDA (in 2009) and the EMA (in 2010) granted ofatumumab a license for use in patients refractory to fludarabine and alemtuzumab, but not for patients ineligible for alemtuzumab due to bulky lymph nodes (Pazdur, 2009; European Medicines Agency, 2010d). 48. PRALATREXATE IN PERIPHERAL T-CELL LYMPHOMA (PTCL) PTCL is a form of NHL, specifically affecting T-cells, which indicates a worse prognosis than B-cell lymphomas (Vose et al., 2008). At the time Pralatrexate was studied, various multi-agent chemotherapies were given first-line, with no standard second-line treatment – the only clinical literature in the disease were a number of Phase I and Phase II studies. Pralatrexate was studied in 111 patients with refractory PTCL, with a primary endpoint of overall response rate according to the International Workshop Criteria (Cheson et al., 2007). Of the 109 evaluable patients, 29 (27%) achieved a complete or partial response to treatment, with a median response of 9.4 months (Food and Drug Administration, 2009). 29 / 59 This data package was submitted to both the FDA in 2009 and the EMA in 2010. The FDA approved the drug by a 10-4 majority vote (Malik, 2009), but stipulated a number of post-marketing conditions, including a RCT, when giving the product a marketing authorisation in 2009 (Pazdur, 2009). The EMA had concerns regarding the uncontrolled trial design, stating that the lack of a ‘dramatic activity’ made it difficult to conclude that the drug was efficacious, a decision which was ratified on re-examination. However, there was a divergent position held by a minority of the CHMP, who stated that given the rarity of the condition and the poor prognosis for patients, the overall response rate of 30% was comparable to other approved therapies used as single agents, and thus has a positive risk/benefit balance (European Medicines Agency, 2012g). Since the rejection of the drug in 2012, the company has not re-submitted to the EMA. 49. CARGLUMIC ACID IN CHRONIC HYPERAMMONEMIA Carglumic acid is used for the treatment of hyperammonemia (excessive ammonia in the bloodstream), caused by patients lacking certain enzymes that break down ammonia (European Medicines Agency, 2006c). It was studied in a retrospective analysis of 23 patients with abnormal ammonia blood levels. Of the 23 patients, 13 were fully evaluable for efficacy data. Over the first three days of treatment, all 3 patients showed a normalisation of ammonia levels (Elgin and Sile, 2010). It was approved by the EMA in 2003 (European Medicines Agency, 2009), and by the FDA in 2001 (Beitz, 2010; Food and Drug Administration, 2010b), both for the same indication (hyperammonemia in patients with deficiency of the hepatic enzyme N-acetylglutamate synthase). 50. CHOLIC ACID (ORPHACOL®) IN INBORN ERRORS IN PRIMARY BILE ACID SYNTHESIS Cholic acid (Orphacol®) is also used for the treatment of inborn errors in primary bile acid synthesis, and is licensed specifically for patients with 3β-HSD and Δ4-3-oxoR mutations (European Medicines Agency, 2013o). The initial application for a license was made by the French pharmaceutical company Cell Therapies Research & Services in 2009, with a positive CHMP opinion issued on 16 December 2010, based on single arm efficacy data from the literature, case series, and sibling studies. Other factors in the decision were the rarity of the condition, ethical concerns in running a trial, and the stipulation for the continued monitoring of patient safety (European Medicines Agency, 2010c, 2013f). Typically, after a positive CHMP opinion has been given, approximately 2 months later the recommendation is transformed by the European Commission into a positive marketing authorisation. In the case of Orphacol, however, this was not the case. The European Commission appears to have taken issue with the lack of primary data for the drug and refused to approve the treatment until ordered to do so by the European Court of Justice (PMLiVE, 2013). The FDA has not reviewed the product. 30 / 59 51. OMACETAXINE MEPESUCCINATE IN CHRONIC MYELOID LEUKAEMIA (CML) CML is caused by a translocation of chromosome 9 to chromosome 22 (the Philadelphia chromosome). This causes the production of immature white blood cells (blasts), which interfere with the correct working of the immune system. Patients experience a ‘chronic’ phase (CP) for several years where they have slightly elevated blast levels, before the disease progresses to the ‘advanced’ phase (AP) where the number of blasts greatly multiplies, and finally blast crisis, or blast phase (BP), where the immature white blood cells overwhelm the bone marrow, leading to abnormal functioning of the blood (Alvandi, 2012). Omacetaxine was studied in two clinical trials, CML-202 (n=66) and CML-203 (n=65), in patients who had failed multiple TKIs. Of the 76 patients with CP CML, 14 (18.4%) achieved a major cytogenetic response, for which the mean duration was 12.5 months. In AP CML, 35 patients were included in the trials, of whom 5 (14.3%) achieved a major haematologic response, with a mean duration of 4.7 months (European Medicines Agency, 2011; Food and Drug Administration, 2012). The regulatory path to approval for the drug was not straightforward; submissions were made to the EMA in October 2009 and the FDA in November 2009. Ultimately the company withdrew both of these submissions in early 2011 (ChemGenex Europe S.A.S., 2011; Alvandi, 2012). At the time of withdrawal of each submission, the FDA stated that the drug needed a companion diagnostic test to be approvable (Alvandi, 2012), and the EMA viewed the submission as approvable, stating that the activity of the drug was ‘low’ and not ‘dramatic’, with concerns regarding the safety of the drug (European Medicines Agency, 2011). The company resubmitted to the FDA in March 2012, based on further analysis of the data, restricted to patients who had failed at least two TKIs. On this basis, the FDA approved the drug in October 2012 (Pazdur, 2012c). At the time of writing (October 2014), no re-submission had been made to the EMA. 52. ALIPOGENE TIPARVOVEC IN FAMILIAL LIPOPROTEIN LIPASE DEFICIENCY (LPLD) LPLD is an ultra-rare condition affecting approximately 1 in a million people. It is a genetic disease where patients lack lipase, an enzyme that clears triglycerides from the blood, with problems also arising from high levels of fat, which accumulates in organs. The consequence of this is that after eating, patients can have dangerous rises in their triglyceride levels and must be placed on a fat controlled diet (European Medicines Agency, 2012b). The treatment is gene therapy and works using a genetically modified virus that replaces the faulty gene with a functioning version in the muscles. After the initial administration, patients should require no further treatment. It was studied in three clinical studies enrolling 27 patients. The clinical studies demonstrated that, after 6 months, all patients had measurable active lipase enzyme, and of the 12 patients who had previous pancreatitis attacks, the frequency of these was reduced (European Medicines Agency, 2012b). Alipogene tiparvovec was licensed by the EMA in 2012 for patients who have pancreatitis attacks, despite the imposition of a low fat diet. The type of license given was under ‘exceptional circumstances’, meaning that, due to the rarity of the condition, it was not possible to gather full information on the efficacy of treatment. The license was also not granted in a ‘straightforward’ 31 / 59 manner – initially the marketing authorisation was refused in 2011 due to a lack of evidence of longterm efficacy in both enzyme levels and clinical outcomes (pancreatitis attacks), with concern also over the safety of the virus delivery mechanism (European Medicines Agency, 2011). The company requested a re-examination, where by majority vote, the treatment was given a license with a range of conditions attached, including enrolling patients in a registry (European Medicines Agency, 2012j). The treatment has not been assessed by the FDA and is therefore not available in the US. 53. TALIGLUCERASE ALFA IN GAUCHER'S DISEASE Gaucher’s disease is a rare, autosomal recessive lysosomal storage disorder. If left untreated, lipidengorged macrophages (Gaucher cells) accumulate in the liver, spleen, and bone marrow, leading to debilitating visceral, haematological, and skeletal complications. In addition to causing pain, these complications lead to a shortened life expectancy. Patients with GD1 present with a range of symptoms, including splenomegaly, hepatomegaly, anaemia, growth retardation and osteoporosis (Epps, 2012). Taliglucerase is an Enzyme Replacement Therapy (ERT), which is intended to mimic the absent natural enzyme, relieving symptoms. It was studied in two clinical trials, one with treatment-naïve patients and one with patients switching from imiglucerase (an existing ERT). In treatment-naïve patients, 31 patients were randomised to high- and low-dose taliglucerase, with all patients showing a reduction from baseline in spleen volume and liver volume, as well as improvements in haemoglobin and platelet count. In the treatment switching study, 25 patients ceased imiglucerase therapy and began therapy with taliglucerase. After 9 months, spleen volume, liver volume, haemoglobin level and platelet count were all unchanged (Food and Drug Administration, 2012). The FDA judged the product to have a similar efficacy and safety profile to existing ERTs, although it did mandate further data collection as post-marketing commitments when approving the drug in May 2012 (Beitz, 2012). The EMA also reviewed taliglucerase; however, the result was a negative recommendation (European Medicines Agency, 2012e). However, this was not due to concerns regarding the efficacy of the product, but orphan drug policy – as a previous ERT had been approved by the EMA (velaglucerase alfa, Vpriv®) from a different manufacturer (Shire), this product received 10 years of market exclusivity. As taliglucerase was judged to offer no additional benefits, and there were no supply issues, the CHMP recommended refusal of the marketing authorisation, which the EC ratified in October 2012 (European Medicines Agency, 2012f). 54. ASPARAGINASE ERWINIA CHRYSANTHEMI IN ACUTE LYMPHOBLASTIC LEUKAEMIA (ALL) The enzyme asparaginase is an enzyme that converts the amino acid L-asparagine to aspartic acid and ammonia. As leukaemia cells are unable to synthesize the amino acid asparagine, they therefore require circulating asparagine and will die without this. This mechanism of action is well established, with asparaginase produced from Escherichia coli for both medical and food uses and with pegylated 32 / 59 asparaginase (pegaspargase). Asparaginase from Erwinia chrysanthemi is produced by a different process, yet it should have the same effects (Center for Drug Evaluation and Research, 2011). In the clinical study for the drug, 58 patients were enrolled, all with hypersensitivity to pegaspargase. Of the 58, 48 were evaluable for efficacy, which was done to test for serum trough concentration of asparaginase ≥ 0.1 International Units/mL. This was achieved in 100% of patients 48 and 72 hours after dosing (Food and Drug Administration, 2011). Based on the evidence of the similar enzyme, and comparable effects in this version, the drug was licensed for use by the FDA in patients with hypersensitivity to pegaspargase or the E. coli derived version in 2011 (Pazdur, 2011). The EMA have not reviewed the product; however, it may have been approved in European countries via the process of mutual recognition. 55. BRENTUXIMAB VEDOTIN IN HODGKIN'S LYMPHOMA (HL) Hodgkin’s Lymphoma (HL) and Non-Hodgkin’s Lymphoma (NHL) are two diseases that present similarly, but they have an important difference, the presence of a type of cell called the ReedSternberg cell in HL, which leads to different treatment options (due to the different receptors on these cells). HL represents around a fifth of lymphoma diagnoses and is usually treated with chemotherapy. Where chemotherapy fails, or the disease returns, patients are treated with highdose chemotherapy, and/or stem cell transplant (SCT). This leads to a cure for many patients, although some will relapse (European Medicines Agency, 2012a). It is following the failure of (or ineligibility for) stem cell transplantation that brentuximab vedotin was studied. In total, 102 patients with relapsed or refractory HL received the drug, all of whom has received a prior SCT, and 1-13 prior therapies (a median of 3.5). Patients were assessed by an independent panel for haematologically defined objective response, with 75% of patients meeting this criteria and 33% of patients achieving complete remission (de Clare and Kwitkowski, 2011). Based on this evidence, both the EMA and FDA granted licenses in October 2012 and August 2011, respectively (Pazdur, 2011; European Medicines Agency, 2012k), for brentuximab vedotin in patients who had either failed SCT or who had received two prior therapies and were ineligible for SCT (Food and Drug Administration, 2011; European Medicines Agency, 2012k). 56. BRENTUXIMAB VEDOTIN IN SYSTEMIC ANAPLASTIC LARGE CELL LYMPHOMA (SALCL) sALCL is a rare form of NHL, often diagnosed by enlarged lymph nodes. If left untreated, the body will eventually become overwhelmed by the proliferation of white blood cells and susceptible to infection. Approximately 40-65% of patients are expected to relapse following first-line treatment, at which point existing therapies have been exhausted (European Medicines Agency, 2012a; Pro et al., 2012). It is in this patient population that brentuximab vedotin was studied; 58 patients received the drug in a multi-centre study. Patients were scored by an independent review centre, against a set of objective review criteria. Of the 58 patients, 34 were judged to have had a complete response, and a further 17 had a partial response, for an overall response rate of 86%. Subsequent to treatment, 16 patients were then able to receive a SCT (de Clare and Kwitkowski, 2011). 33 / 59 Based on this clinical study, both the EMA in October 2012 (European Medicines Agency, 2012k) and the FDA in August 2011 (Pazdur, 2011) granted a license for brentuximab vedotin in previously treated sALCL. 57. CRIZOTINIB IN NON-SMALL CELL LUNG CANCER Non-small cell lung cancer makes up the majority of lung cancers (85%), which is amongst the most lethal types of cancer, with a 5-year survival rate under 20%. First-line treatment generally consists of platinum-based chemotherapy, which has an overall response rate of 15-32% and a median progression-free survival of 3-6 months, with median overall survival of 8-12 months (European Medicines Agency, 2012i). Crizotinib was initially studied in two single arm trials, in patients with advanced or metastatic ALKpositive NSCLC who had received previous chemotherapy. The primary endpoint in both studies was the overall response rate according to the RECIST criteria (Eisenhauer et al., 2009), measured both by the investigator and an independent panel. Over the two studies, according to the investigator measurements of the 255 patients, 140 patients had either a complete or partial response (Food and Drug Administration, 2011). At the time of the regulatory submissions, a comparative RCT was also on-going, comparing crizotinib to standard of care second-line chemotherapy (pemetrexed or docetaxel). The results of this study, when available, showed a benefit in objective response rate for crizotinib of 65% vs. 20%, progression-free survival (7.7 vs. 3.0 months) based on 173 and 174 patients in each arm (European Medicines Agency, 2012l) . Based on these clinical results, the FDA approved crizotinib in August 2011 via an accelerated approval (Pazdur, 2011), and the EMA approved the product in November 2012 via a conditional marketing authorisation, at which point results from the comparative study were available and present in the scientific discussion of the EMA (European Medicines Agency, 2012i, 2012l). 58. DEFIBROTIDE IN VENO-OCCLUSIVE DISEASE Veno-occlusive disease (VOD) is a condition where some of the smaller veins in the liver are obstructed, which can be a complication of high-dose chemotherapy (as given before stem cell transplant) (European Medicines Agency, 2013b). Defibrotide was studied in this population, in a single arm study that enrolled 102 patients (against an initial target of 80), of whom 40 (40%) responded to treatment. This was intended to be a historically controlled trial, with a historical cohort identified through patient notes (n=80 planned). However, at an interim analysis of the 86 patients identified in the historical control, 54 were excluded by a medical review committee for having different diagnoses to the inclusion criteria, leaving only 32 patients. Using the 32-patient historical control, the response rate was 23.5%, whilst using the 86 patients it was 40.8% (which would mean no benefit from using the drug). The EMA had severe concerns regarding this study and the lack of safety comparison for the product, stating on page 46 of the assessment report “There are serious methodological flaws in this study that make it extremely difficult to quantify the benefits. This study is severely compromised by the changing of the HC group and therefore the efficacy data as presented by the applicant cannot be considered as 34 / 59 robust evidence for an effect in the treatment indication for VOD.” (European Medicines Agency, 2013b) In addition to the problems with the historically controlled trial, a proposed second prophylactic indication, which had a randomised element, also had methodological problems. Based on these concerns, the CHMP issued a negative opinion for defibrotide in May 2013 (European Medicines Agency, 2013j). The company (Gentium S.p.A.) asked the CHMP to reconsider their decision, providing further data from a US registry, which showed a likely survival advantage for defibrotide. In the trial, patients treated with defibrotide showed a survival rate of 38%; the historical control had a survival rate of 25%; and data from a US registry of over 8000 patients, with 99 eligible for analysis, showed a survival rate of 22%. Based on this additional data, the EMA granted a licensed for the use of defibrotide restricted to severe patients with multi-organ failure only, in October 2013 (European Medicines Agency, 2013m). The FDA has not reviewed the product, although an investor statement in July 2014 discussed the possibility of an FDA filing (Jazz Pharmaceuticals, 2014). 59. GLUCARPIDASE IN TOXIC PLASMA METHOTREXATE CONCENTRATIONS High-dose methotrexate is a therapy often used in malignant conditions. If a patient develops renal insufficiency after the administration of methotrexate, this is a serious problem, as the drug is metabolised through the kidneys. The drug, glucarpidase, is an enzyme that metabolises the methotrexate to non-toxic metabolites (European Medicines Agency, 2008). The efficacy of glucarpidase was studied in two trials, Trial 006, which enrolled 184 patients, with 149 dosed and 22 eligible for efficacy assessment, and Trial 016, which enrolled 244 patients, with 171 receiving treatment. In both trials all patients were treated with glucarpidase, with no comparative arm included. The primary endpoint of the study was the reduction in methotrexate level below 1 μmol/L (beyond which toxicity occurs). Of the 22 evaluable patients, 10 had a rapid reduction in methotrexate concentration (all subsequent blood samples). Two more patients failed this criterion on the test performed 15 minutes post glucarpidase administration. All patients demonstrated a greater than 95% reduction in methotrexate concentration in the 8 days after treatment. Based on these results, the FDA approved the product in January 2012. The EMA received a submission from the manufacturer in 2007, which was given a negative CHMP opinion (European Medicines Agency, 2008), although the company withdrew the submission before a final decision was issued (Protherics PLC, 2007). The difference in the data package presented to regulatory was the lack of Trial 006 and Trial 016 in the EMA package – the studies relied on a previous trial that had been completed, but with a different formulation of the drug, which was identified as an insurmountable problem by the EMA (and FDA, who opted not to include this trial in their efficacy assessment) (Dinndorf, Demko and Keegan, 2011). 35 / 59 60. CARFILZOMIB IN MULTIPLE MYELOMA (MM) As stated for bortezomib, multiple myeloma is a cancer of bone marrow cells. Carfilzomib was approved by the FDA for the treatment of multiple myeloma in 2012 (Pazdur, 2012a) for patients who had received at least two prior therapies (including bortezomib) (Food and Drug Administration, 2012). It had not been reviewed by the EMA. The drug was studied in 266 patients with multiple myeloma who had received at least two prior therapies (including bortezomib and thalidomide or lenalidomide). The primary endpoint was the overall response rate, determined by haematological criteria – 61 patients (22.9%) showed an overall response. Of the responders, the median duration of complete response was 7.8 months (Herndon, 2012). It was licensed by the FDA in 2012 (Pazdur, 2012a) but has not been submitted to the EMA. 61. VISMODEGIB IN BASAL CELL CARCINOMA (BCC) BCC is a type of slow growing malignant skin tumour. If detected early, it is easily resected, with a high cure rate. However, a small number are undetected / untreated until they have metastasized, or alternatively spread after surgery. Although rare in these cases the condition is serious, causing morbidity and tissue loss, with median survival of 8-10 months (European Medicines Agency, 2013c). In this population, vismodegib was studied in two clinical trials – one dose-finding study with 68 patients (33 with advanced BCC and 35 with metastatic BCC) and an efficacy study with 103 patients (71 with advanced BCC and 33 with metastatic BCC). In this second study, the primary outcome was the objective response rate (Eisenhauer et al., 2009), according to the independent review facility. In advanced BCC, 13/63 patients had a complete response, and 14/63 had a partial response, for an objective response rate of 27/63 (43%). In metastatic BCC, no patients had a complete response, and 10/33 had an objective response, for an objective response rate of 30% (Axelson, 2012; European Medicines Agency, 2013r). Based on the results of the clinical study, the FDA approved the drug in November 2012 (Pazdur, 2012b) and the FDA in July 2013 (European Medicines Agency, 2013c). 62. BOSUTINIB IN CHRONIC MYELOID LEUKAEMIA (CML) Chronic Myeloid Leukaemia is caused by an abnormal chromosome, where DNA from chromosome 9 translocates to chromosome 22. This leads to a proliferation of myeloid blasts in the blood, which are immature white blood cells – these abnormal white blood cells do not function correctly and lead to an increased risk of infection (European Medicines Agency, 2013a). The disease has three stages (all within CML), the chronic phase (CP), where the disease is slowly increasing, likely with only mild symptoms. The disease can then move to the advanced phase (AP), where there is likely to be spleen enlargement and weight loss, along with highly increased white blood cell production. The final stage of the disease is known as the blast phase (BP), where the leukaemia cells have spread around the body; patients will experience severe symptoms and spleen enlargement. At the time of licensing, imatinib was the standard first-line therapy, with two treatments (dasatinib and nilotinib) licensed for second-line therapy – all of these treatments being tyrosine kinase inhibitors [TKIs]). 36 / 59 Bosutinib was initially studied in newly diagnosed CML, in a head to head study vs. imatinib (n=502). This study shows numerically worse complete cytogenetic response but numerically better major molecular responses for Bosutinib, although neither result reached statistical significance (the study did not reach its primary endpoint of superiority to imatinib). This study was described by the EMA as “not approvable” (European Medicines Agency, 2013a) and by the FDA as a “failed study” (McGinn, 2012). A second study was also conducted; an uncontrolled study in previously treated CML. This enrolled patients who had previously been treated with imatinib (n=266), imatinib and dasatinib/nilotinib (n=110), and accelerated (n=69) or blast phase (n=54) CML. On the basis of this second study, Bosutinib was licensed by the EMA in March 2013 (European Medicines Agency, 2013l) and the FDA in September 2012 (Pazdur, 2012d) for previously treated CML, at all stages of disease (CP, AP, and BP). Whilst the FDA only specified that patients must have been previously treated (Food and Drug Administration, 2012), the EMA were more specific in stating that patients must have been treated with a TKI but must also be unsuitable for treatment with imatinib, dasatinib or nilotinib (European Medicines Agency, 2013l). 63. PASIREOTIDE DIASPARTATE IN CUSHING'S DISEASE Cushing’s disease is caused by a tumour of the pituitary gland, which stimulates the production of cortisol. This leads to problems with blood sugars and swollen features, similar to the more common Cushing’s syndrome, where patients are taking steroids on a long-term basis (Lowy, 2012). The first-line treatment for Cushing’s disease is surgery to remove the tumour. Should surgery fail, the options are further attempts at surgery, irradiation, or off-label therapies. Pasireotide was studied in a 6-month trial of 162 patients for whom surgery was not indicated or had refused surgery. The primary endpoint of the study was the 24 hour free cortisol results, at the 6 month time point with patients randomised 1:1 to two doses of the study drug. The primary endpoint was achieved by 12/82 patients at the power dose and 21/80 patients at the higher dose, with secondary endpoints showing patients having mean decreases in blood pressure, weight, body mass index and waist circumference, although it was noted that, due to the single arm design, it is difficult to conclude these were directly the result of drug treatment (Food and Drug Administration, 2012). Based on the results on the clinical study, pasireotide was approved by the EMA in April 2010 (European Medicines Agency, 2012d) and the FDA in October 2012 (Rosebraugh, 2012) for patients in whom surgery is not an option or has not been curative. 64. CHOLIC ACID (CHOLIC ACID FGK®) IN INBORN ERRORS IN PRIMARY BILE ACID SYNTHESIS Cholic acid is a bile acid produced by the liver, which aids in the breakdown of fat for absorption by the body. Children with inborn errors in acid synthesis (which are rare) are not able to create this acid and thus break down fats in their diet – the EMA approval states the condition to be lethal if untreated (European Medicines Agency, 2014a). The drug was studied in 28 patients with five types of inborn error. Case series were also available on 43 patients treated with cholic acid in the literature (European Medicines Agency, 2014c). The efficacy of the drug was determined by the increase in cholic acid available, using the patients as 37 / 59 their own controls, in addition to several published sibling studies, where the untreated sibling was used as a control (European Medicines Agency, 2014a). The EMA stated that the data for the treatment was limited but that the use of cholic acid was established in the literature to avoid death in children, and as such approved cholic acid under exceptional circumstances in 2014. Cholic acid FGK, however, did not have a straightforward approval process due to concerns regarding the similarity with Cholic acid (Orphacol®), which is discussed below, and was under review at the same time, and approval as Cholic acid FGK was still under review. As a result of discussions with the EMA, the company withdrew the application for two types of inborn error (3β-HSD and Δ4-3-oxoR), resulting in the product being approved for three specific genetic mutations in CTX, AMACR and CYP7A1 that cause issues with cholic acid production (European Medicines Agency, 2013k). The FDA has not reviewed the product. 65. LOMITAPIDE MESYLATE IN FAMILIAL HYPERCHOLESTEROLEMIA (HOFH) HOFH is an inherited disease that causes high blood levels of cholesterol. The severity of cholesterol levels means that untreated patients do not survive beyond 30. The first stage of treatment is to restrict the amount of dietary fat consumed by patients; however, should this fail to be successful (for example cholesterol is also made by the liver), then there are few treatment options (European Medicines Agency, 2013e). It is in this patient population that lomitapide was studied, in an open-label single arm pivotal trial of 29 patients. In the study, after 2 weeks of treatment, there was a mean decrease of 9% in cholesterol levels, and at week 56, the mean decrease in cholesterol level was 44% (Food and Drug Administration, 2012; Smith, 2012). Based on this efficacy data, lomitapide was approved by the FDA in December 2012 (Nguyen, 2012) and the EMA in July 2013 (European Medicines Agency, 2013n). 66. POMALIDOMIDE IN MULTIPLE MYELOMA (MM) Multiple myeloma is a cancer of plasma cells in the bone marrow. It is often diagnosed due to nonspecific symptoms or following routine blood tests, after which patients receive first-line therapies. After relapse, patients would be retreated with the same regimen until becoming refractory, at which point they would receive an alternative therapy (European Medicines Agency, 2013h). Pomalidomide was initially studied in patients who were refractory to their last MM therapy (relapse within 60 days of treatment) and had received both lenalidomide and bortezomib (two of the main treatments in the disease area at the time). Two trials were conducted – one of pomalidomide monotherapy, and one of pomalidomide in combination with dexamethasone. In both trials, the primary endpoint was the overall response rate according to the International Myeloma Working Group criteria (Durie et al., 2006). In the studies, the overall response rate for pomalidomide monotherapy was 9/108 (7.4%), and in combination with dexamethasone, it was 33/113 (29%) (Ayache, 2012; Food and Drug Administration, 2013). Based on the response rates, the FDA approved the drug in February 2013 (Pazdur, 2013). The manufacturer, Celgene, had the results of an RCT become available whilst the product was under review, which comparing pomalidomide + dexamethasone to dexamethasone monotherapy in the 38 / 59 same population as the uncontrolled studies. Using this data, the drug was then approved in Europe in August 2013 (European Medicines Agency, 2013p), with the FDA label subsequently updated to include this trial (Kane, 2014). 67. RAXIBACUMAB IN ANTHRAX INHALATION Anthrax is a type of bacteria known to be deadly for humans and animals and follows the same pattern of infection – spores come into contact with an animal and are activated, infecting the host. Eventually the animal will be overwhelmed and die, then becoming a source of further spores. Death rates in humans are estimated to be in excess of 95% (Yasinskaya and Alexander, 2012). Due to the ethical concerns of denying patients access to a potentially beneficial treatment, the majority of clinical evidence for the product is taken from animal studies. In rabbits exposed to anthrax, 24/37 treated with antibacterials survived, compared to 32/39 treated with antibacterials and raxibacumab, monkeys show 69% survival when given the treatment immediately postexposure. In post-exposure prophylaxis, the drug was compared with placebo in both rabbits and monkeys – at 14 days 0/17 rabbits survival with placebo, compared to 5/18 on low-dose raxibacumab and 8/18 on high-dose raxibacumab. At 28 days, 0/24 rabbits and 0/12 monkeys survived, whereas with low-dose raxibacumab 7/14 monkeys survived (there were no rabbits at this dose), and with high-dose raxibacumab 11/24 rabbits and 9/14 monkeys survived (Food and Drug Administration, 2012). Based on the severity of the condition, the FDA concluded that the mechanism of action was similar in all mammals, that the results of animal experiments could be extrapolated directly to humans, and that the benefits of the product outweighed any risks for infected persons. The drug was therefore approved in December 2012 (Cox, 2012). It has not been reviewed by the EMA. 68. PONATINIB HYDROCHLORIDE IN CHRONIC MYELOID LEUKAEMIA (CML) CML causes the production of immature white blood cells. Patients experience a ‘chronic’ phase (CP) for several years where they will not have major symptoms as the number of blasts increases, before the disease progresses to the ‘advanced’ phase (AP) where there is a marked increase in the number of blasts, and finally the blast phase (BP), where the bone marrow becomes saturated by immature blasts, causing death. At the time ponatinib was licensed, imatinib, nilotinib and dasatinib were established as first- and second-line therapies; however, if patients develop genetic mutations, these drugs can be ineffective. The most common individual mutation is the T315I mutation, on which the development of ponatinib was focussed (European Medicines Agency, 2013d). The main study for ponatinib was study 10-201, which enrolled 449 patients, of whom 444 could be assessed for efficacy. Of the patients, approximately 270 were in CP, 85 in AP, and 62 in BP, with approximately a third of patients having a T315I mutation. The primary endpoint was major cytogenetic response, which was listed for resistant/intolerant patients and T315I patients separately – in CP these were 49% / 70%, in AP 55% /39%, and in BP 32% /29% (de Claro, 2012). The EMA listed slightly different figures (European Medicines Agency, 2013d) as the FDA choosing to reclassify some patients as nonresponders due to missing data or reanalysis of baseline data. 39 / 59 Based on the results of the clinical study, both the FDA and EMA granted similar licenses to ponatinib, for patients who were refractory to imatinib, nilotinib or dasatinib or alternatively who have a T315I mutation. However, there was a difference in that the FDA approved ponatinib in refractory/intolerant patients as early as second line (patients resistant to any prior therapy), whereas the EMA specified that patients must have tried (or be ineligible for) therapy with nilotinib or dasatinib, in addition to imatinib – a third-line license. These differing decisions were made on the same available data from Study 10-201 – in the study population, 7% had received 1 prior TKI, 35% had received 2 prior TKIs, and 58% had received 3 or more TKIs. The licenses were granted by the FDA in December 2012 (Pazdur, 2012b) and the EMA in July 2013 (European Medicines Agency, 2013q). 69. PONATINIB HYDROCHLORIDE IN PHILADELPHIA CHROMOSOME-POSITIVE ACUTE LYMPHOBLASTIC LEUKAEMIA (ALL) Ph+ ALL is ALL caused by the same mutation (the Philadelphia Chromosome) that causes CML. As a result, the treatments for CML are often studied and effective in this condition. The main pivotal trial for ponatinib, Study 10-201, also enrolled a minority of Ph+ ALL patients. Of the 444 patients eligible for assessment, 32 had Ph+ ALL with the haematological response rate as the primary endpoint. Of the 32 patients, 10 were refractory or intolerant to first-line therapy and had a response rate of 50%, whilst 22 had mutation T315I, which causes existing TKIs to be ineffective – in these patients, the response rate was 36%. As in CML, the EMA and the FDA gave similar but slightly different licenses: the FDA specified that patients must have failed or be intolerant to a single previous therapy (or have the T315I mutation), and the EMA stated that patients must have failed one prior therapy and be inappropriate to receive a second prior therapy (or have the T315I mutation). The FDA also issued their decision earlier than the EMA, in December 2012 (Pazdur, 2012b), compared to July 2013 (European Medicines Agency, 2013q). 70. METRELEPTIN IN LIPODYSTROPHY DUE TO LEPTIN DEFICIENCY Leptin is a hormone that plays an important role in energy production and storage. Patients with leptin deficiency can have varying levels of deficiency, and thus varying levels of lipodystrophy. The consequence of lipodystrophy (loss of adipose tissue) can be fat stored in the muscles and liver, which results in metabolic disorders such as diabetes and hypertriglyceridemia (Golden, 2014). Metreleptin is a recombinant form of the human hormone leptin, which was studied in a single arm trial of 48 patients. At baseline, 77% of the patients had high HbA1c values (>7%), 69% had fasting plasma glucose of 126mg/dL or greater, and 35% fasting triglyceride values of 500mg/dL of greater. After treatment, patients had mean reductions of 2% HbA1c, 49mg/dL fasting glucose, and a reduction of 184mg/dL in fasting triglyceride level (Food and Drug Administration, 2014d; Golden, 2014). Based on these efficacy results, the FDA approved metreleptin (Parks, 2014). At the time of the review, it had not been reviewed by the EMA. 40 / 59 71. IBRUTINIB IN MANTLE CELL LYMPHOMA (MCL) Mantle Cell Lymphoma (MCL) is a rare type of non-Hodgkin’s Lymphoma, a cancer of the lymphatic system. The disease is caused by a proliferation of immature B-Cells, which cause swelling in the lymph nodes and spread around the body, hampering the immune system. Patients are treated first line with chemotherapy (although there is no single established standard of care) (McGinn, 2013). Ibrutinib was studied in patients who had relapsed after first-line chemotherapy, where no standard treatment exists and prognosis is poor – with a median expected OS of 1-2 years. Trial 1104 (n=111) was the main study that investigated the use of ibrutinib. The primary outcome of the study was the Overall Response Rate – a combination of haematological markers (Cheson et al., 2007). This outcome was achieved by 65.8% of patients, with a median duration of response of 17.5 months. Based on these data, the FDA approved ibrutinib in November 2013 (Food and Drug Administration, 2014c). At the time the EMA website was searched (May 2014), the EMA had not reviewed the product. 72. IBRUTINIB IN CHRONIC LYMPHOCYTIC LEUKAEMIA CLL has had a number of treatments approved without uncontrolled studies, including alemtuzumab and ofatumumab. In CLL ibrutinib was studied in 48 previously treated patients, 28 of whom achieved a partial response with no complete responses (Food and Drug Administration, 2014c). The submission to the FDA was made on the same dat as the application for an approval in MCL, however the CLL approval was not granted until 3 months afterwards. At the time of the review, the product was not approved by the European Medicines Agency. 73. CERITINIB IN NON-SMALL CELL LUNG CANCER (NSCLC) Ceritinib is used for the treatment of ALK-positive Non-Small Cell Lung Cancer. The ALK mutation in the DNA of the cancer is the target for the drug and is the biological basis for treatment (Khozin and Zhang, 2014). It was studied in a multi-centre study where 163 patients were treated with ceritinib and assessed for efficacy by both the investigator and a blinded independent review committee. The primary endpoint of the study was the overall response rate, according to objective criteria, the RECIST criteria (Therasse et al., 2000). In the trial, 89/163 patients showed a response according to the investigators and 79/163 in the blinded assessment (Food and Drug Administration, 2014f). Based on these results, the drug was given a license by the FDA in April 2014 (Pazdur, 2014). It has not been reviewed by the EMA. 41 / 59 Alvandi, F. (2012) ‘Clinical Review 203585/0’. Available at: http://www.accessdata.fda.gov/drugsatfda_docs/nda/2012/203585Orig1s000MedR.pdf. Armstrong, K. and Berens, M. J. (2013) ‘Part 2: Orphan drug earns millions | Pharma’s Windfall’, The Seattle Times, 9 November. Available at: http://apps.seattletimes.com/reports/pharma-windfall/2013/nov/9/seattlebiotech-orphan-drug/ (Accessed: 7 October 2014). Axelson, M. (2012) ‘Clinical and Statistical Review’. Center for Drug Evaluation and Research. 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