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1 Title: Evolutionary dynamics of the leaf phenological cycle in an oak metapopulation along 2 an elevation gradient 3 4 Running title: Multivariate evolution of leaf phenology 5 6 Authors: 7 Cyril Firmat1,2*, 8 Sylvain Delzon1,2, 9 Jean-Marc Louvet1,2, 10 Julien Parmentier3, 11 Antoine Kremer1,2 12 13 Adresses: 14 1 INRA, UMR 1202 BIOGECO, F-33610 Cestas, France; 15 2 Univ. Bordeaux, UMR 1202 BIOGECO, F-33405 Talence, France; 16 3 INRA – UE 0393, Unité Expérimentale Arboricole, Centre de Recherche Bordeaux-Aquitaine, 17 Toulenne, France. 18 *Contact: [email protected] - Phone: (+33) (0) 5 57 12 28 31 19 20 Data archival location: Phenological data will be deposited on Dryad after acceptance of the 21 manuscript. Population genetic data are available from the Quercus portal website 22 (https://w3.pierroton.inra.fr/QuercusPortal/) 23 1 24 Abstract 25 Predictions suggest that climate change will radically alter the selective pressures on 26 phenological traits. Long-lived species, such as trees, will be particularly affected, as they will 27 have only one or a few generations to track a moving fitness optimum. The traits describing the 28 annual life cycle of trees generally have a high evolvabilities, but nothing is known about the 29 strength of their genetic correlations. Strong correlations can impose strong evolutionary 30 constraints, potentially hampering the adaptation of multivariate phenological phenotypes. The 31 evolutionary, genetic and environmental components of leaf unfolding and leaf senescence 32 timings are evaluated within an oak metapopulation along an elevation gradient. Then, 33 phenological population divergence is compared to a neutral expectation based on microsatellite 34 markers. This approach allows us (1) to evaluate the influence genetic correlation on the pattern 35 of multivariate local adaptation to elevation and (2) to estimate the trait(s) most likely exposed to 36 past selective pressures induced by the colder climate experienced at high elevation. The genetic 37 correlation was found positive but very weak, indicating that genetic constraints did not influence 38 the local adaptation pattern as expressed on leaf phenology. Both spring and fall phenology were 39 involved in local adaptation, although leaf unfolding was likely the most exposed trait to climate- 40 induced selection. Despite the strong selective pressures experienced, a high genetic variance was 41 preserved albeit reduced with elevation. We conclude that the evolutionary potential of leaf 42 phenology is probably not the most critical aspect for short term population survival under a 43 changing climate. 44 45 Keywords: common garden, extreme environments, genetic constraints, G-matrix, local 46 adaptation. 2 47 48 INTRODUCTION The capacity of populations to cope with changing climatic conditions depends on their 49 ability to track a fitness optimum moving on the phenotypic space. This involves adaptive 50 plasticity (environmentally induced phenotypic change) and non-neutral genetic variation 51 (microevolution) (Nussey et al., 2007; Lande, 2009). The contribution of microevolution to short- 52 term responses to contemporary climate change remains a matter of debate (Gienapp et al., 2008; 53 Merilä, 2012; Franks et al., 2014; Teplitsky & Millien, 2014). By contrast, climate has long been 54 recognized to be a major, ubiquitous driver of evolutionary dynamics over longer time scales 55 (Hunt & Roy, 2006; Erwin, 2009). However, long-term adaptive responses to a climatic trend 56 require a substantial amount of genetic variation for traits targeted by selection to be maintained 57 over time, to sustain the response to selection depleting initial genetic variation. The existence of 58 abundant additive genetic variation for traits important for fitness is particularly crucial for the 59 survival of tree populations (Kremer et al., 2014). As sessile, perennial organisms, trees typically 60 have slow migration rates, hampering the optimal spatial tracking of their climatic niche (Aitken 61 et al., 2008; Lindner et al., 2010). Furthermore, given the long generation time of these 62 organisms, they will need to adapt to changes in climatic conditions over only one or few 63 generations. The capacity for evolutionary change is therefore mostly dependent on standing 64 genetic variation in the populations. Detailed quantitative genetics investigations of tree 65 populations are therefore required to predict their fate in the context of climate change. 66 Such investigations must include: (1) measurement of the loss of fitness due to climatic 67 change (i.e., the strength of directional and stabilizing selection on traits of adaptive significance) 68 (Lande & Arnold, 1983) and (2) evaluation of the distribution of genetic variation for traits 69 subject to climatic selection. It is difficult to assess loss of fitness in species mating over long 3 70 distances, such as trees. This task will therefore require the use of molecular marker information 71 within a spatially explicit context for estimation of the variance of fecundity (e.g., Klein et al., 72 2011). By contrast, the distribution of genetic variation for those fitness-related traits is 73 commonly assessed in open-pollinated progeny tests using common garden experiments, in 74 which genetic variance can be estimated together with genetic differentiation between 75 populations (reviewed in Alberto et al., 2013a). In situations in which multivariate genetic 76 variability can be compared to the genetic divergence between populations spread along a 77 climatic gradient, indirect inferences become possible, concerning the ways in which climate- 78 related selective processes (first task above) have interacted with the genetic architecture of traits 79 (second task) to shape the observed evolutionary trajectories. Such inferences are based on the 80 theory of multivariate genetic constraints first formalized by Lande (1979) as 𝛥𝑧̅ = 𝐆𝛽. i.e., the 81 magnitude of mean phenotypic change 𝛥𝑧̅ of a set of traits zi exposed to a multivariate selection 82 gradient 𝛽 depends on G, the matrix of the additive genetic variance and covariance of the traits. 83 Genetic covariances between traits typically result from pleiotropy or linkage disequilibrium. The 84 ways in which these processes influence evolution and adaptation is thus accounted for by the G 85 matrix, and there is growing evidence for a major influence of G on the trajectories of phenotypic 86 evolution (Hansen & Houle, 2008; Bolstad et al., 2014; Teplitsky et al., 2014b). 87 When considering the response to selection of a focal trait zi, ignoring its genetic 88 covariation with other traits may lead to misleading conclusions. If zi is correlated with other 89 traits subject to stabilizing selection, part of its evolutionary potential is captured by stabilizing 90 selection in other dimensions of the phenotypic space (Hansen, 2003). In this case, the adaptive 91 potential of populations facing climate change can be overestimated (Etterson & Shaw, 2001; 92 Duputié et al., 2012). Conversely, if the directional selection vector induced by climate change 4 93 aligns with the main axes of genetic variation in the multivariate phenotypic space, selection 94 response is accelerated (e.g., Schluter, 1996; Hansen & Voje, 2011), underlining the limits of 95 univariate approaches focused on a key phenotypic trait. 96 Phenological traits — the dates or durations of events of the organism’s life cycle — are 97 typically expected to be exposed to selection induced by climate change (Rehfeldt et al., 1999; 98 Forrest & Miller-Rushing, 2010; Gienapp et al., 2014).The phenological cycle of the leaves of 99 deciduous temperate tree species can be described on the basis of two timing traits and one 100 duration trait. The two timing traits are the date of leaf unfolding (LU) and the date of leaf 101 senescence (LS). The duration of the canopy (CD), the duration trait, is determined from the two 102 timing traits as follows: CD = LS – LU. Genetic differentiation between populations in several 103 tree species has been documented for various phenological measurements (review in: Alberto et 104 al., 2013a). 105 Spring phenology (here LU) is known to be crucially sensitive to climate change and has 106 therefore been extensively investigated (Aitken et al., 2008; Alberto et al., 2013a). 107 Comparatively, fall phenology has been largely neglected (Gallinat et al., 2015), but several 108 recent studies have highlighted its importance for deciduous tree populations in a global warming 109 context (Gill et al., 2015; Xie et al., 2015). The significant consequences for ecosystem 110 productivity, carbon cycling, competition and food web of shifts in plant phenology (Richardson 111 et al., 2012) appeal detailed explorations of their modalities. Investigations of the evolutionary 112 relevance of the various biological aspects related to climatic adaptation will require us to 113 position the phenological cycle within a quantitative genetic framework. We provide here a 114 quantitative genetic strategy for exploring the interplay between the two timing traits (LU and LS) 5 115 and the duration trait (GS) and probable consequences in terms of their expected evolutionary 116 changes. 117 Leaf phenological traits in the spring and the fall have been shown to be positively 118 correlated from year to year, at the ecosystem scale (Keenan & Richardson, 2015). However, it 119 remains unclear whether this correlation has a genetic basis. This is a key question for long-lived 120 tree populations having to rapidly respond to changes in climate. Indeed, genetic correlations 121 between phenological traits may influence the adaptation process (Forrest & Miller-Rushing, 122 2010), although this aspect has not yet been investigated. 123 The different biological implications of the three traits described above may go some way 124 to explaining why they are usually analyzed separately (e.g. Savolainen et al., 2004; Alberto et 125 al., 2011). For example, in oaks, leaf unfolding takes place at the same time as flowering and 126 pollen emission. Thus, assortative mating through long-distance pollen flows would be expected 127 to interact with local adaptation in the evolution of this trait (Soularue & Kremer, 2012; 2014). 128 No such interaction would be expected for leaf senescence date. The timing of leaf senescence in 129 the fall is influenced by photoperiod (Richardson et al., 2006; Delpierre et al., 2009; Vitasse et 130 al., 2011), whereas the principal environmental factor controlling leaf unfolding date is 131 temperature-dependent (Menzel & Fabian, 1999; Chmielewski & Rötzer, 2001; Vitasse et al., 132 2009c). However, the two “timing” traits are together exposed to a trade-off between maximizing 133 canopy duration (earlier flushing and later senescence) and the avoidance of late-spring and 134 early-fall frost damage to the canopy (i.e., favoring later flushing and earlier senescence). Canopy 135 frost damage is associated with high fitness costs (for a review: Vitasse et al., 2014), including 136 physical damage to soft tissues in the spring and leaf abscission before the total resorption of 137 nitrogen content by hard tissues in the fall (Norby et al., 2003). 6 138 We focused on sessile oak (Quercus petraea (Matt.) Liebl.) populations spread along a 139 replicated elevation gradient in two valleys in the Pyrenees (France). The distribution of these 140 populations encompasses the entire elevation range for the species in the Pyrenees (0 – 1600 m), 141 and previous studies have documented the phenotypic and genetic variation of phenological traits 142 with elevation (Vitasse et al., 2009a; Alberto et al., 2011). This study system therefore provided 143 us with an ideal biological context for investigating multivariate genetic adaptation of the 144 phenological cycle in populations faced with extreme climatic conditions. 145 146 147 We aimed to perform a detailed and integrative quantitative genetic analysis of the leaf phenological cycle to address the following questions: (1) Which phenological trait is most likely to drive the evolutionary dynamics of the 148 phenological cycle: leaf unfolding, senescence or duration, or a combination of these 149 traits? 150 (2) What evolutionary scenario shaped the current distribution of genetic and evolutionary 151 variation along the elevation gradient? In particular, were genetic constraints 152 responsible for the multivariate pattern of population divergence? 153 Answering these core questions requires the estimation of the selection gradients acting 154 on the components of the phenological cycle, which is a very challenging task in long-lived 155 species, such as trees. However, we show here that assessments of the G-matrix for phenological 156 components and their current divergence in populations along elevation gradients can be used to 157 answer the two questions posed above. 158 7 159 MATERIALS AND METHODS 160 Natural populations and the common garden experiment 161 This study was based on a combination of in situ and common-garden designs for 162 estimations of the components of evolutionary (among populations), genetic and environmental 163 variation in oak populations spread along a replicated elevation gradient on the northern side of 164 the Pyrenees. These designs are briefly described below and further details about the study sites 165 and the measurement protocols for assessing spring and fall leaf phenological traits can be 166 obtained from Alberto et al. (2010; 2011; 2013b), Vitasse et al. (2009a; 2009c) and are detailed 167 in Appendix 1. 168 Spring and fall phenological traits were monitored in 10 populations from two Pyrenean 169 valleys along an elevation gradient extending from 131 to 1630 m above sea level, every year 170 (except 2008 and 2013), from the spring of 2005 to the fall of 2015. This elevation gradient 171 encompasses the entire elevation distribution of Q. petraea in the Pyrenees. 172 Open-pollinated acorns from 152 in situ mother trees were germinated in greenhouse and 173 transplanted in 2008 at a common garden settled at sea level (Toulenne research station, 174 Southeast France), providing favorable conditions for vegetative development (warm 175 temperatures beginning early in spring and no frost until late fall). There were a mean of 15 176 mother trees per population (range: 7 - 33) and the mean number of offspring per tree was 23.0 177 (range: 1 - 123). The common garden was flooded in 2010. Thus, from 2009 to 2015, these 178 sample sizes decreased slightly, to 12.1 (range: 2 - 33) and 10.7 (range: 1 - 88), respectively, due 179 to mortality. 180 181 Leaf unfolding date was assessed over nine (2005-2007, 2009-2012 and 2014-2015) years in situ and over seven (2009-2015) years in the common garden. Leaf senescence date was 8 182 evaluated over seven (2005-2007 and 2009-2012) years in situ and five years (2009 and 2012- 183 2015) in the common garden. Thus, canopy duration and covariation between traits were based 184 on estimates for seven years in situ and five years for the common garden, resulting in robust 185 estimates of the genetic values for each individual included in the dataset. In total, the databased 186 gathers 15659 entries (sets of measurements per individuals per year). 187 188 Methods 189 Quantitative genetic dissection of phenological cycles 190 The evolutionary dynamics of the components of a tree apical bud phenological cycle can 191 be modeled by assuming that the duration of bud extension (or canopy duration, CD) is a 192 composite trait dependent on the timing of bud burst (here, leaf unfolding date, LU) and the 193 timing of bud set (here, leaf senescence, LS). A phenological cycle is therefore composed by 194 traits measured on two different scales types: an interval scale for “timing” traits (i.e. no natural 195 zero point for LU and LS) and a ratio scale for canopy duration (i.e. a natural, biologically 196 meaningful, zero point exists for CD), which render an integrative analysis of this set of traits not 197 straightforward because of spurious relationships between its components as CD = LS – LU, e.g. 198 it is easy to show that the least-square regression slope of CD on LU, bCD,LU = bLS,LU – 1. 199 We are dealing here with a deciduous canopy, but this model can describe any organ 200 replaced during the life cycle of an organism, such as the cuticle of insects or the teeth of 201 vertebrates. For any individual phenotype i, we have CDi = LSi – LUi, and the expected mean 202 genetic change in each trait between generations can be expressed as follows: 203 ̅̅̅̅ = Δ𝐿𝑆 ̅̅̅ − Δ𝐿𝑈 ̅̅̅̅ [1] Δ𝐶𝐷 9 204 Assuming that the two timing traits are not subject to stabilizing selection (directional 205 selection is the dominant process) and that G remains roughly constant over time, Lande’s (1979) 206 equation gives: 207 { ̅̅̅ = 𝐺𝐿𝑆 𝛽𝐿𝑆 + 𝐺𝐿𝑆,𝐿𝑈 𝛽𝐿𝑈 Δ𝐿𝑆 [2], ̅̅̅̅ = 𝐺𝐿𝑈 𝛽𝐿𝑈 + 𝐺𝐿𝑆,𝐿𝑈 𝛽𝐿𝑆 Δ𝐿𝑈 208 with the elements of the G-matrix GLU, GLS and GLS,LU the genetic variances of LU, of LS and the 209 genetic covariance between them, respectively, and βLU and βLS the directional selection 210 gradients exerted on each trait. Replacing [2] in [1] yields the general formula: 211 212 ̅̅̅̅ = 𝐺𝐿𝑆 𝛽𝐿𝑆 − 𝐺𝐿𝑈 𝛽𝐿𝑈 + 𝐺𝐿𝑆,𝐿𝑈 (𝛽𝐿𝑈 − 𝛽𝐿𝑆 ) [3] Δ𝐶𝐷 Equation [3] provides a general prediction of the expected genetic change in CD, 213 depending on the selection gradient of LU and LS and their genetic variances and covariances. 214 ̅̅̅̅ by considering different strengths of selection We will now explore different outcomes of Δ𝐶𝐷 215 on LU and LS, and different genetic variance and covariance patterns. As the breeder’s equation, 216 the Lande’s (1979) equation, predicts change from one generation to the other, but applied to a 217 larger time scale (microevolution) under certain scenarios, it predicts a proportional relationship 218 between the G-matrix and the evolutionary variance and covariance matrix of synchronous 219 differentiated populations (Ackermann & Cheverud, 2002; Bolstad et al., 2014). If we consider a 220 simple case in which there is no selection on LS, the change in CD can be simplified as follows: 221 222 ̅̅̅̅ = (𝐺𝐿𝑆,𝐿𝑈 − 𝐺𝐿𝑈 ) 𝛽𝐿𝑈 [4] Δ𝐶𝐷 When selection delays the timing of structure formation, as in the case of early spring 223 frost damage, 𝛽𝐿𝑈 > 0. In such cases, assuming an absence of genetic covariance between traits 224 ̅̅̅̅ decreases by 𝐺𝐿𝑈 𝛽𝐿𝑈 in each generation. and positive selection on LS (Fig. 1, case 1, A-B), 𝐶𝐷 10 225 ̅̅̅̅ ≥ 0) would require the term (𝐺𝐿𝑆,𝐿𝑈 − 𝐺𝐿𝑈 ) to be Evolutionary stasis or an increase in CD (Δ𝐶𝐷 226 positive or zero. Thus, under a scenario of univariate directional selection for delayed structure 227 formation, as observed in our system (see Results), responding to selection on LU while 228 compensating for the decrease in CD would require the G-matrix to satisfy the following 229 condition: 𝒃𝐚 = 230 regression of senescence on the formation timing trait (Fig. 1, case 2, C). For a phenological shift 231 of the cycle resulting mostly from selection on LU, as observed in the Pyrenean sessile oak 232 (Alberto et al. 2011, see Results section), ba ≥ 1 therefore corresponds to an adaptive variance- 233 covariance genetic pattern for the avoidance of late spring frost while maximizing yearly carbon 234 intake, approximated here by canopy duration. A positive slope of the genetic regression line (0 < 235 ba < 1) would result in a partial compensation of the decrease in CD through a correlated 236 response to positive selection on LU only. Alternatively, the decrease in CD might also be 237 compensated in the absence of genetic correlation, but this would require correlated selection on 238 LS (Fig. 1, case 3, C). Correlated changes in the two “timing” traits may therefore result from 239 either a correlated response to selection on LU or direct selection on LS. 240 𝐺𝐿𝑆,𝐿𝑈 𝐺𝐿𝑈 ≥ 1 , where ba is the slope of the ordinary least squares additive genetic We observed a decrease in the mean breeding value of canopy duration with increasing 241 ̅̅̅̅ < 0 (Appendix 2, Vitasse et al., 2009c). If we assume that 𝛽𝐿𝑈 and 𝛽𝐿𝑆 are elevation, i.e. Δ𝐶𝐷 242 ̅̅̅̅ decreases during the course of evolution (as in Fig. 1, case 2), both non-null and that Δ𝐶𝐷 243 rearranging equation [3] gives: 244 245 246 𝛽𝐿𝑈 𝛽𝐿𝑆 > 𝐺𝐿𝑆 − 𝐺𝐿𝑈,𝐿𝑆 𝐺𝐿𝑈 − 𝐺𝐿𝑈,𝐿𝑆 = 𝜃 [5] The observed evolutionary shortening of canopy duration thus requires a proportional relationship between the ratio of the trait-specific cumulative selection gradients and θ, a ratio of 11 247 two linear combinations of G-matrix elements (note that the sign “>” above can be reversed if 248 CD increases, or may be replaced by “=” in a case of evolutionary stasis). Thus, assuming that 249 the sign for genetic change in CD over an evolutionary time span and the estimated ancestral G- 250 matrix remain roughly constant, equation [5] can be used to determine the minimal relative 251 strength of selection that has acted cumulatively on the two “timing” traits in term of selection 252 gradients (i.e. the increase in fitness per unit of change in the trait). This makes it possible to 253 determine the difference in climate-induced selection between the two traits (in this case: 𝛽𝐿𝑈 > 254 𝜃𝛽𝐿𝑆 ). By applying Lande’s (1979) equation to a biological cycle, this simple model shows how 255 the covariance between “timing” traits and the relative strength of selection on these traits can 256 interact to govern the evolutionary dynamics of canopy duration in trees. 257 Our analysis of this model and its simplified cases suggested that the G-matrix and the 258 observed evolutionary changes in CD, LU and LS provided clues to the gradient of selection 259 acting on the component of the phenological cycle. The structure of the G-matrix is compared 260 with population divergence to infer the selection scenario driving evolution. This approach based 261 on the estimation of θ is therefore analogous to that used in studies investigating multivariate 262 genetic constraints (e.g. Schluter, 1996; Hansen & Houle, 2008; Agrawal & Stinchcombe, 2009). 263 Thus, interpreting θ in this context implies similar assumptions: the estimated G-matrix is 264 representative of the ancestral G-matrix, it has remained roughly constant, the observed 265 divergence among synchronous populations is insightful in term of the dominant evolutionary 266 processes involved through time (it was not possible to assess evolutionary changes over 267 successive generations in this long-lived species) and this divergence is driven by a contribution 268 of selective forces and stochastic factors. Here, the structural statistical properties of the 269 phenological cycle data made it possible to determine the minimal value of θ, i.e. a gross estimate 12 270 of the relative strength of the cumulative selection gradients exerted on the timing traits during 271 population divergence along the elevation gradient .θ = 1 implies that bivariate divergence is 272 unlikely to have been influenced by a selective pressures stronger on one phenological trait than 273 on the other. 274 275 276 Quantitative genetic and evolutionary estimates Alberto et al. (2011) found that genetic variance for leaf unfolding date was much smaller 277 for populations at high elevations (more than 1000 m above sea level) than for populations at 278 lower elevations. Consequently, following the same partition (i.e. three sites per valley for low 279 elevations and two sites per valley for high elevations), all the analyses were replicated for low- 280 and high-elevation populations separately. Due to the low number of in situ individuals (mothers) 281 within each population (see Appendix 1) sample size is not sufficient to obtain reliable 282 population specific estimates of genetic (co)variances. Pooling populations in the analyses was 283 therefore necessary. 284 An integrative statistical model combining information from both in situ and common 285 garden designs was fitted. The variance of phenological traits in the system was simultaneously 286 partitioned at the among and within population levels with the following ‘stratified’ mixed-effect 287 model (where uppercase letters denote fixed-effects and lower case letters denote random- 288 effects): 289 zjkmno = Dj + (Dj)Bk + (Dj)(Bp)km + (Dj)pm + ajkmn + djkmn + εjkmno [6] 290 where for any trait z, D is the experimental design fixed effect (i.e. in situ [j = 1] or in common 291 garden [j = 2]), B is the fixed-block effect (in common garden), p is the population random effect 13 292 terms estimated separately within each design (with a Block × population interaction in common 293 garden). The model is adjusted so that among population (co)variances were estimated separately 294 within each experiment: in situ and in common garden. a is the breeding value of the individual 295 n. d is the non-genetic individual effect and ε the within-individual variation (i.e. between-year 296 replicates o). The d term therefore corresponds to the permanent environmental effect (Lynch & 297 Walsh, 1998; Kruuk, 2004), grouping among-year measurements replicated on the same 298 individual to estimate inter-individual non genetic effect (e.g. Coltman et al., 2003; Bolstad et al., 299 2014). Consequently, the ultimate residuals quantify within individual (co)variance, and the year 300 effect should not be entered as a fixed explanatory factor in the model. Among-year within- 301 individual variation is quantified as a variance component in the ultimate residual term ε, i.e. the 302 variation level (below the non-genetic among-individual term d) estimating the influence of 303 among year climatic variation on the traits at the individual level. The variance component a 304 estimates the genetic variance in an ‘animal model’ framework (Kruuk, 2004), i.e. the within 305 population variance explained by the relatedness among individuals. Applied to a simple open- 306 pollinated offspring design for which parental phenotypic values are available, an animal model 307 makes it possible to combine information from measurements recorded both in situ (parents) and 308 in the common garden (half-sibs) to better estimate the trait’s genetic variance 𝜎𝑎2 . Univariate 309 analyses were carried out for the three phenological traits. A bivariate variance model was 310 estimated for LU and LS. All along the analysis, a constant slope of reaction norms for the traits 311 is assumed. This assumption is supported by preliminary analyses showing a clearly negligible 312 genetic variance for these slopes (Soularue J.-P., Firmat C., Ronce O., Caignard T., Delzon S., 313 Kremer A., unpublished results). 314 315 For priors of the Bayesian model, we used zero-mean normal distributions with large variances (108) for the fixed effects, half-Cauchy distributions with scale parameter 30 (“weakly 14 316 informative prior distribution”, Gelman, 2006) for the variance components, and inverse-Wishart 317 distributions for the residuals with a matrix parameter V corresponding to a crude guess 318 estimated from the phenotypic variance-covariance matrix, and a parameter n set to 0.002 and 319 1.002 for the uni- and bi-variate case, respectively (Hadfield, 2010). Parameter estimates were 320 not sensitive to change in the priors. The model was run for 52,000 iterations, including a burn-in 321 of 2000 iterations and a thinning interval of 50 iterations. Autocorrelation levels in the Markov 322 chain-Monte Carlo (MCMC) resampling were consistently below 0.10. 323 At the population level, the model was built to decompose (co)variances separately in situ 324 2 2 and in common garden conditions, 𝜎𝑝−𝑖𝑛 𝑠𝑖𝑡𝑢 and 𝜎𝑝−𝑐𝑜𝑚𝑚𝑜𝑛 , respectively. The former 325 encompass both genetic and environmental sources of differentiation while the second only 326 includes genetic differentiation. Change in the among population relationship between LU and LS 327 was estimated from least square regression slope of LS on LU: 𝑏𝑝 = 𝜎𝑝 (𝐿𝑈, 𝐿𝑆)/𝜎𝑝2 (𝐿𝑈). The 328 separate decomposition allows to measure the discrepancy between the bivariate genetic and 329 phenotypic population differentiation (caused by large scale environmental effects acting in situ) 330 with the contrast 𝒃𝒑−𝒄𝒐𝒎𝒎𝒐𝒏 − 𝒃𝒑−𝒊𝒏 𝒔𝒊𝒕𝒖 . 331 Using 𝜎𝑎2 , the average component of within-population genetic variation, heritability was 332 estimated as ℎ2 = 𝜎𝑎2 /(𝜎𝑎2 + 𝜎𝑑2 ), with the average between-tree difference 𝜎𝑑2 (the permanent 333 environmental effect) as the unique non-genetic term (see equation [6]). This is equivalent to the 334 average of heritabilities calculated separately for each year. We also estimated an heritabily 335 accounting for the among-year within-individual plastic variation in the denominator 𝜎𝜀2 , i.e. 336 ℎ𝜀2 = 𝜎𝑎2 /(𝜎𝑎2 + 𝜎𝑑2 + 𝜎𝜀2 ). Evolvability (Houle, 1992) was also estimated for canopy duration as 337 ̅̅̅̅ 2 , 𝑒 = 100 × 𝜎𝑎2 𝐺𝑆 /𝐶𝐷 338 interval scale, so mean-scaled measurements such as evolvability are meaningless for these traits with ̅̅̅̅ 𝐶𝐷² the squared mean of CD. The two timing traits, however, are on an 15 339 (Hansen et al., 2011). We calculated θ as in equation [4], from the G-matrix obtained with a 340 bivariate version of the model (equation [6]). 341 342 343 FST-QST comparisons The divergence patterns of the various traits were compared, by considering the QST 344 parameter (for a comprehensive review: Leinonen et al., 2013) calculated as: 𝑄ST = 345 2 2 𝜎𝑝−𝑐𝑜𝑚𝑚𝑜𝑛 /(𝜎𝑝−𝑐𝑜𝑚𝑚𝑜𝑛 + 2𝜎𝑎2 ), where 𝜎𝑝2 is the between-population genetic variance 346 component and 𝜎𝑎2 is the mean within-population genetic variance, both estimated from the 347 model in equation [6]. Ovaskainen et al. (2011) suggested a multivariate FST-QST comparison 348 method. Here, we needed to analyze CD separately to avoid spurious correlations and LU and LS 349 were only weakly correlated genetically (genetic R2 < 0.05, see Results). We therefore carried out 350 classical univariate Bayesian estimations, the results of which can be interpreted intuitively in 351 this case. The full distribution of MCMC samples was included in each comparison, to account 352 for uncertainty in the QST estimates. We used the FST values estimated from the 16 microsatellite 353 markers of Alberto et al. (2010) as the baseline for the evaluation of a stochastic scenario of trait 354 divergence. Two of these markers with differentiation levels suggestive of deviation from 355 neutrality (i.e. high Fst values, Alberto et al., 2010) were not discarded to provide a conservative 356 test of a hypothesis of directional selection on phenological traits (QST > FST). Following the 357 recommendation of Whitlock (2008), the QST distribution was compared to the extreme tail of the 358 FST distribution: a 95% upper bound threshold value was computed from the mean FST assuming 359 a χ2 distribution with (npopulations – 1) degrees of freedom, i.e. the Lewontin-Krakauer distribution 360 (Lewontin & Krakauer, 1973; Whitlock, 2008). Locus-specific FST values were also estimated to 361 compare QST estimates to the actual range of the genetic differentiation within the genome. All 16 362 FST estimates were replicated for low-elevation, high-elevation and all populations, with the R 363 hierfstat package (Goudet, 2005). QST computed from few populations are generally poorly 364 estimated (O'Hara & Merilä, 2005; Whitlock, 2008). This drawback was kept in mind for the 365 interpretation of the estimates based on population subsets. 366 367 RESULTS 368 Within-population (co)variations 369 Each phenological trait displayed considerable variation (Table 1), but the genetic 370 variance of LS and CD was at least twice that for LU. For each trait, most of the variation in 371 averaged individual phenotypic value was explained by genetic effects, as indicated by the 372 heritability estimates close to one for each trait. The genetic variance was markedly lower at high 373 elevation (Table 1, Fig. 2): 58% lower for LU, 71% lower for LS, and 45% lower for CD. 374 Consistently, the evolvability of CD was 0.05% for low-elevation populations, but fell to 0.03% 375 in high-elevation populations, although this decrease is not significant. A very large proportion of 376 the phenotypic variance of the traits (LU: 91%, LS: 87%, CD: 94%) was intra-individual. This 377 finding reflects the strong plastic variation observed for each of the traits studied, but their 378 individual phenotypic means were nevertheless largely explained by genetic effects (0.95 < h2 < 1 379 for all traits at the scale of the gradient, Table 1). Accounting for the high within individual 380 variance in the denominator (h2ε in Table 1), heritability dropped between 6% and 13% but 381 always remained distinct from zero. The environmental variance was similar between high- and 382 low-elevation populations for LU, but was markedly higher at low elevations for LS and CD 383 (Table 1). 17 384 The estimated G-matrices for LU and LS suggested that there was no close genetic 385 relationship between these traits (Fig. 2, Table 2). For all sets of populations, the estimated 386 genetic R2 never exceeded 5%, indicating that almost all of the variance for a particular trait (i.e. 387 at least 95%) remained available when the other trait was subject to stabilizing selection. The 388 slope of the genetic regression of LS on LU was therefore shallow (Fig. 2, Table 2), indicating 389 that there should not be a strong correlated response to selection on one trait due to directional 390 selection on the other. However, the genetic relationship between these traits, although very weak 391 (R² =0.02), was positive and above zero for the full set of populations and for those at low- 392 elevation sites, indicating a weak genetic relationship between phenological traits. With the 393 marked decrease in the variance of each trait in high-elevation populations, their genetic 394 covariance reached zero (Fig. 2 C, Table 2). 395 Regression slopes were estimated for each bivariate variance component, but the error 396 term of the model was the only term yielding a non-zero estimated slope in each case (Table 2). 397 This indicates that the two traits display a positive environmental covariance, but that this 398 covariance accounts for only a small proportion of the variance in the correlated trait (LS) at this 399 level also, with all R2 values below 3% in any case. The total phenotypic correlation within 400 populations including the within individual term was also positive and very low (R2 = 0.023 401 [0.000, 0.065]). The estimate of the θ parameter, approximating the ratio of the cumulative 402 selection gradients during population divergence given the G-matrix for the two traits (Eq. [4]) 403 was systematically greater than one, although the credibility interval overlapped one in high- 404 elevation populations (Table 2). As the population mean genetic value for canopy duration 405 decreased with increasing elevation of the provenance (Vitasse et al., 2011, Appendix S2), θ can 406 be interpreted as βLU / βLS > θ, i.e. the minimum estimate of the ratio of the cumulative selection 18 407 gradients for each trait. The estimated values of θ ranged from 2.87 at low elevation to 1.86 at 408 high elevation (where the credibility interval overlaps unity), with a global estimate of 2.51. 409 Thus, to generate the observed pattern, the cumulative selection on LU was about twice as strong 410 as that on LS. 411 412 Evolutionary (co)variation 413 All traits displayed considerable between-population differentiation both in situ and in 414 common garden conditions with credibility intervals clearly distinct from zero (Table 1). Only 415 common garden estimates for among-population variance in canopy duration at low and high 416 elevation were not distinct from zero. Generally, variation in common garden is markedly 417 reduced compared to variation in situ (Table 1, Fig. 3), highlighting a strong environmental effect 418 for population phenotypic divergence (Table 1, Fig. 3). 419 A strongly negative relationship between LU and LS was observed for in situ conditions 420 (Fig. 3), while a positive relationship was observed on the much narrower range of populations 421 grown in common-garden (Fig. 3). Although the latter relationship was not distinct from zero 422 (regression slope bp-common = 0.45 [-0.29, 1.07], R2 = 0.22), the contrast between the two slope was 423 significant (bp-common - bp-in situ = 0.74 [0.01, 1.42], Table 2). Finally, the trajectory of bivariate 424 populations divergence of their averaged breeding values (common garden condition) was steeper 425 than the within population genetic least-square regression slope for these traits (ba = 0.22 [0.04, 426 0.43], Fig. 3, Table 2). 427 19 428 429 FST-QST comparisons The FST values were about 2-3% (Fig. 4) and were reliably estimated, as indicated by the 430 narrow bootstrap-based confidence interval obtained for each set of populations: FST = 0.026 431 (95% Credibility interval based on 500 bootstrap replicates: 0.021, 0.031) for all populations, FST 432 = 0.022 (0.017, 0.027) for populations at low elevation and FST = 0.026 (0.021, 0.033) for 433 populations at high elevation. The 95% upper bound (extreme tail) of the FST distribution 434 assuming a Lewontin-Krakauer distribution were: 0.047, 0.046, and 0.055, for all, low and high 435 elevation populations, respectively. 436 There was evidence for a strong pattern of non-neutral differentiation for LU, with high 437 QST estimates, ranging from 38 to 64%, with the lower limit of the 95% credibility interval 438 always exceeding the extreme tail of the neutral (FST) expectation for each population subset 439 (Fig. 4 A-C, Table 1). A similar pattern, though less clear, was found for LS, with QST estimates 440 ranging from 35 to 62% (Fig. 4 D-F, Table 1). The 95% CIs of QST always excluded the extreme 441 tail of the FST distribution. A different pattern was obtained for CD (Fig.4 G-I) with QST ranging 442 from 9 to 26%. In this case, the upper tail of the FST distribution was included within 95% CIs of 443 QST for the low and high populations subsets. However, for the full set of population, the 95% 444 CIs of QST excluded the neutral expectation supporting directional selection on this trait. 445 The between-population variance component was systematically slightly lower for CD 446 than for the other traits and the credibility interval included zero (Table 1). These lower QST 447 values were, therefore, not merely a consequence of the particularly high level of within- 448 population genetic variance estimated for this trait. They also resulted from weaker between- 449 population differentiation for CD than for the other traits. Thus, on the basis of QST -FST 20 450 comparisons, scenarios involving strong directional selection across the elevation gradient seem 451 less likely for CD than for the two timing traits, LU and LS. 452 453 454 DISCUSSION Phenological traits are known to be extremely plastic in trees (e.g. Vitasse et al., 2010), 455 phenotypic values can therefore fluctuate strongly from year to year affecting the estimate of 456 genetic parameters. Here, each estimate was based on at least five measurements per tree, 457 replicated across years, providing a unique opportunity to obtain more realistic averaged breeding 458 and phenotypic values, together with their population averages. The overall dissection of the 459 phenological cycle into timing and duration traits and the assessment of these traits in situ and in 460 a common garden over a number of years made it possible to identify the target traits subject to 461 natural selection and driving the evolutionary dynamics of the phenological cycle. Finally, this 462 breakdown also made it possible to propose an evolutionary scenario leading to the current 463 divergence of populations along elevation gradients. 464 465 466 Targets of selection The genetic divergence of quantitative traits (QST) markedly exceeded neutral 467 expectations (FST) at all elevations for both timing traits, leaf unfolding (LU) and leaf senescence 468 (LS) dates. For the canopy duration (CD), a less clear picture emerged from the analyses as the 469 QST estimated within each population subsets (low and high elevations) were not significantly 470 distinct from the FST. This discrepancy might be due to the lack of statistical power for QST 471 estimates relying on a low number of populations (O'Hara & Merilä, 2005; Whitlock, 2008). 21 472 However, it cannot be excluded that this trait was probably exposed to a lower level of directional 473 selection than the other two as a pattern of QST >> FST was found for the same population subset 474 for LU and LS, and as a lower QST was found for CD than for LU and LS when the full set of 475 populations was analyzed. A lower level of differentiation for canopy duration could be due to a 476 partial compensation for the two traits, with a displacement in time of the canopy duration (Case 477 2 in Fig. 1). Thus, a positive offset in the response of LU to selection for an advanced flushing 478 date could have been partly translated into a positive response in LS (positive evolutionary 479 covariation in common garden), leading to a more stabilizing selection-like pattern for CD and 480 then buffering its reduction. This scenario fits with the weak but positive relationship found 481 between the mean genetic values of the two traits across populations. Recently, a clear QST >> 482 FST pattern was documented in Populus angustifolia for autumn phenology and not for other 483 phenological traits (Evans et al., 2016). Thus depending on the species, timing traits (either LU 484 or LS) appear to be preferentially targets of selection rather than the duration (CD). 485 The estimation of θ (equation [5]) provides a crude but independent clue of the relative 486 strength of past directional selection that impacted the two timing traits of the cycle. Although the 487 interpretation of θ relies on several assumptions as does microevolutionary interpretations of the 488 influence of G (see Methods), the θ values confirm the conclusions supported by the QST >> FST 489 results. θ estimates were around two for all populations sets and statistically above unity, except 490 in high elevation populations suggesting that past selection gradients were stronger for LU than 491 for LS. This estimate should however be interpreted with caution as it assumes negligible effect 492 of stabilizing selection, and also cumulative effects over several generations. It should be 493 complemented in the future by instantaneous assessments based on the monitoring of 494 phenological traits and reproductive success in situ (Klein et al., 2011). 22 495 In summary, both timing traits have been exposed to directional selection associated to 496 local adaption to elevation along the gradient, and selection might have been stronger on LU. 497 This has partly been translated into the shallow but positive relationship between the average LU 498 and LS breeding values of populations. There are complementary interpretations to the abiotic or 499 biotic drivers of directional selection of LU in oaks. Evolutionary changes of LU may result 500 from the avoidance to early frosts (Dantec et al., 2015). Response to biotic pressures may also 501 trigger changes of LU, as shifts in leaf unfolding date have been shown to enable plants to avoid 502 insect herbivory (Crawley & Akhteruzzaman, 1988; Tikkanen & Julkunen-Tiitto, 2003; 503 Wesołowskia & Rowińskib, 2008). Finally, pathogens as powdery mildew that expands during 504 the oak flushing period are likely to alter the timing of leaf unfolding (Desprez-Loustau et al., 505 2010; Dantec et al., 2015). 506 Finally the higher selection gradient for LU in comparison to LS can also be interpreted in 507 terms of comparative fitness costs due to directional selection for LU vs. LS. Canopy duration is 508 correlated with yearly carbon intake and, thus, growth, a crucial trait for juvenile tree fitness in a 509 context of harsh competition for light. Growth has been shown to decrease substantially with 510 increasing elevation of provenance of origin in a similar experimental design (Vitasse et al., 511 2009a), consistent with the decrease in CD with increasing elevation reported here. This slower 512 growth of high-elevation populations, with a shorter CD in optimal common garden conditions, is 513 consistent with a fitness cost of CD reduction. Consequently, the timing of leaf senescence may 514 have evolved to compensate, at least in part, for the delaying of leaf flushing in spring. If flushing 515 occurs too early, it can be very costly in term of fitness, due to frost damage. The cost of 516 senescence occurring “too late” is likely smaller. Early fall frosts may however one day lost in 517 spring induce leaf abscission and hamper the completion of nitrogen and carbon resorption 23 518 (Norby et al., 2003). However, a “risk-taking” genotype inducing a long canopy duration at high 519 elevation might have an advantage in terms of carbon intake during the most favorable years (late 520 first fall frost), compensating for incomplete nutrient resorption in the least favorable years (early 521 fall frost). The problem is actually more complex, because of differences in photoperiod and 522 photosynthetic capacity between the spring and the fall. Thus, one day of canopy duration in the 523 fall cannot necessarily compensate for one day lost in spring (see Vitasse et al., 2010; Bauerle et 524 al., 2012 and references therein), which can be put in relation with the insights for stronger 525 selection on spring phenology found in this study. 526 527 528 Patterns of population divergence Although the positive evolutionary relationship between the two traits was weakly 529 supported statistically due to the narrow range of variation in common garden conditions, LU 530 and LS both exhibit strong among population differentiation. This pattern suggests that local 531 adaptation to elevation involves both spring and fall phenology, and is therefore dependent on the 532 full phenological cycle of the apical buds. In Q. petraea, Vitasse et al. (2009a) found that the 533 timings of leaf unfolding and senescence were both negatively correlated with the temperature in 534 the provenance of origin, suggesting that temperature variation may drive the genetic 535 codivergence of these traits (see Appendix S2 for an examination of the relation with elevation). 536 From the quasi-absence of genetic relationship between these traits, the hypothesis according to 537 which evolutionary variation in one trait (e.g. LS) was generated by directional selection on the 538 other trait (e.g. LU, as in Fig. 1, Scenario 2) can be definitely ruled out: correlated response is not 539 expected from such a weak genetic correlation. 24 540 Even with a much tighter genetic relationship, Lande’s (1979) equation predicts that a 541 one-day offset in LU due to selection on this trait alone would imply an expected correlated 542 response of only 0.22 days in LS. An evolutionary slope being twice as great (bLU,LS = 0.45, see 543 Fig. 3) is therefore incompatible with a strict correlated response scenario for LS. As a result, 544 some level of divergent selection of LS has likely contributed to the evolution of the phenological 545 cycle to cope with the harsh conditions at high elevation. Although genetic correlations are often 546 expected to slow the rate of adaptation and range expansion (e.g. Etterson & Shaw, 2001; 547 Duputié et al., 2012), this does not appear to be the case for leaf phenology in sessile oak in the 548 Pyrenees. Among the evolutionary scenarios displayed in Fig. 1, scenario 3 is the most likely, 549 where positive directional selection on both timing traits drives the response of each trait without 550 any genetically correlated response It involves population divergence driven by elevation related 551 to (positive) selection acting on both traits. Overall, our results are the first to corroborate the 552 long-standing assumption that spring phenology is the primary trait affected by climate-mediated 553 selection. Nevertheless, the analogous pattern – yet probably reduced – of divergence found for 554 LS suggests that greater attention should be paid to the role of fall phenology in the long-term 555 adaptation of trees to a changing climate (e.g. Gill et al., 2015; Xie et al., 2015). 556 557 558 Inversion of the among-population correlation A surprising finding of this study was that the sign of the among populations correlation 559 between the two timing traits (LU and LS) in common garden was positive and clearly opposed to 560 the negative correlation estimated among in situ populations. The common garden experiment 561 revealed that the strong negative correlation is entirely driven by environmental effects, i.e. the 562 large scale in situ climatic conditions related to elevation. In situ, a date of leaf unfolding delayed 25 563 by one day should imply an expected change of leaf senescence date of -0.30 day. In common 564 garden, with a date of leaf unfolding delayed by one day, a change of leaf senescence date of 565 +0.45 day is expected. This difference is substantial as indicated by the positive contrast between 566 the two slopes (Table 2). Population covariation in common garden conditions is assumed to be 567 of purely genetic origin. Taking it as reference, this implies that at the scale of the elevational 568 gradient, one or several environmental factors act on the two traits to generate this strong 569 negative covariation. This suggests that the reaction norms of LU and LS at large scale are of 570 opposite sign (Pélabon et al., 2013 for a detailled graphical model). However, when the 571 environmental correlation between the traits was measured at the scale of the individual tree from 572 the replicated inter-annual measurements (by the ultimate error term of the mixed-model, with a 573 permanent environmental term, see Methods), a positive correlation is found and indicates that 574 reaction norms at a small scale (inter-annual variation within site) are of the same sign. This 575 positive relationship could have some positive effect on tree fitness by allowing a compensation 576 in fall of a growing season shortened by a cold temperature in spring. This study therefore shed 577 light on two distinct patterns of environmental covariation between phenological traits. 578 In cold years, later start of the growing season in spring could thus be plastically 579 compensated by a later end in fall, but this does not hold at the scale of the elevation gradient 580 which include harsh climatic conditions: the negative covariance is the expression of macro- 581 environmental constraints which translate in a shortened growing season at high elevation. At this 582 macro-environmental level, plasticity could be of a “passive”, non-adaptive nature (Westneat et 583 al., 2015), because mostly driven by purely physical processes varying along the gradient such as 584 spring temperature or leaf abscission due to early frosts in the fall. 26 585 In agreement with our results, a reciprocal transplant experiment performed within the 586 same system (elevation range: 0-1200 m), showed a plastic response for a delayed LU date and a 587 shorter CD at high elevation (Vitasse et al., 2010). Thus, macro-environmental factors are 588 suspected to drive this negative correlation between traits and hide a weak but positive genetic 589 relationship between these traits at the scale of the gradient. In term of phenological trait’s 590 coupling, local genetic adaptation was likely opposed to macro-environmental effects on canopy 591 duration. 592 593 594 Evolution of G: causes and consequences A spectacular erosion of about 50% of the genetic variance along the elevation gradient 595 was observed for LU (Alberto et al., 2011). Here, we document a similar pattern for LS and CD. 596 The evolutionary potential of the entire phenological cycle therefore decreased with adaptation to 597 high elevation. Evolvability, a standardized measurement of evolutionary potential (Hansen et al., 598 2011), can be calculated for CD only, and was found to be 40% smaller at high than at low 599 elevation. However, it appears unlikely that this large decrease in evolvability would slow local 600 adaptation to the point of jeopardizing population survival. First, the evolvability of CD, even at 601 high elevation (e = 0.03%), remained within the range of evolvabilities capable of producing a 602 substantial change in the trait mean over a limited number of generations under average selection 603 intensity (Hansen et al., 2011). Furthermore, the quasi absence of genetic correlation between 604 traits results in almost all (here, more than 95%) the variation of one trait being available to 605 respond to selection if the other trait is fixed by stabilizing selection. In addition, one may recall 606 that substantial amount of genetic variation can be maintained by long distance gene flow in trees 27 607 (Kremer et al., 2012; 2014). Thus, gene flow may be responsible for the maintenance of 608 substantial genetic variation even at higher elevation. 609 Finally, correlated selection is thought to align the orientation of the G-matrix with the 610 main features of the adaptive landscape, thus influencing the pattern of genetic variation (Arnold 611 et al., 2001). This hypothesis is supported by evidence from various simulation approaches 612 (Arnold et al., 2008; Pavlicev et al., 2010; Jones et al., 2014). However, it remains unclear how 613 much the orientation of G can be altered or maintained by selection in natura (e.g. Roff & 614 Fairbairn, 2012; Firmat et al., 2014; Teplitsky et al., 2014a), as we are lacking empirical data to 615 support this hypothesis. In our study system, as discussed earlier, adaptation to high elevation 616 likely resulted from positive directional selection on the two timing traits, and, theoretically, G 617 would therefore be predicted to be aligned with the direction of bivariate divergence (i.e. positive 618 genetic correlation would appear). However, despite the marked erosion of genetic variances, the 619 between-trait genetic relationship did not evolve to match closely the main vector of population 620 divergence. Instead, genetic covariation tended to vanish with the decrease in variances. This 621 suggests that the orientation of G may be robust to the influence of strong directional selection. 622 Nevertheless, the abundant genetic variation documented in all directions here may not have had 623 a strong enough limiting effect to lead to selection on the orientation of G. Finally, it is worth 624 noticing that canopy duration, as a compound trait, can evolve only through changes in LU and/or 625 LS. Its capacity to respond to selection is given by: 𝜎𝑎2𝐶𝐷 = 𝜎𝑎2𝐿𝑈 + 𝜎𝑎2𝐿𝑆 − 2𝜎𝑎 𝐿𝑈,𝐿𝑆 . The 626 evolutionary potential of CD is decreased by a strong positive genetic covariance between the 627 traits (𝜎𝑎 𝐿𝑈,𝐿𝑆 > 0). Thus, as CD is a trait determining growth rate and then fitness (see above), it 628 cannot be excluded that selection favors a genetic decoupling between LU and LS. For example, 629 in a global warming context, the optimum for leaf unfolding date is expected to be advanced (i.e., 28 630 negative selection differential. For Q. petraea see Vitasse et al., 2009b) and the optimum for leaf 631 senescence delayed (i.e., positive selection differential). The weak positive genetic correlation 632 found between these traits is not expected to impose constraints on evolutionary response to 633 negative correlative selection induced by warming conditions. LU and LS dates can therefore 634 evolve independently so that canopy duration and timing traits values can be rapidly optimized 635 with regards of the local climatic conditions. 636 637 638 Concluding remarks and summary We describe here the first integrated evolutionary quantitative genetic dissection of a full 639 leaf phenological cycle of the yearly tree growth. The analysis of phenological cycles is 640 technically challenging because they are composed of different timing and duration traits related 641 by spurious correlations. We quantified the relative importance of the components of the 642 phenological cycle for local adaptation to a steep and ample elevational gradient in sessile oak. 643 Our results confirm that the timing of leaf unfolding date is a highly critical trait for local 644 adaptation but that leaf senescence date is also clearly involved, but probably to a lesser extent. 645 Thus, adaptation to a broad range of climatic conditions probably involves correlative selection 646 on leaf senescence timing to maximize canopy duration in extreme environments. We found that 647 the two types of phenological traits considered (spring and fall traits) displayed only very weak 648 genetic integration and were, therefore, free to evolve independently of each other. Because of 649 the weak genetic integration of phenological traits and their abundant genetic and plastic 650 variances, our results suggest that phenological evolution will not be a limiting component of 651 short term adaptation of sessile oak to a warming climate. 29 652 653 Acknowledgments 654 This research was supported by the ANR grant #13-ADAP-0006-03 MECC (Mechanisms of 655 Adaptation to Climate Change) and by the EU ERC project #FP7-339728 TREEPEACE (The 656 pace of Microevolution in Trees). We thank the staff of the UMR BIOGECO and the INRA 657 experimental units of Pierroton and Toulenne for conducting the phenological monitoring in the 658 common garden and natural populations. We have no conflict of interest to declare. 659 660 REFERENCES 661 Ackermann, R.R. & Cheverud, J.M. 2002. Discerning evolutionary processes in patterns of 662 663 664 665 tamarin (genus Saguinus) craniofacial variation. Am. J. Phys. Anthropol. 117: 260-271. Agrawal, A.F. & Stinchcombe, J.R. 2009. 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Deciduous forest responses to temperature, 853 precipitation, and drought imply complex climate change impacts. Proc. Natl. Acad. Sci. 854 USA 112: 13585-13590. 855 856 857 38 858 Supporting information 859 Additional Supporting Information may be found online in the supporting information tab for this 860 article: 861 Appendix S1. Supplementary Method section: Details on the study sites and the Toulenne 862 common garden design – Methods for the assessment of phenological traits. 863 Appendix S2. Supplementary Results section: Population divergence of phenological traits as a 864 function of site elevation. 865 39 866 867 868 TABLES 869 870 Table 1. Univariate variance component analysis applied to the three phenological traits of 871 the cycle and derived statistics Traits Leaf unfolding timing (LU) Leaf senescence timing (LS) Canopy duration (CD) Components All populations Low elevation High elevation All populations Low elevation High elevation All populations Low elevation 𝝈𝟐𝒑−𝑰𝒏 𝒔𝒊𝒕𝒖 (day2) 481.81 212.8 282.7 70.10 40.62 66.97 843.91 537.44 376.94 (158.19, 1352.49) (36.14, 1072.88) (19.74, 2546.45) (17.69, 205.85) (0.12, 221.1) (1.46, 973.04) (275.63, 2336.86) (112.12, 2449.74) (29.67, 8450.06) 𝝈𝟐𝒑−𝑪𝒐𝒎𝒎𝒐𝒏 (day2) 𝝈𝟐𝒂 (day2) 𝝈𝟐𝒅 (day2) 𝝈𝟐𝜀 (day2) QST 𝒉𝟐 𝒉𝟐𝜺 High elevation 9.01 8.07 9.76 10.85 16.67 14.17 8.95 5.79 1.92 (3.37, 22.23) (1.21, 34.65) (1.17, 159.68) (3.09, 32.12) (0.15, 141.04) (0.55, 121.18) (1.54, 24.88) (0.00, 34.48) (0.00, 47.81) 4.35 6.64 2.75 9.32 15.67 4.48 12.9 17.28 9.48 (3.78, 4.88) (5.48, 7.72) (2.21, 3.35) (6.93, 11.91) (10.56, 21.33) (2.6, 6.86) (9.67, 16.02) (11.15, 23.6) (6.71, 13.01) 0.01 0.03 0.02 0.17 0.50 0.21 0.21 0.63 0.21 (0.00, 0.09) (0.00, 0.27) (0.00, 0.14) (0.00, 1.43) (0.00, 3.61) (0.00, 1.63) (0.00, 1.61) (0.00, 4.32) (0.00, 1.55) 44.21 44.42 44.00 129.68 147.79 117.53 150.48 172.67 136.16 (43.25, 45.13) (42.97, 46.12) (42.92, 45.31) (125.31, 133.6) (140.47, 155.59) (112.58, 122.2) (146, 155.57) (164.38, 183.1) (130.00, 141.33) 0.51 0.38 0.64 0.37 0.35 0.62 0.26 0.14 0.09 (0.30, 0.74) (0.12, 0.74) (0.32, 1) (0.14, 0.64) (0.09, 0.86) (0.23, 0.98) (0.07, 0.51) (0.00, 0.51) (0.00, 0.72) 1 1 0.99 0.98 0.97 0.95 0.98 0.97 0.98 (0.98, 1.00) (0.96, 1.00) (0.95, 1.00) (0.86, 1.00) (0.78, 1.00) (0.69, 1.00) (0.89, 1.00) (0.78, 1.00) (0.85, 1.00) 0.09 0.13 0.06 0.07 0.09 0.04 0.08 0.09 0.06 (0.08, 0.10) (0.11, 0.15) (0.05, 0.07) (0.05, 0.08) (0.06, 0.13) (0.02, 0.06) (0.06, 0.10) (0.06, 0.12) (0.05, 0.09) - - - - - - e (%) 0.04 0.05 0.03 (0.03, 0.05) (0.03, 0.07) (0.02, 0.04) The variance components p, a, d and ε quantify variation at the between-population (in situ and in common garden conditions), genetic, individual non-genetic and within-individual (environmental) levels, respectively, see the Methods section (equation [6]). The 95% credibility intervals are indicated in brackets. See the Methods section for a description of QST, 𝒉𝟐 , 𝒉𝟐𝜺 and evolvability (e) estimations. 872 873 40 874 Table 2. Bivariate variance component analysis applied to the timing of leaf unfolding (LU) 875 and leaf senescence (LS), and derived statistics. For each component the first line indicates 876 the least squares regression slope b and the second line the R2 of the relation Components All populations Low elevation High elevation 𝒃𝒑−𝑰𝒏 𝒔𝒊𝒕𝒖* -0.30 (-0.48, -0.09) 0.64 (0.12, 0.97) 0.45 (-0.29, 1.07) 0.22 (0, 0.64) 0.74 (0.01, 1.42) -0.29 (-0.84, 0.08) 0.41 (0, 0.89) 0.65 (-0.61, 1.85) 0.27 (0, 0.81) 0.96 (-0.35, 2.07) -0.11 (-1, 0.71) 0.18 (0, 0.79) 0.47 (-1.36, 2.58) 0.28 (0, 0.85) 0.65 (-1.25, 2.98) 0.22 (0.04, 0.43) 0.02 (0, 0.07) 0.03 (-20.93, 20.11) 0.07 (0, 0.46) 0.25 (0.21, 0.29) 0.02 (0.02, 0.03) 2.51 (1.48, 3.58) 0.33 (0.08, 0.55) 0.05 (0, 0.12) -0.03 (-18.17, 27.29) 0.16 (0, 0.75) 0.22 (0.16, 0.29) 0.01 (0.01, 0.02) 2.87 (1.36, 4.74) 0.02 (-0.24, 0.33) 0.01 (0, 0.05) 0.12 (-19.03, 20.76) 0.16 (0, 0.78) 0.27 (0.22, 0.32) 0.03 (0.02, 0.04) 1.86 (0.96, 3.11) 𝒃𝒑−𝑪𝒐𝒎𝒎𝒐𝒏 Contrast 𝒃𝒑 † 𝒃𝒂 𝒃𝒅 𝒃𝜺 𝜽‡ * Each slope estimate corresponds to 𝒃 = 𝜎(𝐿𝑈, 𝐿𝑆)/𝜎 2 (𝐿𝑈), with the indices p, a, d and ε denoting the regression slopes estimated at the between-population (for in situ and common garden experimental designs), genetic, individual non-genetic and within-individual levels, respectively, see the Methods section (equation [6]). 95% credibility intervals for b and R2 are indicated in brackets. † Contrast bp is the difference: 𝒃𝒑−𝑪𝒐𝒎𝒎𝒐𝒏 𝒈𝒂𝒓𝒅𝒆𝒏 − 𝒃𝒑−𝑰𝒏 𝒔𝒊𝒕𝒖. ‡ θ is the expected ratio βLU / βLS required for the evolutionary stasis of canopy duration given the estimated G-matrix parameters (see equation [5]). θ ≈ 1 implies that bivariate divergence is unlikely to have been influenced by a selective pressures stronger on one phenological trait than on the other. 877 878 879 41 880 FIGURES 881 882 Fig. 1. Schematized scenarios of the evolution of a phenological cycle under selection for 883 delayed leaf unfolding (e.g. colonization at high elevation). Case 1. No genetic relationship 884 between the dates of leaf unfolding (LU) and leaf senescence (LS) (ba ≈ 0) and no positive 885 selection on leaf senescence. Then, (A) leaf unfolding timing responds to selection and (B) leaf 886 ̅̅̅̅. Case 2. senescence timing remains constant, resulting in a canopy duration shortened by Δ𝐿𝑈 887 Due to a positive genetic relationship between LU and LS (ba > 0), and no selection on LS, a 888 shortened canopy duration caused by early LU is (partially) compensated by an offset in LS of 889 GLU,LS βLU (C). Case 3. Similar conditions in the absence of a genetic relationship (ba ≈ 0): only 890 correlated selection on LS is expected to compensate for the decrease in canopy duration by GLS 891 βLS (C). 892 893 42 894 Fig. 2. Patterns of genetic variance and covariance for the two timing traits: leaf unfolding and 895 (LU) and leaf senescence (LS) dates estimated for different sets of populations: all the 896 populations (A), and populations at low (< 1000 m, B) and high (> 1000 m, C) elevations. Left 897 panels: Bivariate representation of the estimated G-matrices (black ellipse) and the corresponding 898 posterior distribution (gray ellipses). The ellipses represent the distribution of the bivariate 899 breeding-values centered on zero. Right panels: the same information represented as 900 (co)variances estimates (black dots) and their 95% posterior credibility intervals (gray segments). 901 902 43 903 Fig. 3. Bivariate population divergence between the timing of leaf unfolding (LU) and the timing 904 of leaf senescence (LS). Within population genetic regression slope (dashed line) is given for 905 comparison (ba = 0.22, R² = 0.02). A. This figure illustrates the range of variation and the 906 substantial difference between the phenotypic (in situ, negative: bp = -0.30, R² = 0.63) and the 907 genetic (common garden, positive: bp = 0.45, R² = 0.22) slopes for among population bivariate 908 divergence (see Table 2). B. Focus on the population (co)variation in common garden. The 909 darkness of the dots is proportional to the elevation the original sampling sites (range: 131-1630 910 m). Population estimates are the Best Linear Unbiased Predictors (BLUB) for populations 911 estimated by the mixed-effect model. DOY: day of the year (number of days since January 1st). 912 913 914 44 915 Fig. 4. QST-FST comparisons for each phenological trait, leaf unfolding (A-C), and leaf 916 senescence (D-F) timings, and canopy duration (G-I). The analysis is replicated for all the 917 populations (upper row) and for populations at low (< 1000 m, median row) and high (> 1000 m, 918 lower row) elevation. The continuous vertical red line and its surrounding orange area 919 respectively represent the mean FST value for the corresponding set of populations and its range 920 of variation over the 16 microsatellite loci. The dotted vertical red line represents the 95% upper 921 bound of the confidence interval of a Lewontin-Krakauer distribution estimated from the same 922 loci. The histogram shows the Bayesian posterior distribution (1000 samples) for QST. The 923 vertical gray bar is the median QST and the shaded area is the 95% credibility interval obtained 924 from this posterior distribution (see Table 1). 925 45