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Congruence graphs and newforms Congruence graphs and newforms Samuele Anni (IWR - Universität Heidelberg) Vandita Patel (University of Warwick) work in progress joint with Number Theory and Geometry Seminar, University of Nottingham, 9th December 2016 Congruence graphs and newforms The theory of congruences between modular forms is a central topic in contemporary number theory. Congruences are a display of the interplay between geometry and arithmetic. Congruence graphs and newforms Congruences 1 Congruences 2 Congruence graphs 3 Checking congruences 4 Conjectures and congruence graphs 5 Data collected Congruence graphs and newforms Congruences Modular forms Let n be a positive integer, the congruence subgroup Γ0 (n) is a subgroup of SL2 (Z ) given by a b Γ0 (n) = ∈ SL2 (Z ) : n | c . c d Given a pair of integers n (level) and k (weight), a modular form f for Γ0 (n) is an holomorphic function on the complex upper half-plane H satisfying az + b f (γz) = f = (cz + d)k f (z) ∀γ ∈ Γ0 (n), z ∈ H cz + d and a growth condition for the coefficients of its power series expansion f (z) = ∞ X 0 an q n , where q = e 2πiz . Congruence graphs and newforms Congruences Newforms There are families of operators acting on the space of modular forms. In particular, the Hecke operators Tp for every prime p. These operators describe the interplay between different group actions on the complex upper half-plane. We will consider only cuspidal newforms: cuspidal modular forms (a0 = 0), normalized (a1 = 1), which are eigenforms for the Hecke operators and arise from level n. We will denote by S(n, k)C the space of cuspforms and by S(n, k)new the C subspace of newforms. Congruence graphs and newforms Congruences Congruence between newforms Let f and g be two newforms. X f = am q m g= X bm q m . Then Q ({am }) is a number field, called Hecke eigenvalue field of f . Definition We say that f and g are congruent mod p, if there exists an ideal p above p in the compositum of the Hecke eigenvalue fields of f and g such that am ≡ bm mod p for all m. Congruence graphs and newforms Congruences Example: S(77, 2)new C f0 (q) = q − 3q 3 − 2q 4 − q 5 − q 7 + 6q 9 − q 11 + 6q 12 − 4q 13 + 3q 15 + . . . f1 (q) = q + q 3 − 2q 4 + 3q 5 + q 7 − 2q 9 − q 11 − 2q 12 − 4q 13 + 3q 15 + . . . f2 (q) = q + q 2 + 2q 3 − q 4 − 2q 5 + 2q 6 − q 7 − 3q 8 + q 9 − 2q 10 + q 11 + . . . f3,4 (q) = q + αq 2 + (−α + 1) q 3 + 3q 4 − 2q 5 + (α − 5) q 6 + q 7 + αq 8 + . . . where α satisfies x 2 − 5 = 0. √ The Hecke eigenvalue fields are Q for f0 , f1 , f2 and Q ( 5) for f3 and f4 . The following congruences hold: f0 ≡ f1 mod 2, f1 ≡ f3,4 mod p5 , √ where p2 , p5 are primes in Q ( 5). f2 ≡ f3,4 mod p2 , This is the complete list of possible congruences! Congruence graphs and newforms Congruence graphs 1 Congruences 2 Congruence graphs 3 Checking congruences 4 Conjectures and congruence graphs 5 Data collected Congruence graphs and newforms Congruence graphs Congruence Graphs Vertices : each vertex in the graph corresponds to a Galois orbit of newforms of level and weight in a given set. Edges : an edge between two vertices is drawn if there exists a prime p such that a congruence mod p holds between two forms in the Galois orbits considered. Let S be the set of divisors of a positive integer and let W be a finite set of weights, we will denote by GS,W the associated graph. Congruence graphs and newforms Congruence graphs G[1,7,11,77],[2] Congruence graphs and newforms Congruence graphs G[1,2,3,5,6,10,15,30],[2,4] Congruence graphs and newforms Congruence graphs G[1,19],[2,4] Congruence graphs and newforms Congruence graphs G[1,19],[2,4,6] Congruence graphs and newforms Congruence graphs G[1,2,4,8,16,32,64,128],[4] Congruence graphs and newforms Checking congruences 1 Congruences 2 Congruence graphs 3 Checking congruences 4 Conjectures and congruence graphs 5 Data collected Congruence graphs and newforms Checking congruences How do we check congruence? Sturm Theorem P Let n ≥ 1 be an integer. Let f (q) = am q m be a modular form of level n and weight k, with coefficients in a discrete valuation ring R. Suppose that the reduction of the q-expansion of f has am = 0 for all m≤ k [SL2 (Z ) : Γ0 (n)] : = B(n, k). 12 Then am = 0 for all m. Suppose n ≥ 5. Sturm Theorem then follows from the fact that the line bundle of modular forms of weight k on X (n)C has degree: deg(ω ⊗k ) = k · [SL2 (Z ) : Γ0 (n)]. 24 Considering automorphisms, so we obtain the Sturm bound. Congruence graphs and newforms Checking congruences Theorem (Kohnen+) Let k1 , k2 ≥ 2 and n be positive integers. Let f1 , f2 be modular forms of level n and weight k1 , k2 respectively. Let ` be a prime number. Assume that the q-expansions of f1 and f2 have coefficients in the ring of integers of a number field, and let λ be a maximal ideal herein such that (`) ⊂ λ. If am (f1 ) = am (f2 ) mod λ for every m such that ( [SL2 (Z ) : Γ0 (n) ∩ Γ1 (`)] if ` > 2, max {k1 , k2 } · m≤ 12 [SL2 (Z ) : Γ0 (n) ∩ Γ1 (4)] if ` = 2 then am (f1 ) = am (f2 ) mod λ for every m. n ∈ Z >0 Γ1 (n) = a c b d ∈ SL2 (Z ) : n | a−1 , n | c . Congruence graphs and newforms Checking congruences The previous results can be combined and enhanced in order to give bounds to check congruences between newforms (also for general levels). Anyway, these kind of result rely on number fields arithmetic: if the form do not have the same Hecke eigenvalue field, one needs to work in their compositum, and this is generally computationally expensive. Resultants In our approach we compute the resultant of the minimal polynomials of the coefficients, with prime number index, of the q-expansions up to the Sturm bound. Taking GCDs of several of these resultants we can write a finite set of “potential” congruence primes and then check the existence of congruences or discard it. Congruence graphs and newforms Conjectures and congruence graphs 1 Congruences 2 Congruence graphs 3 Checking congruences 4 Conjectures and congruence graphs GL2 -type abelian varieties Hecke algebra: connectedness Rayuela conjecture and chain of congruences 5 Data collected Congruence graphs and newforms Conjectures and congruence graphs Motivations Study of generalizations of Maeda’s conjecture; Connectedness of Hecke algebras; Factorization of characteristic polynomials of Hecke operators modulo primes; Building databases of mod ` modular Galois representation; Study of chain of congruences techniques developed by Dieulefait; Prove cases of base change in the Langlands program; Study of GL2 -type abelian varieties in positive characteristic. Congruence graphs and newforms Conjectures and congruence graphs Motivations Study of generalizations of Maeda’s conjecture; Connectedness of Hecke algebras; Factorization of characteristic polynomials of Hecke operators modulo primes; Building databases of mod ` modular Galois representation; Study of chain of congruences techniques developed by Dieulefait; Prove cases of base change in the Langlands program; Study of GL2 -type abelian varieties in positive characteristic. Congruence graphs and newforms Conjectures and congruence graphs GL2 -type abelian varieties G[1,7,11,77],[2] : a surface of GL2 -type and two elliptic curves Congruence graphs and newforms Conjectures and congruence graphs Hecke algebra: connectedness Definition The Hecke algebra T(n, k) is the Z -subalgebra of EndC (S(n, k)C ) generated by Hecke operators Tp for every prime p. Question (Ash, Mazur) Is Spec T(n, k) connected? When k = 2, yes! This was proved by Mazur. Congruence graphs and newforms Conjectures and congruence graphs k = 2: Mazur geometric argument Mazur’s proof is only for prime levels. Let J be the Jacobian of the modular curve X0 (p). Assume that Spec T is not connected then J∼ = A × B. If J ∼ = A × B there are no nontrivial homomorphisms from A to B̂ nor from B to Â, since J decomposes (up to isogenies) as a product of simple factors with multiplicity one. The principal polarization of J induces principal polarizations on A and on B, but a Jacobian cannot decompose as a nontrivial direct product of principally polarized abelian varieties =⇒ contradiction =⇒ Spec T is connected. Congruence graphs and newforms Conjectures and congruence graphs The argument can be extended to non-prime levels using the anemic Hecke algebra. It is enough to show that the algebra generated only by the Hecke operators with index prime to the level is connected. This follows using muliplicity one of the factors of the decomposition of the Jacobian of the modular curve. The congruence graphs are related to the dual graphs of the spectrum of the Hecke algebra of given level and weight. Congruence graphs and newforms Conjectures and congruence graphs primes up to 293 and weight 2 Congruence graphs and newforms Conjectures and congruence graphs Open problem when k > 2. Quote from a talk of William Stein (December 1999) “Well, the reason why the question is particularly intriguing is that we don’t seem to have any hope of a proof that mimics the proof for weight 2. The higher weight motives just don’t (yet...) have the precise algebro-geometric structure that come from principally polarized abelian varieties. So one would need an utterly different kind of proof, (if the connectedness property is true... which, after your calculationsa looks possible).” Mazur, email, yesterday. a for k ≤ 8 and p ≤ 53 Verified for primes up to 373 and weight 4, primes up to 293 and weight up to 8, primes up to 97 weight up to 12. Congruence graphs and newforms Conjectures and congruence graphs primes up to 293 and weight 4 Congruence graphs and newforms Conjectures and congruence graphs primes up to 293 and weight 6 Congruence graphs and newforms Conjectures and congruence graphs primes up to 97 and weight 10 Congruence graphs and newforms Conjectures and congruence graphs primes up to 97 and weight 12 Warning: here there are also forms of level 1! Congruence graphs and newforms Conjectures and congruence graphs G[1,43],[12] Congruence graphs and newforms Conjectures and congruence graphs Conjecture I Theorem Spec T(p, k) is connected for p prime ≤ 373 with k = 4, p prime ≤ 293 with k = 6, 8, p prime ≤ 97 with k = 10, 12. This implies that G[p],[k] is a connected graphs for p and k as above. Theorem G[1,p],[4] is a complete graph for p prime ≤ 373. Conjecture G[1,p],[4] is a complete graph for all primes p. Congruence graphs and newforms Conjectures and congruence graphs Conjecture II The graph GS,W may not be connected. The computations suggest the following conjecture: Conjecture Given S and W , there exists a finite set W 0 , with W ⊆ W 0 , such that the graph GS,W 0 is connected. This conjecture is a theorem if we assume Maeda’s conjecture for level 1 modular forms. This conjecture is essentially equivalent to the connectedness of the algebra given by the sum of the Hecke algebras in the levels and weights considered. Congruence graphs and newforms Conjectures and congruence graphs G[1,7,11,77],[2] Congruence graphs and newforms Conjectures and congruence graphs G[1,7,11,77],[2,4,6,8,10] Congruence graphs and newforms Conjectures and congruence graphs G[1,2,43,86],[2] Congruence graphs and newforms Conjectures and congruence graphs G[1,2,43,86],[2,4] Congruence graphs and newforms Conjectures and congruence graphs Another observation obtained through extensive computations is the existence of forms which are congruent modulo different primes to each of the newforms in the set considered. These forms or at least the connectedness of the graphs may lead to new results in the chain of congruences techniques developed by Dieulefait and towards the Rayuela conjecture. Congruence graphs and newforms Conjectures and congruence graphs G[1,2,43,86],[2,4] Congruence graphs and newforms Conjectures and congruence graphs Subgraph of G[1,2,43,86],[2,4] Congruence graphs and newforms Conjectures and congruence graphs G[1,19],[2,4] Congruence graphs and newforms Conjectures and congruence graphs G[1,19],[2,4,6] Congruence graphs and newforms Conjectures and congruence graphs Congruence graphs and newforms Conjectures and congruence graphs Conjecture (Rayuela Conjecture) Let F be a totally real number field, `0 , `∞ prime numbers and ρi : Gal(F /F ) → GL2 (F`i ), i = 0, ∞, two absolutely irreducible odd Galois representations. Then there exists a family of odd, absolutely irreducible, 2-dimensional strictly compatible systems of Galois representations {ρi,λ }ni=1 such that: ρ0 ≡ ρ1,λ0 (mod λ0 ), with λ0 | `0 . ρ∞ ≡ ρn,λ∞ (mod λ∞ ), with λ∞ | `∞ . for i = 1, . . . , n − 1 there exist λi prime such that ρi,λi ≡ ρi+1,λi (mod λi ), all the congruences involved are MLT (all the congruences involved are of big, odd and absolutely irreducible representations). Congruence graphs and newforms Conjectures and congruence graphs Conjecture (Rayuela Conjecture: modular setting) Let F be a totally real number field, `0 , `∞ prime numbers and ρi : Gal(F /F ) → GL2 (F`i ), i = 0, ∞, two absolutely irreducible odd Galois representations attached to Hilbert modular newforms f0 and f∞ , respectively. Then there exists a family of odd, absolutely irreducible, 2-dimensional strictly compatible systems of Galois representations {ρi,λ }ni=1 such that: ρ0 ≡ ρ1,λ0 (mod λ0 ), with λ0 | `0 . ρ∞ ≡ ρn,λ∞ (mod λ∞ ), with λ∞ | `∞ . for i = 1, . . . , n − 1 there exist λi prime such that ρi,λi ≡ ρi+1,λi (mod λi ), all the congruences involved are MLT (all the congruences involved are of big, odd and absolutely irreducible representations). Congruence graphs and newforms Conjectures and congruence graphs A mod 2 phenomena? Congruences modulo small primes occurr often. Anyway, removing such primes and increasing the set of weights the resulting graphs are still connected. G[1,2,3,4,6,12],[2,4,6] Congruence graphs and newforms Conjectures and congruence graphs G[1,2,3,4,6,12],[2,4,6] no 2, 3 G[1,2,3,4,6,12],[2,4,6,8] no 2, 3 Congruence graphs and newforms Conjectures and congruence graphs G[1,2,3,4,6,12],[2,4,6,8,··· ,32] no 2, 3 Congruence graphs and newforms Data collected 1 Congruences 2 Congruence graphs 3 Checking congruences 4 Conjectures and congruence graphs 5 Data collected Congruence graphs and newforms Data collected All the computations have been done on a server at the University of Warwick: server hecke year 2012 speed 2600(MHz) total cores 64 RAM 512(gb) disks 19 (tb) Levels of type pq for p and q primes up to 300 (less when the weight is higher ∼ 150) and weights up to 12. Congruence graphs and newforms Data collected Data analysis level up to 360, weights in [2, 4] level up to 120, weights in [2, 4, 6, 8, 10] level up to 360, weights in [2, 4, 6] level up to 120, weights in [2, 4, 6, 8, 10, 12] Congruence graphs and newforms Data collected Data analysis: vertices Congruence graphs and newforms Data collected Data analysis: edges Congruence graphs and newforms Data collected Data analysis: number of connected components level up to 360, weights in [2, 4] level up to 360, weights in [2, 4, 6] Congruence graphs and newforms Data collected level up to 120, weights in [2, 4, 6, 8, 10] level up to 120, weights in [2, 4, 6, 8, 10, 12] Congruence graphs and newforms Data collected Questions: Is it possible to predict the number of edges? What is the smallest weight for which a given graph becomes connected? Extensions to number fields: Hilbert modular forms and Bianchi forms and extensions to Siegel modular forms. Relax the requirements: ask for isomorphic mod ` Galois representations or projective mod ` Galois representations. Congruence graphs and newforms Data collected Congruence graphs and newforms Samuele Anni (IWR - Universität Heidelberg) Vandita Patel (University of Warwick) work in progress joint with Number Theory and Geometry Seminar, University of Nottingham, 9th December 2016 Thanks!