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CHAPTER 11 FILTERS AND TUNED AMPLIFIERS Chapter Outline 11.1 Filter Transmission, Types and Specifications 11.2 The Filter Transfer Function 11.3 Butterworth and Chebyshev Filters 11.4 First-Order and Second-Order Filter Functions 11.5 The Second-Order LCR Resonator 11.6 Second-Order Active Filters Based on Inductor Replacement 11.7 Second-Order Active Filters Based on the Two-Integrator-Loop Topology 11.8 Single-Amplifier Biquadratic Active Filters 11.9 Sensitivity 11.10 Switched-Capacitor Filters 11.11 Tuned Amplifiers NTUEE Electronics – L. H. Lu 11-1 11.1 FILTER TRANSMISSION, TYPES AND SPECIFICATIONS Filter Transfer Function A filter is a linear two-port network represented by the ratio of the output to input voltage. Transfer function T(s) Vo(s) / Vi(s). Transmission : evaluating T(s) for physical frequency s = j → T(j) = |T(j)|e j (). Gain: 20 log|T(j)| (dB) Attenuation: - 20 log|T(j)| (dB) Output frequency spectrum : |Vo(s)| = |T(s)| |Vi(s)|. Types of Filters NTUEE Electronics – L. H. Lu 11-2 Filter Specification Passband edge : p Maximum allowed variation in passband transmission : Amax Stopband edge : s Minimum required stopband attenuation : Amin Low-Pass Filter Band-Pass Filter The first step of filter design is to determine the filter specifications. Then find a transfer function T(s) whose magnitude meets the specifications. The process of obtaining a transfer function that meets given specifications is called filter approximation. NTUEE Electronics – L. H. Lu 11-3 11.2 FILTER TRANSFER FUNCTION Transfer Function The filter transfer function is written as the ratio of two polynomials: T (s) The degree of the denominator → filter order. To ensure the stability of the filter → N M. The coefficients ai and bj are real numbers. The transfer function can be factored and expressed as: T (s) aM s M aM 1s M 1 ... a0 s N bN 1s N 1 ... b0 aM ( s z1 )( s z 2 )...(s z M ) ( s p1 )( s p2 )...(s p N ) Zeros: z1 , z2 , … , zM and ( NM ) zeros at infinity. Poles: p1 , p2 , … , pN . Zeros and poles can be either a real or a complex number. Complex zeros and poles must occur in conjugate pairs. NTUEE Electronics – L. H. Lu 11-4 Transfer Function Examples Low-Pass Filter (with Stopband Ripple) T (s) a4 ( s )( s ) s b4 s 4 b3 s b2 s 2 b1s b0 2 2 l1 3 5 2 2 l2 Low-Pass Filter (without Stopband Ripple) aM T (s) 5 4 s b4 s b3 s 3 b2 s 2 b1s b0 | T | (dB) zeros poles 0 j l2 l1 p p s | T | (dB) p l1 l2 l1 l2 zeros poles 0 j p 5 p p Band-Pass Filter T (s) a5 s ( s )(s ) s b5 s b4 s 4 b3 s 3 b2 s b1s b0 5 s | T | (dB) 2 6 2 l1 2 2 l2 2 zeros poles 0 j l2 p2 p1 l1 l1 s1 p1 p2 s2 l2 NTUEE Electronics – L. H. Lu l1 p1 p2 l2 11-5 11.3 BUTTERWORTH AND CHEBYSHEV FILTERS The Butterworth Filter Butterworth filters exhibit monotonically decreasing transmission with all zeros at = . Maximally flat response → degree of passband flatness increases as the order N is increased. Higher order filter has a sharp cutoff in the transition band. The magnitude function of the Butterworth filter is: | T ( j ) | 1 1 ( / p ) 2 N 2 Required transfer functions can be defined based on filter specifications (Amax , Amin , p , s) NTUEE Electronics – L. H. Lu 11-6 Natural Modes of the Butterworth Filter The natural modes lines on a circle. The radius of the circle is 0 p (1 / )1/ N Equal angle space / N NTUEE Electronics – L. H. Lu 11-7 Design Procedure of the Butterworth Filters Design Specifications Amax , Amin , p , s Design Procedure 1. Determine (from Amax) | T ( j p ) | 2. 1 1 2 Amax [ dB] 20 log 1 2 10 Amax /10 1 Determine the required filter order N (from p , s , Amin) Attenuation A(s )[dB] 20 log 1 / 1 2 (s / p ) 2 N 10 log 1 2 (s / p ) 2 N Amin 3. Determine the N natural modes p1 , p2 , .... p N 4. Determine T (s) K0N T (s) ( s p1 )(s p2 )...(s p N ) where 0 p (1 / )1/ N NTUEE Electronics – L. H. Lu 11-8 The Chebyshev Filter An equiripple response in the passband. A monotonically decreasing transmission in the stopband. Odd-order filter → | T(0) | = 1. Even-order filter → maximum magnitude deviation at = 0. The transfer function of the Chebyshev filter is : | T ( j ) | 1 1 2 cos 2 [ N cos 1 ( / p )] for p | T ( j ) | 1 1 2 cosh 2 [ N cosh 1 ( / p )] NTUEE Electronics – L. H. Lu for p 11-9 Design Procedure of the Chebyshev Filters Design Specifications Amax , Amin , p , s Design Procedure 1. Determine (from Amax) | T ( j p ) | 2. 1 1 2 Amax (dB) 20 log 1 2 10 Amax /10 1 Determine the required filter order N (from p , s , Amin) Attenuation A(s ) 10 log 1 2 cosh 2 ( N cosh 1 (s / p )) Amin 3. Determine the N natural modes 4. Determine T (s) 1 1 2k 1 1 2k 1 1 pk p sin cosh sinh 1 sinh sinh 1 j p cos 2 2 N N N N T (s) K pN 2 N 1 ( s p1 )(s p2 )...(s p N ) NTUEE Electronics – L. H. Lu 11-10 11.4 FIRST-ORDER AND SECOND-ORDER FILTER FUNCTIONS Cascade Filter Design First-order and second-order filters can be cascaded to realize high-order filters. Cascade design is one of the most popular methods for the design of active filters. Cascading does not change the transfer functions of the individual blocks if the output resistance is low. First-Order Filters Bilinear transfer function T ( s) a1s a0 s b0 NTUEE Electronics – L. H. Lu 11-11 First-Order Filters (Cont’d) NTUEE Electronics – L. H. Lu 11-12 Second-Order Filters Biquadratic transfer function a2 s 2 a1s a0 T ( s) 2 s (0 / Q) s 02 Pole frequency: 0 Pole quality factor: Q Poles: p1 , p2 0 2Q j0 1 1 4Q 2 Bandwidth: BW 2 1 0 Q NTUEE Electronics – L. H. Lu 11-13 Second-Order Filters (Cont’d) NTUEE Electronics – L. H. Lu 11-14 Second-Order Filters (Cont’d) NTUEE Electronics – L. H. Lu 11-15 11.5 THE SECOND-ORDER LCR RESONATOR The Resonator Natural Modes Parallel Resonator Current Excitation Voltage Excitation Current Excitation Vo 1 1 s/C 2 I i Y 1 / sL sC 1 / R s (1 / RC ) s 1 / LC 0 1 / LC Voltage Excitation Vo ( R || 1 / sC ) 1 / LC 2 Vi ( R || 1 / sC ) sL s (1 / RC ) s 1 / LC Q 0 RC The LCR resonator can be excited by either current or voltage source. The excitation should be applied without change the natural structure of the circuit. The natural modes of the circuits are identical (will not be changed by the excitation methods). The similar characteristics also applies to series LCR resonator. NTUEE Electronics – L. H. Lu 11-16 Realization of Transmission Zeros Values of s at which Z2(s) = 0 and Z1(s) 0 → Z2 behaves as a short Values of s at which Z1(s) = and Z2(s) → Z1 behaves as an open Realization of Filter Functions Low-Pass Filter T ( s) 1 / LC Vo 2 Vi s (1 / RC ) s 1 / LC High-Pass Filter T ( s) Vo s2 2 Vi s (1 / RC ) s 1 / LC NTUEE Electronics – L. H. Lu Bandpass Filter T ( s) (1 / RC ) s Vo 2 Vi s (1 / RC ) s 1 / LC 11-17 11.6 SECOND-ORDER ACTIVE FILTERS (INDUCTOR REPLACEMENT) Second-Order Active Filters by Op Amp-RC Circuits Inductors are not suitable for IC implementation Use op amp-RC circuits to replace the inductors Second-order filter functions based on RLC resonator The Antoniou Inductance-Simulation Circuit Inductors are realized by op amp-RC circuits with negative feedbacks The equivalent inductance is given by Z in V1 sC4 R1 R3 R5 / R2 sLeq I1 Leq C4 R1 R3 R5 / R2 NTUEE Electronics – L. H. Lu 11-18 The Op Amp-RC Resonator The inductor is replaced by the Antoniou circuit The pole frequency and the quality factor are given by 0 1 / C4C6 R1 R3 R5 / R2 and Q 0C6 R6 R6 C6 R2 C4 R1 R3 R5 The pole frequency and quality factor for a simplified case where R1 = R2 = R3 = R5 = R and C4 = C 0 1 / RC and Q R6 / R NTUEE Electronics – L. H. Lu 11-19 Filter Realization High-Pass Filter Low-Pass Filter Notch Filter Bandpass Filter NTUEE Electronics – L. H. Lu 11-20 HPN Filter LPN Filter All-Pass Filter NTUEE Electronics – L. H. Lu 11-21 11.7 SECOND-ORDER ACTIVE FILTERS (TWO-INTEGRATOR-LOOP) Derivation of the Two-Integrator-Loop Biquad Ks 2 2 Vi s (0 / Q) s 02 Vhp Vhp 2 1 0 ( Vhp ) ( 20 Vhp ) KVi Q s s High-pass implementation: Vhp KVi 1 0 2 Vhp 20 Vhp Q s s Bandpass implementation: (0 / s)Vhp Vi K0 s Tbp ( s) s 2 (0 / Q) s 02 Low-pass implementation: (02 / s 2 )Vhp Vi K02 Tlp ( s ) s 2 (0 / Q) s 02 NTUEE Electronics – L. H. Lu 11-22 Circuit Implementation (I) Vhp Rf Rf R f 02 R3 R2 (1 )Vi (1 )( 0 Vhp ) ( Vhp ) R2 R3 R1 R2 R3 R1 s R1 s 2 R f / R1 1 R3 / R2 2Q 1 K 2 1/ Q High-pass transfer function: Thp ( s) Vhp Vi s 2 [2 R3 /( R2 R3 )] s 2 s[2 R2 /( R2 R3 )]0 02 Bandpass transfer function: Tbp ( s) Vbp Vi s[2 R3 /( R2 R3 )]0 s s[2 R2 /( R2 R3 )]0 02 2 Low-pass transfer function: Tbp ( s) Vbp Vi [2 R3 /( R2 R3 )]02 s 2 s[2 R2 /( R2 R3 )]0 02 Notch and all-pass transfer function: T ( s) Vo 2 R3 ( RF / RH ) s 2 ( RF / RB )0 s ( RF / RL )02 Vi R2 R3 s 2 s[2 R2 /( R2 R3 )]0 02 NTUEE Electronics – L. H. Lu 11-23 Circuit Implementation (II) – Tow-Thomas Biquad Use an additional inverter to make all the coefficients of the summer the same sign. All op amps are in single-ended mode. The high-pass function is no longer available. It is known as the Tow-Thomas biquad. An economical feedforward scheme can be employed with the Tow-Thomas circuit. T ( s) Vo Vi s2 C1 11 r 1 2 s C C R1 RR3 C RR2 1 1 2 2 s2 s QCR C R NTUEE Electronics – L. H. Lu 11-24 11.8 SINGLE-AMPLIFIER BIQUADRATIC ACTIVE FILTERS Characteristics of the SAB Circuits Only one op amp is required to implement biquad circuit. Exhibit a greater dependence on the limited gain and bandwidth of the op amp. More sensitive to the unavoidable tolerances in the values of resistors and capacitors. Limited to less stringent filter specifications with pole Q factors less than 10. Synthesis of the SAB Circuits Use feedback to move the poles of an RC circuit from the negative real axis to the complex conjugate locations to provide selective filter response. Steps of SAB synthesis: Synthesis of a feedback loop that realizes a pair of complex conjugate poles characterized by 0 and Q. Injecting the input signal in a way that realizes the desired transmission zeros. Natural modes of the filter: t ( s ) N ( s ) / D( s ) L( s) At ( s) AN ( s) / D( s) The closed-loop characteristics equation: 1 L( s) 0 t ( sP ) 1 / A 0 The poles of the closed-loop system are identical to the zeros of the RC network. NTUEE Electronics – L. H. Lu 11-25 RC Networks with complex transmission zeros 1 1 1 1 s 2 s C1 C2 R3 C1C2 R3 R4 t (s) 1 1 1 1 s 2 s C1 R3 C2 R3 C1 R4 C1C2 R3 R4 1 1 1 1 s 2 s R1 R2 C4 R1 R2C3C4 t ( s) 1 1 1 1 s 2 s R2C4 R2C3 R1C4 R1 R2C3C4 Characteristics Equation of the Filter 0 1 1 1 1 02 s 2 s Q C1 C2 R3 C1C2 R3 R4 1 0 C1C2 R3 R4 s2 s CC R R Q 1 2 3 4 R3 1 1 C1 C2 1 2 Let C1 = C2 = C , R3 = R , R4= R/m m 4Q CR 2Q / 0 NTUEE Electronics – L. H. Lu 11-26 Injection the Input Signal The method of injection the input signal into the feedback loop through the grounded nodes. A component with a ground node can be disconnected from the ground and connected to the input source. The filter transmission zeros depends on the components through which the input signal is injected. Vo Vi s( / C1 R4 ) 1 1 1 1 s 2 s C1 C2 R3 C1C2 R3 R4 NTUEE Electronics – L. H. Lu 11-27 Generation of Equivalent Feedback Loops Va t Vb Va 1 t Vc Equivalent Loop Characteristics Equation: 1 L( s) 0 1 At ( s) 0 Characteristics Equation: 1 NTUEE Electronics – L. H. Lu A (1 t ) 0 1 At ( s) 0 A 1 11-28 Generation of Equivalent Feedback Loops (Cont’d) NTUEE Electronics – L. H. Lu 11-29 11.9 SENSITIVITY Filter Sensitivity Deviation in filter response due to the tolerances in component values Especially for RC component values and amplifier gain Classical Sensitivity Function Definition: y / y x / x y x S xy x y S xy lim x 0 For small changes: S xy y / y x / x NTUEE Electronics – L. H. Lu 11-30 11.10 SWITCHED-CAPACITOR FILTERS Basic Principle A capacitor switched between two nodes at a sufficiently high rate is equivalent to a resistor The resistor in the active-RC integrator can be replaced by the capacitor and the switches Equivalent resistor: iav v T C1vi Req i c iav C1 Tc Equivalent time constant for the integrator = Tc(C2/C1) NTUEE Electronics – L. H. Lu 11-31 Practical Circuits Can realize both inverting and non-inverting integrator Insensitive to stray capacitances Noninverting switched-capacitor (SC) integrator Inverting switched-capacitor (SC) integrator NTUEE Electronics – L. H. Lu 11-32 Filter Implementation Circuit parameters for the two integrators with the same time constant Tc C C2 Tc 1 C1 C2 C C3 C4 KC C4 C3 0 1 1 C1C2 R3 R4 TC C3 C4 K C2 C1 Tc Q C R5 C4 C5 0Tc Q R4 C5 NTUEE Electronics – L. H. Lu 11-33 11.11 TUNED AMPLIFIERS Characteristics of a Tuned Amplifier Center frequency: 0 3-dB bandwidth: B Skirt selectivity: S (the ratio of the 30-dB bandwidth to the 3-dB bandwidth). The 3-dB bandwidth is less than 5% of 0 in many applications narrow-band characteristics. The circuits studied are small-signal voltage amplifiers in which transistors operate in class A mode. The Basic Principle for Single-Tuned Amplifiers Parallel RLC circuit is used as the load for an amplifier. The amplifier exhibits a second-order bandpass characteristic. g mVi g mVi YL sC 1 / R 1 / sL Vo gm s 2 Vi C s s (1 / RC ) 1 / LC Vo 0 1 / LC B 1 / RC Q 0 / B 0 RC Vo ( j0 ) gm R Vi ( j0 ) NTUEE Electronics – L. H. Lu 11-34 Inductor Losses Q L rs Q0 Y ( j 0 ) 0 L rs 1 1 1 1 1 j (1 / Q0 ) rs j0 L jL 1 j (1 / Q0 ) jL 1 (1 / Q0 ) 2 1 1 1 1 1 j For Q0 1 Y ( j0 ) j0 L Q0 j0 L 0 LQ0 Q0 0 L / rs 1 RP 0 L / rs 2 RP 0 LQ0 0 L / rs 2 Power loss in a practical inductor is represented by a series resistance rs. Rather than specifying the value of rs, a inductor is specified by the Q factor at the frequency at interest. It is desirable to replace the series connection of L and rs with an equivalent parallel connection of L and RP. RP is expressed in terms of rs, L and the frequency of interest 0 under the assumption that Q0 >>1. In fact, the value of resulting RP varies with frequency, however, it is approximated as a constant resistance at frequencies around 0 to simplify the analysis. High inductor Q factor means low inductor loss rs as small as possible for a given L. RP as large as possible for a given L. NTUEE Electronics – L. H. Lu 11-35 The Use of Transformers In many cases, the required values of inductance and capacitance are not practical use a transformer to effect an impedance change. use a tapped coil (autotransformer). n2 n=n2 /n1 C’=C /n2 R L C n1 R L NTUEE Electronics – L. H. Lu L’=n2L 11-36 Amplifiers with Multiple Tuned Circuits Multiple tuned circuits are used if high selectivity is required tuned circuit at both input and output. Radio-frequency choke (RFC) is frequently used for bias circuit RFC behaves as a short-circuit at dc provide dc biasing. RFC exhibit high impedance at frequency of interest eliminate the loading effect of dc bias circuit. The Miller capacitance C may results in many problems in the multiple tuned circuit The Miller impedance at the input is complex since the load is not simply resistive. The reflected impedance will cause detuning of the input circuit. Skewing of the response of the input circuit. May results in circuit oscillation. Using additional feedback circuits to provide current cancellation can neutralize the effect of C . An alternative approach is to change the circuit configuration to avoid Miller effect. NTUEE Electronics – L. H. Lu 11-37 The Cascode and CC-CB Cascade Two amplifier configuration do not suffer the Miller Effect and are suitable for multiple tuned circuits: Cascode configuration CC-CB cascade configuration The CC-CB cascade is usually preferred in IC implementations because of its differential structure. NTUEE Electronics – L. H. Lu 11-38 Synchronous Tuning Assume the stages do not interact the overall response is the product of the individual responses. Synchronous tuning cascading N identical resonant circuits. The 3-dB bandwidth B of the overall amplifier is related to that of the individual tuned circuit (0 /Q): B 0 Q 21/ N 1 Bandwidth-shrinkage factor: 21/ N 1 Bandwidth decreased by the factor of 21/ N 1 Q factor increased by the factor of 21/ N 1 Given B and N, we can determine the bandwidth required of the individual stages. NTUEE Electronics – L. H. Lu 11-39 Stagger-Tuning Stagger-tuned amplifiers exhibit overall response with maximal flatness around the center frequency f0. Such a response can be obtained by transforming the response of a Butterworth low-pass filter to 0. The transfer function of a second-order bandpass filter can be expressed in terms of its poles as: T (s) a1s 1 1 s 0 j0 1 s 0 j0 1 2 4Q 2 4Q 2Q 2Q j + j0 For a narrow-band filter Q >> 1, and for values of s in the neighborhood of +j0 the transfer function is approximated as (narrow-band approximation): T ( s) a1 a1 / 2 a1 / 2 s 0 / 2Q j0 2 j0 s 0 / 2Q j0 s j0 0 / 2Q (s p2) ≈ 2j0 j0 The response of the second-order bandpass filter in the neighborhood of its center frequency s = j0 is identical to a first-order low-pass filter with a pole at (0/2Q) in the neighborhood of p = 0. The transformation p = s j0 can be applied to low-pass filters of order greater than one. NTUEE Electronics – L. H. Lu 11-40 The second-order narrow-band bandpass filter: s = p + j0 s = p + j0 The fourth-order stagger-tuned narrow-band bandpass amplifier: s = p + j0 s = p + j0 NTUEE Electronics – L. H. Lu 11-41