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Population Surveys Scopes, Prevalence, Incidence, Health Registries Ettore Beghi Institute for Pharmacological Research Mario Negri, Milano, Italy SCOPE OF POPULATION SURVEYS • • • • • • • Measure prevalence Measure incidence Measure mortality Identify cases for case-control studies Identify exposures for cohort studies Study familial aggregation/genetics Screen candidates for prevention/early treatment ANATOMY OF A POPULATION SURVEY • Definition of the study population • Definition of disease • Case ascertainment (prevalence, incidence and mortality) • Calculation of epidemiological indexes • Distribution by time, place & person DIAGRAM OF THE IDENTIFICATION OF A DISEASE IN THE GENERAL POPULATION Kurtzke, 1978 HOW TO DEFINE A POPULATION • Geographic boundaries - Residency - Istituzionalization - Migration • Temporal boundaries - Prevalence period (point, period, lifetime) - Incidence period MEASURES OF DISEASE FREQUENCY • INCIDENCE: Number of individuals in a population that become ill in a stated period of time • CUMULATIVE INCIDENCE: Proportion of a fixed population that becomes ill in a stated period of time • PREVALENCE: Proportion of a population affected by a disease at a given point of time • MORTALITY: Number of individuals in a population died for a disease in a stated period of time PREVALENCE AND INCIDENCE Prevalence = Incidence x average duration Incidence Migrating in Migrating out Prevalence Recovery Death SOURCES OF NEUROLOGICAL DISEASES IN EPIDEMIOLOGICAL STUDIES • • • • • • • • • • Hospital records Ambulatory records Electrophysiological (EMG) records General practitioners’ files Disability records Lay associations Tertiary centers Death certificates Diagnosis related groups (DRGs) Disease registries • • • • MIGRAINE IS A HETEROGENEOUS AND ILL-DEFINED CLINICAL CONDITION Intensity, duration, frequency and characteristics of attacks tend to vary in the general population In each patient, symptoms may vary with time Many individuals may have different types of headache Many individuals do not consult their doctor for headache MIGRAINE WITHOUT AURA (IHS, 1988) • A. At least 5 attacks with criteria B-D • B. Attacks lasting 4-72 hr (no or poor treatment) • C. Headache with at least two features: - Unilateral - Pulsating - Moderate or severe • D. At least one among: - Nausea and/or vomiting - Photophobia and/or phonophobia • E. At least one of the following: - Other disturbances excluded by hx and examination - Other disturbances excluded by diagnostic tests - Other disturbances, but migraine attacks verified CHANGE IN THE PREVALENCE OF MIGRAINE WHEN VARYING THE NUMBER OF IHS DIAGNOSTIC CRITERIA 25 Moderate 2/4C,1/2D 20 Severe 2/4C,1/2D Moderate 3/4C,1/2D 15 Severe 3/4C,1/2D Moderate 2/4C,2/2D 10 Severe 2/4C,2/2D Moderate 3/4C,2/2D 5 Severe 3/4C,2/2D 0 Prevalence (%) Merikangas et al, 1990 EPILEPSY AND EPILEPTIC SEIZURES • EPILEPSY = Clinical condition characterized by repeated unprovoked seizures • UNPROVOKED SEIZURE = Seizure occurring in the absence of known precipitants; it may occur at the presence of a non-recent CNS injury • ACUTE SYMPTOMATIC SEIZURE = Seizure occurring in close temporal relationship with an acute CNS insult EPILEPSY, ACTIVE & IN REMISSION Definitions • ACTIVE EPILEPSY: epilepsy currently being treated or whose most recent seizure has occurred (usually) within the past two to five years (Thurman et al, Epilepsia, 2011) • EPILEPSY IN TERMINAL REMISSION: absence of seizures for 2 or 5 years without AEDs ACUTE SYMPTOMATIC SEIZURES Interval from precipitating factor CNS Insult Timing of occurrence Stroke, head trauma, cerebral anoxia 1 week Cerebral infection Positive clinical/laboratory findings Brain abscess, cerebral tuberculoma During treatment HIV infection Acute infection/metabolic disturb Arterovenous malformation Acute hemorrhage Multiple sclerosis Within 7 days of relapse Autoimmune diseases Symptoms/signs of activation Neurodegenerative disorders None identified Epidemiology Task Force, Epilepsia 2009 EPIDEMIOLOGICAL INDEXES OF EPILEPSY IN INDUSTRIALIZED COUNTRIES • Incidence Epilepsy Epilepsy+single seizures Acute sympt seizures Status epilepticus • Cumulative incidence • Prevalence Active epilepsy Lifetime • Mortality • SMR 29-53 100,000/yr 73-86 20-30 10-40 1-3% 5-8 x1,000 15-50 1-4 x100,000/yr 2-3 DeCarli, Lancet Neurol 2003: 2:15 PREVALENCE OF COGNITIVE IMPAIRMENT ACCORDING TO CLINICAL DEFINITION DeCarli, Lancet Neurol 2003: 2:15 PROBLEMS REGARDING THE DIAGNOSIS OF POLYNEUROPATHY • The majority of the available data comes from clinical series • The diagnosis of polyneuropathy is based on clinical and elettrophysiological features • Polyneuropathy includes a wide spectrum of disorders ranging from symptomatic clinical conditions to subclinical variants • Diagnosis should be confirmed by a neurologist Polyneuropathy in the Elderly Principal Symptoms • • • • • • • Muscle cramps Restless legs syndrome Burning feet Muscle pain Problems with handling objects Impairment of standing and gait ‘Glove’ and ‘stocking’ paresthesiae POLYNEUROPATHY IN THE ELDERLY Validity of the screening questions Monticelli et al, Neuroepidemiology 1993 POLYNEUROPATHY IN THE ELDERLY Inter-rater agreement (kappa statistic) Monticelli et al, Neuroepidemiology 1993 EL ESCORIAL CRITERIA FOR THE DIAGNOSIS OF ALS • Based on the topographical location of upper (UMN) and lower motor neuron (LMN) signs in 4 CNS regions, progression of these signs, and absence of other diseases • Degree of diagnostic certainty (definite, probable, possible, suspected ALS) based on a different combination of UMN and LMN signs Brooks, 1994 EL ESCORIAL CRITERIA FOR THE DIAGNOSIS OF ALS • DEFINITE ALS - LMN and UMN signs in 3 spinal regions - LMN and UMN signs in the bulbar region and in 2 spinal regions • PROBABLE ALS - LMN and UMN signs in 2 spinal regions • POSSIBLE ALS - LMN and UMN signs in 1 region - UMN signs in 2 or more regions - LMN signs rostral to UMN signs Source: J Neurol Sci 1994; 124 • SUSPECTED ALS (suppl): 96-107 - LMN signs in 2 or more regions DISEASE REGISTRIES • Lists of diseases (or disease groups) in well-defined populations • Collection of data on disease burden and identification of patients’ cohorts to be followed for specific purposes • For rare diseases, registries represent a (re)source for the collection of sizable numbers of cases for focused studies EXPLANATIONS FOR HIGHER AND MORE HOMOGENEOUS RATES IN EUROPEAN REGISTRIES • • • • • Prospective inception of cases Multiple sources Fairly complete case ascertainment Continuous surveillance Use of the same diagnostic criteria OBJECTIVES OF A POPULATIONBASED REGISTRY • • • • • Incidence and prevalence of the target condition Temporal and geographic trends of the disease Full clinical spectrum of the disease Clinical and paraclinical markers of the disease Practical management and socio-economic implications of the disease • Data banks for clinical/biological material PREREQUISITES FOR THE START OF A REGISTRY • Definition of the population at risk • Selection of the best source(s) of cases • Choice of the correct diagnostic criteria SOURCES OF CASES • • • • • • • • • Hospital records Outpatient records Neurophysiology units’ archives General practitioners’ files Disability records Lay associations’ files ALS centers Death certificates Administrative files (hospital discharge diagnoses) THE EURALS CONSORTIUM Ireland Scotland Lancashire & Cumbria London Italy (all) Belgrade Madrid Limousin Germany Russia Israel 5.0M 5.0M 1.8M 2.8M 8.0M 2.0M 1.0M 0.7M ? ? ? Total >25M • • • • PRACTICAL RECOMMENDATIONS TO START A POPULATION-BASED REGISTRY Select a well-defined geographic area Identify one or more accessible sources Use valid and reliable diagnostic criteria Set a network of specialists able to trace all cases residing in the area • Select a number of core variables to verify the correctness of the diagnosis and define the general profile of the disease • Start specific studies only after preparing ad-hoc protocols and case collection forms