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The Constitution
The Constitution
The Preamble
Article I
Article II
Article III
Article IV
Article V
Article VI
Article VII
Amendments
Purposes of Government
Legislative Branch
Executive Branch
Judicial Branch
The Relations Between States
Amending the Constitution
Supremacy and Oaths
Ratification
Bill of Rights; practical changes;
extension of suffrage
The Six Basic Principles
The Constitution is only about 7000 words
One of its strengths is that it does not go
into great detail.
It is based on six principles that are
embodied throughout the document.
Popular Sovereignty
 People are the only source
of governmental power
 Government governs with
the consent of the people
 “We the People…” - the
Constitution and the
government were created
by the people, who gave it
its powers
Limited Government
 Government is not all
powerful - it can only
do those things the
people have given it the
power to do
 Constitutionalism
 Rule of law
 Government and its
officers are subject to not above - the law
 Constitution spells out
what government
cannot do as well as
what it can do
Separation of Powers
 Power of government
divided between three
distinct and
independent branches
– Legislative - Art. I
– Executive - Art. II
– Judicial - Art. III
 Framers felt the
division would limit
the power
 Too much power in
one place would be
dangerous
Checks and Balances
 Each branch of
government subject to
restraint by the other
branches
Executive carries
out laws
Congress makes
laws
Judicial interprets
laws
Judicial Review
 The power to decide
questions of
constitutionality
 Held by all federal
courts
 Established in
Marbury V. Madison
Federalism
 Revolution fought to manage
local affairs without
interference
 Central government under the
Articles of Confederation was
too weak
 Division of powers between
National Government and the
States
 Built a more effective central
government while preserving
the existing States and the
concept of local government
Amending the Constitution
Constitution has been in effect for more
than 200 years
– written to govern an agrarian nation of less
than four million.
– Now governs an industrialized nation of more
than 270 million.
– Key to success is the ability to change
Formal Amendment Process
Spelled out in Article V
Proposed by
Ratified by
Congress by a
2/3 vote in
both houses
State
legislatures
in 3/4 of States
or
or
National
Convention
called by
Congress when
requested by 2/3 of
State legislatures
Conventions
held in 3/4
of the States
Formal Amendment Process
Proposal takes place at the national level
and ratification takes place at the State
level
Amendments cannot “without the State’s
consent “ change representation in the
Senate.
More than 10,000 resolutions have called
for amendments - 33 have been sent to the
States - 27 have been ratified.
Informal Amendment
 Court Decisions
– declaring certain acts
– passage of laws
constitutional or the
reverse
– court system, inter– Marbury v. Madison
state commerce, etc.
 Party Practices
 Executive Action
– nomination of president;
– presidential order
the daily business of
Congress
or agreement
 Custom
– use of troops
– third term for
without a
presidents; Vicedeclaration of war
Presidential succession
 Basic legislation
The Bill of Rights
 These ten amendments originally
applied only to the federal
government
– now apply to state governments also.
 The First Amendment protects
individuals’ right to worship, to
speak freely, to assemble, and to
petition and criticize government.
 The Second Amendment ensures
citizens’ right to own firearms.
The Bill of Rights
 The Third Amendment prohibits the
government from forcing people to
provide shelter for soldiers in their
homes.
 The Fourth Amendment protects
individuals from unlawful searches
and arrests without court warrants.
The Bill of Rights
 The Fifth Amendment protects people
charged with a crime: a grand jury must
indict them before trial; no one found
innocent can be retried for the same
crime; people cannot be forced to
testify against themselves; and no one
can be deprived of life, liberty, or
property without due process of law.
The Bill of Rights
 The Sixth Amendment
guarantees accused persons the
right to know the charges against
them, a defense attorney, a
speedy jury trial, and the right to
question all witnesses and
compel them to testify.
The Bill of Rights
The Seventh Amendment provides
individuals the right to a trial by jury to
settle property disputes, though a judge
may try the case if both parties agree.
The Eighth Amendment prohibits
excessive bail and fines and bars cruel and
unusual punishment for crimes.
The Bill of Rights
 The Ninth Amendment states that all
powers not spelled out in the
Constitution are retained by the
people.
 The Tenth Amendment says that all
powers not given to the national
government or denied to the states
belong to the states or the people.
The Amendments
Federalism
Problem of the Framers
How to design a strong national
government with the power to meet the
nation’s needs and to preserve the existing
States at the same time?
– Any government power is a threat to
individual liberty
– Use of power must be limited
– To divide power is to limit it
Provides strong union to handle matters of wider concern
The Solution - Federalism
2 governments over the same people at the same time
State
Government
State
Government
State
Government
State
Government
State
Government
Central
Government
State
Government
Dual system of
government
State
Government
State
Government
State
Government
State
Government
Allows local action & choice
Division of Powers
 Set out in the
Constitution
 Types of powers
– Delegated powers
• Expressed
• Implied
• Inherent
 Powers based on who
holds them
– Exclusive
– Concurrent
– Denied
• Expressed
• Implied
– Reserved
National Government
Expressed Powers
 Stated in the Constitution
 Article I Section 8 Clause 1-18
– 27 powers given to Congress
• lay and collect taxes, coin money, regulate foreign and
interstate trade, declare war, etc.
 Article II Sections 2 and 3
– Powers given to the President
 Article III
– Powers given to the Courts
 Amendments
Implied Powers
Not stated, but are reasonably implied by
the powers that are stated
Article I Section 8 Clause 18
– elastic clause
– The “Necessary and Proper” Clause has come
to mean expedient and convenient
– Regulate interstate commerce
Inherent Powers
Belong to National Government because it
is a national government
really not that many
Regulate immigration, acquire territory,
give diplomatic recognition, protect nation
from rebellion or internal subversion
Denied Powers
Expressly Denied
– most in Article I Section 9 and Amendments 18
– Can’t levy duties on exports, can’t deny
freedom of speech, press, assembly, etc.
Denied by Silence
– National government can’t have these powers
because the Constitution doesn’t give them
these powers.
– Create public school system, enact a uniform
marriage law, set up local governments, etc.
States
Reserved Powers
10th amendment
– Those powers not delegated to the National
Government are reserved to the States
• Can regulate marriages, liquor, licenses, set up
public schools, regulate divorces, etc.
Denied Powers
Expressed
– Article I Section 10
– Can’t enter into treaties, alliances, or
confederations, can’t print money, or deny
due process
Implied
– can’t do anything to jeopardize the federal
system like tax the federal government
Levels of Power
Exclusive powers
– held only by the National Government
– coin money, make treaties, lay duties
Concurrent powers
– held by both State and National Government
– lay and collect taxes, define crimes, set
punishments, take private property for public
use
Supreme Law of the Land
Article VI Section 2
– Supremacy clause - Constitution is supreme in
all cases
Constitution
– Laws of Congress and treaties
• State constitutions
– State laws
• local ordinances
Role of the Supreme Court
 Umpire of the Federal
system
 McCulloch v. Maryland
 John Marshall
– Key role in preserving
federal system
National Government’s
Obligation to the States
 Article IV Section 4
 Guarantee republican
form of government
 Protection from
invasion or domestic
violence
 Respect for territorial
integrity
Admitting New States
 Article IV Section 3
 Only Congress can admit
 Procedure
– Area petitions Congress
– Congress passes enabling
act directs writing
constitution
– Constitution prepared and
approved by voters in
territory
– Act of Admission
 Conditions may be placed
on admission but once in
on equal footing
Federal Cooperation
 National to State
–
–
–
–
Grants-in-aid
Block Grants
Revenue sharing
Other
• FBI
• Disaster relief
 State to National
– Elections
– Naturalization
– Police cooperation
Cooperation Among States
Article IV Section 1 and 2
Interstate Compacts
Full Faith and Credit
Extradition
Privileges and Immunities