Chapter 15 PowerPoint Presentation
... Debt securities are recorded at cost when purchased. Interest revenue for investments in debt securities is recorded when earned. On September 1, 2012, Music City paid $29,500 plus a $500 brokerage fee to buy Dell’s 7%, 2-year bonds payable with a $30,000 par value. The bonds pay interest semiannual ...
... Debt securities are recorded at cost when purchased. Interest revenue for investments in debt securities is recorded when earned. On September 1, 2012, Music City paid $29,500 plus a $500 brokerage fee to buy Dell’s 7%, 2-year bonds payable with a $30,000 par value. The bonds pay interest semiannual ...
Circular 2013/8 Market conduct rules Supervisory rules on
... The term “security-related derivatives” under Article 142 para. 1 FMIA also includes nonstandardised over-the-counter (OTC) products. The question of whether a derivatives transaction is made on or off a trading venue is immaterial for the purpose of determining misuse of information. It is equally ...
... The term “security-related derivatives” under Article 142 para. 1 FMIA also includes nonstandardised over-the-counter (OTC) products. The question of whether a derivatives transaction is made on or off a trading venue is immaterial for the purpose of determining misuse of information. It is equally ...
DOC - Lasalle Hotel Properties
... The annual cash incentive bonus target amount for Mr. Riggins will be increased to approximately 70% of his annual base salary, or $275,000. For 2011, the increase will be implemented on a pro rata basis (i.e., a total target amount of $237,500, calculated as (x) 75% of Mr. Riggins’s previous target ...
... The annual cash incentive bonus target amount for Mr. Riggins will be increased to approximately 70% of his annual base salary, or $275,000. For 2011, the increase will be implemented on a pro rata basis (i.e., a total target amount of $237,500, calculated as (x) 75% of Mr. Riggins’s previous target ...
FORWARD LOOKING STATEMENTS
... Certain statements included in this website and the documents incorporated into this website by hyperlink or reference contain certain “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933, as amended (the “Securities Act”), and Section 21E of the Securities E ...
... Certain statements included in this website and the documents incorporated into this website by hyperlink or reference contain certain “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933, as amended (the “Securities Act”), and Section 21E of the Securities E ...
Code for fair disclosure - Indraprastha Gas Limited
... (i) Only Public information to be provided – The Company shall provide only public information to the analyst/research persons/large investors like institutional investor. Alternatively, the information given to the analyst should be simultaneously made public at the earliest. (ii) Handling of unant ...
... (i) Only Public information to be provided – The Company shall provide only public information to the analyst/research persons/large investors like institutional investor. Alternatively, the information given to the analyst should be simultaneously made public at the earliest. (ii) Handling of unant ...
Appendix 5
... Formal Application (For Collective Investment Schemes) Form C3 This form must be lodged duly completed at least FIVE CLEAR BUSINESS DAYS, unless otherwise agreed by the Exchange, prior to the date on which it is expected that the Exchange will consider approving the listing of additional interests i ...
... Formal Application (For Collective Investment Schemes) Form C3 This form must be lodged duly completed at least FIVE CLEAR BUSINESS DAYS, unless otherwise agreed by the Exchange, prior to the date on which it is expected that the Exchange will consider approving the listing of additional interests i ...
accounting theory: text and readings
... Department, John Wiley & Sons, Inc. The purchaser may make backup copies for his/her own use only and not for distribution or resale. The Publisher assumes no responsibility for errors, omissions, or damages, caused by the use of these programs or from the use of the inf ...
... Department, John Wiley & Sons, Inc. The purchaser may make backup copies for his/her own use only and not for distribution or resale. The Publisher assumes no responsibility for errors, omissions, or damages, caused by the use of these programs or from the use of the inf ...
Reporting Form SRF 536.0 Repurchase Agreements Instructions
... Terms highlighted in bold italics indicate that the definition is provided in these instructions. Additional definitions are provided at the end of these instructions. Securities subject to repurchase and resell and security lending and borrowing Repurchase/resale agreements (repos) are undertaken f ...
... Terms highlighted in bold italics indicate that the definition is provided in these instructions. Additional definitions are provided at the end of these instructions. Securities subject to repurchase and resell and security lending and borrowing Repurchase/resale agreements (repos) are undertaken f ...
SEMPRA ENERGY
... We make statements in this report that are not historical fact and constitute forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements are necessarily based upon assumptions with respect to the future, involve risks and uncerta ...
... We make statements in this report that are not historical fact and constitute forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements are necessarily based upon assumptions with respect to the future, involve risks and uncerta ...
TAUBMAN CENTERS INC (Form: 4, Received: 07/01/2010 16:04:49)
... ( 1) Under The Taubman Centers, Inc. Non-Employee Directors' Deferred Compensation Plan, each non-employee director may defer the receipt of all or a portion of his or her director retainer (cash and stock) until the earlier of the termination of such director's service on the Company's Board of Dir ...
... ( 1) Under The Taubman Centers, Inc. Non-Employee Directors' Deferred Compensation Plan, each non-employee director may defer the receipt of all or a portion of his or her director retainer (cash and stock) until the earlier of the termination of such director's service on the Company's Board of Dir ...
1 WORKDAY, INC. POLICY ON HEDGING IN SECURITIES The
... POLICY ON HEDGING IN SECURITIES The restrictions set forth in this Policy apply to all Workday, Inc. (“Workday”) officers, directors, employees, agents and contractors (“Covered Persons”), wherever located, and to their spouses, minor children and/or adult family members sharing the same household a ...
... POLICY ON HEDGING IN SECURITIES The restrictions set forth in this Policy apply to all Workday, Inc. (“Workday”) officers, directors, employees, agents and contractors (“Covered Persons”), wherever located, and to their spouses, minor children and/or adult family members sharing the same household a ...
New Issue of Securities (Chapter 6 of Listing Requirements): Fund
... Receipt of confirmation from Bursa Depository that the additional new shares are ready for crediting into the respective account holders; and (iii) An announcement in accordance to paragraph 12.2 of Guidance Note 17 is submitted via Bursa Link before 3.00 p.m. on the market day prior to the listing ...
... Receipt of confirmation from Bursa Depository that the additional new shares are ready for crediting into the respective account holders; and (iii) An announcement in accordance to paragraph 12.2 of Guidance Note 17 is submitted via Bursa Link before 3.00 p.m. on the market day prior to the listing ...
PHASERX, INC. (Form: 8-K, Received: 08/24/2016
... Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2016 ...
... Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2016 ...
Balancing Public Market Benefits and Burdens for Smaller
... Act Release No. 34-40878, 64 Fed. Reg. 1255 (Jan. 4, 1999) (order granting approval of proposed rule change). 6. Regulation F-D, 17 C.F.R. § 243.100 (2004); see also Selective Disclosure and Insider Trading, Exchange Act Release Nos. 33-7881, 34-43154, IC-24599, 17 CFR §§ 240, 243, 249 (Aug. 15, 200 ...
... Act Release No. 34-40878, 64 Fed. Reg. 1255 (Jan. 4, 1999) (order granting approval of proposed rule change). 6. Regulation F-D, 17 C.F.R. § 243.100 (2004); see also Selective Disclosure and Insider Trading, Exchange Act Release Nos. 33-7881, 34-43154, IC-24599, 17 CFR §§ 240, 243, 249 (Aug. 15, 200 ...
Broker-dealer Companies Indicators
... below the 15,000 EUR threshold. 14. The client that has not been active all of a sudden conducts transactions in the capital market in a large volume and value. 15. Trading in securities where the owners give authorisation to third parties to manage their shareowner’s and money accounts where there ...
... below the 15,000 EUR threshold. 14. The client that has not been active all of a sudden conducts transactions in the capital market in a large volume and value. 15. Trading in securities where the owners give authorisation to third parties to manage their shareowner’s and money accounts where there ...
Stock Underwriting
... 7. Price Amendment and Underwriting Agreement (Continue) There are 3 primary underwriting contracts 1. Agreement Among Underwriters >> Establishes the relationship among the underwriters. 2. Dealer Agreement (or selling agreement) >> The agreement in which securities dealers who are not part of the ...
... 7. Price Amendment and Underwriting Agreement (Continue) There are 3 primary underwriting contracts 1. Agreement Among Underwriters >> Establishes the relationship among the underwriters. 2. Dealer Agreement (or selling agreement) >> The agreement in which securities dealers who are not part of the ...
Warsaw, 3 January 2005
... relating to the Resolution of the Stock Exchange on admitting into stock exchange trade ordinary bearer P, R and O series shares of ComputerLand SA, the Management Board of the Company informs that by virtue of resolution No. 669/04 dated December 29, 2004, the Management Board of the National Depos ...
... relating to the Resolution of the Stock Exchange on admitting into stock exchange trade ordinary bearer P, R and O series shares of ComputerLand SA, the Management Board of the Company informs that by virtue of resolution No. 669/04 dated December 29, 2004, the Management Board of the National Depos ...
LMC CAPITAL CORP (Form: 10KSB, Received: 03
... of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) been subject to such filing requirements for the past 90 days. Yes [X ] No [ ]. Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulat ...
... of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) been subject to such filing requirements for the past 90 days. Yes [X ] No [ ]. Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulat ...
USE Insider Trading Rules-2009
... e) all corporations, partnerships, trusts or other entities owned or controlled by any of the above persons. 3) Definition of price sensitive information Information is deemed to be price sensitive if there is a reasonable likelihood that it would be considered important to an investor in making a d ...
... e) all corporations, partnerships, trusts or other entities owned or controlled by any of the above persons. 3) Definition of price sensitive information Information is deemed to be price sensitive if there is a reasonable likelihood that it would be considered important to an investor in making a d ...
More like common law
... (1) the ability to mail in a proxy vote (2) the lack of a requirement that shares must be deposited prior to proxy voting (3) the availability of cumulative voting (4) the presence of “legal mechanisms against perceived oppression by directors” against minority shareholders (5) the “preemptive right ...
... (1) the ability to mail in a proxy vote (2) the lack of a requirement that shares must be deposited prior to proxy voting (3) the availability of cumulative voting (4) the presence of “legal mechanisms against perceived oppression by directors” against minority shareholders (5) the “preemptive right ...
Quadrant 4 System Corp (Form: 8-K, Received: 04/14
... date of Sassettis’ resignation, there have been no disagreements with Sassetti on any other matter of accounting principles or practices, financial statement disclosure or auditing scope or procedure, which disagreements if not resolved to Sassetti’s satisfaction would have caused them to make refer ...
... date of Sassettis’ resignation, there have been no disagreements with Sassetti on any other matter of accounting principles or practices, financial statement disclosure or auditing scope or procedure, which disagreements if not resolved to Sassetti’s satisfaction would have caused them to make refer ...
PREMIUM NUTRIENTS BERHAD (“PNB” OR “COMPANY
... timeframes referred to in Paragraph 8.03(5)(a) of the Listing Requirements (“PN16 Monthly Announcement”), as may be applicable. PNB must make the PN16 Monthly Announcement simultaneously with the announcement of its quarterly report and in any event, PNB must make the said announcement not later tha ...
... timeframes referred to in Paragraph 8.03(5)(a) of the Listing Requirements (“PN16 Monthly Announcement”), as may be applicable. PNB must make the PN16 Monthly Announcement simultaneously with the announcement of its quarterly report and in any event, PNB must make the said announcement not later tha ...
handbill on eligibility to bid for government securities in the primary
... accounts of a financial institution. CAPITAL means the paid-in capital and surplus account. SURPLUS means the excess of the assets over the liabilities and paid-in capital of the financial institutions but excluding the reserves set aside for valuation purposes and reserves for liabilities and defer ...
... accounts of a financial institution. CAPITAL means the paid-in capital and surplus account. SURPLUS means the excess of the assets over the liabilities and paid-in capital of the financial institutions but excluding the reserves set aside for valuation purposes and reserves for liabilities and defer ...