DOC
... Commission on February 27, 2017. This Form 10-K/A is being filed solely for the purpose of providing separate audited financial statements of Starboard Value A LP ("Starboard") which comprise the statements of assets, liabilities and partners’ capital as of December 31, 2016 and December 31, 2015, a ...
... Commission on February 27, 2017. This Form 10-K/A is being filed solely for the purpose of providing separate audited financial statements of Starboard Value A LP ("Starboard") which comprise the statements of assets, liabilities and partners’ capital as of December 31, 2016 and December 31, 2015, a ...
Cross Listing Requirement - Capital Markets and Securities Authority
... The following requirements shall be met in order for a foreign company to be eligible to offer securities to the Tanzanian public and subsequently list at a stock exchange in Tanzania: 1) The relevant law pursuant to which the company has been incorporated must impose similar requirements or require ...
... The following requirements shall be met in order for a foreign company to be eligible to offer securities to the Tanzanian public and subsequently list at a stock exchange in Tanzania: 1) The relevant law pursuant to which the company has been incorporated must impose similar requirements or require ...
PLY GEM HOLDINGS INC (Form: 8-K/A, Received
... dealers and retailers do more than build homes. Ply Gem wants to help them build their business. The Company offers an unmatched solution to exterior building product needs with a portfolio that includes leading window, door, siding and accessories, stone veneer, fence and rail brands so there is so ...
... dealers and retailers do more than build homes. Ply Gem wants to help them build their business. The Company offers an unmatched solution to exterior building product needs with a portfolio that includes leading window, door, siding and accessories, stone veneer, fence and rail brands so there is so ...
primary dealership in ghana
... In 1996, Bank of Ghana (BOG) introduced a system of Primary Dealers (PDs) in the Government Securities (G-Secs) Market which was intended to enhance the ability of BOG to achieve efficient funding of the Government of Ghana’s (GOG) Public Sector Borrowing Requirement (PSBR) through the development o ...
... In 1996, Bank of Ghana (BOG) introduced a system of Primary Dealers (PDs) in the Government Securities (G-Secs) Market which was intended to enhance the ability of BOG to achieve efficient funding of the Government of Ghana’s (GOG) Public Sector Borrowing Requirement (PSBR) through the development o ...
Broker-Dealer Trading Activities
... customer orders in listed or OTC securities must carefully evaluate the extent to which this order flow would be afforded better terms if executed in a market or with a market maker offering price improvement opportunities. In conducting the requisite evaluation of its internal order handling proced ...
... customer orders in listed or OTC securities must carefully evaluate the extent to which this order flow would be afforded better terms if executed in a market or with a market maker offering price improvement opportunities. In conducting the requisite evaluation of its internal order handling proced ...
In the Matters of DELAWARE MANAGEMENT COMPANY, INC
... The execution of portfolio transactions of investment companies through some broker-dealers who sell their shares has become a well-established practice in the investment company industry. Implicit in any consideration of the propriety of a reciprocal practice of this nature, however, is the overri ...
... The execution of portfolio transactions of investment companies through some broker-dealers who sell their shares has become a well-established practice in the investment company industry. Implicit in any consideration of the propriety of a reciprocal practice of this nature, however, is the overri ...
Detailed Debit and Credit Balances and Related Items of Member
... Entirely by obligations of U. S. Government or its agencies Entirely by other securities exempted under Section 3 (a) of Securities Exchange Act—1934 By nonexempt securities or mixed collateral Secured by firm or partners' collateral: Entirely by obligations of U S. Government or its agencies Entire ...
... Entirely by obligations of U. S. Government or its agencies Entirely by other securities exempted under Section 3 (a) of Securities Exchange Act—1934 By nonexempt securities or mixed collateral Secured by firm or partners' collateral: Entirely by obligations of U S. Government or its agencies Entire ...
Part 5 Clearing and settlement facilities
... (2) For paragraph 12BAB (18) (i) of the Act, the conduct of: (a) the Stock Exchange of Newcastle Limited, or an agent of that body; or (b) a participant of the Stock Exchange of Newcastle Limited, or an agent of the participant; or (c) Bendigo Stock Exchange Limited, or an agent of that body; or (d) ...
... (2) For paragraph 12BAB (18) (i) of the Act, the conduct of: (a) the Stock Exchange of Newcastle Limited, or an agent of that body; or (b) a participant of the Stock Exchange of Newcastle Limited, or an agent of the participant; or (c) Bendigo Stock Exchange Limited, or an agent of that body; or (d) ...
Urgent Notice for non-EU issuers of Securities
... restricted in where they may apply for approval of an EU prospectus for such securities in future. They will have one single limited opportunity to choose the country where their prospectuses are approved, and where they file their ongoing disclosure, for all such securities in future. They should e ...
... restricted in where they may apply for approval of an EU prospectus for such securities in future. They will have one single limited opportunity to choose the country where their prospectuses are approved, and where they file their ongoing disclosure, for all such securities in future. They should e ...
Trade Reporting Notice - 12/21/11
... the change is within the allowable variance to which the parties previously agreed. For example, when there is a change in the final delivery amount that is within the allowable variance, and the parties adjust the final price to maintain the yield agreed upon on the date of execution, a firm is not ...
... the change is within the allowable variance to which the parties previously agreed. For example, when there is a change in the final delivery amount that is within the allowable variance, and the parties adjust the final price to maintain the yield agreed upon on the date of execution, a firm is not ...
IBSJ Account Application Form (and Client Card) for Exchange listed
... and discretion. In this respect, we have established some simple terms which govern trading in all IB accounts. These rules recognize that from time to time, due to their nature, electronic systems, which often rely on third party connectivity, may fail or be delayed and exchanges and data providers ...
... and discretion. In this respect, we have established some simple terms which govern trading in all IB accounts. These rules recognize that from time to time, due to their nature, electronic systems, which often rely on third party connectivity, may fail or be delayed and exchanges and data providers ...
echostar communications corporation
... NWS) AND ECHOSTAR COMMUNICATIONS CORPORATION (NASDAQ: DISH) announced the formation of a new Direct Broadcast Satellite alliance designed to mount vigorous competition in the subscription television market. News Corporation will contribute to EchoStar cash, satellites and other assets of News Corpor ...
... NWS) AND ECHOSTAR COMMUNICATIONS CORPORATION (NASDAQ: DISH) announced the formation of a new Direct Broadcast Satellite alliance designed to mount vigorous competition in the subscription television market. News Corporation will contribute to EchoStar cash, satellites and other assets of News Corpor ...
Declaration of Appropriateness for Listing by a J
... Exchange and is a company that is suitable for listing on such market. (2) An initial listing applicant conducts business fairly and in good faith. (3) The corporate governance and internal management structure of an initial listing applicant is appropriately developed in accordance with corporate s ...
... Exchange and is a company that is suitable for listing on such market. (2) An initial listing applicant conducts business fairly and in good faith. (3) The corporate governance and internal management structure of an initial listing applicant is appropriately developed in accordance with corporate s ...
Financial Statement Analysis and Security Valuation
... Securities that are bought and held principally for the purpose of selling them in the near term (thus held for only a short period of time) should be classified as trading securities. Trading generally reflects active and frequent buying and selling, and trading securities are generally used with t ...
... Securities that are bought and held principally for the purpose of selling them in the near term (thus held for only a short period of time) should be classified as trading securities. Trading generally reflects active and frequent buying and selling, and trading securities are generally used with t ...
Investment Securities Internal Control Questionnaire
... above within five business days from the date of the transaction, or if a broker/dealer is used, within five business days from receipt by the bank of the broker/dealer’s confirmation (12 CFR 12.5)? If not, does the bank use one of the alternate procedures described in 12 CFR 12.5? 54. Unless specif ...
... above within five business days from the date of the transaction, or if a broker/dealer is used, within five business days from receipt by the bank of the broker/dealer’s confirmation (12 CFR 12.5)? If not, does the bank use one of the alternate procedures described in 12 CFR 12.5? 54. Unless specif ...
Disclosure and communication policy
... The Company is listed on the Australian Securities Exchange (ASX) and must comply with the continuous disclosure obligations in the Listing Rules. These obligations have the force of law under the Corporations Act 2001 (Cth) (Corporations Act). Listing Rule 3.1 requires the Company, subject to certa ...
... The Company is listed on the Australian Securities Exchange (ASX) and must comply with the continuous disclosure obligations in the Listing Rules. These obligations have the force of law under the Corporations Act 2001 (Cth) (Corporations Act). Listing Rule 3.1 requires the Company, subject to certa ...
A Single Protocol for Clearing and Settlement?
... – SWIFT ISO XML Standards – UNIFI (ISO20022 - Standards convergence) AECSD_20051005 ...
... – SWIFT ISO XML Standards – UNIFI (ISO20022 - Standards convergence) AECSD_20051005 ...
A Single Protocol for Clearing and Settlement?
... – SWIFT ISO XML Standards – UNIFI (ISO20022 - Standards convergence) AECSD_20051005 ...
... – SWIFT ISO XML Standards – UNIFI (ISO20022 - Standards convergence) AECSD_20051005 ...
Questions and Answers About the Iraq Securities Law
... of fraudulent and manipulative transactions, and the reduction of systemic risk. These objectives are critical to fostering investor confidence in the stock market. The Securities Law also establishes significant disclosure obligations; so that investors can evaluate the companies they are buying an ...
... of fraudulent and manipulative transactions, and the reduction of systemic risk. These objectives are critical to fostering investor confidence in the stock market. The Securities Law also establishes significant disclosure obligations; so that investors can evaluate the companies they are buying an ...
IIROC `Tips for Traders` CSTA Whistler Friday, August 19 2016
... issue at a price of $10.00 per share, and the market is currently $10.00 bid, offered at $10.05. Market stabilization rules are in effect. The dealer receives an unsolicited, institutional client order to sell a block of free trading shares at $10. Rather than hit the bid, the trader can contact a c ...
... issue at a price of $10.00 per share, and the market is currently $10.00 bid, offered at $10.05. Market stabilization rules are in effect. The dealer receives an unsolicited, institutional client order to sell a block of free trading shares at $10. Rather than hit the bid, the trader can contact a c ...
Document
... data has been compiled in the issuance document, including assumptions and forecasts. The reporting accountant provides an independent evaluation of the company’s financial reports. In order to ensure independence, the role of the reporting accountant cannot be performed by the company auditor. This ...
... data has been compiled in the issuance document, including assumptions and forecasts. The reporting accountant provides an independent evaluation of the company’s financial reports. In order to ensure independence, the role of the reporting accountant cannot be performed by the company auditor. This ...
1. ISIN code of Lithuanian securities (CD code of securities)
... 009 – Execution of a mandatory tender offer carrying settlement in cash 014 – Stock exchange REPO transactions 015 – Stock exchange securities transactions with a postponed settlement day (T+x) 016 – Public sale of a block of state-owned shares 017 – Public sale of a block of non-state-owned shares ...
... 009 – Execution of a mandatory tender offer carrying settlement in cash 014 – Stock exchange REPO transactions 015 – Stock exchange securities transactions with a postponed settlement day (T+x) 016 – Public sale of a block of state-owned shares 017 – Public sale of a block of non-state-owned shares ...
balance sheet or statement of financial position
... 1) An annual report contains four financial statements: The balance sheet shows the financial condition (assets, liabilities, stockholders' equity) at end of year; the income or earnings statement presents the results of operations including revenues, expenses, net profit or loss, and net profit or ...
... 1) An annual report contains four financial statements: The balance sheet shows the financial condition (assets, liabilities, stockholders' equity) at end of year; the income or earnings statement presents the results of operations including revenues, expenses, net profit or loss, and net profit or ...
Global Eagle Entertainment Inc. (Form: 8
... Global Eagle Announces Receipt of NASDAQ Notification LOS ANGELES, May 19, 2017 – On May 15, 2017, Global Eagle Entertainment Inc. (the “Company” or “we”) received a notification from the Listing Qualifications Department of The NASDAQ Stock Market LLC (“NASDAQ”) stating that the Company is in conti ...
... Global Eagle Announces Receipt of NASDAQ Notification LOS ANGELES, May 19, 2017 – On May 15, 2017, Global Eagle Entertainment Inc. (the “Company” or “we”) received a notification from the Listing Qualifications Department of The NASDAQ Stock Market LLC (“NASDAQ”) stating that the Company is in conti ...