INFORMATION MEMORANDUM RHINEBRIDGE PLC
... The Medium Term Notes may be offered (i) in an "offshore transaction" outside of the United States to persons who are not U.S. persons within the meaning of Regulation S under the Securities Act and who also are not U.S. residents for purposes of the Investment Company Act (each such person, a "Non ...
... The Medium Term Notes may be offered (i) in an "offshore transaction" outside of the United States to persons who are not U.S. persons within the meaning of Regulation S under the Securities Act and who also are not U.S. residents for purposes of the Investment Company Act (each such person, a "Non ...
SECURITIES AND EXCHANGE COMMISSION Washington, D.C.
... Attention: Matthew Feldman Cristopher Greer ...
... Attention: Matthew Feldman Cristopher Greer ...
Word - corporate
... June 15, 2017, subject to the Company’s ability to adjourn or postpone the meeting in certain circumstances. In connection with transactions described above, the Company also agreed to enter into a Registration Rights Agreement (the “Registration Rights Agreement”), pursuant to which the Company has ...
... June 15, 2017, subject to the Company’s ability to adjourn or postpone the meeting in certain circumstances. In connection with transactions described above, the Company also agreed to enter into a Registration Rights Agreement (the “Registration Rights Agreement”), pursuant to which the Company has ...
ROCKWALL CDO LTD. ROCKWALL CDO
... and, together with the Issuer, the "Co-Issuers"), on a non-recourse basis as described herein. The Issuer will receive all of the net proceeds of the offering of the Notes, which, together with certain proceeds from the sale of the Preferred Shares (as defined herein) of the Issuer on the Closing Da ...
... and, together with the Issuer, the "Co-Issuers"), on a non-recourse basis as described herein. The Issuer will receive all of the net proceeds of the offering of the Notes, which, together with certain proceeds from the sale of the Preferred Shares (as defined herein) of the Issuer on the Closing Da ...
AMERICAN CAPITAL, LTD
... principal requirements are satisfied: (i) the securities must be offered and sold under a plan of reorganization and must be securities of the debtor, an affiliate participating in a joint plan with the debtor or a successor to the debtor under the plan; (ii) the recipients of the securities must ho ...
... principal requirements are satisfied: (i) the securities must be offered and sold under a plan of reorganization and must be securities of the debtor, an affiliate participating in a joint plan with the debtor or a successor to the debtor under the plan; (ii) the recipients of the securities must ho ...
IA Clarington Investments Inc. Simplified Prospectus June 20, 2017
... IA Clarington Short-Term Bond Fund ............................................................................................... 71 IA Clarington Short-Term Income Class ............................................................................................ 74 IA Clarington Strategic Corporat ...
... IA Clarington Short-Term Bond Fund ............................................................................................... 71 IA Clarington Short-Term Income Class ............................................................................................ 74 IA Clarington Strategic Corporat ...
Word - corporate
... qualified in its entirety by reference to the Merger Agreement, a copy of which is filed as Exhibit 2.1 to this Current Report on Form 8-K and the terms of which are incorporated herein by reference. The Merger Agreement has been included to provide investors and security holders with information re ...
... qualified in its entirety by reference to the Merger Agreement, a copy of which is filed as Exhibit 2.1 to this Current Report on Form 8-K and the terms of which are incorporated herein by reference. The Merger Agreement has been included to provide investors and security holders with information re ...
Trading in Secu
... prescribed by the Securities Commission, Bursa Securities and/or other governmental or regulatory authorities from time to time and any other products and services which CIMB may provide to the Client from time to time; “Licensed Financial Institution” means a financial institution licensed by Bank ...
... prescribed by the Securities Commission, Bursa Securities and/or other governmental or regulatory authorities from time to time and any other products and services which CIMB may provide to the Client from time to time; “Licensed Financial Institution” means a financial institution licensed by Bank ...
Form ADV Part 2
... neither Wealthfront nor its employees receive or accept any direct or indirect compensation related to investments that are purchased or sold for Client Accounts. This means that Clients will not be sold products or services that create additional fees or compensation to benefit Wealthfront or its e ...
... neither Wealthfront nor its employees receive or accept any direct or indirect compensation related to investments that are purchased or sold for Client Accounts. This means that Clients will not be sold products or services that create additional fees or compensation to benefit Wealthfront or its e ...
Pacific Asia Petroleum Inc (Form: 10SB12G
... industry. Although the Company hopes to finalize one or more of these CBM production sharing contracts, there can be no assurance that any of such agreements will be entered into on terms satisfactory to the Company, in a timely manner, or at all. The Company has several other energy ventures, which ...
... industry. Although the Company hopes to finalize one or more of these CBM production sharing contracts, there can be no assurance that any of such agreements will be entered into on terms satisfactory to the Company, in a timely manner, or at all. The Company has several other energy ventures, which ...
Chapter 14A
... This Chapter applies to connected transactions entered into by a listed issuer or its subsidiaries. The connected transaction rules ensure that the interests of shareholders as a whole are taken into account by the listed issuer when the listed issuer’s group enters into a connected transaction. ...
... This Chapter applies to connected transactions entered into by a listed issuer or its subsidiaries. The connected transaction rules ensure that the interests of shareholders as a whole are taken into account by the listed issuer when the listed issuer’s group enters into a connected transaction. ...
2015 Implementing Rules and Regulations of the Securities
... 3. I .4.3. Provide the means for the central handling of securities so that transfers, loans, pledges and similar transactions can be made by bookkeeping entry; or otherwise facilitate the settlement of securities transactions without physical delivery of securities certificates. As used in this Rul ...
... 3. I .4.3. Provide the means for the central handling of securities so that transfers, loans, pledges and similar transactions can be made by bookkeeping entry; or otherwise facilitate the settlement of securities transactions without physical delivery of securities certificates. As used in this Rul ...
In Re The Bear Stearns Companies, Inc. Securities, Derivative, And
... CDO Squared: A CDO backed by other CDO notes. CES: Closed end second lien loans. CF Division: SEC Division of Corporation Finance, charged with ensuring that investors are provided with material information in order to make informed investment decisions. CFO: Chief Financial Officer. The Class: All ...
... CDO Squared: A CDO backed by other CDO notes. CES: Closed end second lien loans. CF Division: SEC Division of Corporation Finance, charged with ensuring that investors are provided with material information in order to make informed investment decisions. CFO: Chief Financial Officer. The Class: All ...
TORTOISE CAPITAL RESOURCES CORP (Form: N
... mutually satisfactory to the parties, the absence of any material adverse change and the receipt of any necessary consents. At this time, the final forms of our investments remain subject to additional negotiations with these companies. We are an externally managed, non-diversified closed-end manage ...
... mutually satisfactory to the parties, the absence of any material adverse change and the receipt of any necessary consents. At this time, the final forms of our investments remain subject to additional negotiations with these companies. We are an externally managed, non-diversified closed-end manage ...
US$1500000000 Perpetual Fixed Rate Resettable
... at www.esma.europa.eu/page/List-registered-and-certified-CRAs. A rating is not a recommendation to buy, sell or hold securities and may be subject to revision, suspension or withdrawal at any time. Investing in the Notes involves certain risks. See “Risk Factors” beginning on page 27 below for risk ...
... at www.esma.europa.eu/page/List-registered-and-certified-CRAs. A rating is not a recommendation to buy, sell or hold securities and may be subject to revision, suspension or withdrawal at any time. Investing in the Notes involves certain risks. See “Risk Factors” beginning on page 27 below for risk ...
barrick gold corporation
... (3) the words “herein”, “hereof” and “hereunder” and other words of similar import refer to this Indenture as a whole and not to any particular Article, Section or other subdivision; (4) certain terms, used principally in Article Three, are defined in that Article; (5) capitalized terms not otherwi ...
... (3) the words “herein”, “hereof” and “hereunder” and other words of similar import refer to this Indenture as a whole and not to any particular Article, Section or other subdivision; (4) certain terms, used principally in Article Three, are defined in that Article; (5) capitalized terms not otherwi ...
Summary Note dated 3 November 2014
... the test conducted by any licensed financial intermediary, when providing an investment service (other than investment advice or portfolio management) in relation to the subscription for and the trading of Bonds, for the purpose of such licensed financial intermediary determining (after collecting t ...
... the test conducted by any licensed financial intermediary, when providing an investment service (other than investment advice or portfolio management) in relation to the subscription for and the trading of Bonds, for the purpose of such licensed financial intermediary determining (after collecting t ...
the government of the sultanate of oman the ministry of finance
... This document comprises a prospectus for the purposes of Article 5.3 of the Prospectus Directive and for the purposes of giving information with regard to the Issuer and the Notes which, according to the particular nature of the Issuer and the Notes, is necessary to enable investors to make an infor ...
... This document comprises a prospectus for the purposes of Article 5.3 of the Prospectus Directive and for the purposes of giving information with regard to the Issuer and the Notes which, according to the particular nature of the Issuer and the Notes, is necessary to enable investors to make an infor ...
Form ADV - Palisade Capital Management
... Palisade will not neglect its proxy voting responsibilities, but Palisade may abstain from voting if it deems that abstaining is in its Clients’ best interests. In addition, Palisade may be unable to vote securities that have been lent by a Client’s custodian (under a separate agreement between the ...
... Palisade will not neglect its proxy voting responsibilities, but Palisade may abstain from voting if it deems that abstaining is in its Clients’ best interests. In addition, Palisade may be unable to vote securities that have been lent by a Client’s custodian (under a separate agreement between the ...
Chapter 25 - North Carolina General Assembly
... pledge, lien, security interest, issue or reissue, gift, or any other voluntary transaction creating an interest in property. "Purchaser" means a person that takes by purchase. "Record" means information that is inscribed on a tangible medium or that is stored in an electronic or other medium and is ...
... pledge, lien, security interest, issue or reissue, gift, or any other voluntary transaction creating an interest in property. "Purchaser" means a person that takes by purchase. "Record" means information that is inscribed on a tangible medium or that is stored in an electronic or other medium and is ...
Chapter 20
... the connected transaction requirements are available for specific categories of connected transactions. These apply to connected transactions that are immaterial to the listed issuer’s group, or specific circumstances where the risk of abuse by connected persons is low. 20.05 The rules in this Chapt ...
... the connected transaction requirements are available for specific categories of connected transactions. These apply to connected transactions that are immaterial to the listed issuer’s group, or specific circumstances where the risk of abuse by connected persons is low. 20.05 The rules in this Chapt ...
sep ira custodial agreement
... required (unless required under applicable law), to inform the Account Owner by forwarding materials or otherwise communicating with the Account Owner as to any questions, decisions or other matters for which a vote may be requested, necessary or helpful, and Custodian shall thereafter have no respo ...
... required (unless required under applicable law), to inform the Account Owner by forwarding materials or otherwise communicating with the Account Owner as to any questions, decisions or other matters for which a vote may be requested, necessary or helpful, and Custodian shall thereafter have no respo ...
OFFERING CIRCULAR 27 April 2016* J.P. Morgan Structured
... This Offering Circular will be supplemented and restated after the date hereof from time to time. If you purchase Securities after the date of the applicable Pricing Supplement, you should review the most recent restatement (if any) of this Offering Circular and each supplement thereafter up to (and ...
... This Offering Circular will be supplemented and restated after the date hereof from time to time. If you purchase Securities after the date of the applicable Pricing Supplement, you should review the most recent restatement (if any) of this Offering Circular and each supplement thereafter up to (and ...
securities and exchange commission
... An indeterminate aggregate initial offering price or number of the securities of each identified class is being registered as may from time to time be offered at indeterminate prices. Separate consideration may or may not be received for securities that are issuable on exercise, conversion or exchan ...
... An indeterminate aggregate initial offering price or number of the securities of each identified class is being registered as may from time to time be offered at indeterminate prices. Separate consideration may or may not be received for securities that are issuable on exercise, conversion or exchan ...