ace limited - cloudfront.net
... The registrant hereby amends this registration statement on such date or dates as may be necessary to delay its effective date until the registrant shall file a further amendment which specifically states that this registration statement shall thereafter become effective in accordance with section 8 ...
... The registrant hereby amends this registration statement on such date or dates as may be necessary to delay its effective date until the registrant shall file a further amendment which specifically states that this registration statement shall thereafter become effective in accordance with section 8 ...
words - Nasdaq`s INTEL Solutions
... contact our call center and a representative will collect transaction information over the telephone, entering it directly into our central data processing system. We also operate two customer care centers in the United States, and we contract for additional call center services in Bulgaria and the ...
... contact our call center and a representative will collect transaction information over the telephone, entering it directly into our central data processing system. We also operate two customer care centers in the United States, and we contract for additional call center services in Bulgaria and the ...
Standard for automatic exchange of financial account
... Introduction. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65 Commentary on the Preamble . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 67 Commentary on Section 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ...
... Introduction. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65 Commentary on the Preamble . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 67 Commentary on Section 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ...
FORM F-9 and FORM F-3
... After the date of this prospectus and prior to the termination of the distribution of the Debt Securities, any material change reports (excluding any confidential material change reports), annual financial statements (including the auditors’ report thereon), interim financial statements and informat ...
... After the date of this prospectus and prior to the termination of the distribution of the Debt Securities, any material change reports (excluding any confidential material change reports), annual financial statements (including the auditors’ report thereon), interim financial statements and informat ...
Pacific Asia Petroleum Inc (Form: 10SB12G
... continue to amplify the country’s increasing energy demand for some time (U.S. Department of Energy: International Energy Annual & International Petroleum Monthly) . According to the most recently available information from the CIA World Fact Book, China’s Gross Domestic Product quadrupled from 1978 ...
... continue to amplify the country’s increasing energy demand for some time (U.S. Department of Energy: International Energy Annual & International Petroleum Monthly) . According to the most recently available information from the CIA World Fact Book, China’s Gross Domestic Product quadrupled from 1978 ...
2015 Implementing Rules and Regulations of the Securities
... or SRO, means an organized Exchange, registered clearing agency, organization or association registered as an SRO under Section 39 of the Code, and which has been authorized by the Commission to: (1) enforce compliance with relevant provisions of the Code and rules and regulations adopted thereunder ...
... or SRO, means an organized Exchange, registered clearing agency, organization or association registered as an SRO under Section 39 of the Code, and which has been authorized by the Commission to: (1) enforce compliance with relevant provisions of the Code and rules and regulations adopted thereunder ...
As filed with the Securities and Exchange Commission on July 27
... assumes the conversion of Asbury Automotive Group L.L.C. from a limited liability company into a corporation named Asbury Automotive Group, Inc. immediately prior to the offering by either a conversion in accordance with Delaware General Corporation Law or through a merger with an entity or a subsid ...
... assumes the conversion of Asbury Automotive Group L.L.C. from a limited liability company into a corporation named Asbury Automotive Group, Inc. immediately prior to the offering by either a conversion in accordance with Delaware General Corporation Law or through a merger with an entity or a subsid ...
epolicy2005 - Hydro Relief Web
... Sec. 208. Sugar cane ethanol program. Sec. 209. Rural and remote community electrification grants. Sec. 210. Grants to improve the commercial value of forest biomass for electric energy, useful heat, transportation fuels, and other commercial purposes. Sec. 211. Sense of Congress regarding generatio ...
... Sec. 208. Sugar cane ethanol program. Sec. 209. Rural and remote community electrification grants. Sec. 210. Grants to improve the commercial value of forest biomass for electric energy, useful heat, transportation fuels, and other commercial purposes. Sec. 211. Sense of Congress regarding generatio ...
for non-bank financial institutions titutions
... section or subsection of the Manual. Non-bank financial institutions (NBFIs) governed by the Manual shall comply with the provisions thereof and any violation thereof shall be punishable under the specific and/or general provisions on sanctions. The Manual contains the rules and regulations on NBFIs ...
... section or subsection of the Manual. Non-bank financial institutions (NBFIs) governed by the Manual shall comply with the provisions thereof and any violation thereof shall be punishable under the specific and/or general provisions on sanctions. The Manual contains the rules and regulations on NBFIs ...
Phillips 66 - cloudfront.net
... Form of Separation and Distribution Agreement between ConocoPhillips and Phillips 66. Form of Phillips 66 Amended and Restated Certificate of Incorporation. Form of Phillips 66 Amended and Restated By-laws. Credit Agreement among Phillips 66, Phillips 66 Company, JPMorgan Chase Bank, N.A., as Admini ...
... Form of Separation and Distribution Agreement between ConocoPhillips and Phillips 66. Form of Phillips 66 Amended and Restated Certificate of Incorporation. Form of Phillips 66 Amended and Restated By-laws. Credit Agreement among Phillips 66, Phillips 66 Company, JPMorgan Chase Bank, N.A., as Admini ...
star gas partners, lp star gas finance company
... Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such short ...
... Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such short ...
0001193125-14-305022 - Investor Relations
... prepared in accordance with accounting principles generally accepted in the United States of America (“U.S. GAAP”) for interim financial information and with the instructions to Form 10-Q and Article 10 of Regulation S-X. Accordingly, they do not include all of the information and footnotes required ...
... prepared in accordance with accounting principles generally accepted in the United States of America (“U.S. GAAP”) for interim financial information and with the instructions to Form 10-Q and Article 10 of Regulation S-X. Accordingly, they do not include all of the information and footnotes required ...
united states securities and exchange commission - corporate
... The Israeli Securities Law allows Israeli companies, such as Teva, whose securities are listed both on the Tel Aviv Stock Exchange and on certain stock exchanges in the U.S. (including the New York Stock Exchange), to report exclusively under the rules of the SEC and generally accepted accounting pr ...
... The Israeli Securities Law allows Israeli companies, such as Teva, whose securities are listed both on the Tel Aviv Stock Exchange and on certain stock exchanges in the U.S. (including the New York Stock Exchange), to report exclusively under the rules of the SEC and generally accepted accounting pr ...
ENDURANCE SPECIALTY HOLDINGS LTD (Form: 8
... Merger Agreement, Endurance will pay Sompo’s expenses relating to the Merger up to a cap of $15.8 million. Consummation of the Merger is subject to certain conditions, including approval of Endurance’s shareholders of the Merger. Further conditions include the receipt of required regulatory approval ...
... Merger Agreement, Endurance will pay Sompo’s expenses relating to the Merger up to a cap of $15.8 million. Consummation of the Merger is subject to certain conditions, including approval of Endurance’s shareholders of the Merger. Further conditions include the receipt of required regulatory approval ...
Word - corporate
... company’s registration statement on Form F-3 (333-191266), filed with the Securities and Exchange Commission on December 15, 2010, as amended by Pre-Effective Amendment No. 1 thereto, filed on January 1, 2011 (the “Prior Registration Statement”), for a total of $500,000,000 of securities that may be ...
... company’s registration statement on Form F-3 (333-191266), filed with the Securities and Exchange Commission on December 15, 2010, as amended by Pre-Effective Amendment No. 1 thereto, filed on January 1, 2011 (the “Prior Registration Statement”), for a total of $500,000,000 of securities that may be ...
FORM 10-K - Media Corporate IR Net
... Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to su ...
... Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to su ...
Joint Report to Congress: Economic Growth and Regulatory
... Board of Governors of the Federal Reserve System As chairman of the Federal Financial Institutions Examination Council (FFIEC), I am pleased to submit this report of the second Economic Growth and Regulatory Paperwork Reduction Act (EGRPRA) review to Congress. Under EGRPRA, the FFIEC and its member ...
... Board of Governors of the Federal Reserve System As chairman of the Federal Financial Institutions Examination Council (FFIEC), I am pleased to submit this report of the second Economic Growth and Regulatory Paperwork Reduction Act (EGRPRA) review to Congress. Under EGRPRA, the FFIEC and its member ...
financial markets bill
... ‘‘external clearing house’’ means a foreign person who is authorised to perform a function or functions similar to one or more of the functions of a clearing house in terms of the laws of a country other than the Republic, which laws— (a) establish a regulatory framework equivalent to that establish ...
... ‘‘external clearing house’’ means a foreign person who is authorised to perform a function or functions similar to one or more of the functions of a clearing house in terms of the laws of a country other than the Republic, which laws— (a) establish a regulatory framework equivalent to that establish ...
Tender Offers: Safeguards and Restraints-An
... consider the exchange offer of International Telephone & Telegraph Corporation for Hartford Fire Insurance Company. IT&T promised (1) not to cut employment in Hartford Fire, (2) to keep Hartford Fire's headquarters in the city of Hartford, (3) not to reduce pension and fringe benefits of Hartford Fi ...
... consider the exchange offer of International Telephone & Telegraph Corporation for Hartford Fire Insurance Company. IT&T promised (1) not to cut employment in Hartford Fire, (2) to keep Hartford Fire's headquarters in the city of Hartford, (3) not to reduce pension and fringe benefits of Hartford Fi ...
ROYAL BANCSHARES OF PENNSYLVANIA INC (Form
... Completion of the Merger is subject to a number of customary conditions, including, among others, (i) the approval of the Merger Agreement by the shareholders of Royal, (ii) the effectiveness of the registration statement to be filed by Bryn Mawr with the Securities and Exchange Commission (“ SEC ”) ...
... Completion of the Merger is subject to a number of customary conditions, including, among others, (i) the approval of the Merger Agreement by the shareholders of Royal, (ii) the effectiveness of the registration statement to be filed by Bryn Mawr with the Securities and Exchange Commission (“ SEC ”) ...
Fiduciary Obligations of Brokers-Dealers and Investment Advisers
... nize the bifurcated system of regulation, reaching a crescendo after the financial crisis of 2008.10 The duties imposed on brokers and advisers have been fiercely debated in Congress, at the U.S. Treasury Department, and at the SEC.11 The Dodd-Frank Wall Street Reform and Consumer Protection Act, si ...
... nize the bifurcated system of regulation, reaching a crescendo after the financial crisis of 2008.10 The duties imposed on brokers and advisers have been fiercely debated in Congress, at the U.S. Treasury Department, and at the SEC.11 The Dodd-Frank Wall Street Reform and Consumer Protection Act, si ...
An Overview of Wyoming Securities Law
... SECURITIES LAW (3d ed. 2001). Practitioners will find Professor Bloomenthal's multivolume treatise extremely useful. ...
... SECURITIES LAW (3d ed. 2001). Practitioners will find Professor Bloomenthal's multivolume treatise extremely useful. ...
Understanding our fees, charges and other
... credited to the Financial Advisor by the firm, but the payout may be reduced for accounts priced below certain thresholds. Advisory accounts in relationships with assets over certain thresholds may have customized pricing and payouts as approved by the firm. We reduce or terminate the payouts descri ...
... credited to the Financial Advisor by the firm, but the payout may be reduced for accounts priced below certain thresholds. Advisory accounts in relationships with assets over certain thresholds may have customized pricing and payouts as approved by the firm. We reduce or terminate the payouts descri ...
Form AUT – PFS Public Fund supplement
... Private Equity Fund (the following 3 questions only apply if you intend to manage a Private Equity Fund) PF34. Please provide details of the proposed Investment Committee and describe how you will ensure that they will not be involved in the day-to-day management of the Fund? PF35. Do you envisage b ...
... Private Equity Fund (the following 3 questions only apply if you intend to manage a Private Equity Fund) PF34. Please provide details of the proposed Investment Committee and describe how you will ensure that they will not be involved in the day-to-day management of the Fund? PF35. Do you envisage b ...
Dodd–Frank Wall Street Reform and Consumer Protection Act
The Dodd–Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111–203, H.R. 4173; commonly referred to as Dodd-Frank) was signed into federal law by President Barack Obama on July 21, 2010, at the Ronald Reagan Building in Washington, DC.Passed as a response to the Great Recession, it brought the most significant changes to financial regulation in the United States since the regulatory reform that followed the Great Depression. It made changes in the American financial regulatory environment that affect all federal financial regulatory agencies and almost every part of the nation's financial services industry.As with other major financial reforms, a variety of critics have attacked the law, some arguing it was not enough to prevent another financial crisis or more bailouts, and others arguing it went too far and unduly restricted financial institutions.The law was initially proposed by the Obama Administration in June 2009, when the White House sent a series of proposed bills to Congress. A version of the legislation was introduced in the House in July 2009. On December 2, 2009, revised versions were introduced in the House of Representatives by then Financial Services Committee Chairman Barney Frank, and in the Senate Banking Committee by former Chairman Chris Dodd. Due to their involvement with the bill, the conference committee that reported on June 25, 2010 voted to name the bill after the two members of Congress.