An Overview of Wyoming Securities Law
... SECURITIES LAW (3d ed. 2001). Practitioners will find Professor Bloomenthal's multivolume treatise extremely useful. ...
... SECURITIES LAW (3d ed. 2001). Practitioners will find Professor Bloomenthal's multivolume treatise extremely useful. ...
The Hillshire Brands Company - corporate
... This communication is not an offer to buy or the solicitation of an offer to sell any securities or a solicitation of any vote, proxy or approval. No tender offer for the shares of Hillshire common stock has been made at this time. If a tender offer is commenced, Hillshire will file a Solicitation/R ...
... This communication is not an offer to buy or the solicitation of an offer to sell any securities or a solicitation of any vote, proxy or approval. No tender offer for the shares of Hillshire common stock has been made at this time. If a tender offer is commenced, Hillshire will file a Solicitation/R ...
Credit Rating Agency Survey results
... better way to measure regulatory capital for insurance companies and banks, but when investors at those institutions buy on ratings, they deserve whatever happens. As a current rating agency analyst, I would say "never" increases competition among CRA under issuer-pays model, which will only worsen ...
... better way to measure regulatory capital for insurance companies and banks, but when investors at those institutions buy on ratings, they deserve whatever happens. As a current rating agency analyst, I would say "never" increases competition among CRA under issuer-pays model, which will only worsen ...
real estate players must understand that the introduction of
... conditions typically mirror the senior lender’s requirements. According to Nick Beckett, a director and head of mezzanine finance at Balmain Corporation, “in such deals, mezzanine lenders would receive a fixed income yield, in the 14% to 18% range as well as upfront fees of 1.5% to 3%”. Pricing will ...
... conditions typically mirror the senior lender’s requirements. According to Nick Beckett, a director and head of mezzanine finance at Balmain Corporation, “in such deals, mezzanine lenders would receive a fixed income yield, in the 14% to 18% range as well as upfront fees of 1.5% to 3%”. Pricing will ...
chapter 26 - Pearsoncmg.com
... additional costs associated with these terms and may have to negotiate a bank loan to have the cash available to pay. The supplier may also discontinue business with the delinquent customer, leaving the customer to find another source, which may be more expensive or of lower quality. A poor credit r ...
... additional costs associated with these terms and may have to negotiate a bank loan to have the cash available to pay. The supplier may also discontinue business with the delinquent customer, leaving the customer to find another source, which may be more expensive or of lower quality. A poor credit r ...
Oilfield Services Companies Services in 2015 for Future Barrels of
... investment plan or arrangement to any taxpayer, then the statement expressed herein is being delivered to support the promotion or marketing of the transaction or matter addressed and the recipient should seek advice based on its particular circumstances from an independent tax advisor. Notwithsta ...
... investment plan or arrangement to any taxpayer, then the statement expressed herein is being delivered to support the promotion or marketing of the transaction or matter addressed and the recipient should seek advice based on its particular circumstances from an independent tax advisor. Notwithsta ...
Form S-1/A Radius Health, Inc. - RDUS Filed: October 06, 2011
... unissued shares of our Common Stock (the “Preferred Warrant Shares”) to be offered for resale by certain selling stockholders upon the conversion of shares of our Preferred Stock to be issued upon exercise of outstanding preferred stock purchase warrants (the “ Preferred Warrants ”). All of the shar ...
... unissued shares of our Common Stock (the “Preferred Warrant Shares”) to be offered for resale by certain selling stockholders upon the conversion of shares of our Preferred Stock to be issued upon exercise of outstanding preferred stock purchase warrants (the “ Preferred Warrants ”). All of the shar ...
On Income Accrued on the Issuer`s Issued Securitiespdf
... point zero) percent per annum, which corresponds to the amount of coupon income for the first coupon period, that is, 49.86 rub. (forty nine rubles eighty six kopecks) per Exchange Bond. To set the rate of the 2nd (second), 3rd (third), 4th (fourth), 5th (fifth) and 6th (sixth) coupon periods of Exc ...
... point zero) percent per annum, which corresponds to the amount of coupon income for the first coupon period, that is, 49.86 rub. (forty nine rubles eighty six kopecks) per Exchange Bond. To set the rate of the 2nd (second), 3rd (third), 4th (fourth), 5th (fifth) and 6th (sixth) coupon periods of Exc ...
Word - corporate
... December 31, 2015, and in the company's other filings with the SEC, which are available free of charge on the SEC's website at www.sec.gov. Should one or more of these risks or uncertainties materialize (or the other consequences of such a development worsen), or should underlying assumptions prove ...
... December 31, 2015, and in the company's other filings with the SEC, which are available free of charge on the SEC's website at www.sec.gov. Should one or more of these risks or uncertainties materialize (or the other consequences of such a development worsen), or should underlying assumptions prove ...
Corporate Action Guidelines
... However its announcement about book closure dates was as below: “…In order to establish entitlements to the proposed final dividend, all transfers accompanied by the relevant share certificates must be lodged with the Company’s Hong Kong branch share registrar and transfer office… not later than 4:3 ...
... However its announcement about book closure dates was as below: “…In order to establish entitlements to the proposed final dividend, all transfers accompanied by the relevant share certificates must be lodged with the Company’s Hong Kong branch share registrar and transfer office… not later than 4:3 ...
8-K - OTC Markets
... Agreement, a copy of which is attached as Exhibit 10.19 hereto ("OWC Europe Agreement"), with Sorelenco Limited, organized under the laws of Cyprus ("Consultant"), and an affiliate of Michepro, pursuant to which the Consultant agreed to provide management services to a new entity being organized by ...
... Agreement, a copy of which is attached as Exhibit 10.19 hereto ("OWC Europe Agreement"), with Sorelenco Limited, organized under the laws of Cyprus ("Consultant"), and an affiliate of Michepro, pursuant to which the Consultant agreed to provide management services to a new entity being organized by ...
FORM 8-K - Investors
... diverse menu appeals to people of all ages. IHOP restaurants are franchised and operated by Glendale, California based IHOP Corp. As of March 31, 2005, the end of IHOP’s first quarter, there were 1,198 IHOP restaurants in 48 states and Canada. IHOP Corp. common stock is listed and traded on the NYSE ...
... diverse menu appeals to people of all ages. IHOP restaurants are franchised and operated by Glendale, California based IHOP Corp. As of March 31, 2005, the end of IHOP’s first quarter, there were 1,198 IHOP restaurants in 48 states and Canada. IHOP Corp. common stock is listed and traded on the NYSE ...
Shelf Offer
... Unit Price will be accepted in part such that each requesting part will receive, from the total Units offered that remain for distribution after acceptance of the requests that include a unit price that is greater than the Uniform Unit Price (and after acceptance of the requests of the classified in ...
... Unit Price will be accepted in part such that each requesting part will receive, from the total Units offered that remain for distribution after acceptance of the requests that include a unit price that is greater than the Uniform Unit Price (and after acceptance of the requests of the classified in ...
Axovant Sciences Ltd.
... 2018, followed by monthly installments of principal and interest through the Scheduled Maturity Date. The interest-only period may be extended until March 1, 2019 if the Company achieves certain clinical development milestones as set forth in the Loan Agreement. The Borrowers’ and the Guarantor’s ob ...
... 2018, followed by monthly installments of principal and interest through the Scheduled Maturity Date. The interest-only period may be extended until March 1, 2019 if the Company achieves certain clinical development milestones as set forth in the Loan Agreement. The Borrowers’ and the Guarantor’s ob ...
cti biopharma corp. - corporate
... The information provided pursuant to this Item 2.02 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”) or otherwise subject to the liabilities of that section, and shall not be incorporated by reference into any filing or other document ...
... The information provided pursuant to this Item 2.02 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”) or otherwise subject to the liabilities of that section, and shall not be incorporated by reference into any filing or other document ...
OCTAGON 88 RESOURCES, INC.
... the date of the financial statements and the reported amount of revenues and expenses during the reporting period. Actual results could differ from those estimates. Cash and cash equivalents - For purposes of the statement of cash flows, we consider all cash in banks, money market funds, and certifi ...
... the date of the financial statements and the reported amount of revenues and expenses during the reporting period. Actual results could differ from those estimates. Cash and cash equivalents - For purposes of the statement of cash flows, we consider all cash in banks, money market funds, and certifi ...
State-Boston Retirement System Complaint
... manipulation of the market for U.S. Treasury bills, notes, and bonds (together, "Treasury securities"), and derivative financial products based on these Treasury securities, including Treasury futures and options traded on the Chicago Mercantile Exchange (collectively with Treasury securities, "Trea ...
... manipulation of the market for U.S. Treasury bills, notes, and bonds (together, "Treasury securities"), and derivative financial products based on these Treasury securities, including Treasury futures and options traded on the Chicago Mercantile Exchange (collectively with Treasury securities, "Trea ...
THE CURRENT QUESTIONS OF REGULATING CAPITAL MARKETS
... especially considering the declining demand for shares during the global economic crisis. This massive increase in turnover is due to the fast expansion of algorithmic trading technologies on the one hand, and to the strengthening activity of both institutional and private investors on the other. Mu ...
... especially considering the declining demand for shares during the global economic crisis. This massive increase in turnover is due to the fast expansion of algorithmic trading technologies on the one hand, and to the strengthening activity of both institutional and private investors on the other. Mu ...
acquired in 2013
... operate the acquired business and implement an operating strategy with a view to generating value for shareholders. More information on Platform Acquisition Holdings is available at http://www.platformacquisitionholdings.com. Note: This release contains non-GAAP financial measures that may not be di ...
... operate the acquired business and implement an operating strategy with a view to generating value for shareholders. More information on Platform Acquisition Holdings is available at http://www.platformacquisitionholdings.com. Note: This release contains non-GAAP financial measures that may not be di ...
rulebook of the nigerian stock exchange rules for filing of financial
... 2.1.1 Where an Issuer has a reasonable belief that it will not be able to file its accounts by the relevant due date, the Issuer may before the due date submit an application for an extension of time, supported by compelling reasons and evidence in support of its inability to file its accounts by th ...
... 2.1.1 Where an Issuer has a reasonable belief that it will not be able to file its accounts by the relevant due date, the Issuer may before the due date submit an application for an extension of time, supported by compelling reasons and evidence in support of its inability to file its accounts by th ...
Week 8 Slides
... – There are problems in application (mutually exclusive projects, borrowing v. lending issues). – It also ignores the information contained in the yield curve. ...
... – There are problems in application (mutually exclusive projects, borrowing v. lending issues). – It also ignores the information contained in the yield curve. ...
Press Release - Enbridge Income Fund
... regarding the performance of the Fund following completion of the Transaction, the performance of the Assets and the benefits of the Transaction. Forward looking statements are typically identified by words such as "contemplate", "anticipate", "expect", "project", "estimate", "forecast" and similar ...
... regarding the performance of the Fund following completion of the Transaction, the performance of the Assets and the benefits of the Transaction. Forward looking statements are typically identified by words such as "contemplate", "anticipate", "expect", "project", "estimate", "forecast" and similar ...
Phillips 66 - cloudfront.net
... end. The guidance is effective for fiscal years beginning after December 15, 2015, but the Plan early adopted ASU 2015-12, Parts I &II, effective with the Plan’s 2015 fiscal year. Part III of the ASU is not applicable to the Plan. ...
... end. The guidance is effective for fiscal years beginning after December 15, 2015, but the Plan early adopted ASU 2015-12, Parts I &II, effective with the Plan’s 2015 fiscal year. Part III of the ASU is not applicable to the Plan. ...
Independent Review Committee 2016 Report to Securityholders
... 1. the best interests of the Funds; 2. that each Fund must pay its reasonable allocation of the compensation of the IRC from the assets of the Fund; 3. that compensation paid to the IRC by each Fund should fairly and reasonably reflect the general and specific benefits accruing to the Fund; ...
... 1. the best interests of the Funds; 2. that each Fund must pay its reasonable allocation of the compensation of the IRC from the assets of the Fund; 3. that compensation paid to the IRC by each Fund should fairly and reasonably reflect the general and specific benefits accruing to the Fund; ...
13426 Federal Register
... redemption (the ‘‘pricing formula,’’ as amended by the proposed rule change, the ‘‘amended pricing formula’’). The proposed rule change would also clarify that the amended pricing formula is applicable for the calculations of municipal securities with periodic interest payments and more than one cou ...
... redemption (the ‘‘pricing formula,’’ as amended by the proposed rule change, the ‘‘amended pricing formula’’). The proposed rule change would also clarify that the amended pricing formula is applicable for the calculations of municipal securities with periodic interest payments and more than one cou ...