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Provisions on Issues concerning the Implementation of the
Provisions on Issues concerning the Implementation of the

... management in the latest fiscal year shall not be less than USD 500 million; (2) For an insurance company, it shall have been formed for more than two years and the securities assets held by it in the latest fiscal year shall not be less than USD 500 million; (3) For a securities company, it shall h ...
Provisions on Issues concerning the Implementation of the
Provisions on Issues concerning the Implementation of the

... management in the latest fiscal year shall not be less than USD 500 million; (2) For an insurance company, it shall have been formed for more than two years and the securities assets held by it in the latest fiscal year shall not be less than USD 500 million; (3) For a securities company, it shall h ...
Dealing in Company Shares
Dealing in Company Shares

... to a director or relevant employee, clearance may be given for the director or relevant employee to sell (but not to purchase) securities when he/she would otherwise be prohibited from doing so. Clearance may only be given by the Chairman, or, in his absence, by a director designated by the Chairman ...
All-Cap Value Portfolio - Iron Gate Global Advisors
All-Cap Value Portfolio - Iron Gate Global Advisors

... below their intrinsic value. The Iron Gate Global Advisors All-Cap Value Portfolio invests primarily in stocks, and cash. The strategy tries to identify companies with enduring competitive advantages selling below their intrinsic value. The S&P 500 Index measures the performance of the 500 largest p ...
Value Investing
Value Investing

... Low-cost producer or powerful world-wide brand We want companies with a sustainable moat ...
News Release Nomura Asset Management Nomura`s NEXT FUNDS
News Release Nomura Asset Management Nomura`s NEXT FUNDS

... (0.28% exclusive of taxes) annually (the percentage will be at 0.3024% [0.28% exclusive of taxes] as of February 10, 2017). (II) Not more than 43.2% (40% exclusive of taxes) of loan fees when securities are lent. This will be divided in a ratio of 80 to 20 between the manager and the trustee. An inv ...
companhia energética de minas gerais – cemig
companhia energética de minas gerais – cemig

Monetizing Your Parking Assets
Monetizing Your Parking Assets

... Guggenheim Securities, LLC (“Guggenheim Securities”) solely for the client or potential client to whom such Materials are directly addressed and delivered (the “Recipient”) in connection with a specific actual or potential transaction mandate or engagement (the “Transaction”). These Materials may on ...
united states securities and exchange commission - corporate
united states securities and exchange commission - corporate

... Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer. On January 24, 2017, the Board of Directors (the “Board”) of ViewRay, Inc. (the “Company”) appointed Ted Wang, Ph.D., to serve as a Class II di ...
Investment products risk and fees disclosure
Investment products risk and fees disclosure

... Prior to investing into securities, investor should determine his/her risk profile (incl. financial position and experience in investing into securities) and investment objectives (incl. the desired temporal length of investment). Prior to investing into securities, Swedbank would recommend to visit ...
Perspectives September 2001.indd
Perspectives September 2001.indd

... individual holdings, we believe the coming recovery will be led by the companies now held in your portfolios, with solid earnings and earning growth, trading at reasonable prices. Having weathered a difficult storm effectively, you are well positioned for the year ahead. ...
Capital Gains Tax
Capital Gains Tax

... • The tax paid on appreciated assets that are sold for a profit by individuals • Long term gains – those held more than a year – receive preferential treatment ...
Cash and Marketable Securities
Cash and Marketable Securities

... Global Company in the Czech Republic and Slovak Republic-Case of McDonald Financial Markets in the Czech Republic and their Regulation in the Context of Global Crisis Microsoft Business Activities in the Czech Republic Public Finance/ Health Care Sector in CR The Financial Aspects of doing Business ...
RTF - North Carolina General Assembly
RTF - North Carolina General Assembly

... of the offer of securities covered under federal law that are to be offered for a period in excess of one year shall be renewed annually by payment of a renewal fee of two hundred fifty dollars ($250.00) and by filing any documents and reports that the Administrator may by rule or order require con ...
RTF
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... not be registered under the applicable securities laws of Australia, Canada, Japan or the United States of America. There will be no public offer of the securities in any jurisdiction. ...
Rules regarding PowerPoint
Rules regarding PowerPoint

... minor one. An intermediate correction is one in which the market declines 10% to 20%. And normally any market decline of 20% or more is considered a bear market. But for weeks, stocks have been under selling pressure, which finally knocked the NASDAQ to its first 10% correction since the March 2003 ...
Arian Silver to focus solely on lithium as Noche Buena option lapses
Arian Silver to focus solely on lithium as Noche Buena option lapses

... You understand that the Site may contain opinions from time to time with regard to securities mentioned in other products, including company related products, and that those opinions may be different from those obtained by using another product related to the Company. You understand and agree that ...
iShares STOXX Global Select Dividend 100 UCITS ETF (DE)
iShares STOXX Global Select Dividend 100 UCITS ETF (DE)

... 2DL, England, Tel +44 (0)20 7743 3000. For your protection, calls are ususally recorded. The German domiciled funds are "undertakings for collective investment in transferable securities" in conformity with the directives within the meaning of the German Law on the investments. These funds are manag ...
Word - corporate
Word - corporate

... Alliance Data Systems Corporation ("Alliance Data" or the "Company") proposes to offer, subject to market conditions and other factors, €300.0 million aggregate principal amount of senior notes due 2022 (the "Notes") to qualified institutional buyers pursuant to Rule 144A under the Securities Act of ...
CTRIP COM INTERNATIONAL LTD (Form: SC 13G/A
CTRIP COM INTERNATIONAL LTD (Form: SC 13G/A

... If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. ...
perspectives - Midwest Trust
perspectives - Midwest Trust

... the 24 hour news cycle that can lead to investment misfires. One benefit of being a long term investor is that we can choose to view successful investment performance over many years while others simply cannot or will not. This is a form of time arbitrage. Investors who understood Microsoft’s path h ...
Amazing Market Why does the stock market exist? The answer
Amazing Market Why does the stock market exist? The answer

... the general public to trade a stock with one another as many times as they wishafter the stock's original sale in the primary market. The stock market resembles markets in which people buy and sell used cars and existing houses. These markets consist of trades made after the original sale of new car ...
Fact Sheet:SPDR DoubleLine Short Duration Total
Fact Sheet:SPDR DoubleLine Short Duration Total

... Performance quoted represents past performance, which is no guarantee of future results. Investment return and principal value will fluctuate, so you may have a gain or loss when shares are sold. Current performance may be higher or lower than that quoted. Visit spdrs.com for most recent month-end p ...
The Stock Market
The Stock Market

...  Go to http://wayback.archiveit.org/3635/20130906093843/http://library.thinkquest.org/3088/stockmarket/introduction.html  On the left hand side of the screen you should see a menu. Click on “INTRODUCTION,” read the information on this page and answer any questions below that pertain to this inform ...
Patriot National, Inc. - corporate
Patriot National, Inc. - corporate

... Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: (a) ☐ ...
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Securities fraud

Securities fraud, also known as stock fraud and investment fraud, is a deceptive practice in the stock or commodities markets that induces investors to make purchase or sale decisions on the basis of false information, frequently resulting in losses, in violation of securities laws. Offers of risky investment opportunities to unsophisticated investors who are unable to evaluate risk adequately and cannot afford loss of capital is a central problem.Securities fraud can also include outright theft from investors (embezzlement by stockbrokers), stock manipulation, misstatements on a public company's financial reports, and lying to corporate auditors. The term encompasses a wide range of other actions, including insider trading, front running and other illegal acts on the trading floor of a stock or commodity exchange.
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