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Moving from private to public ownership: Selling out to
Moving from private to public ownership: Selling out to

... takeover decision, relying on aggregate and industry-level data. They report that IPOs are more likely under macroeconomic conditions such as high cost of debt and a “hotter” IPO market, while takeovers are more likely in high market-to-book industries. Our work adds to this previous research by co ...
Pairs Trading in the UK Equity Market Risk and Return
Pairs Trading in the UK Equity Market Risk and Return

... sample periods, based on the transition from a quote driven to order book trading system on the London Stock Exchange, the returns are consistent. These results contrast sharply with Gatev et al. (2006) and Do and Faff (2010) who report a drop in performance in the US through time. When we focus our ...
Trading and Returns under Periodic Market Closures
Trading and Returns under Periodic Market Closures

... of the liquidity traders to time their trade of given sizes. But they do not provide a complete justification for the behavior of liquidity traders. For example, trade sizes are exogenously specified and not all investors can time their trade. See also Spiegel and Subrahmanyan (1995). Our model diff ...
HAMISH FRASER MT CECIL,  HUNTER 1RD KELLOGG'S  RURAL LEADERSHIP PROGRAMME 2013
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Liquidity stress testing
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... Consistency with solvency scenario • Often contain relevant parameters (e.g. bond prices) ...
South African Capital Flows and Capital Flight over the 1960
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... the stock of foreign assets that do not yield a recorded investment income. The difference between the total stock of foreign assets and the capitalised value of recorded non direct foreign investment income is taken as an indication of the magnitude of capital flight. We report the series in flow t ...
In Short Supply: Short‐Sellers and Stock Returns   
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... lending market, we also examine the consequences and the determinants of short supply.  The fact that  firms’ specialness portends lower future returns is well known.  We build on this insight by  demonstrating the importance of supply and demand variables, after conditioning on specialness.  In  ad ...
Strategy: The Investment Outlook
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... be able to translate a certain recommended equity exposure to levels more appropriate for their own portfolios. This approach is used to translate our general asset-mix recommendations into weightings appropriate for two hypothetical portfolios with differing equity constraints. For example, the wei ...
The Emergence of the Corporate Form
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... make it capable, among other things, of owning property, entering into contracts, and standing in court independently of the individuals behind it, such as owners, managers and employees. The theory of the firm (Grossman and Hart 1986; Hart and Moore 1990) focuses on asset ownership as a way to allo ...
TRADING VOLUME TREND AS THE INVESTOR`S SENTIMENT
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... between the two groups of investors (Zweig (1973), Lee, Shleifer and Thaler (1991), Baker and Stein (2004), and Brown and Cliff (2005)). Miller (1977) argues that stock prices reflect only the most optimistic opinions among investors when short-sales constraints are present. When investors become mo ...
Liquidity Policies and Systemic Risk
Liquidity Policies and Systemic Risk

... equilibrium settings (e.g. Diamond and Dybvig [1983] and Kahn and Santos [2005]), there are only few, recent examples of dynamic general equilibrium models that incorporate systemic liquidity crisis (e.g. Angeloni and Faia [2013], Gertler and Kiyotaki [2012], and Martin, Skeie, and Von Thadden [2013 ...
SUNTRUST BANKS INC (Form: 8-K, Received: 01
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Endowment Policy
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... This policy is intended to comply with and be administered under the UPMIFA rules as  provided in the California Probate Code section 18501‐18510.  These provisions  specifically provide for management and investing of the funds as well as appropriation  (spending) or accumulation.  They also provid ...
Safe Assets
Safe Assets

... mechanisms are not the subject of the present analysis, which focuses on the underlying supply of and demand for safe private assets. Potentially complementary research that emphasizes liquidity, collateral, and asymmetric information includes Holmström and Tirole (1998) and Gorton and Ordoñez (2013 ...
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Private Equity Investment in India: Efficiency vs Expansion
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... However, identifying a causal effect of PE is difficult. The main challenge is that PE does not flow to firms randomly but, instead, flows to larger, more successful firms. Thus, differences between non-PE and investee companies post-PE may be entirely due to selection. There may also be omitted var ...
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Private Pensions and Policy Responses to the Financial

... The funding levels of pension funds providing DB pensions have fallen well below 90% in most OECD countries. As a result, the value of their assets fails to cover their pension liabilities. For example, many US companies had funding levels in 2007 that were close to 100% following the requirement of ...
OTC Derivatives Presentation
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Global Style Portfolios Based on Country Indices

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Similarities and Differences between US and German Regulation of

... Other rules, i.e., issuer-oriented rules, guarantee a fund’s independence from the credit risk of a few particular issuers by requiring it to diversify its portfolio. These rules limit a fund’s exposure to losses from the default of the issuers of securities, including derivative reference issuers ( ...
JZCP Annual Report and Financial Statements 2016
JZCP Annual Report and Financial Statements 2016

... equal to 3% of net asset value, paid through semi-annual instalments. JZCP’s Investment Adviser is Jordan/Zalaznick Advisers, Inc. (“JZAI”) which was founded by David Zalaznick and Jay Jordan in 1986. JZAI has investment professionals in New York, Chicago, London and Madrid. JZCP offers investors un ...
Profitable Entry into an Unprofitable Market
Profitable Entry into an Unprofitable Market

... broader sense to the literature which treat also dominant firm and Schumpeterian theories. Acs and Audretsch (1987) for example find that large firms tend to have the relative innovative advantage in industries which are capital-intensive, concentrated and produce a differentiated good. As we see i ...
The To-Be-Announced (TBA) Market: a Primer
The To-Be-Announced (TBA) Market: a Primer

... are thousands of individual pools that can be delivered into a TBA sale to make good delivery. Since the seller has the option to deliver any pools that fit the original Agency, coupon, and amortization schedule stipulations, it is in the best interest of the seller to find the cheapest pools possib ...
An Introduction to Capital Controls - St. Louis Fed
An Introduction to Capital Controls - St. Louis Fed

... those articles, John Maynard Keynes, was a strong proponent of capital controls and the IMF often was seen as such during its early years. During the Bretton-Woods era of fixed-exchange rates, many countries limited asset transactions to cope with balance-of-payments difficulties. But, recognition o ...
The Relationship Between Competition and Innovation: How
The Relationship Between Competition and Innovation: How

... competition reinforces or discourages innovation. To my knowledge, the existing literature has focused on the impact of competition on the incentives of firms for innovation (which can be defined as the difference in the profits a firm earns when it innovates and when it is not). This ”incentive-eff ...
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Private equity secondary market



In finance, the private equity secondary market (also often called private equity secondaries or secondaries) refers to the buying and selling of pre-existing investor commitments to private equity and other alternative investment funds. Given the absence of established trading markets for these interests, the transfer of interests in private equity funds as well as hedge funds can be more complex and labor-intensive.Sellers of private equity investments sell not only the investments in the fund but also their remaining unfunded commitments to the funds. By its nature, the private equity asset class is illiquid, intended to be a long-term investment for buy-and-hold investors, including ""pension funds, endowments and wealthy families selling off their private equity funds before the pools have sold off all their assets."" For the vast majority of private equity investments, there is no listed public market; however, there is a robust and maturing secondary market available for sellers of private equity assets.Buyers seek to acquire private equity interests in the secondary market for multiple reasons. For example, the duration of the investment may be much shorter than an investment in the private equity fund initially. Likewise, the buyer may be able to acquire these interests at an attractive price. Finally, the buyer can evaluate the fund's holdings before deciding to purchase an interest in the fund. Conversely, sellers may seek to sell interest for various reasons, including the need to raise capital, the desire to avoid future capital calls, the need to reduce an over-allocation to the asset class or for regulatory reasons.Driven by strong demand for private equity exposure over the past decade, a significant amount of capital has been committed to secondary market funds from investors looking to increase and diversify their private equity exposure.
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