Phillips 66 - cloudfront.net
... Credit Agreement among Phillips 66, Phillips 66 Company, JPMorgan Chase Bank, N.A., as Administrative Agent, and the lenders named therein, dated as of February 22, 2012. Term Loan Agreement among Phillips 66, Phillips 66 Company, JPMorgan Chase Bank, N.A., as Administrative Agent, and the lenders n ...
... Credit Agreement among Phillips 66, Phillips 66 Company, JPMorgan Chase Bank, N.A., as Administrative Agent, and the lenders named therein, dated as of February 22, 2012. Term Loan Agreement among Phillips 66, Phillips 66 Company, JPMorgan Chase Bank, N.A., as Administrative Agent, and the lenders n ...
Annual Consolidated Compliance Report 2016
... review of our risk models is planned to ensure they remain current and reflect the most significant risks to those we regulate, market integrity and the investing public. We will also continue to focus on and take action against investment dealers that fail to address significant compliance findings ...
... review of our risk models is planned to ensure they remain current and reflect the most significant risks to those we regulate, market integrity and the investing public. We will also continue to focus on and take action against investment dealers that fail to address significant compliance findings ...
The market for borrowing corporate bonds
... prefer to short government bonds rather than corporate bonds because of their low credit risk. However, bond traders have told us that AAA-rated debt is occasionally used for this purpose because it is sometimes cheaper to borrow than Treasuries. Here, it is not important which firm issued the AAA-ra ...
... prefer to short government bonds rather than corporate bonds because of their low credit risk. However, bond traders have told us that AAA-rated debt is occasionally used for this purpose because it is sometimes cheaper to borrow than Treasuries. Here, it is not important which firm issued the AAA-ra ...
Trading and Investment Strategies
... known as large cap stocks. Although, the exact market cap values may vary by definition, the definition of small cap and large cap stocks itself does not. Large cap stocks refer to large, stable companies like Alphabet Inc. or General Electric whose size mitigates volatility through its liquidity an ...
... known as large cap stocks. Although, the exact market cap values may vary by definition, the definition of small cap and large cap stocks itself does not. Large cap stocks refer to large, stable companies like Alphabet Inc. or General Electric whose size mitigates volatility through its liquidity an ...
Franklin California Tax-Free Income Fund SAI
... include states, counties, cities, towns and regional districts. The proceeds of these obligations are used to fund a wide range of public projects, including construction or improvement of schools, highways and roads. The basic security behind general obligation bonds is the issuer’s pledge of its f ...
... include states, counties, cities, towns and regional districts. The proceeds of these obligations are used to fund a wide range of public projects, including construction or improvement of schools, highways and roads. The basic security behind general obligation bonds is the issuer’s pledge of its f ...
columbia high yield bond fund
... portfolio). A higher portfolio turnover rate may indicate higher transaction costs and may result in higher taxes when Fund shares are held in a taxable account. These costs, which are not reflected in annual fund operating expenses or in the example, affect the Fund’s performance. During the most r ...
... portfolio). A higher portfolio turnover rate may indicate higher transaction costs and may result in higher taxes when Fund shares are held in a taxable account. These costs, which are not reflected in annual fund operating expenses or in the example, affect the Fund’s performance. During the most r ...
FUELCELL ENERGY INC
... dividends to holders of our 5% Series B Cumulative Convertible Perpetual Preferred Stock (“Series B preferred stock”) for each of the eight quarterly periods ending on May 15, August 15 and November 15, 2005, February 15, May 15, August 15 and November 15, 2006, and February 15, 2007. A holder of ou ...
... dividends to holders of our 5% Series B Cumulative Convertible Perpetual Preferred Stock (“Series B preferred stock”) for each of the eight quarterly periods ending on May 15, August 15 and November 15, 2005, February 15, May 15, August 15 and November 15, 2006, and February 15, 2007. A holder of ou ...
Portfolio Comparisons. - Artex Component System
... B. Diversified Portfolio. In addition, the following results now appear with this new investment strategy: The investor now has: More options than just buying stocks A better chance of profiting in more investment sectors A better long term success strategy because of… …much less of a chance of ...
... B. Diversified Portfolio. In addition, the following results now appear with this new investment strategy: The investor now has: More options than just buying stocks A better chance of profiting in more investment sectors A better long term success strategy because of… …much less of a chance of ...
Corestates Capital II
... THE SECURITIES OFFERED HEREBY H A V E N O T BEEN REGISTERED UNDER THE SECURITIES A C T , A N Y STATE SECURITIES LAWS, OR P A R T 16 O F THE REGULATIONS O F THE OFFICE OF THE COMPTROLLER OF THE C U R R E N C Y (THE "OCC") A N D M A Y N O T BE OFFERED OR SOLD EXCEPT P U R S U A N T T O A N EXEMPTION F ...
... THE SECURITIES OFFERED HEREBY H A V E N O T BEEN REGISTERED UNDER THE SECURITIES A C T , A N Y STATE SECURITIES LAWS, OR P A R T 16 O F THE REGULATIONS O F THE OFFICE OF THE COMPTROLLER OF THE C U R R E N C Y (THE "OCC") A N D M A Y N O T BE OFFERED OR SOLD EXCEPT P U R S U A N T T O A N EXEMPTION F ...
TORTOISE CAPITAL RESOURCES CORP (Form: N
... is to provide our stockholders with a high level of total return, with an emphasis on dividends and dividend growth. We invest primarily in the equity securities of companies that we expect to pay us distributions on a current basis and provide us distribution growth. Companies in the midstream segm ...
... is to provide our stockholders with a high level of total return, with an emphasis on dividends and dividend growth. We invest primarily in the equity securities of companies that we expect to pay us distributions on a current basis and provide us distribution growth. Companies in the midstream segm ...
Annual Report - Putnam Investments
... Current performance may be lower or higher than the quoted past performance, which cannot guarantee future results. Share price, principal value, and return will fluctuate, and you may have a gain or a loss when you sell your shares. Performance of class A shares assumes reinvestment of distributi ...
... Current performance may be lower or higher than the quoted past performance, which cannot guarantee future results. Share price, principal value, and return will fluctuate, and you may have a gain or a loss when you sell your shares. Performance of class A shares assumes reinvestment of distributi ...
Gains from Stock Exchange Integration: The
... the same degree of platform integration and common trading rules, which would have had the same effect on competition among exchanges as a full merger, but most likely would not have secured the same cost reductions, due to the difficulty of coordinating the investment decisions of independent excha ...
... the same degree of platform integration and common trading rules, which would have had the same effect on competition among exchanges as a full merger, but most likely would not have secured the same cost reductions, due to the difficulty of coordinating the investment decisions of independent excha ...
Öþ¾œB— `ºƒl‡Ôã
... This Tender Offer Document has been prepared in compliance with the Finnish Securities Market Act (746/2012, as amended, the “Finnish Securities Market Act”), the Decree of the Finnish Ministry of Finance on the Contents and Publication as well as Exceptions Granted from the Contents of a Tender Off ...
... This Tender Offer Document has been prepared in compliance with the Finnish Securities Market Act (746/2012, as amended, the “Finnish Securities Market Act”), the Decree of the Finnish Ministry of Finance on the Contents and Publication as well as Exceptions Granted from the Contents of a Tender Off ...
The Stock Market, Credit, and Capital Formation
... It appeared to those who had previously disposed of the difficulty of ranging economic ends in order of importance, that it was impossible to construct a —and profits productivity concept which was divorced from the of produc™ concept of profit and which was at the same time tivityunobjectionable fr ...
... It appeared to those who had previously disposed of the difficulty of ranging economic ends in order of importance, that it was impossible to construct a —and profits productivity concept which was divorced from the of produc™ concept of profit and which was at the same time tivityunobjectionable fr ...
General Money Market Funds
... financial support to the fund at any time. The following are the principal risks that could reduce the fund's income level and/or share price: • Interest rate risk. This risk refers to the decline in the prices of fixed-income securities that may accompany a rise in the overall level of interest ra ...
... financial support to the fund at any time. The following are the principal risks that could reduce the fund's income level and/or share price: • Interest rate risk. This risk refers to the decline in the prices of fixed-income securities that may accompany a rise in the overall level of interest ra ...
The swapito strikes back - BNP Paribas GlobalMarkets
... Securities described herein may not be eligible for sale in all jurisdictions or to certain categories of investors. The information and opinions contained in this document have been obtained from, or are based on, public sources believed to be reliable, but there is no guarantee of the accuracy, co ...
... Securities described herein may not be eligible for sale in all jurisdictions or to certain categories of investors. The information and opinions contained in this document have been obtained from, or are based on, public sources believed to be reliable, but there is no guarantee of the accuracy, co ...
SCICLONE PHARMACEUTICALS INC (Form: 10
... Effective January 1, 2016, the Company’s new contractual arrangement with its China importer and distributor for ZADAXIN, Sinopharm, is resulting in the later recognition (relative to practices prevailing under the old contractual arrangement through December 31, 2015) of a portion of the Company’s ...
... Effective January 1, 2016, the Company’s new contractual arrangement with its China importer and distributor for ZADAXIN, Sinopharm, is resulting in the later recognition (relative to practices prevailing under the old contractual arrangement through December 31, 2015) of a portion of the Company’s ...
Quote Stuffing - Mississippi State University`s College of Business
... Quote stuffing is a practice where a large number of orders to buy or sell securities are placed and then canceled almost immediately. These intense episodic spikes in order submissions and cancelations have come under scrutiny from the media and regulators. 1 Market participants criticize the pract ...
... Quote stuffing is a practice where a large number of orders to buy or sell securities are placed and then canceled almost immediately. These intense episodic spikes in order submissions and cancelations have come under scrutiny from the media and regulators. 1 Market participants criticize the pract ...
Activision Blizzard, Inc. (Form: 424B3, Received: 05/23/2017 08:48:27)
... future financial or operating performance; and (4) statements of assumptions underlying such statements. Activision Blizzard, Inc. generally uses words such as "outlook," "forecast," "will," "could," "should," "would," "to be," "plan," "plans," "believes," "may," "might," "expects," "intends," "inte ...
... future financial or operating performance; and (4) statements of assumptions underlying such statements. Activision Blizzard, Inc. generally uses words such as "outlook," "forecast," "will," "could," "should," "would," "to be," "plan," "plans," "believes," "may," "might," "expects," "intends," "inte ...
ASX Understanding Trading and Investment Warrants
... for a particular price according to the terms of issue. Alternatively, others entitle holders to receive a cash payment relating to the value of the underlying instrument at a particular time (eg. index warrants). Warrants may be issued over securities such as shares and Exchange Traded Funds (ETFs) ...
... for a particular price according to the terms of issue. Alternatively, others entitle holders to receive a cash payment relating to the value of the underlying instrument at a particular time (eg. index warrants). Warrants may be issued over securities such as shares and Exchange Traded Funds (ETFs) ...
Short (finance)
In finance, short selling (also known as shorting or going short) is the practice of selling securities or other financial instruments that are not currently owned, and subsequently repurchasing them (""covering""). In the event of an interim price decline, the short seller will profit, since the cost of (re)purchase will be less than the proceeds which were received upon the initial (short) sale. Conversely, the short position will be closed out at a loss in the event that the price of a shorted instrument should rise prior to repurchase. The potential loss on a short sale is theoretically unlimited in the event of an unlimited rise in the price of the instrument, however in practice the short seller will be required to post margin or collateral to cover losses, and any inability to do so on a timely basis would cause its broker or counterparty to liquidate the position. In the securities markets, the seller generally must borrow the securities in order to effect delivery in the short sale. In some cases, the short seller must pay a fee to borrow the securities and must additionally reimburse the lender for cash returns the lender would have received had the securities not been loaned out.Short selling is most commonly done with instruments traded in public securities, futures or currency markets, due to the liquidity and real-time price dissemination characteristic of such markets and because the instruments defined within each class are fungible.In practical terms, going short can be considered the opposite of the conventional practice of ""going long"", whereby an investor profits from an increase in the price of the asset. Mathematically, the return from a short position is equivalent to that of owning (being ""long"") a negative amount of the instrument. A short sale may be motivated by a variety of objectives. Speculators may sell short in the hope of realizing a profit on an instrument which appears to be overvalued, just as long investors or speculators hope to profit from a rise in the price of an instrument which appears undervalued. Traders or fund managers may hedge a long position or a portfolio through one or more short positions.