LDH161211
... Statutory Auditor, stating the amount booked with other AD Category I banks under this facility. ...
... Statutory Auditor, stating the amount booked with other AD Category I banks under this facility. ...
PowerPoint for Chapter 8
... Short selling (or “going short”) is a very regulated type of market transaction. It involves selling shares of a stock that are borrowed in expectation of a fall in the security’s price. When and if the price declines, the investor buys an equivalent number of shares of the same stock at the new low ...
... Short selling (or “going short”) is a very regulated type of market transaction. It involves selling shares of a stock that are borrowed in expectation of a fall in the security’s price. When and if the price declines, the investor buys an equivalent number of shares of the same stock at the new low ...
The Equity Premium Stock and Bond Returns since 1802
... by the end of 1990. These series per cent per year over the entire are referred to as total return period. Although this can be inindexes, because they assume terpreted as the expected return that all cash flows, including interest and dividends as well as on stocks over a 12-month peany capital gai ...
... by the end of 1990. These series per cent per year over the entire are referred to as total return period. Although this can be inindexes, because they assume terpreted as the expected return that all cash flows, including interest and dividends as well as on stocks over a 12-month peany capital gai ...
Trading and Profit and Loss Accounts: Further
... The cost of the transport of goods (stock) into a firm is called Carriage Inwards (Purchases Carriages). The cost of delivering goods from the firm to the customer is known as Carriage Outwards (Sales Carriages). If a supplier charges you for the delivery of the goods on top of the cost of the purch ...
... The cost of the transport of goods (stock) into a firm is called Carriage Inwards (Purchases Carriages). The cost of delivering goods from the firm to the customer is known as Carriage Outwards (Sales Carriages). If a supplier charges you for the delivery of the goods on top of the cost of the purch ...
The Value Line Investment Survey – Investor 600 Product Guide
... Under the title The Value Line 600 above the brown bars you’ll see the words Summary Index. Click the top one (most recent issue) which will take you to Summary & Index. Many individual investors typically own 10 to 20 stocks. Looking through all 600 reports included in Investor 600 for worthwhile i ...
... Under the title The Value Line 600 above the brown bars you’ll see the words Summary Index. Click the top one (most recent issue) which will take you to Summary & Index. Many individual investors typically own 10 to 20 stocks. Looking through all 600 reports included in Investor 600 for worthwhile i ...
HOW STOCKBROKERS COULD REDUCE THEIR
... 88 would reduce the scrip holdings and the overdraft of Broker 88. Brokers receiving scrip from Broker 88 would pay at current market prices in the normal Settlement. If 25% of Broker 88's holdings are "borrowed" only 75% remains to be financed on overdraft. The effective overdraft is thus only 75% ...
... 88 would reduce the scrip holdings and the overdraft of Broker 88. Brokers receiving scrip from Broker 88 would pay at current market prices in the normal Settlement. If 25% of Broker 88's holdings are "borrowed" only 75% remains to be financed on overdraft. The effective overdraft is thus only 75% ...
CHAPTER 5 Risk and Rates of Return
... Investor A’s portfolio is not no well-diversified and will demand a higher return from the stock than investor B would demand. That is: A is willing to pay a lower price to buy the IBM stock. B can offer to buy at a higher price because the same stock appears not as risky to B. B will get the st ...
... Investor A’s portfolio is not no well-diversified and will demand a higher return from the stock than investor B would demand. That is: A is willing to pay a lower price to buy the IBM stock. B can offer to buy at a higher price because the same stock appears not as risky to B. B will get the st ...
Corporate Catastrophes, Stock Returns, and Trading Volume
... It is hypothesised that the market may react more negatively to companies whose catastrophes produce a larger ®nancial dent in their market value, hence the inclusion of IMPACT. If, however, the ®rm is compensated ®nancially for the direct loss by the commercial insurance market, it is possible that ...
... It is hypothesised that the market may react more negatively to companies whose catastrophes produce a larger ®nancial dent in their market value, hence the inclusion of IMPACT. If, however, the ®rm is compensated ®nancially for the direct loss by the commercial insurance market, it is possible that ...
MOSAX - MassMutual
... beyond the presumed retirement date to offer a continuing investment option for the investor in retirement. The year in the investment option name refers to the approximate year an investor in the option would plan to retire and likely would stop making new contributions to the investment option. Ho ...
... beyond the presumed retirement date to offer a continuing investment option for the investor in retirement. The year in the investment option name refers to the approximate year an investor in the option would plan to retire and likely would stop making new contributions to the investment option. Ho ...
broker dealer models - North American Securities Administrators
... The vast majority of broker dealers are this type Defined as a broker dealer maintaining a formal written agreement with another broker dealer whereby the introducing dealer does not carry customer accounts (hold customer funds or securities or confirm transactions). • The agreement specifies th ...
... The vast majority of broker dealers are this type Defined as a broker dealer maintaining a formal written agreement with another broker dealer whereby the introducing dealer does not carry customer accounts (hold customer funds or securities or confirm transactions). • The agreement specifies th ...
Chapter 4: Using Futures Markets
... 1. A commodity that you own: you have a silver mining company and have silver stored. You own the commodity. 2. An anticipatory hedge: a commodity that you will acquire in the future. If you are a new silver mining company and just have initiated mining operations. You expect to acquire/have silver ...
... 1. A commodity that you own: you have a silver mining company and have silver stored. You own the commodity. 2. An anticipatory hedge: a commodity that you will acquire in the future. If you are a new silver mining company and just have initiated mining operations. You expect to acquire/have silver ...
decentralized trade mitigates the lemons problem
... It is known that in markets for homogenous goods, decentralized trade tends to yield competitive outcomes when trading frictions are small. Because competitive equilibrium is efficient in these markets, this implies that decentralized trade generates nearly efficient outcomes. In markets with advers ...
... It is known that in markets for homogenous goods, decentralized trade tends to yield competitive outcomes when trading frictions are small. Because competitive equilibrium is efficient in these markets, this implies that decentralized trade generates nearly efficient outcomes. In markets with advers ...
Securities Class Actions, Corporate Governance, and Managerial
... during the 1930s (Prowse, 1996). Shleifer and Vishny (1997) also emphasize the ability of small investors in the U.S. to sue corporate officers and directors for securities law violations. These lawsuits are potentially quite powerful because entrepreneurial lawyers can organize small investors into ...
... during the 1930s (Prowse, 1996). Shleifer and Vishny (1997) also emphasize the ability of small investors in the U.S. to sue corporate officers and directors for securities law violations. These lawsuits are potentially quite powerful because entrepreneurial lawyers can organize small investors into ...
SUMMARY PROSPECTUS Tortoise North American Pipeline Fund
... Derivatives Risk. Derivatives are financial contracts whose value depend on, or are derived from, the value of an underlying asset, reference rate, or index. The use of derivative instruments involves risks different from, or possibly greater than, the risks associated with investing directly in sec ...
... Derivatives Risk. Derivatives are financial contracts whose value depend on, or are derived from, the value of an underlying asset, reference rate, or index. The use of derivative instruments involves risks different from, or possibly greater than, the risks associated with investing directly in sec ...
Risk and Return
... aversion. But they may NOT have the same portion of their wealth in the two assets. ...
... aversion. But they may NOT have the same portion of their wealth in the two assets. ...
FIRM ELEMENT TRAINING - Securities Training Corporation
... The Flash Crash temporarily depressed stock prices, creating huge losses for investors. Concerned that unabated volatility could undermine the integrity of U.S. stock markets, the SEC approved two proposals—a limit up-limit down provision to prevent trades from occurring outside of predetermined pri ...
... The Flash Crash temporarily depressed stock prices, creating huge losses for investors. Concerned that unabated volatility could undermine the integrity of U.S. stock markets, the SEC approved two proposals—a limit up-limit down provision to prevent trades from occurring outside of predetermined pri ...
Short (finance)
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In finance, short selling (also known as shorting or going short) is the practice of selling securities or other financial instruments that are not currently owned, and subsequently repurchasing them (""covering""). In the event of an interim price decline, the short seller will profit, since the cost of (re)purchase will be less than the proceeds which were received upon the initial (short) sale. Conversely, the short position will be closed out at a loss in the event that the price of a shorted instrument should rise prior to repurchase. The potential loss on a short sale is theoretically unlimited in the event of an unlimited rise in the price of the instrument, however in practice the short seller will be required to post margin or collateral to cover losses, and any inability to do so on a timely basis would cause its broker or counterparty to liquidate the position. In the securities markets, the seller generally must borrow the securities in order to effect delivery in the short sale. In some cases, the short seller must pay a fee to borrow the securities and must additionally reimburse the lender for cash returns the lender would have received had the securities not been loaned out.Short selling is most commonly done with instruments traded in public securities, futures or currency markets, due to the liquidity and real-time price dissemination characteristic of such markets and because the instruments defined within each class are fungible.In practical terms, going short can be considered the opposite of the conventional practice of ""going long"", whereby an investor profits from an increase in the price of the asset. Mathematically, the return from a short position is equivalent to that of owning (being ""long"") a negative amount of the instrument. A short sale may be motivated by a variety of objectives. Speculators may sell short in the hope of realizing a profit on an instrument which appears to be overvalued, just as long investors or speculators hope to profit from a rise in the price of an instrument which appears undervalued. Traders or fund managers may hedge a long position or a portfolio through one or more short positions.