Investment Management Regulatory Update
... White’s remarks from two years earlier that compliance officers should not worry about facing an enforcement action if they perform their responsibilities “diligently, in good faith and in compliance with the law.” According to Ceresney, enforcement actions against compliance professionals generally ...
... White’s remarks from two years earlier that compliance officers should not worry about facing an enforcement action if they perform their responsibilities “diligently, in good faith and in compliance with the law.” According to Ceresney, enforcement actions against compliance professionals generally ...
Long-Term Analysis Conquers Wrong Turn Paralysis
... interest rates (after inflation) rather than a sustainable rise in inflation. It is therefore somewhat surprising that the threat of inflation is garnering more attention in the media and among pundits than real interest rates. While it is possible that this reflects a lack of fundamental rigor amon ...
... interest rates (after inflation) rather than a sustainable rise in inflation. It is therefore somewhat surprising that the threat of inflation is garnering more attention in the media and among pundits than real interest rates. While it is possible that this reflects a lack of fundamental rigor amon ...
67075084I_en.pdf
... sector for the use of productive resources. In view of the scarcity of physical and financial resources, they say, if the government appropriates these resources this would, at least in the short term, have a negative effect on private investment. Furthermore, public intervention can raise prices an ...
... sector for the use of productive resources. In view of the scarcity of physical and financial resources, they say, if the government appropriates these resources this would, at least in the short term, have a negative effect on private investment. Furthermore, public intervention can raise prices an ...
Macquarie True Index Global Infrastructure Securities Fund
... potential for loss and unit price variability over the short term). Financial markets can, and have been volatile, and higher levels of market volatility may result in greater risk for investors than an investment in less volatile markets. When you make an investment, you are accepting the risks of ...
... potential for loss and unit price variability over the short term). Financial markets can, and have been volatile, and higher levels of market volatility may result in greater risk for investors than an investment in less volatile markets. When you make an investment, you are accepting the risks of ...
developing expected return and risk assumptions
... A key tenet underpinning the strategic allocation decision-making process is that diversification across major strategic asset classes (asset classes with exposure to distinct compensated risk factors) can enhance a portfolio’s risk-adjusted returns. As a result, within our modeling process, we deve ...
... A key tenet underpinning the strategic allocation decision-making process is that diversification across major strategic asset classes (asset classes with exposure to distinct compensated risk factors) can enhance a portfolio’s risk-adjusted returns. As a result, within our modeling process, we deve ...
SBICs: More Popular Than Ever Should You Form One?
... SBIC Subsidiaries of BDCs • Exemptive Relief under Section 18 to get SBIC leverage treatment at BDC level • Question of whether BDC with an SBIC subsidiary must comply with the asset coverage requirements of Section 18(a) (as modified by Section 61(a) for BDCs) on a consolidated basis • The senior ...
... SBIC Subsidiaries of BDCs • Exemptive Relief under Section 18 to get SBIC leverage treatment at BDC level • Question of whether BDC with an SBIC subsidiary must comply with the asset coverage requirements of Section 18(a) (as modified by Section 61(a) for BDCs) on a consolidated basis • The senior ...
Aust Superannuation Law Bulletin - The Trio debacle
... that have suffered loss as a result of fraudulent conduct or theft.71 An application for compensation, on behalf of those investors, was made to the Minister for Financial Services and Superannuation. In April 2011, the government announced that it would provide approximately $55 million in compensa ...
... that have suffered loss as a result of fraudulent conduct or theft.71 An application for compensation, on behalf of those investors, was made to the Minister for Financial Services and Superannuation. In April 2011, the government announced that it would provide approximately $55 million in compensa ...
Investment Portfolio Review - Christian Brothers Investment Services
... Global equities extended the year-end Trump rally with fresh support coming from hints of improving European economic conditions, apparent stability in China and a general sense the global economy has shrugged off the deflation threat that spooked markets last year. Analysts also viewed March’s Dutc ...
... Global equities extended the year-end Trump rally with fresh support coming from hints of improving European economic conditions, apparent stability in China and a general sense the global economy has shrugged off the deflation threat that spooked markets last year. Analysts also viewed March’s Dutc ...
30 - Finance
... rate must be built into the firm’s cost of capital estimate. Of course, if the asset base must increase to provide additional services, retained earnings above those needed to keep up with inflation will be required. 3. The third position is that fund capital has some cost but that it is not very hi ...
... rate must be built into the firm’s cost of capital estimate. Of course, if the asset base must increase to provide additional services, retained earnings above those needed to keep up with inflation will be required. 3. The third position is that fund capital has some cost but that it is not very hi ...
Accounting for financial instruments with characteristics of debt and
... equity is important to companies. We also describe studies that investigate the effect of classification on users’ decision making and in capital markets more broadly. We conclude there is a lack of research that can directly assist the IASB’s decision making regarding the definitions of liabilitie ...
... equity is important to companies. We also describe studies that investigate the effect of classification on users’ decision making and in capital markets more broadly. We conclude there is a lack of research that can directly assist the IASB’s decision making regarding the definitions of liabilitie ...
Private Placements, Regulatory Restrictions and Firm
... a sample of 164 private placements issued in the Indian capital markets during 2001-2009 and report empirical evidence largely consistent with the model. We also find that: (8) firms affiliated to business groups experience lower but statistically insignificantly different announcement period return ...
... a sample of 164 private placements issued in the Indian capital markets during 2001-2009 and report empirical evidence largely consistent with the model. We also find that: (8) firms affiliated to business groups experience lower but statistically insignificantly different announcement period return ...
THE IMPACT OWNERSHIP STRUCTURE ON THE
... studied firms’ debt use and suggested the determinants of financial leverage by reporting that firm’s debt-equity decision is generally based on a trade-off between interest tax shields and the costs of financial stress (Upneja & Dalbor, 2001).According to the tradeoff theory of capital structure, ...
... studied firms’ debt use and suggested the determinants of financial leverage by reporting that firm’s debt-equity decision is generally based on a trade-off between interest tax shields and the costs of financial stress (Upneja & Dalbor, 2001).According to the tradeoff theory of capital structure, ...
Pathways PDS - North Online
... Refers to the expected long-term asset allocation of each Fund which may vary. Unlisted securities, forwards, options, futures and other derivative contracts, instruments and agreements on shares, property securities, international securities, foreign listed company shares, currency and fixed intere ...
... Refers to the expected long-term asset allocation of each Fund which may vary. Unlisted securities, forwards, options, futures and other derivative contracts, instruments and agreements on shares, property securities, international securities, foreign listed company shares, currency and fixed intere ...
Franklin High Yield Fund
... subsidiaries of the parent company, Franklin Resources, Inc. (FRI) [NYSE: BEN], a global investment organisation operating as FTI. Total and platform AUM includes discretionary and advisory accounts, including pooled investment vehicles, separate accounts and other vehicles, as well as some accounts ...
... subsidiaries of the parent company, Franklin Resources, Inc. (FRI) [NYSE: BEN], a global investment organisation operating as FTI. Total and platform AUM includes discretionary and advisory accounts, including pooled investment vehicles, separate accounts and other vehicles, as well as some accounts ...
ar 2005
... conditions, client preferences, regulation and industry economics: • clearer differentiation between the roles of asset class performance (“beta”) and active value added (“alpha”) is increasing the polarisation between passive and active managers, with demand for the latter tending to focus on highe ...
... conditions, client preferences, regulation and industry economics: • clearer differentiation between the roles of asset class performance (“beta”) and active value added (“alpha”) is increasing the polarisation between passive and active managers, with demand for the latter tending to focus on highe ...
US Trust Collateral L4 Template
... Credit facilities may be provided by Bank of America, N.A., Member FDIC, or other subsidiaries of Bank of America Corporation, each an Equal Opportunity Lender. All credit and collateral are subject to credit approval and may require the filing of financing statements or other lien notices in public ...
... Credit facilities may be provided by Bank of America, N.A., Member FDIC, or other subsidiaries of Bank of America Corporation, each an Equal Opportunity Lender. All credit and collateral are subject to credit approval and may require the filing of financing statements or other lien notices in public ...
Are Funds of Funds Simply Multi-Strategy
... portfolio are determining the mix of strategies in which to invest (strategy allocation) and choosing managers within these strategies (manager selection). Before comparing multi-strategy funds to funds of funds in these two areas, it is worthwhile to understand the potential impact each can have on ...
... portfolio are determining the mix of strategies in which to invest (strategy allocation) and choosing managers within these strategies (manager selection). Before comparing multi-strategy funds to funds of funds in these two areas, it is worthwhile to understand the potential impact each can have on ...
The Balance Sheet
... Indicate with an I for income statement, a B for balance sheet, and an S for statement of changes in owner’s equity in which financial statement(s) you would most likely find the following. I,S I B S I B ...
... Indicate with an I for income statement, a B for balance sheet, and an S for statement of changes in owner’s equity in which financial statement(s) you would most likely find the following. I,S I B S I B ...
Mission-Related Investing at the F.B. Heron Foundation
... and sustainable communities. Founded in 1982, SCED offers a variety of advanced degree and training programs at its main campus in New Hampshire, as well as in collaboration with partners in Los Angeles, Tanzania, southern Africa and the Philippines. SCED has educated more than 2,500 community-devel ...
... and sustainable communities. Founded in 1982, SCED offers a variety of advanced degree and training programs at its main campus in New Hampshire, as well as in collaboration with partners in Los Angeles, Tanzania, southern Africa and the Philippines. SCED has educated more than 2,500 community-devel ...
investment banking and securities issuance
... “Chinese walls”, which are supposed to be as impregnable as the Great Wall of China, whereby proprietary information possessed in the M&A advisory function is not disclosed to stock traders, are supposed to exist. In the course of assisting in the issuance of securities, investment bankers perform “ ...
... “Chinese walls”, which are supposed to be as impregnable as the Great Wall of China, whereby proprietary information possessed in the M&A advisory function is not disclosed to stock traders, are supposed to exist. In the course of assisting in the issuance of securities, investment bankers perform “ ...
November 2016 - JOM Fund Management
... economic cycle is gaining strength after hitting the bottom in 2015. In the light of these factors, Indonesia has not been labelled as a weak case by the financial media, either. ...
... economic cycle is gaining strength after hitting the bottom in 2015. In the light of these factors, Indonesia has not been labelled as a weak case by the financial media, either. ...
Private equity demystified
... Alternative Investment Fund Managers Directive which covers private equity funds. In addition, the academic world has applied new techniques to old questions as new data sets have become available. Earlier editions reflected the turmoil of the recession and examined the way in which the banking mark ...
... Alternative Investment Fund Managers Directive which covers private equity funds. In addition, the academic world has applied new techniques to old questions as new data sets have become available. Earlier editions reflected the turmoil of the recession and examined the way in which the banking mark ...
An Introduction to Dividends and Dividend Policy
... founded by Mr. Harold Plumley, for a number of years. One day in the latter 1980s, Mr. Plumley called me and asked me to help him establish a formal dividend policy for his company, which was owned by himself and his four sons, all of whom worked in the business. Normally I do not divulge the names ...
... founded by Mr. Harold Plumley, for a number of years. One day in the latter 1980s, Mr. Plumley called me and asked me to help him establish a formal dividend policy for his company, which was owned by himself and his four sons, all of whom worked in the business. Normally I do not divulge the names ...
Private equity
In finance, private equity is an asset class consisting of equity securities and debt in operating companies that are not publicly traded on a stock exchange.A private equity investment will generally be made by a private equity firm, a venture capital firm or an angel investor. Each of these categories of investor has its own set of goals, preferences and investment strategies; however, all provide working capital to a target company to nurture expansion, new-product development, or restructuring of the company’s operations, management, or ownership.Bloomberg Businessweek has called private equity a rebranding of leveraged-buyout firms after the 1980s. Common investment strategies in private equity include: leveraged buyouts, venture capital, growth capital, distressed investments and mezzanine capital. In a typical leveraged-buyout transaction, a private-equity firm buys majority control of an existing or mature firm. This is distinct from a venture-capital or growth-capital investment, in which the investors (typically venture-capital firms or angel investors) invest in young, growing or emerging companies, and rarely obtain majority control.Private equity is also often grouped into a broader category called private capital, generally used to describe capital supporting any long-term, illiquid investment strategy.