Filed pursuant to Rule 424(b)(3) File No. 333
... certain US Treasury notes at 4:00 p.m., New York City time, on that day. Consequently, we cannot provide you with the specific US dollar amount in cash that you will receive or with the specific interest rate on the new subordinated notes due 2012. We expect to deliver notes on the third business da ...
... certain US Treasury notes at 4:00 p.m., New York City time, on that day. Consequently, we cannot provide you with the specific US dollar amount in cash that you will receive or with the specific interest rate on the new subordinated notes due 2012. We expect to deliver notes on the third business da ...
prospectus
... amendments to money market fund regulations (2014 Amendments). Under the 2014 Amendments, money market funds that qualify as “retail” (retail money market funds) or “government” (government money market funds) are permitted to utilize amortized cost to value their portfolio securities and to transac ...
... amendments to money market fund regulations (2014 Amendments). Under the 2014 Amendments, money market funds that qualify as “retail” (retail money market funds) or “government” (government money market funds) are permitted to utilize amortized cost to value their portfolio securities and to transac ...
The Closed-End Fund Market, 2014
... secondary or follow-on offerings, at-the-market offerings, rights offerings, or dividend reinvestment. Closed-end funds also are permitted to issue one class of preferred shares in addition to common shares. Preferred shares differ from common shares in that preferred shareholders are paid dividends ...
... secondary or follow-on offerings, at-the-market offerings, rights offerings, or dividend reinvestment. Closed-end funds also are permitted to issue one class of preferred shares in addition to common shares. Preferred shares differ from common shares in that preferred shareholders are paid dividends ...
Testing for Rating Consistency in Annual Default
... For example, the default rates in 1991 and 1996 were 9.9% and 1.6% respectively. What is the chance that these two default rates represent draws from the same underlying statistical distribution? Assuming a constant default probability, the probability of this occurring by chance is effectively zero ...
... For example, the default rates in 1991 and 1996 were 9.9% and 1.6% respectively. What is the chance that these two default rates represent draws from the same underlying statistical distribution? Assuming a constant default probability, the probability of this occurring by chance is effectively zero ...
ROYAL BANK OF CANADA
... Return is positive, Royal Bank of Canada will repay the principal amount at maturity plus pay a return equal to 1.5 (the “Multiplier”) times the Index Return, up to the Maximum Gain. If the Index Return is zero or negative, and the Index Ending Level is greater than or equal to the Trigger Level, Ro ...
... Return is positive, Royal Bank of Canada will repay the principal amount at maturity plus pay a return equal to 1.5 (the “Multiplier”) times the Index Return, up to the Maximum Gain. If the Index Return is zero or negative, and the Index Ending Level is greater than or equal to the Trigger Level, Ro ...
Are private investors willing to pay for sustainable
... al. (2011) use data from a laboratory experiment with Spanish students, which especially includes monetary incentives, i.e. the participants had to invest real money in real existing mutual funds. However, the used amount of individual investments is rather small (i.e. 16 Euro). Furthermore, as disc ...
... al. (2011) use data from a laboratory experiment with Spanish students, which especially includes monetary incentives, i.e. the participants had to invest real money in real existing mutual funds. However, the used amount of individual investments is rather small (i.e. 16 Euro). Furthermore, as disc ...
HSBC Global Liquidity Funds Prospectus
... The Articles of Association of the Company give powers to the Directors to impose restrictions on the holding of Shares by or the transfer of Shares in certain circumstances. Please refer to the sections entitled "Compulsory Transfer of Shares" and "Conditions Relating to Repurchase of Shares". Shar ...
... The Articles of Association of the Company give powers to the Directors to impose restrictions on the holding of Shares by or the transfer of Shares in certain circumstances. Please refer to the sections entitled "Compulsory Transfer of Shares" and "Conditions Relating to Repurchase of Shares". Shar ...
MNL RetireVantage® 10
... subtracted. The Index Margin is guaranteed for the first year, but can be changed each year thereafter at the Company’s discretion. The Index Margin is set in advance each contract year, however at no time will it be greater than the maximum Index Margin for the Daily Average Index Account. This cal ...
... subtracted. The Index Margin is guaranteed for the first year, but can be changed each year thereafter at the Company’s discretion. The Index Margin is set in advance each contract year, however at no time will it be greater than the maximum Index Margin for the Daily Average Index Account. This cal ...
BARCLAYS BANK PLC (Form: 424B2, Received: 12/30
... Our SEC file number is 1-10257. References to “Barclays,” “Barclays Bank PLC,” “we,” “our” and “us” refer only to Barclays Bank PLC and not to its consolidated subsidiaries. In this document, “Securities” refers to the Trigger Performance Securities linked to the S&P 500 ® Index that are offered her ...
... Our SEC file number is 1-10257. References to “Barclays,” “Barclays Bank PLC,” “we,” “our” and “us” refer only to Barclays Bank PLC and not to its consolidated subsidiaries. In this document, “Securities” refers to the Trigger Performance Securities linked to the S&P 500 ® Index that are offered her ...
SunAmerica Dynamic Allocation Portfolio Summary
... Portfolios that invest in equity securities of both U.S. and nonU.S. companies of all market capitalizations, but expects to invest to a lesser extent in Underlying Portfolios that invest primarily in small- and mid-cap U.S. companies and foreign companies. The Portfolio normally does not expect to ...
... Portfolios that invest in equity securities of both U.S. and nonU.S. companies of all market capitalizations, but expects to invest to a lesser extent in Underlying Portfolios that invest primarily in small- and mid-cap U.S. companies and foreign companies. The Portfolio normally does not expect to ...
Financial System Inquiry - The Australian Financial Markets
... their fiscal position through debt and principally through the bond market. Efficient primary markets require secondary markets that are vibrant and function well. The non-financial economy operates with less volatility and higher growth if financial prices are free to fluctuate in accordance with c ...
... their fiscal position through debt and principally through the bond market. Efficient primary markets require secondary markets that are vibrant and function well. The non-financial economy operates with less volatility and higher growth if financial prices are free to fluctuate in accordance with c ...
naic blanks (e) working group - National Association of Insurance
... Class One Bond Mutual Funds and Exchange Traded Funds, which are described in the Investment Schedules General Instructions, are to be included in Industrial and Miscellaneous (Unaffiliated). Bonds are to be grouped as listed below and each category arranged alphabetically (securities included in U. ...
... Class One Bond Mutual Funds and Exchange Traded Funds, which are described in the Investment Schedules General Instructions, are to be included in Industrial and Miscellaneous (Unaffiliated). Bonds are to be grouped as listed below and each category arranged alphabetically (securities included in U. ...
2015 Preqin Sovereign Wealth Fund Review: Exclusive Extract
... Alternative assets have emerged as an increasingly important portion of the portfolios of many sovereign wealth fund investors over recent years, as these investors seek to diversify their portfolios and acquire assets that can generate yield and help them meet their long-term objectives. ...
... Alternative assets have emerged as an increasingly important portion of the portfolios of many sovereign wealth fund investors over recent years, as these investors seek to diversify their portfolios and acquire assets that can generate yield and help them meet their long-term objectives. ...
2016 Consolidated and separate financial statements
... affairs of the Barclays Africa Group Limited standalone (the Company) at the end of the reporting period and the net income and cash flows for the reporting period, and other information contained in this report. To enable the directors to meet these responsibilities: › All ...
... affairs of the Barclays Africa Group Limited standalone (the Company) at the end of the reporting period and the net income and cash flows for the reporting period, and other information contained in this report. To enable the directors to meet these responsibilities: › All ...
Drivers for Growth Through 2020
... in coming years from widespread investor concerns about liquidity shortages. New bank capital reserve requirements and other regulations in Europe and the U.S. have forced major fixed-income dealers to pull back from their traditional role of market makers. This pullback has drained liquidity from g ...
... in coming years from widespread investor concerns about liquidity shortages. New bank capital reserve requirements and other regulations in Europe and the U.S. have forced major fixed-income dealers to pull back from their traditional role of market makers. This pullback has drained liquidity from g ...
Bond Prospectus of Limited Liability Company
... account that Bonds are not secured by pledge and third parties have not guaranteed for Bonds and Coupon payments related thereto. This section may not feature all the potential risks which may affect the Issuer. 4.2. Changes to regulatory enactments The Issuer operates in Latvia, as well as through ...
... account that Bonds are not secured by pledge and third parties have not guaranteed for Bonds and Coupon payments related thereto. This section may not feature all the potential risks which may affect the Issuer. 4.2. Changes to regulatory enactments The Issuer operates in Latvia, as well as through ...
part 2 - Bank for International Settlements
... Under the internal ratings-based (IRB) approach, the treatment of the 1988 Accord to include general provisions (or general loan-loss reserves) in Tier 2 capital is withdrawn. Banks using the IRB approach for securitisation exposures or the PD/LGD approach for equity exposures must first deduct the ...
... Under the internal ratings-based (IRB) approach, the treatment of the 1988 Accord to include general provisions (or general loan-loss reserves) in Tier 2 capital is withdrawn. Banks using the IRB approach for securitisation exposures or the PD/LGD approach for equity exposures must first deduct the ...
Chapter 6.
... (e) reserve assets. 6.2 The functional categories are built on the classification of financial assets and liabilities discussed in Chapter 5, but with an additional dimension that takes into account some aspects of the relationship between the parties and the motivation for investment. The functiona ...
... (e) reserve assets. 6.2 The functional categories are built on the classification of financial assets and liabilities discussed in Chapter 5, but with an additional dimension that takes into account some aspects of the relationship between the parties and the motivation for investment. The functiona ...
- TestbankU
... 19. If the real interest rate was negative for a period of time, then a. inflation is expected to exceed the nominal interest rate in the future. b. inflation is expected to be less than the nominal interest rate in the future. c. actual inflation was less than the nominal interest rate. d. actual i ...
... 19. If the real interest rate was negative for a period of time, then a. inflation is expected to exceed the nominal interest rate in the future. b. inflation is expected to be less than the nominal interest rate in the future. c. actual inflation was less than the nominal interest rate. d. actual i ...
CITIGROUP`S 2007 ANNUAL REPORT ON FORM 10-K
... appointed Vikram Pandit as CEO and Sir Win Bischoff as Chairman. ...
... appointed Vikram Pandit as CEO and Sir Win Bischoff as Chairman. ...
National Savings Mobilisation Strategy
... create the Postal Savings bank (PSB) and therefore it is suggested a detail study or project is undertaken so that a proper business plan can be created. 15. PSB should be created as a commercial joint venture and the profits are equally shared. PSB may be a special banking operation but must be a ...
... create the Postal Savings bank (PSB) and therefore it is suggested a detail study or project is undertaken so that a proper business plan can be created. 15. PSB should be created as a commercial joint venture and the profits are equally shared. PSB may be a special banking operation but must be a ...
Herding Behavior - Evidence from Portuguese Mutual Funds
... The growth of Portuguese mutual funds, over the last decade, has also been impressive: by the end of 2001, total assets in management by mutual funds amounted to 20 billion euros, 20% of GNP (12% of the Portuguese stock market capitalization) against less than 5% in 1990. Mutual funds are thus impor ...
... The growth of Portuguese mutual funds, over the last decade, has also been impressive: by the end of 2001, total assets in management by mutual funds amounted to 20 billion euros, 20% of GNP (12% of the Portuguese stock market capitalization) against less than 5% in 1990. Mutual funds are thus impor ...
Stock market liquidity and firm value
... value of equity (Compustat Annual Data #199 Compustat Annual Data #25) plus book value of assets (Compustat Annual Data #6) minus book value of equity (Compustat Annual Data #60) minus balance sheet deferred taxes (Compustat Annual Data #74) ...
... value of equity (Compustat Annual Data #199 Compustat Annual Data #25) plus book value of assets (Compustat Annual Data #6) minus book value of equity (Compustat Annual Data #60) minus balance sheet deferred taxes (Compustat Annual Data #74) ...
strAtegIc FINANcIAL MANAgeMeNt (sFM)
... benefits receivable thereon over the economic life of the asset or project for which investments are made. Estimating cost is relatively easier as it is made in the current period, but estimating benefits is very difficult as it relates to future period involving risk and uncertainty. For estimating ...
... benefits receivable thereon over the economic life of the asset or project for which investments are made. Estimating cost is relatively easier as it is made in the current period, but estimating benefits is very difficult as it relates to future period involving risk and uncertainty. For estimating ...
printmgr file - Goldman Sachs
... typically longer-term in nature. The firm makes investments, some of which are consolidated, directly and indirectly through funds that the firm manages, in debt securities and loans, public and private equity securities and real estate entities. ...
... typically longer-term in nature. The firm makes investments, some of which are consolidated, directly and indirectly through funds that the firm manages, in debt securities and loans, public and private equity securities and real estate entities. ...