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Regulatory Notice 09-53
Regulatory Notice 09-53

... Day Trading For day-trading purposes, the calculations to determine day-trading buying power and day-trade calls will also be based on the amount of leverage on the ETF. Thus, the day-trading buying power on a leveraged ETF will need to include the higher margin requirements prescribed above. The fo ...
2017 prospectus
2017 prospectus

... minimum outstanding face value of $500 million or more, and eligible issuers must have aggregate outstanding debt of $1 billion or more to be included in the Underlying Index. All securities included in the Underlying Index must be U.S. dollar-denominated fixed rate bonds with a remaining maturity o ...
What Determines Investment in the Oil Sector?
What Determines Investment in the Oil Sector?

... Pindyck (1994) and Abel and Eberly (2004), is that when there is higher price volatility (as in these past years), then under the assumptions of uncertainty and sunk costs, investment would tend to be lower. Others such as Casassus, Collin_Dufresne and Routledge (2005) develop a model in which inves ...
Financial Services Sector in Turkey
Financial Services Sector in Turkey

... • The Turkish banking sector has capital adequacy ratios (CAR) above the regulator limits of BRSA, which was 12%. Moreover, Turkey’s CAR exceeds that of Basel II, which was 8% and Basel III, which will gradually increase each year and will be set at a total capital ratio of 10.5% by January 2019. • ...
Another Look at Risks in Financial Group Structures
Another Look at Risks in Financial Group Structures

Equity Returns and Business Cycles in Small Open Economies Mohammad R. Jahan-Parvar
Equity Returns and Business Cycles in Small Open Economies Mohammad R. Jahan-Parvar

... With Epstein and Zin (1991) preferences, the coefficient of risk aversion and the intertemporal elasticity of substitution (IES) are separated. As a result, the equity premium is not only a function of the consumption profile. It is also a function of volatile consumptiondelivering portfolio returns ...
Solvency II Real Estate Capital Requirements Retested
Solvency II Real Estate Capital Requirements Retested

... the “Information Providers”) and is provided for informational purposes only. The Information may not be modified, reverse-engineered, reproduced or redisseminated in whole or in part without prior written permission from MSCI. The Information may not be used to create derivative works or to verify ...
Inverse Bank Run, Output, and Welfare Distribution
Inverse Bank Run, Output, and Welfare Distribution

delta-gamma-theta hedging of crude oil asian options
delta-gamma-theta hedging of crude oil asian options

... These models were set to suggest growth portfolio in cases when predicted probability of price increase was greater than 0.55, decline portfolio if the predicted probability was lower than 0.45 and in the other cases investor have to wait till next day. Models were estimated in 5 steps. First estima ...
Managing the consequences of macroeconomic and (geo
Managing the consequences of macroeconomic and (geo

Financial and Marketing Management
Financial and Marketing Management

... funds, timely repayment of the principal amount as well as interest on the same. All these aspect are to be ensured by the person managing funds/ finance. Employees – They are interested in getting timely payment of their salary/ wages, bonus, incentives and their retirement benefits which are possi ...
The Misguided Beliefs of Financial Advisors
The Misguided Beliefs of Financial Advisors

... Advisors within these firms are licensed to sell mutual funds and precluded from selling individual securities and derivatives. They make recommendations and execute trades on clients’ behalf but cannot engage in discretionary trading.5 They do not provide captive distribution for particular mutual ...
Statement of Financial Condition
Statement of Financial Condition

... other matters that affect the reported amounts and disclosures in the Company's consolidated statement of financial condition. Cash and Cash Equivalents Cash and cash equivalents are defined as highly liquid investments, with an original maturity of three months or less when purchased. At June 30, 2 ...
2014 Annual Report
2014 Annual Report

Analyst Recommendations, Mutual Fund Herding, and
Analyst Recommendations, Mutual Fund Herding, and

... Mutual funds pay for sell-side analyst research through costly soft-dollar arrangements (e.g., Conrad, Johnson, and Wahal (2001)), indicating that they use this information as a major input in their investment processes. 5 While some large fund families, such as Fidelity, maintain large pools of buy ...
Competency_Mapping - Eclat HR Management Trendz
Competency_Mapping - Eclat HR Management Trendz

... outstanding current performance in the organization. These competencies do not reflect someone's management theory or an academic idea of what it takes to do the job well, but rather are based on what works within the organization and most directly contributes to top performance. ...
PAUL BRITT
PAUL BRITT

CONVENTIONAL HUMAN ASSET ACCOUNTING TREATMENT
CONVENTIONAL HUMAN ASSET ACCOUNTING TREATMENT

... does not necessarily correspond to its historical cost. Second, any appreciation or amortization may be subjective and has no relationship to any increase or decrease in the productivity of the human assets, thirdly, because the costs associated with recruiting, selecting, hiring, training, placing ...
PDF
PDF

... these views are essentially supportive of the liberalisation agenda and are consistent with its basic neoclassical tenets, although (particularly in the latter case) recognising the importance of state support for institutional public goods necessary for markets to work7. The third explanation for l ...
Download (pdf)
Download (pdf)

... during the business cycle. Indeed, our results confirm that institutional quality is important but has no asymmetric effect over the business cycle. The issue of firm efficiency received a lot of attention at the beginning of the economic transition, especially regarding the importance of privatization ( ...
Trading Fees and Slow-Moving Capital - Search Faculty
Trading Fees and Slow-Moving Capital - Search Faculty

... when the investors have an in…nite horizon. Given the presence of the fee, an investor may decide not to trade, thereby preventing other investors from trading with him, which is an additional endogenous, stochastic and perhaps quantitatively more important consequence of the fee. Liquidity begets ...
Financial Markets and the Real Economy
Financial Markets and the Real Economy

... Equation (3) thus says that the risk premium E(Rei ) is driven by the covariance of returns with the marginal value of wealth.3 Given that an asset must do well sometimes and do badly at other times, investors would rather it did well when they are otherwise desperate for a little bit of extra wealt ...
Personal Retirement Savings Accounts
Personal Retirement Savings Accounts

... type of lifestyle you are looking forward to enjoying in retirement. If you are in your 20s or 30s, the easiest way to establish your PRSA is to start small and build your fund gradually. So, whenever you get a pay rise, commit to putting part of the increase into your PRSA, before you get used to s ...
Determinants of TOEFL Score: A Comparison of Linguistic
Determinants of TOEFL Score: A Comparison of Linguistic

... respond to the opening of financial market. Specifically, they show that a further opening of financial markets tends to increase the volatility of FDI in emerging economies, while it does not lead to any meaningful change in the volatility of portfolio investment flows. ...
EPI BRIEFING PAPER
EPI BRIEFING PAPER

... layoffs, depress aggregate demand, exacerbate the recession, as well as delay or sacrifice the benefits that those projects would provide. The gas tax has also lost substantial purchasing power since it was last changed in 1993. Not only is it not indexed for general inflation, the prices for the ...
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Investment management

Investment management is the professional asset management of various securities (shares, bonds and other securities) and other assets (e.g., real estate) in order to meet specified investment goals for the benefit of the investors. Investors may be institutions (insurance companies, pension funds, corporations, charities, educational establishments etc.) or private investors (both directly via investment contracts and more commonly via collective investment schemes e.g. mutual funds or exchange-traded funds).The term asset management is often used to refer to the investment management of collective investments, while the more generic fund management may refer to all forms of institutional investment as well as investment management for private investors. Investment managers who specialize in advisory or discretionary management on behalf of (normally wealthy) private investors may often refer to their services as money management or portfolio management often within the context of so-called ""private banking"".The provision of investment management services includes elements of financial statement analysis, asset selection, stock selection, plan implementation and ongoing monitoring of investments. Coming under the remit of financial services many of the world's largest companies are at least in part investment managers and employ millions of staff.Fund manager (or investment advisor in the United States) refers to both a firm that provides investment management services and an individual who directs fund management decisions.According to a Boston Consulting Group study, the assets managed professionally for fees reached an all-time high of US$62.4 trillion in 2012, after remaining flat-lined since 2007. Furthermore, these industry assets under management were expected to reach US$70.2 trillion at the end of 2013 as per a Cerulli Associates estimate.The global investment management industry is highly concentrated in nature, in a universe of about 70,000 funds roughly 99.7% of the US fund flows in 2012 went into just 185 funds. Additionally, a majority of fund managers report that more than 50% of their inflows go to just three funds.
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