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The case for low-cost index-fund investing for Asian investors
The case for low-cost index-fund investing for Asian investors

... This document is being made available in Hong Kong by Vanguard Investments Hong Kong Limited (CE No. : AYT820) (“Vanguard Hong Kong”). Vanguard Hong Kong is licensed with the Securities and Futures Commission to carry on Type 1 – Dealing in Securities and Type 4 – Advising on Securities and Type 9 – ...
October 31 , 2016 This is what late cycle looks like… Weakness
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... Looking at the whole of the data coming from either the corporate sector or the economy, it’s not a stretch to come to the conclusion that we are in the late stages of this economic cycle and the late innings of this bull market in asset prices. Many market prognosticators point to the fact that the ...
Diasporas: Exploring their Development Potential
Diasporas: Exploring their Development Potential

... the impact of diaspora investment and entrepreneurship US$100, $200, or $300. Taken together, these remittance extends beyond the emerging markets of China and India. payments account for a substantial flow of cross-border Diaspora investment and entrepreneurship are particularly capital: Global tot ...
Foreign investment into Australia
Foreign investment into Australia

... Importantly, FDI not only assists domestic firms receiving the capital injection, it has significant spill over benefits to the broader economy. It provides additional capital for economic growth, creates new employment opportunities and supports existing jobs, as well as bringing potential technol ...
Foreign investment into Australia
Foreign investment into Australia

... Importantly, FDI not only assists domestic firms receiving the capital injection, it has significant spill over benefits to the broader economy. It provides additional capital for economic growth, creates new employment opportunities and supports existing jobs, as well as bringing potential technol ...
- DJ Carmichael
- DJ Carmichael

... I/We confirm that the details recorded in the client risk profile questionnaire are correct and are a true reflection of my/our attitude towards risk. I/We confirm that I/We have read and understood my/our agreed risk profile and additionally I/We understand that this profile will be considered in t ...
malta financial services authority
malta financial services authority

... clients such that they are reasonably able to understand the nature and risks of the Investment Service to be provided and of the specific type of instrument that is being offered, and consequently to take investment decisions on an informed basis. In addition, the appropriateness of the instrument ...
8. South African Case Studies
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... advantages in this respect, not least that they are high value products as a result of the precious metal content. Furthermore, in spite of the fact that they are high value components, catalytic converters have relatively few components and production can therefore be established with relatively li ...
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Emerging Market Finance

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Country Commerce Italy Brochure
Country Commerce Italy Brochure

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guide to absolute return investing
guide to absolute return investing

... Absolute return investing has many potential advantages, including the potential to deliver stable returns in both strong and weak markets. Absolute return funds can meet a range of investor needs and goals. Depending on a fund’s individual objective and approach, it could be considered by an invest ...
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Country Commerce Australia Brochure

... out the privatisation of the Royal Australian Mint. The government performed a study into the potential sale of the Australian Rail Track Corporation in December 2015, but privatisation plans were dropped in May ...
American Funds IS Managed Risk Asset Allocation Fund
American Funds IS Managed Risk Asset Allocation Fund

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Country Commerce Brazil Brochure

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Understanding Your Choices - FieldNet

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Five-Year Ranking: Pimco Leads 10
Five-Year Ranking: Pimco Leads 10

... expense subsidies and waivers in effect during certain periods shown. Absent these waivers, results would have been less favorable. Risks: The Fund is non-diversified and include risks associated with concentration risk that results from the Funds' investments in a limited number of securities. Increa ...
OLD MUTUAL FIXED INTEREST TRACKER LIFE FUND
OLD MUTUAL FIXED INTEREST TRACKER LIFE FUND

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Medicine Hat-based financial advisor fined $70000 for
Medicine Hat-based financial advisor fined $70000 for

... of dealer firms and their registered employees and through setting and enforcing market integrity rules regarding trading activity on Canadian equity marketplaces. IIROC investigates possible misconduct by its member firms and/or individual registrants. It can bring disciplinary proceedings which ma ...
Collateralized Debt Obligations: Structuring, Pricing and Risk Analysis
Collateralized Debt Obligations: Structuring, Pricing and Risk Analysis

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Richmond ETF update
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Financial independence
Financial independence

... The value of your investment can go down as well as up and you may not get back the full amount invested. The fund value may fluctuate and can go down as well as up. You may not get back your original investment. Past performance is not an indication of future performance. Tax benefits may vary as a ...
2017–Tax-Deferred Investments
2017–Tax-Deferred Investments

... deferred on the excluded portion until it is withdrawn and actually received by the employee. Income taxes can be postponed on the “deferred” amount until retirement or some other later time chosen by the employee. The above summary is general information and is not intended to replace IRS regulatio ...
MiFID II Appointment of tied agents
MiFID II Appointment of tied agents

... investment firm on whose behalf it acts, promotes investment and/or ancillary services to clients or provides the services of either receiving and transmitting instructions or orders, placing financial instruments or providing investment advice on financial instruments. The rules regarding the appoi ...
Basic principles for the execution of orders in financial instruments
Basic principles for the execution of orders in financial instruments

... of orders which are done on behalf of the client by the Bank for the purpose of buying and selling financial instruments. Furthermore, it applies if the Bank buys or sells financial instruments in fulfilment of its obligations arising from an asset management mandate with the client for the client’s ...
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Investment banking

An investment bank is a financial institution that assists individuals, corporations, and governments in raising financial capital by underwriting or acting as the client's agent in the issuance of securities (or both). An investment bank may also assist companies involved in mergers and acquisitions (M&A) and provide ancillary services such as market making, trading of derivatives and equity securities, and FICC services (fixed income instruments, currencies, and commodities).Unlike commercial banks and retail banks, investment banks do not take deposits. From 1933 (Glass–Steagall Act) until 1999 (Gramm–Leach–Bliley Act), the United States maintained a separation between investment banking and commercial banks. Other industrialized countries, including G7 countries, have historically not maintained such a separation. As part of the Dodd–Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank Act of 2010), the Volcker Rule asserts full institutional separation of investment banking services from commercial banking.The two main lines of business in investment banking are called the sell side and the buy side. The ""sell side"" involves trading securities for cash or for other securities (e.g. facilitating transactions, market-making), or the promotion of securities (e.g. underwriting, research, etc.). The ""buy side"" involves the provision of advice to institutions concerned with buying investment services. Private equity funds, mutual funds, life insurance companies, unit trusts, and hedge funds are the most common types of buy side entities.An investment bank can also be split into private and public functions with an information barrier which separates the two to prevent information from crossing. The private areas of the bank deal with private insider information that may not be publicly disclosed, while the public areas such as stock analysis deal with public information.An advisor who provides investment banking services in the United States must be a licensed broker-dealer and subject to U.S. Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) regulation.
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