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complete course brochure - Institute for Financial Analysts
complete course brochure - Institute for Financial Analysts

... The CFA designation has become known as the symbol of professional excellence within the global  investment community. Around the world, employers and investors recognize the CFA designation  as  the  definitive  standard  for  measuring  competence  and  integrity  in  the  fields  of  portfolio  m ...
Seasons Series Trust - Mid Cap Value Portfolio - Annuities
Seasons Series Trust - Mid Cap Value Portfolio - Annuities

... The Portfolio pays transaction costs, such as commissions, when it buys and sells securities (or “turns over” its portfolio). A higher portfolio turnover rate may indicate higher transaction costs. These costs, which are not reflected in annual portfolio operating expenses or in the example, affect ...
Investment Methodology and the Batting Average
Investment Methodology and the Batting Average

... Plan sponsors must prudently select and monitor the investment options made available to participants. This can be a challenging task. The Nationwide Financial Fiduciary SeriesSM can help you make this task easier for your clients by providing a model Investment Policy Statement (IPS) as well as coo ...
Performance Measurement
Performance Measurement

... • Monte Carlo methods can be used to ask what if questions based on thousands of simulations. The range of values found during the simulations can be used to estimate possible outcomes and thus the risk associated with any position. • For example, using the mean and standard deviation of the stock m ...
How to close the European investment gap?
How to close the European investment gap?

... invested, their financing, and institutional and political implementation and target sectors. If one compares these proposals many commonalities emerge: The amounts vary but are mostly within a range of 100-200 bn € per year. Virtually all proposals avoid new debt by the member states’ governments. ...
1 - Inseta
1 - Inseta

... Explaining the effect of emotion on financial decisions and long term wealth accumulation. Applying knowledge of behavioural finance to explain investor behaviour. Discussing how behavioural economics can contribute to understanding market behaviour. Analysing how financial services organisations re ...
sterling advisors, inc firm brochure
sterling advisors, inc firm brochure

... look for cost saving opportunities; review employer hiring strategies; review worker’s compensation insurance; assisting hiring CPAs and corporate attorneys; real estate transaction reviews and due diligence; assistance with structuring the transfer of the business from one generation to the next; a ...
draft of chapter 2
draft of chapter 2

... investment.   2)  To  know  that  a  marketing  investment  has  an  average  rate  of  return,  AROR.   3)  To  understand  how  the  AROR    is  derived  from  the  marketing  profit   function.   4)  To  know  the  characteristics ...
Private Equity Investment in High Growth Companies: Selection
Private Equity Investment in High Growth Companies: Selection

... observed when a private equity fund leads a given round, correlation is not as strong. These results are opposite of the expected outcome, and companies are actually less likely to exit when a private equity fund participates. However, when looking at successful exits, slight positive correlations e ...
United Emerging Markets Bond Fund
United Emerging Markets Bond Fund

... A prospectus for the fund(s) (the "Fund(s)") may be obtained from the Manager or any of its appointed distributors. Investors should read the prospectus before deciding whether to subscribe for or purchase units in the Fund(s) ("Units"). All applications for Units must be made on application forms a ...
Strategic Asset Management (SAM)
Strategic Asset Management (SAM)

... Disclosure: Treasury bills are backed by the full faith and credit of the United States Government. Please note that the value of bonds generally have an inverse relationship to interest rates. Stocks will experience market fluctuations which can include loss of principal value while bonds offer a f ...
WITAN INVESTMENT TRUST
WITAN INVESTMENT TRUST

... Please remember, past performance is not a guide to future performance and the value of shares and the income from them can rise and fall, so investors may not get back the amount originally invested. This marketing communication is provided for informational purposes only and should not be construe ...
June - sibstc
June - sibstc

... qualified entrepreneur. VC can also include managerial and technical expertise. Most VC comes from a group of wealthy investors, investment banks and other financial institutions that pool such investments or partnerships. This form of raising capital is popular among new companies or ventures with ...
(UNOFFICIAL TRANSLATION) Readers should be aware that only
(UNOFFICIAL TRANSLATION) Readers should be aware that only

... Supervisory Board, the credit rating agencies under the first paragraph shall assign the credit rating within the scope as specified in Clause 6(1) and (2) of the ...
Advances in Environmental Biology
Advances in Environmental Biology

... FDI is investment to acquire a permanent interest in an institution in a country other than the investor‟s country, and its result is the achievement of effective voting rights in management of that company (or organization). FDI in Iran is in general defined as the physical presence of the foreign ...
Unit 3 Consumption and investment
Unit 3 Consumption and investment

... • Investment is firms 'spending on goods which are not for current consumption but which yield a flow of consumer goods and services in the future. • The different between consumption spending and total consumption • Consumption spending is the actual amount spent on new consumer goods in the curren ...
E(R i ) - Cengage
E(R i ) - Cengage

... The Capital Market Line  The line connecting Rf to the market portfolio is called the Capital Market Line (CML)  CML quantifies the relationship between the expected return and standard deviation for portfolios consisting of the risk-free asset and the market portfolio, using ...
Important information regarding changes to the
Important information regarding changes to the

... by Merrill Lynch. The MMDAs are held at one or more depository institutions whose deposits are insured by the FDIC, including depository institutions affiliated with Merrill Lynch and its parent company, Bank of America Corporation. The FDIC’s standard maximum deposit insurance amount is $250,000 pe ...
Financing Against Pledge of Investment Portfolio
Financing Against Pledge of Investment Portfolio

... According to ratings of Standard & Poor’s or respective ratings of other credit rating agencies. Based on a separate customer's application, the Bank can grant the customer financing against the pledge of investment portfolio, which will be secured by bonds that were not assigned a credit rating in ...
Growth and Optimal Intertemporal Allocation of Risks* It has been
Growth and Optimal Intertemporal Allocation of Risks* It has been

... loosely speaking, is not contained in the past values of /I. In particular, the information may come discontinuously, for instance because of unpredictable changes in the political situation, or because of fire in a plant, or because **. the model of stock market prices taken by the investor involve ...
TEAM RMA - rmaaz.org
TEAM RMA - rmaaz.org

... profitable commercial loans and business relationships. This application entitles FIRST TIME MEMBERS up to $2000 off RMA’s Annual Dues. RMA’s fiscal year is ...
Investment Manager
Investment Manager

... To market the services of Venturesome to charities and social enterprises, both directly and through intermediaries; To assist raising outside financial support for Venturesome from trusts, corporates and individuals To contribute to Venturesome’s ‘action-learning’, and to our publication of such le ...
Your pension is a team game
Your pension is a team game

... We forecast growth for the U.S. at 3.2% in 2015, with consumer confidence and solid employment gains outweighing lower expected capital expenditure activity. We expect the U.S. Federal Reserve Board to increase rates in the second half of 2015, and forecast the 10-year Treasury rate to be at 2.6% by ...
The Basics - Investor Protection Trust
The Basics - Investor Protection Trust

... Americans need to fully understand investing in order to prepare for a financially secure future. ...
The Securities and Exchange Commission has not
The Securities and Exchange Commission has not

... Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. * This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No ...
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Investment banking

An investment bank is a financial institution that assists individuals, corporations, and governments in raising financial capital by underwriting or acting as the client's agent in the issuance of securities (or both). An investment bank may also assist companies involved in mergers and acquisitions (M&A) and provide ancillary services such as market making, trading of derivatives and equity securities, and FICC services (fixed income instruments, currencies, and commodities).Unlike commercial banks and retail banks, investment banks do not take deposits. From 1933 (Glass–Steagall Act) until 1999 (Gramm–Leach–Bliley Act), the United States maintained a separation between investment banking and commercial banks. Other industrialized countries, including G7 countries, have historically not maintained such a separation. As part of the Dodd–Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank Act of 2010), the Volcker Rule asserts full institutional separation of investment banking services from commercial banking.The two main lines of business in investment banking are called the sell side and the buy side. The ""sell side"" involves trading securities for cash or for other securities (e.g. facilitating transactions, market-making), or the promotion of securities (e.g. underwriting, research, etc.). The ""buy side"" involves the provision of advice to institutions concerned with buying investment services. Private equity funds, mutual funds, life insurance companies, unit trusts, and hedge funds are the most common types of buy side entities.An investment bank can also be split into private and public functions with an information barrier which separates the two to prevent information from crossing. The private areas of the bank deal with private insider information that may not be publicly disclosed, while the public areas such as stock analysis deal with public information.An advisor who provides investment banking services in the United States must be a licensed broker-dealer and subject to U.S. Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) regulation.
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