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Transcript
Atlas of Genetics and Cytogenetics
in Oncology and Haematology
OPEN ACCESS JOURNAL AT INIST-CNRS
Solid Tumour Section
Mini Review
Esophagus: Barrett's esophagus, dysplasia and
adenocarcinoma
DunFa Peng, Wael El-Rifai
Vanderbilt-Ingram Cancer Center, Vanderbilt University Medical Center, Nashville, TN, USA (DP, WER)
Published in Atlas Database: August 2009
Online updated version : http://AtlasGeneticsOncology.org/Tumors/BarrettsEsophagID5591.html
DOI: 10.4267/2042/44810
This work is licensed under a Creative Commons Attribution-Noncommercial-No Derivative Works 2.0 France Licence.
© 2010 Atlas of Genetics and Cytogenetics in Oncology and Haematology
Etiology
Identity
Gastroesophageal reflux disease (GERD) is considered
the major risk factor for Barrett's esophagus. About 1 in
10 patients with GERD are found to have Barrett's
esophagus. GERD generates reactive oxygen species
that produce oxidative stress and subsequent oxidative
DNA damage. Some DNA damage may cause DNA
mutations that accumulate and cause tumor formation.
Note: Barrett's adenocarcinoma is one of malignancies
with the most rapid increase in incidence during past
decades in the Western countries. It is defined as
adenocarcinoma of the lower esophagus and
gastroesophageal junction associated with Barrett's
esophagus. Barrett's esophagus is the only known
precursor for Barrett's adenocarcinoma through
Barrett's dysplasia (also called metaplasia-dysplasiaadenocarcinoma sequence).
Epidemiology
Barrett's esophagus is more common in men than in
women, with a male:female ratio of about 2:1. The risk
factors of Barrett's esophagus include Age (increasing
with age), Race (more common in Caucasians),
smoking (not clear), alcohol consumption (not clear),
gastroesophageal reflux disease (GERD, major factor),
and obesity. On the other hand, some controversial
reports indicate that H. pylori infection and the virulent
cagA strains in particular, may protect against the
development of Barrett's oesophagus and progression
to adenocarcinoma.
Clinics and pathology
Disease
Barrett's Esophagus
Note
Barrett's esophagus is defined as the normal esophageal
squamous epithelium that is replaced by intestinalized
metaplastic columnar epithelia.
Phenotype / cell stem origin
Clinics
The progenitor cell from which Barrett's oesophagus
develops is still unclear. Progenitor cells resident in the
submucosal glands or the interbasal layer of the
epithelium, bone-marrow-derived stem cells, or
transdifferentiated squamous cells are included in the
candidate cells.
Atlas Genet Cytogenet Oncol Haematol. 2010; 14(7)
Heartburn is the most common symptom of GERD and
Barrett's esophagus.
698
Esophagus: Barrett's esophagus, dysplasia and adenocarcinoma
Peng D, El-Rifai W
Normal esophagus is covered by squamous epithelia (A). However, in Barrett's esophagus (B), the squamous epithelia are replaced by
intestinalized metaplastic columnar epithelia.
Disease
Disease
Barrett's dysplasia
Note
Barrett's dysplasia is defined morphologically as
unequivocal neoplastic epithelium that remains
confined within the basement membrane of the
epithelium from which it developed. In patients with
Barrett's esophagus, dysplasia is graded as either low or
high, depending on its cytological and architectural
features.
Barrett's adenocarcinoma
Note
Adenocarcinoma
of
lower
esophagus
and
gastroesophageal junction associated with Barrett's
esophagus
through
metaplasia-dysplasiaadenocarcinoma sequence.
Classification: Tumor classification is based on UICC
TNM classification for esophageal cancers.
Etiology
Epidemiology
Barrett's esophagus with dysplasia
Most Barrett's esophagus never progress to dysplasia
and carcinoma. It has been reported that the male
gender, longstanding gastroesophageal reflux disease,
hiatal hernia size, and segment length are strongly
associated with Barrett's dysplasia. On the other hand,
successful antireflux surgery protects the Barrett's
mucosa from developing high-grade dysplasia and
esophageal adenocarcinoma.
Atlas Genet Cytogenet Oncol Haematol. 2010; 14(7)
Epidemiology
Barrett's esophagus is the only known precursor for
Barrett's adenocarcinoma. The patients with Barrett's
esophagus have 20 folds more risk for developing
esophageal adenocarcinoma. However, only 1-5% of
Barrett's
esophagus
progress
to
Barrett's
adenocarcinoma.
Although
longstanding
gastroesophageal reflux disease, hiatal hernia size,
699
Esophagus: Barrett's esophagus, dysplasia and adenocarcinoma
Peng D, El-Rifai W
A representative image of a Barrett's adenocarcinoma with moderate to poor differentiation. Atypic tumor cells form quite irregular tubules
and some form solid cord.
and segment length are strongly associated with
adenocarcinoma, Barrett's esophagus with dysplasia is
likely the true precursor for developing to
adenocarcinoma.
patients amenable to definitive treatment ranges from 5
to 30%.
Cytogenetics
Clinics
Note
The chromosomal alterations most frequently identified
in Barrett's adenocarcinoma by CGH were: gains in 8q
(80%), 20q (60%); 2p, 7p and 10q (47% each), 6p
(37%), 15q (33%), and 17q (30%). Losses were
observed predominantly in the 4q (50%); 5q and 9p
(43% each), 18q (40%), 7q (33%), and 14q (30%).
Heartburn is the most common symptom of GERD and
Barrett's esophagus. As for Barrett's adenocarcinoma, it
shares the symptoms with other esophageal type
cancers, such as difficulty swallowing, unexplained
weight loss, pain in the throat or mid-chest, etc.
Pathology
Genes involved and proteins
There is no difference in the term of histology of
Barrett's adenocarcinoma from that in the stomach and
colon. It can be graded into well-, moderately- and
poorly-differentiated adenocarcinoma based on their
cytologic and architectural atypia. The Lauren
classification for gastric cancer has also been used by
some pathologists and physicians to divide into either
intestinal or diffuse histological type.
Note
There are many genes that have been reported to be
genetically and/or epigenetically dysregulated, such as
gene mutation, amplification, and LOH and DNA
methylation that involved cell cycle control, apoptosis,
cell adhesion and antioxidative stress, etc. Some
representative genes are described below.
Treatment
ERBB2 (HER2/neu)
Esophagectomy is still the most common primary
treatment. Other treatment modalities include
chemotherapy, radiation therapy, stents, photodynamic
therapy, and endoscopic therapy with an Nd:YAG
laser. Combined modality therapy (i.e., chemotherapy
plus surgery or chemotherapy and radiation therapy
plus surgery) is under clinical evaluation.
Location
17q21
Note
ERBB2 protein over-expression and/or DNA
amplification have been reported in 10-70% of
esophageal adenocarcinomas. The present literature
data suggest that ERBB2 overexpression may be a late
event in the dysplasia-carcinoma sequence, as it
occurred predominantly in high-grade dysplasia and
adenocarcinomas.
Prognosis
The prognosis of Barrett's adenocarcinoma depends on
the stage at diagnosis, treatment and the patients'
general condition. The overall 5-year survival rate in
Atlas Genet Cytogenet Oncol Haematol. 2010; 14(7)
700
Esophagus: Barrett's esophagus, dysplasia and adenocarcinoma
Peng D, El-Rifai W
CGH analysis of a case of Barrett's esophageal adenocarcinoma. Tumor DNA was labeled with FITC (Green) and reference DNA was
labeled with TRITC (red). The hybridizations were analyzed using an Olympus fluorescence microscope and the ISIS digital image
analysis system (Metasystems GmbH, Altlussheim, Germany) based on integrated high-sensitivity monochrome CCD camera and
automated CGH analysis software. The green colon indicates areas of DNA gains whereas the red color indicates DNA losses in the
tumor sample.
It has been reported that ERBB2 overexpression/amplification in carcinoma correlated
significantly with tumor invasion, lymph node
metastasis, and poor prognosis in patients with Barrett's
related adenocarcinoma.
Protein
The ERBB2 (also called HER2 or NEU) gene encodes
an integral type I protein of 185 kDa, 1255 amino
acids, with a cysteine-rich extracellular ligand-binding
domain, a transmembrane domain and an intracellular
region endowed with a tyrosine kinase activity.
domain, a nuclear localization signal, a basic domain, a
helix-loop-helix motif, and a leucin zipper.
CDX1
Location
5q33.1
Note
CDX1 is predominantly expressed in the small intestine
and colon, but not in normal esophageal squamous
epithelia or gastric epithelia.
CDX1 was over-expressed in Barrett's esophagus and
adenocarcinomas, most likely through promoter DNA
hypomethylation.
Protein
Member of the caudal-related homeobox transcription
factor gene family. The encoded protein regulates
intestine-specific gene expression and differentiation of
intestine.
C-MYC
Location
8q24
Note
Frequent high-level chromosomal amplification of
8q21 has been reported in Barrett's adenocarcinoma
and c-myc is the potential target gene for this
amplification.
It has been reported that amplification of c-myc was
detected in 25% of high-grade dysplasia and 44% of
adenocarcinomas, but in none of Barrett's metaplasia
and low-grade dysplasia.
Protein
DNA binding protein with 439 amino acids and 48 kDa
(p64); 454 amino acids (p67, 15 additional amino acids
in N-term), contains a transactivation domain, an acidic
Atlas Genet Cytogenet Oncol Haematol. 2010; 14(7)
CDX2
Location
13q12.2
Note
CDX2 is predominantly expressed in the small intestine
and colon, but not in normal esophageal squamous
epithelia or gastric epithelia.
CDX2 expression is observed in the intestinal
metastasis area.
701
Esophagus: Barrett's esophagus, dysplasia and adenocarcinoma
Peng D, El-Rifai W
cell cycle, it must localize in the nucleus. However, in
approximately 50% of high-grade dysplasia, p27 was
observed in cytoplasmic localization, which renders it
inactive.
Protein
A tumor suppressor protein essential in cell cycle
regulation, a CDK inhibitor.
Protein
Member of the caudal-related homeobox transcription
factor gene family.
The encoded protein regulates intestine-specific gene
expression and differentiation of intestine. It is
suggested that CDX2 is a "master switch" gene whose
normal expression determines the proximal and distal
specialization of the gut in embryogenesis.
GPX3
CDKN2A (p16)
Location
5q33.1
Note
GPX3 is one of the glutathione peroxidase family
members, which functions in the detoxification of
hydrogen peroxide. Frequent GPX3 gene promoter
hypermethylation has recently been demonstrated in
Barrett's adenocarcinomas and its precancerous lesions,
Barrett's esophagus and dysplasia, and was
significantly associated with gene down-regulation. It
is noted that GPX3 has been recently reported as a
potential tumor suppressor in prostatic carcinomas.
Protein
GPX3 is a secretory protein.
Location
9p21.3
Note
Tumor suppressor gene controls the G1/S transition of
the cell cycle. Inactivation of CDKN2A is among the
most common genetic/epigenetic alterations through
Barrett's carcinogenesis and is an early event. LOH,
promoter hypermethylation, or sequence mutations
have been reported in over 85% of Barrett's esophagus
that were associated with p16 inactivation.
DNA / RNA
7288 bp.
Exon Count: 3.
Protein
Tumor suppressor protein having 156 aa, functions as
an inhibitor of CDK4 kinase in cell cycle G1 control.
GPX7
Location
1p32.3
Note
GPX7 is one of the glutathione peroxidase family
members which function in the detoxification of
hydrogen peroxide. Unlike other glutathione peroxidase
family members, GPX7 incorporates cysteine instead
of selenocysteine in the conserved catalytic motif.
Frequent GPX7 gene promoter hypermethylation has
recently
been
demonstrated
in
Barrett's
adenocarcinomas and its precancerous lesion, Barrett's
dysplasia, and was significantly associated with gene
down-regulation. Recent research indicates that GPX7
may have dual functions, antioxidative activity and
tumor suppressor function in Barrett's adenocarcinoma.
DNA / RNA
Genomic Size: 6679.
Exon Count: 3.
Coding Exon Count: 3.
TP53
Location
17p13
Note
Loss of p53 occurs through either LOH, sequence
mutation, or both. Loss of p53 has been reported in
Barrett's esophagus and likely correlates with
progression to adenocarcinoma, as patients with LOH
in TP53 are 16 times more likely to progress to
adenocarcinoma than patients without TP53 LOH.
DNA / RNA
Exon Count: 11.
Protein
A tumor suppressor protein essential in cell cycle
regulation and in DNA damage repair. p53
transcriptionally regulates multiple genes functioning
as an inhibitor of cell growth and proliferation and
inducer of apoptosis. Loss of TP53 functions promotes
tumor progression, most likely by preventing cell cycle
arrest, suppressing apoptosis and permitting genetic
instability for subsequent genetic alterations.
MGMT
Location
10q26.3
Note
It is recently reported that hypermethylation was
detected in 78.9% of esophageal adenocarcinomas, in
100% of Barrett's intraepithelial neoplasia, in 88.9% of
Barrett's metaplasia, in only 21.4% of normal
esophageal mucosa samples (P<0.001), and correlated
significantly with the down-regulation of MGMT
transcripts (P=0.048) and protein expression (P=0.02).
The decrease of protein expression was significantly
CDKN1B (p27)
Location
12p13
Note
It has been reported that in 83% of Barrett's
adenocarcinomas, p27 protein was down-regulated by
an immunohistochemical study. And for p27 to arrest
Atlas Genet Cytogenet Oncol Haematol. 2010; 14(7)
702
Esophagus: Barrett's esophagus, dysplasia and adenocarcinoma
Peng D, El-Rifai W
correlated with progressed stage of disease, lymph node
invasion and tumor size.
DNA / RNA
Genomic Size: 299903.
Exon Count: 5.
Coding Exon Count: 4.
Protein
O6-methylguanine-DNA methyltransferase is involved
in the cellular defense against the biological effects of
O6-methylguanine (O6-MeG) in DNA. It repairs
alkylated guanine in DNA by stoichiometrically
transferring the alkyl group at the O6 position to a
cysteine residue in the enzyme.
References
BARRETT NR. The lower esophagus lined by columnar
epithelium. Surgery. 1957 Jun;41(6):881-94
El-Rifai W, Frierson HF Jr, Moskaluk CA, Harper JC, Petroni
GR, Bissonette EA, Jones DR, Knuutila S, Powell SM. Genetic
differences between adenocarcinomas arising in Barrett's
esophagus and gastric mucosa. Gastroenterology. 2001
Sep;121(3):592-8
Bian YS, Osterheld MC, Fontolliet C, Bosman FT, Benhattar J.
p16 inactivation by methylation of the CDKN2A promoter
occurs early during neoplastic progression in Barrett's
esophagus. Gastroenterology. 2002 Apr;122(4):1113-21
Koppert LB, Wijnhoven BP, van Dekken H, Tilanus HW,
Dinjens WN. The molecular biology of esophageal
adenocarcinoma. J Surg Oncol. 2005 Dec 1;92(3):169-90
APC
Lee OJ, Schneider-Stock R, McChesney PA, Kuester D,
Roessner A, Vieth M, Moskaluk CA, El-Rifai W.
Hypermethylation and loss of expression of glutathione
peroxidase-3 in Barrett's tumorigenesis. Neoplasia. 2005
Sep;7(9):854-61
Location
5q21
Note
LOH of 5q has been reported as a higher occurrence in
high-grade dysplasia and adenocarcinomas of the
esophagus. Hypermethylation of the APC gene has
been found in 68-100% of Barrett's adenocarcinomas
and approximately 50% of Barrett's esophagus. More
importantly, hypermethylation of APC with other genes
such as p16, strongly predicts progression to high-grade
dysplasia or cancer in patients with BE. Absence of p16
and APC hypermethylation is associated with a benign
course.
DNA / RNA
Genomic Size: 138719.
Exon Count: 16.
Coding Exon Count: 15.
Protein
Adenomatous polyposis coli protein which possesses
tumor suppressor functions, works as an antagonist of
the Wnt signaling pathway. APC binding to beta
catenin leads to ubiquitin-mediated beta catenin
destruction; loss of APC function increases
transcription of beta catenin targets, such as C-MYC
and Cyclin D. It is also involved in other processes
including cell migration and adhesion, transcriptional
activation, and apoptosis. Germline defects in this gene
cause familial adenomatous polyposis (FAP), an
autosomal dominant pre-malignant disease that usually
progresses
to
malignancy.
Disease-associated
mutations tend to be clustered in a small region
designated the mutation cluster region (MCR) and
result in a truncated protein product.
Atlas Genet Cytogenet Oncol Haematol. 2010; 14(7)
Oberg S, Wenner J, Johansson J, Walther B, Willén R. Barrett
esophagus: risk factors for progression to dysplasia and
adenocarcinoma. Ann Surg. 2005 Jul;242(1):49-54
Wong A, Fitzgerald RC. Epidemiologic risk factors for Barrett's
esophagus
and
associated
adenocarcinoma.
Clin
Gastroenterol Hepatol. 2005 Jan;3(1):1-10
Fitzgerald RC. Molecular basis of Barrett's oesophagus and
oesophageal adenocarcinoma. Gut. 2006 Dec;55(12):1810-20
Maley CC. Multistage carcinogenesis in Barrett's esophagus.
Cancer Lett. 2007 Jan 8;245(1-2):22-32
Razvi MH, Peng D, Dar AA, Powell SM, Frierson HF Jr,
Moskaluk CA, Washington K, El-Rifai W. Transcriptional
oncogenomic hot spots in Barrett's adenocarcinomas: serial
analysis of gene expression. Genes Chromosomes Cancer.
2007 Oct;46(10):914-28
Kuester D, El-Rifai W, Peng D, Ruemmele P, Kroeckel I,
Peters B, Moskaluk CA, Stolte M, Mönkemüller K, Meyer F,
Schulz HU, Hartmann A, Roessner A, Schneider-Stock R.
Silencing of MGMT expression by promoter hypermethylation
in the metaplasia-dysplasia-carcinoma sequence of Barrett's
esophagus. Cancer Lett. 2009 Mar 8;275(1):117-26
Peng DF, Razvi M, Chen H, Washington K, Roessner A,
Schneider-Stock R, El-Rifai W. DNA hypermethylation
regulates the expression of members of the Mu-class
glutathione S-transferases and glutathione peroxidases in
Barrett's adenocarcinoma. Gut. 2009 Jan;58(1):5-15
This article should be referenced as such:
Peng D, El-Rifai W. Esophagus: Barrett's esophagus,
dysplasia and adenocarcinoma. Atlas Genet Cytogenet Oncol
Haematol. 2010; 14(7):698-703.
703