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Study Data Standardization Plan SDSP, Inc. SDSP-001 Asthma 99999 Version 2017-01-01 Example Purpose: The purpose of this document is to provide an example for industry of an SDSP document for a drug program entering into Phase 3 with 2 safety and efficacy studies, two phase 2 ongoing studies, and several legacy PK studies. SDSP, Inc. SDSP-001 Asthma 99999 SDSP Compound SDSP Revision History Date Updated Section(s) 2017-01-01 2017-01-15 Description of Changes New Document 4.2 Study ID (SDSP-001-09) – Exchange and Terminology Standards updated: SDTM v1.2/IG 3.1.2 up-versioned to SDTM v1.3/IG 3.1.3 SDTM define xml 1.0 up-versioned to SDTM define xml 2.0 Page 2 of 15 SDSP, Inc. SDSP-001 Asthma 99999 SDSP Study Data Standardization Plan Contents 1. Introduction........................................................................................................................................... 4 1.1 Purpose.......................................................................................................................................... 4 1.2 Scope ............................................................................................................................................. 4 1.3 Acronyms ...................................................................................................................................... 4 1.4 Definitions..................................................................................................................................... 5 2. General Sponsor Information ................................................................................................................ 6 3. Product Information .............................................................................................................................. 6 4. List of Studies and Standards ................................................................................................................ 7 4.1 Nonclinical .................................................................................................................................... 7 4.2 Clinical .......................................................................................................................................... 9 4.3 Integrated Studies ........................................................................................................................ 13 5. Non-Conformance to Supported Standards Justification .................................................................... 14 6. FDA Data Standards Discussions ....................................................................................................... 14 7. References........................................................................................................................................... 15 Page 3 of 15 SDSP, Inc. SDSP-001 Asthma 99999 SDSP 1. Introduction 1.1 Purpose The purpose of the Study Data Standardization Plan (SDSP) is to establish and document a plan for describing the data standardization approach for studies within a development program. The Study Data Standardization Plan (Standardization Plan) assists FDA in identifying potential data standardization issues early in the development program1. 1.2 Scope The scope of this document is for use with FDA submissions only. After it has been approved for use, the scope could expand to be used with other regulatory agencies after the proper discussions. The SDSP is intended to include historical, current, and planned information about the development of the compound and indication. Multiple plans are permissible within a compound. It will be updated and maintained throughout the development of the compound, as new studies are planned or as the data standardization strategy evolves. Standards that are currently available in the Data Standards Catalog2 are the basis for which standards are listed. 1.3 Acronyms Acronym Translation ADaM Analysis Data Model FPV First Patient Visit ISE Integrated Summary of Efficacy ISS Integrated Summary of Safety SDSP Study Data Standardization Plan SDTM Study Data Tabulation Model SEND Standard for Exchange of Nonclinical Data TBD To Be Determined WHO-DD WHO Drug Dictionary Page 4 of 15 SDSP, Inc. SDSP-001 Asthma 99999 SDSP 1.4 Definitions Term Planned Study Ongoing Study Completed Study Nonclinical Study Start Date Clinical Nonclinical & Clinical Pooled Studies Up-version Definition Study Start Date has not been achieved. Study Start Date has been achieved and the study is not completed. The final report has been signed by the study director. (Comparison Chart of FDA, Environmental Protection Agency (EPA), Organization for Economic Co-operation and Development (OECD)3) The date on which the protocol is signed by the study director. Also known as Study Initiation Date. (Comparison Chart of FDA, Environmental Protection Agency (EPA), Organization for Economic Co-operation and Development (OECD)3) CDISC SEND Controlled Terminology, STSTDTC5) No Electronic Data Study data is not available electronically. Planned Study Study Start Date has not been achieved. Ongoing Study 1 or more patients is enrolled in the clinical trial4 and the study is not completed. Completed Study The final subject was examined or received an intervention for the purposes of final collection of data for the primary outcome, whether the clinical trial concluded according to the prespecified protocol or was terminated.4 Study Start Date The earliest date of informed consent among any subject (Date/Time of Informed Consent, RFICDTC) that enrolled in the study. For studies conducted without informed consent (ie. emergency use) use the date of treatment. Dates for subjects who were screen failures are not included. (CDISC SDTM Controlled Terminology, SSTDTC6) Legacy Data Study data that does not conform to the standards by the date of requirement specified in the published Data Standards Catalog2. Current Study data from more than one study has been pooled/integrated. Planned Study data from more than one study will be pooled/integrated.. The version of the Exchange Standards and/or Technology Standards was transformed for the study or pool. Page 5 of 15 SDSP, Inc. SDSP-001 Asthma 99999 SDSP 2. General Sponsor Information Name of Product SDSP-001 Indication Asthma IND 99999 Sponsor Name SDSP, Inc. Sponsor Contact First Lastname Sponsor Contact Email [email protected] 3. Product Information Describe the product under development, its intended indication(s), and patient populations. SDSP-001 is a small molecule currently under clinical development for the treatment of asthma in adults. It is a once daily controlled release capsule. Studies were conducted in asthma and COPD to support an asthma indication. Page 6 of 15 SDSP, Inc. SDSP-001 Asthma 99999 SDSP 4. List of Studies and Standards 4.1 Nonclinical Study Study Type Identifier Brief Title Tox-1221 Effects on REPEAT DOSE TOXICITY Cardiovascular System in Conscious Dogs with subcutaneous dosing of Compound X Tox-1234 Modified Irwin test and TOXICOKINETICS effect on body temperature following single oral administration in the rat Tox-1235 A single-dose toxicity SINGLE DOSE TOXICITY oral toxicity study of Compound X in Dogs Tox-1437 A four-week oral PHARMACOKINETIC DRUG INTERACTIONS toxicity study with compound X in rats followed by a fourweek recovery period A thirteen-week oral REPEAT DOSE TOXICITY Tox-1489 toxicity study with compound X in rats followed by an eightweek recovery period Study Status COMPLETED Study Start Date 1992-12-01 Exchange Standards No Electronic Data Terminology Standards NONE COMPLETED 1993-02-09 No Electronic Data NONE COMPLETED 1995-02-02 LEGACY Sponsor Defined Terminology define.xml 1.0 COMPLETED 1999-03-20 LEGACY Sponsor Defined Terminology define.xml 1.0 COMPLETED 2006-05-28 LEGACY Sponsor Defined Terminology define.xml 1.0 Page 7 of 15 SDSP, Inc. SDSP-001 Asthma 99999 Study Study Type Identifier Brief Title Tox-1490 A thirteen-week oral REPEAT DOSE TOXICITY toxicity study with compound X in dogs followed by an eightweek recovery period Tox-1577 A six-month oral REPEAT DOSE TOXICITY toxicity study with compound X in rats followed by a twomonth recovery period Tox-1578 A nine-month oral ANALYTICAL METHODS AND VALIDATION REPORTS toxicity study with compound X in dogs followed by a threemonth recovery period TBD A two-year dietary admix carcinogenicity study in mice with Compound X CARCINOGENICITY SDSP Study Status COMPLETED Study Start Date 2009-06-21 Exchange Standards SDTM V1.2/ SEND IG 3.0 Terminology Standards Sponsor Defined Terminology define.xml 1.0 COMPLETED 2011-11-23 SDTM V1.2/ SEND IG 3.0 CDISC SEND Terminology 2011-06-05 define.xml 1.0 COMPLETED 2011-12-01 SDTM v1.2/ SEND IG 3.0 CDISC SEND Terminology 2011-07-22 ts.xpt PLANNED 2Q 2016 <forecasted Protocol sign> define.xml 1.0 TBD TBD Page 8 of 15 SDSP, Inc. SDSP-001 Asthma 99999 SDSP 4.2 Clinical Study Identifier Brief Title SDSP-001- Food Effect in Healthy 01 Subjects ABC- Study Start Study Design Study Status Date Phase 1 Interventional Studies - Healthy Subjects Nonrandomized, COMPLETED 2001-03-01 Control None, Single Group, Open Label, Pharmacokinetic, Basic Science Exchange Standards Terminology Standards ANALYSIS LEGACY COSTART (Adverse Events) 5th Ed. SDSP-001- Food Bioavailability in 02 Healthy Subjects Compared to Drug1 Nonrandomized, Control Active, Cross-Over, Open Label, Pharmacokinetic/ Bio-Availability/ Food Effect, Diagnostic COMPLETED 2001-06-01 ANALYSIS LEGACY COSTART (Adverse Events) 5th Ed. SDSP-001- PK In Vivo EtOH 03 Interaction in Healthy Subjects Nonrandomized, Control Active, Parallel Assigment, Open Label, Pharmacokinetic, Pharmacodynamic, Basic Science COMPLETED 2010-09-01 ANALYSIS LEGACY MedDRA (Adverse Events) 12.0 MedDRA (Medical History) 11.0 WHO-DD (Medications) 2009Mar01 Page 9 of 15 SDSP, Inc. SDSP-001 Asthma 99999 Study Identifier Brief Title SDSP-001- A Safety, Tolerability and 04 Efficacy Study in Subjects with Asthma SDSP-001- Study in Asthma Patients 05 Evaluating the Effect of Doses of SDSP-001 on the Amount, if Any, of Cortisol Produced by the Adrenal Glands SDSP Study Start Study Design Study Status Date Phase 1 Interventional Studies - Asthma Nonrandomized, 2011-09-01 COMPLETED Control None, Parallel Assignment, Open Label, Pharmacokinetic/ Pharmacodynamic/ Tolerability, Treatment Nonrandomized, Control None, Single Group, Open Label, Pharmacokinetic, Basic Science COMPLETED 2011-12-01 Exchange Standards Terminology Standards ANALYSIS LEGACY MedDRA (Adverse Events) 14.0 WHO-DD (Medications) 2011Mar01 SDTM v1.1/ SDTM IG 3.1.1 Up-version TBD SDTM v1.2 / SDTM IG 3.1.2 SDSP-001- Study of SPSP-001 vs 06 Placebo in Moderate to Severe Asthma Phase 2 Interventional Studies - Asthma Randomized, 2010-03-15 ONGOING Control Placebo, Cross-Over, Double Blind, Safety/Efficacy, Treatment MedDRA (Adverse Events) 14.1 WHO-DD (Medications) 2011Mar01 SDTM SDTM v1.2/ define.xml 2.0 SDTM IG 3.1.2 Amendment 1 CDISC SDTM Terminology 2009-07-06 SDTM define.xml 1.0 MedDRA (Adverse Events) 13.0 ADaM v2.1/ ADaM IG 1.0 ADaM define.xml 1.0 WHO-DD (Medications) March 2010 Page 10 of 15 SDSP, Inc. SDSP-001 Asthma 99999 Study Identifier Brief Title SDSP-001- Adjunctive Trial of SPSP09 001 for the Treatment of Chronic Obstructive Pulmonary Disease (COPD) Study Start Study Design Study Status Date Phase 2 Interventional Studies – COPD Randomized, 2015-03-15 ONGOING Control Active, Parallel Assignment, Double Blind, Safety/Efficacy, Treatment SDSP Exchange Standards Terminology Standards SDTM v1.2 / SDTM IG 3.1.2 CDISC SDTM Terminology 2015-03-27 SDTM define.xml 1.0 ADaM v2.1/ ADaM IG 1.0 MedDRA (Adverse Events) 17.0 ADaM define.xml 2.0 WHO-DD (Medications) March 2014 Up-versioned 2016-06-09 Up-versioned 2016-06-09 SDTM v1.3 / SDTM IG 3.1.3 MedDRA (Adverse Events) 18.1 SDTM define.xml 2.0 Page 11 of 15 SDSP, Inc. SDSP-001 Asthma 99999 Study Identifier Brief Title SDSP-001- A Proof-of-Concept Trial 07 in Patients with Severe, Difficult to Control, Nonatopic Asthma SDSP Study Start Study Design Study Status Date Phase 3 Interventional Studies - Asthma Nonrandomized, PLANNED Q1 2016 <forecasted FPV> Control None, Single Group, Open Label, Safety/Efficacy, Treatment Exchange Standards Terminology Standards SDTM v1.4 / SDTM IG 3.2 CDISC SDTM Terminology 2015-06-26 SDTM define.xml 2.0 ADaM v2.1 / ADaM IG1.0 ADAM define.xml 2.0 SDSP-001- A Study of SDSP-001 in 08 Adolescent Patients With Uncontrolled Asthma Who Are on Inhaled Corticosteroids and a Second Controller Medication Randomized, Control Active, Cross-Over, Single Blind, Safety/Efficacy, Treatment PLANNED Q2 2016 <forecasted FPV> SDTM v1.4 / SDTM IG 3.2 SDTM define.xml 2.0 ADaM v2.1 / ADaM IG 1.0 ADaM define.xml 2.0 MedDRA (Adverse Events) 18.0 WHO-DD (Medications) March 2015 CDISC SDTM Terminology 2015-06-26 MedDRA (Adverse Events) 18.1 WHO-DD (Medications) March 2016 Page 12 of 15 SDSP, Inc. SDSP-001 Asthma 99999 SDSP 4.3 Integrated Studies Data Pool Data Pool Pool Pool Description Identifier (List of Studies) Status ISS-Asthma SDSP-001-06 CURRENT ISS for Asthma Q3 2016 SDSP-001-07 SDSP-001-08 SDSP-001-09 Exchange Standards SDTM v1.2/ SDTM IG 3.2.1 Amendment 1 Terminology Standards CDISC SDTM Terminology 2015-06-26 ADaM v2.1 / ADaM IG 1.0 MedDRA (Adverse Events) 18.1 ADaM define.xml 2.0 ISE-Asthma SDSP-001-07 SDSP-001-08 PLANNED ISE for Asthma Q2 2017 ADaM v2.1 / ADaM IG 1.0 ADaM define.xml 2.0 WHO-DD (Medications) March 2015 CDISC SDTM Terminology 2015-06-26 MedDRA (Adverse Events) 18.1 WHO-DD (Medications) March 2015 Page 13 of 15 SDSP, Inc. SDSP-001 Asthma 99999 SDSP 5. Non-Conformance to Supported Standards Justification Study Identifier Expected Standard Provided Standard Justification for Non-Conformance to Standards (including Exception Information) Study completed 2013-02-09 when provided standard was acceptable. Waiver not permitted by FDA. SDSP-001-05 SDTM v1.2 / SDTM IG 3.1.2 SDTM v1.1/ SDTM IG 3.1.1 SDSP-001-06 SDTM v1.3 / SDTM IG 3.1.3 SDTM v1.2/ SDTM IG 3.1.2 Amendment 1 SDTM – SDTM v1.3 / SDTM IG 3.1.3 COPD Domains SDTM & ADaM – Study uses COPD standards SDSP-001-09 Additional domains CE, IS, and PR from 1.4 are included 6. FDA Data Standards Discussions Date of Discussion 2013-04-09 Meeting Identifier 32-444-2913 Form of Discussion Teleconference Result/Agreement FDA did not agree with the SDTM standards for study SDSP-001-05. The data will be up-versioned to SDTM 1.4/SDTM IG 3.2. Page 14 of 15 SDSP, Inc. SDSP-001 Asthma 99999 SDSP 7. References 1 Study Data Technical Conformance Guide [http://www.fda.gov/forindustry/datastandards/studydatastandards/default.htm] 2 Data Standards Catalog [http://www.fda.gov/forindustry/datastandards/studydatastandards/default.htm] 3 Comparison Chart of FDA, Environmental Protection Agency (EPA), Organization for Economic Co-operation and Development (OECD) [http://www.fda.gov/ICECI/EnforcementActions/BioresearchMonitoring] 4 US Public Law 110-85, Title VIII, Section 801 [http://www.gpo.gov/fdsys/pkg/PLAW-110publ85/pdf/PLAW-110publ85.pdf] 5 CDISC SEND Controlled Terminology [http://evs.nci.nih.gov/ftp1/CDISC/SEND] 6 CDISC SDTM Controlled Terminology [http://evs.nci.nih.gov/ftp1/CDISC/SDTM] Page 15 of 15