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Screening for Osteoporotic Fractures in the Elderly: Current Guidelines and Future Directions. *Anna P Njarlangattil, BMSc, MD Class of 2012 1 Undergraduate Medicine, Schulich School of Medicine and Dentistry, University of Western Ontario Susan McNair, BA, MD, CCFP, MCLSC (FM) FCFP 1 St. Joseph’s Family Medical and Dental Center 2 Department of Family Medicine, Schulich School of Medicine and Dentistry, University of Western Ontario Mailing Addresses: Schulich School of Medicine and Dentistry, Clinical Skills Building Room 3700, University of Western Ontario, London, Ontario St. Joseph’s Family Medical and Dental Center, 346 Platts Lane, London, Ontario CORRESPONDING AUTHOR EMAIL ADDRESS: [email protected] Abstract Osteoporotic fragility fractures are a major health concern causing increased morbidity and mortality in the elderly population. Major risk factors for fragility fractures include, but are not limited to, advanced age, low Bone Mineral Density (BMD), and a personal or familial history of a prior adult fragility fracture. Additional factors, such as chronic oral corticosteroid use and a history of recurrent falls, have also been identified to be important risk factors in the development of fragility fractures in the elderly. Current Canadian screening and treatment guidelines are based on regular BMD testing to identify individuals at risk; however, emerging evidence continues to emphasize the importance of analysis of the many risk factors for fragility fractures in combination with BMD measurements. Risk factor assessment tools, such as the FRAX™ tool developed by the World Health Organization, are promising new methods for screening and preventative care of the elderly. In addition, changes in screening methodology within the family practice setting, such as the utilization of specific electronic medical record templates for the elderly, are potential directions for improving screening of fragility fractures in the elderly patient population. KEYWORDS: Osteoporosis Screening Guidelines, Osteoporosis, Fragility Fractures Introduction Osteoporosis is a common clinical condition with a multifactorial pathophysiology involving disruption of bone micro-architecture and reduction in bone mass resulting in increased fragility and risk of fracture.1 The World Health Organization (WHO) clinically defines normal bone density as a Bone Mineral Density (BMD) or Bone Mineral Content (BMC) score between + 1 Standard Deviations (SDs) around the young adult mean, as measured by central (hip or spine) Dual Energy Xray Absorpitometry (DEXA) scan.2,3 Osteopenia is clinically defined as a BMD score between -1 and -2.5 SDs and osteoporosis as a BMD score 2.5 SDs or more below the young adult mean (T score <2.5).2 Fragility fractures, the most challenging consequence of osteoporotic bony change, are pathological fractures due to non-traumatic falls from standing height or less, and are associated with significant morbidity and increased mortality to elderly patients, and result in increased costs to the healthcare system.2,4 The prevalence of osteoporosis has been demonstrated to increase with age, as over 45% of North American 85-89 year olds are currently estimated to suffer from osteoporosis.3,5 In addition, elderly patients are at an increased risk of falls and consequent fragility fractures as a result of their decreased mobility, vision, and presence of multiple co-morbid medical concerns.6 The long-term consequences of fragility fractures, especially those affecting the hip, are well documented: up to 20% of women and 40% of men will die within one year of a hip fracture, and up to 50% of women with a hip fracture are no longer able to independently perform their activities of daily living with up to 19% requiring long-term nursing care as a result.6 In terms of healthcare costs, the 1993 cost of acute care of osteoporosis in Canada - including hospitalization, medication, and outpatient care - was estimated at $1.3 billion; by 2041, the healthcare costs of hip fractures alone in Canada are expected to rise to $2.4 billion7,8 Given the significant consequences of fragility fractures on both the patient and the healthcare system, early identification and management of elderly patients at risk for fragility fractures should be a priority in the primary care setting. This article briefly reviews the major risk factors for fragility fractures followed by a discussion of the current screening guidelines and future directions for improving screening of fragility fractures in the elderly population. Risk Factors for Fragility Fractures Risk factors for fragility fractures can be categorized as modifiable and nonmodifiable, and then further classified as major or minor risk factors. The major nonmodifiable risk factors include advanced age, a personal history of fractures as an adult, and a history of fragility fracture in a first degree relative.3,5, 9,10 Major modifiable risk factors include a low BMD, chronic oral corticosteroid use (greater than 3 months of use), a history of recurrent falls, and a low body weight (less than 127 lbs).3,5, 9,10 Minor risk factors for fragility fractures include, but are not limited to, inadequate nutritional supplementation of Vitamin D and Calcium, impaired eyesight despite correction, physical de-conditioning, and immobilization.3,5,9 In addition, elderly patients often present with complex medical issues requiring multiple medications; this can also contribute as secondary causes of osteoporosis in adults.9,10 Extrinsic modifiable factors, such as the absence of mobility aids or the lack of sturdy grab bars or shower benches in the bathroom, can also increase the risk for fragility fractures in the elderly. 10 Current Screening Guidelines Current Canadian screening recommendations for individuals greater than 65 years of age include routine screening via BMD with central DEXA scanning every 2-3 years if normal and then every 1-2 years if BMD scores are abnormal.3,11 BMD measurements with central DEXA scanning is considered the gold standard for the diagnosis of osteoporosis, and can involve measurements of the lumbar vertebrae and hip.3,5,12 BMD results are reported as T and Z scores to help in comparison with the young adult mean, and femoral neck measurements, which are often included in measurements of hip BMD, are considered to be the most useful in prediction of fracture risk.12,13 Quantitative Computed Tomography (CT) as well as Peripheral BMD measurements are also available; however, these imaging modalities are not currently validated for use in the diagnosis of osteoporosis and fracture risk prediction.12 The close relationship between BMD and risk of fragility fractures is supported by robust clinical evidence, and a low BMD score is considered one of the strongest individual risk factors for osteoporosis and fragility fractures.3,5,14 In addition, BMD scores provide an easily quantifiable assessment of fracture risk and are an important component of current osteoporosis treatment and management guidelines. 5,11,15 BMD screening alone, however, is a tool with high specificity but low sensitivity, as it and fails to identify high risk patients with normal BMDs who may also benefit from comprehensive preventative therapy for fragility fractures.5,11 In addition, substantial research evidence indicates that the combination of clinical evaluation of risk factors with BMD screening produces the most effective risk assessment for fragility fractures as opposed to assessment of any one risk factor alone.5,11 Future Directions for Predicting Fragility Fractures In the past few years the WHO conducted several meta-analyses on the different factors affecting fragility fracture risk and consequently, developed a Fracture Risk Assessment Tool (FRAX™) that estimates the 10-year probability of a major osteoporotic fracture.5,16,17 This tool estimates risk based on 12 of the previously identified modifiable and non-modifiable risk factors including BMD, age, and previous history of an adult fragility fracture.5 However, as indicated in the January 2010 Technical Standards statement by the Canadian Association of Radiology (CAR), the FRAX™ tool is currently not recommended for use as part of regular fracture risk assessment in Canada until a validated Canadian FRAX™ model exists.13 Instead, the CAR recommends use of the BMD based estimation of 10-year fracture risk which, however, only includes 5 of the 12 risk factors used in the FRAX™ model.13,5 FRAX™ has been externally validated by several research groups throughout the world, and a recent study conducted in Manitoba indicated that the FRAX™ tool calibrated to Canadian populations demonstrates fracture risk probabilities that are consistent with observed fracture rates.5,18 Therefore, with further analysis and validation of the Canadian FRAX™ model, it is very likely that the Canadian guidelines for screening and treatment of osteoporosis will change in the next few years to include a more comprehensive analysis of fracture risk factors.13 Current evaluation of the FRAX™ tool focuses on the development of intervention thresholds and clinical guidelines for different age groups at risk for fractures. Based on US and European studies, treatment thresholds can vary from as low as 1.2% to as high as 20% 10-year fracture risk probability as determined by analysis of cost-effective ratios.19,20,21 The UK adaptation of the FRAX™ assessment tool for the elderly suggests treatment when FRAX™ scores are greater than 6%, with an average expected treatment effectiveness of 35% fracture risk reduction over 5 years.5,21 As there are currently no clinical guidelines outlining the use of the FRAX™ tool in Canada, it is not yet possible to determine the intervention threshold most appropriate for the Canadian elderly population. Future Directions for Screening in the Family Practice Setting Although FRAX™ risk assessment tools are not part of the current Canadian screening guidelines, it is clear that a thorough and comprehensive risk factor identification in elderly patients along with BMD measurements are important components of fragility fracture screening. However, in order to build new strategies for screening in the family practice setting, a better exploration of the barriers and facilitators to screening must develop alongside the research into validated risk assessment tools. The barriers to screening and risk assessment for fragility fractures in the elderly are numerous but can include patient factors, physician factors, as well as systemic factors.22 Patient factors can include poor understanding of osteoporosis and insufficient awareness of the risks and consequences to fragility fractures.22 As a consequence, patients may not be compliant with screening assessments, making fracture risk difficult to estimate. Family physicians can play a pivotal role in patient understanding and awareness of osteoporosis, and are also able to direct patients to additional resources regarding fracture risk. Many resources are available online, but hardcopy information pamphlets should also be readily available in waiting areas and clinic rooms for the elderly patient without access to internet resources to take home. Physician factors that can impede fracture risk assessment include physician failure to keep up to date with changes to screening and treatment guidelines. As more information regarding FRAX™ use and clinical guidelines emerge, family physicians have a responsibility to increase their own knowledge of fracture risk factors and management. In addition, as family physicians are already limited in their time for each patient encounter, and as elderly patients often have multiple co-morbidities and medications, trying to balance the elderly patient’s competing healthcare issues may result in less time allocated for fracture risk assessment at the time of the annual health and physical exam. In such cases, family physicians should follow up with patients at future clinical encounters and implement recall systems to ensure that all elderly patients in their practice are being screened according to the current guidelines. Systemic factors are largely related to the transition towards electronic medical records (EMR) and include poor implementation of recall systems, incomplete transfer of data from paper to electronic records, as well as the use of templates that are not appropriate for the elderly patient’s needs. As physicians become more skilled with the use of EMR technology, medical records will transform from mere ‘word-processed’ charts to dynamic tools to document patient health, monitor clinical events, and prompt for timely preventative screening measures.23 For example, templates for diabetes or hypertension monitoring can be programmed to identify patients at high-risk based on selected parameters and then automatically prompt for follow-up assessment. More specifically for the elderly population, 10-year fracture risk probabilities, whether based on FRAX™ or BMD calculations, could be included in the patient’s cumulative medical record and automated prompts can be programmed to remind physicians to follow-up on patients who have not yet been evaluated. Application of the EMR in this dynamic fashion, however, will take time and will require technology specific training of the healthcare providers involved. One commonly used EMR template by Canadian family physicians is that for the annual health and physical exam and is based on the Preventative Care Checklists developed by the College of Family Physicians of Canada (CFPC).24 These evidenced based templates are presented in a checklist format that is easy to use and covers a variety of health concerns for the adult male and female patient. 24 The Preventative Care Checklists include education and counseling reminders for adequate Calcium and Vitamin D intake, smoking cessation, elderly fall assessments, as well as reminders for labs and investigations like mammography, fasting lipids, and BMD.24 While the original paper form of the checklist does include some preventative recommendations for the elderly population, it does not provide a comprehensive assessment of specific elderly medical conditions and concerns.24 Fall assessment in the elderly patient, for example, is limited to a checkbox indicating that the topic was discussed with no concerns; however, evidenced based guidelines for fall assessments for at-risk patients require a complete review of factors like gait and muscle strength, and even include simple clinical tests like the “Get Up and Go” test.24,25,26 With the transition to EMR, some family physicians have opted to create templates adapted from this CFPC checklist for use during the annual health exam which, depending on the design, can range from inclusion of all of the information in the original paper checklist to specific templates dedicated for the elderly patient. If electronic templates or checklists are used for annual health exam, the templates should be specifically designed for the elderly patient and include screening questions targeted at the risk factors for falling and fragility fractures. Conclusions Given the large body of evidence for regular screening and preventative management of fragility fractures, risk factor assessment should be conducted at least once per year at the annual health exam of the elderly patient to help identify high risk patients who would otherwise be overlooked with the use of BMD screening alone. In addition, as the evidence for 10-year fragility fracture assessment tools like FRAX™ increases, and as physician skill with screening and use of the EMR improves, Canadian family physicians will be able to offer enhanced preventive care for elderly patients and therefore, help prevent the consequences of osteoporotic fragility fractures. Acknowledgements The Authors would like to thank the St. Joseph’s Family Medical and Dental Center for their support throughout this project. Conflicts of Interest The authors do not have any personal or financial conflicts of interests to declare. References 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. Gehlbach SH, Avrunin JS, Puleo E, Spaeth R. Fracture risk and antiresorptive medication use in older women in the USA. Osteoporos Int. 2007;18: 805–810. Prevention and management of osteoporosis. Report of a WHO Scientific Group. Geneva, World Health Organization, 2003 (WHO Technical Report Series, NO 921). Brown JP, Fortier M, Frame H, Lalonde A, Papaioannou A, Senikas V, Yuen CK. Canadian Consensus Conference on Osteoporosis, 2006 Update. J Obstet Gynaecol Can. 2006 Feb; 28(2s1): S95-S112 Definition of pathological fracture [Internet]. National Cancer Institute: U.S. National Institute of Health. [cited 2010 Sep 22]. 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