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Main Streams of Life
(MSL) - Wetland PA
Programme
Midori Paxton
Regional Technical Adviser
Ecosystems and Biodiversity
Energy and Environment Group
Outline
1. Overview of the Main Streams of Life (MSL)
Programme
2. Project Preparation Grant (PPG) Phase
3. Technical Requirements for the Formulation
of Final Project Documents
GLOBAL ENVIRONMENT FACILITY
-GEFGlobal financing mechanisms for multilateral
environmental agreements – e.g. CBD, UNFCCC
GEF-5 Replenishment – US$ 4.248 b.
STAR Allocation for China
Total: $ 211.69 million
- US$ 149.6 million for CC
- US$ 52.67 million for BD
- US$ 9.42 million for LD
China’s PA Network and Wetlands
 > 2,500 NRs
 553 “wetland NRs” 92 national
 37 Ramsar sites
 Majority of NRs
administered by the SFA
 Other NR agencies – MEP,
MLR, MOA and SOA - >10
 National, provincial,
municipal & county NRs
 Regulation on Nature Reserve
Management (1994)
Main Streams of Life (MSL)
Wetland PA System Strengthening Programme
under the CBPF
Objective: Catalysing the Sustainability of National Protected Area
System for Conservation of Globally Significant Wetland Biodiversity
1+6 US$ 26 million
Lessons:
• Site level intervention not
sustainable;
• Higher level issues;
• Issues beyond the NRs;
• GEF – system focus.
Guiding Principles and Features
 Ensuring linkages and concerted impacts
 Three-tier Approach - Provincial level projects to
ensure capacity development on the ground /
demonstration
 Cost effectiveness :
- System Focus
- Catalysing sustainability
of PA system as a whole
 Cross-fertilisation
between projects
Programme Component 1
Enhancing management effectiveness of wetland PA sub-system
• PA wetlands regulations and mgt framework strengthened –
national wetland conservation regulation, provincial
regulations on PAs/wetland mgt, standards and mgt
guidelines for different types of wetland, compliance
monitoring mechanisms and penalities
• New wetlands added to the PA system – system review,
resilience/connectivity enhancement, operationalisation
• Protection status of the wetland PAs strengthened
• Planning and monitoring of wetlands PAs and Ramsar Sites
strengthened
• Transforming mgt practices in 6 different provinces – park mgt
planning and boundary demarcation, BD/ES monitoring
system, co-mgt, staff training, law enforcement etc.
Programme Component 2
Mainstreaming Wetland PAs in devp and sectoral planning
•
•
•
•
National PA system management mainstreamed within national and provincial
development planning framework and budget allocation
Safeguards from sector practices in and near wetland PAs in the long term reducing
pressures on biodiversity from agricultural; industrial and mining-related pollution; IAS
threat; habitat change including water related disturbances from dams
Increased national and provincial governmental budget allocations: an increase of >50%
over baseline amount of $300 million/per year.
Reduction of funding gap for model PA due to improved planning and budget allocation
efficiencies; increased revenues; diversified funding sources and reduced cost from
threat reduction at source etc.
© John MacKinnon
© John MacKinnon
Programme Component 3
Knowledge Mgt and Lessons Sharing
• Strengthened data sharing system: open access knowledge
management platform, being routinely updated by wetland sites
and used by planners and in EIA procedures, uptake of knowledge
and replication of management practices from the provincial
projects to similar types of
wetland county wide (replication
targets to be set during PPG)
• Improved understanding among
decision makers and the public
on value of wetlands and PA
system: KAP survey
Project Development
© Yuan Jun
Where we are

CBPF-MSL Programme Framework Document and national level
project approved and included in the GEF November WP

Altai PA network project (Xinjiang) PIF approved and included in
the February inter-sessional WP

Hainan, Daxing’anling,
Honghu, Shenjinghu and
Poyang Lake Project (FAO)
PIFs approved and included
in the June 2012 work
programme.

All the PPGs submitted.
6 approved.
US$ 577,615
US$ 127,125 (FAO)
US$ 704,740

Consultants recruited
PPG Process and Timeline:
Info/data
gathering,
Draft
consultation,
ProDoc
assessments Aug. – Sept.
May – Aug.
Gov.
&UNDP
review
Final Draft ProDoc &
CEO Doc, BD-1 TT
Sept-Dec.
UNDP Technical Clearance
Gov. Clearance
Translation!
Project Submission to
GEF SEC –
18
Oct./Dec./Jan.
GEF SEC Review
10-day business standard
Project Re-submission
to GEF SEC
Nov/Dec
Project
Initiation
by May
2013
Signed Project
document
Feb/Mar 2013
CEO endorsed documents
Dec/Jan/Feb, 2013
PPG Activities
1. Systemic/
Institutional
Capacity
2. Analysis of
National dev. &
sector planning
process
9. Feasibility
analysis and
budget
8. Financing
needs, METT
and PA site
profiling
7. Knowledge,
Attitude and Practice
Survey, community
participation/gender
assessment
Pro
Doc
CEO
Doc
3. Wetland
PA subsystem
Profiling
BD-1
TT
4. Economics
component
design
6. PA Info. &
Data Mgt
System
5. Wetland
BD Health
Index
PPG Inputs
CEO Endorsement Request and Project Document
• Funding committed at PIF approval
• Elaboration of PIF and plan for implementation
• Requires detailed baseline information and in-depth analysis
of policy, institutional and geographical context
• Logframe – indicators, baseline values, targets, results
measurement methods must be established
• Define Business as-usual-scenario and incremental benefits
• Define project strategy, inputs
and outputs
Need to be implementation ready!
UNDP Project Document
 SECTION I: Elaboration of Narratives
Part I: Situation analysis – context &
global significance , threats, long-term
solution, stakeholder analysis,
baseline analysis
PART II: Strategy – project rationale and policy conformity, Goal, objective,
outcomes and outputs, outcome indicators, risks and assumptions, country
ownership, sustainability, reliability
PART III: Mgt Arrangement
PART IV: M&E Plan
 SECTION II: Strategic Results Framework
Incremental Cost Analysis
 SECTION III: Total Budget and Workplan
 SECTION IV: Additional Information - Co-financing letters, PA profile,
community profile, ToRs
CEO Endorsement Request
• Most of ProDoc elements;
PLUS
• Project Framework and
financial summary tables
• Explanation re. alignment
with original PIF
• Response to GEF SEC, STAP
and Council comments
• PPG implementation report
Tracking Tool for Biodiversity Projects in GEF-3, GEF-4, and GEF-5
Objective 1: Catalyzing Sustainability of Protected Area Systems
SECTION II: Management Effectiveness Tracking Tool for Protected Areas
Note: Please complete the management effectiveness tracking tool for EACH protected area that is the target of the GEF intervention.
Structure and content of the Tracking Tool - Objective 1. Section II:
The Tracking Tool has two main sections: datasheets and assessment form. Both sections should be completed.
1. Datasheets: the data sheet comprises of two separate sections:
Data sheet 1: records details of the assessment and some basic information about the site, such as name, size and location etc.
Data sheet 2: provides a generic list of threats which protected areas can face. On this data sheet the assessors are asked to identify threats and rank their impact on the protected area.
2. Assessment Form: the assessment is structured around 30 questions presented in table format which includes three columns for recording details of the assessment, all of which should
be completed.
Important: Please read the Guidelines posted on the GEF website before entering your data
Data Sheet 1: Reporting Progress at Protected Area Sites
Please indicate your answer
here
Notes
Data Sheet 1: Reporting Progress at Protected Area Sites
Please indicate your answer
here
Notes
Name, affiliation and contact details for person responsible for completing the METT Zhang Dehai(Dupty director
(email etc.)
of the PA)
Date assessment carried out
Month DD, YYYY (e.g., May 12, 2010)
Oct . 15, 2010
Qinghai Sanjiangyuan
Name of protected area National Nature Reserve
WDPA site code (these codes can be found on www.unep-wcmc.org/wdpa/)
1: National
Designations(please choose 1-3)
1 2: IUCN Category
3: International (please complete lines 35-69 as necessary )
Country
China
Location of protected area (province and if possible map reference)
Qinghai Province
2,003
1:
1 2:
3:
4:
Ownership details (please choose 1-4)
What are the main values for which the area is designated
List the two primary protected area management objectives in below:
Management objective 1
Management objective 2
No. of people involved in completing assessment
Including: (please choose 1-8)
State
Private
Community
Other
Qinghai Sanjingyuan NR
Management Bureau
152300 Km2
13
80,000US$
700,000US$
Wetland protection and
biodiversity conservation
Wetland protection
Biodiversity protection
5
1: PA manager
2: PA staff
3: Other PA agency staff
2 4: Donors
5: NGOs
6: External experts
7: Local community
8: Other
Please indicate your answer
here
Information on International Designations
UNESCO World Heritage site (see: whc.unesco.org/en/list)
Date Listed
Site name
Site area
Geographical co-ordinates
Criteria for designation
• METT
• Financial Sustainability
Scorecard
• Capacity Development
Scorecard
© Marc Foggin
Date of establishment
Management Authority
Size of protected area (ha)
Number of Permanent staff
Number of Temporary staff
Annual budget (US$) for recurrent (operational) funds – excluding staff salary costs
Annual budget (US$) for project or other supplementary funds – excluding staff salary
costs
Annexes & GEF BD-1
Tracking Tools
(i.e. criteria i to x)
Things to bear in mind…..
• Strong team leader and tight teamwork
• Knowing what information/data/analysis are required in each
section from the beginning
• Project design is in PIF – add flesh to the skeleton
• Define clear baseline and targets
• Full consultation – winning of political buy-in and
identification of project champions
• Implementable plan with sufficient guidance – e.g. build on
baseline activities, detailed local information, full ToR, results
measurement methods etc.
Thank You!
谢谢
© Marc Foggin