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Democracy Democracy is rare Definitions: The rule by many (as oppossed to Monarchy, or Oligarchy – Aristotle). Form of government exhibiting high levels of contestation and participation (Robert Dahl). Form of government in which “who rules” is decided by elections.(Przeworski) • By any definition, Democracy is historically rare, though recently, it appears ubiquitous. 4/1/2002 Comparative Politics NYU 1 What explains why some countries are democractic and others are not? Comparative Politics NYU 3 4/1/2002 Comparative Politics NYU 4 Modernization Theory • Modernization Theory • Class Analysis Comparative Politics NYU 2 • Democracy depends on certain attitudes (equality, individual freedom, non-violent conflict resolution, “rule of law”, etc.) that are alledged to be inherent in cultures and inconsistent with others. Social/Economic Explanations 4/1/2002 Comparative Politics NYU Cultural explanations • Cultural explanations • Social/Economic explanations • Institutional Explanation 4/1/2002 4/1/2002 • Societies develop through a series of stages 5 4/1/2002 Comparative Politics NYU 6 1 Strong Relationship between wealth and democracy But is this because: • Countries are more likely to become democratic as they become rich …. Or • Countries that become democratic are more likely to stay democratic if they are rich 4/1/2002 Comparative Politics NYU 7 4/1/2002 Comparative Politics NYU 8 Source: Przeworski and Limongi (1997) Dictatorship is more common in poor countries, Democracy is more common in Rich countries Modernization Theory Country Years Under Different Regimes Total number of years under regime • As (countries) gevelop, social structure becomes complex, labor processes begin to require active cooperation of employees, and new groups emerge and organize. As a result, the system can no longer be effectively run by command: the society is too complex, techological change endows the direct producers with some autonomy and private information, civil society emerges, and dictatorial forms of control lose their effectiveness. (Przeworski and Limongi, 1997:157). 1000 900 800 700 600 Years under Aut 500 Years Under Dem 400 300 200 100 0 0 2 4 6 8 10 Per Capita GDP (1985 PPP) 4/1/2002 Comparative Politics NYU 9 Virtually all rich countries are democracies Comparative Politics NYU 10 These results are consistent with Modernization Theory, but Share of democracies as a function of wealth years of democracy/(years of dem + years of dictatorship) 4/1/2002 • Are countries Democractic because the got “Rich”? 1.2 1 – Possible that rich countries have something else that makes them inclined to be democracies, in which case, the observed correlation between wealth and democracy is accidental. 0.8 0.6 0.4 0.2 0 0 1000 2000 3000 4000 5000 6000 7000 8000 Wealth 4/1/2002 Comparative Politics NYU 11 4/1/2002 Comparative Politics NYU 12 2 If modernization theory was correct, we would observe Alternative Explanations • Poor countries that were stable autocracies until they got sufficiently rich, then they would become democracies. 4/1/2002 Comparative Politics NYU • Rich countries have more educated people, democracy functions better with an educated electorate. 13 4/1/2002 Comparative Politics NYU 14 The kind of transition a country experiences is a function of wealth – A transition to authoritarianism becomes Poor countries are not stable less likely and transition to democracy becomes more likely as wealth increases Number of Regime Transitions as a Function of Wealth Probability of Regime Transitions as a function of Wealth 35 0.14 25 #(Dem) 20 #(Aut) 15 # transitions 10 Prob(Transition) 30 0.12 0.1 p(Dem ) 0.08 p(Aut) 0.06 p(transition) 0.04 0.02 0 5 0 0 0 2 4/1/2002 4 6 8 Comparative Politics NYU 15 So, we observe countries at all levels of development experimenting with democracy Comparative Politics NYU 4 6 8 10 4/1/2002 Comparative Politics NYU 16 Why are rich democracies stable? • But if a country is rich and it become democratic (for some reason) it is likely to stay a democracy. • Rich dictatorships are also more stable than poor dictatorships, • But because rich democracies are MORE stable than rich dictatorships, rich dictatorships will eventually fail and when they do, they are likely to stay democracies. 4/1/2002 2 Per Capita GDP (1985 PPP) 10 17 • Choice between democracy and autocracy can be thought of as a choice between a system where you are guaranteed a minimal standard of consumption (democracy), vs. a system where you win or lose everything (autocracy). • When you have a lot (I.e. when you are rich), getting a bigger share only effects your welfare a little, where as losing everything could be disastrous. So, if you’re rich, autocracy is a big gamble, but when you’re poor, its not. 4/1/2002 Comparative Politics NYU 18 3 Alternative explanation Institutional Explanations • There are more educated people in rich countries than poor countries. • Democracy works better when the electorate is educated. • Therefore, democracies survive because of high levels of education, not wealth. How would you test this argument? 4/1/2002 Comparative Politics NYU • Future lectures 19 4/1/2002 Comparative Politics NYU 20 4