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British Journal of Rheumatology 1998;37:454–458 THE ROLE OF GERMLINE POLYMORPHISMS IN THE T-CELL RECEPTOR IN SUSCEPTIBILITY TO ANKYLOSING SPONDYLITIS M. A. BROWN, M. RUDWALEIT,* K. D. PILE,† L. G. KENNEDY,‡ J. SHATFORD, C. I. AMOS,§ K. SIMINOVITCH,¶ L. RUBIN,d A. CALIN‡ and B. P. WORDSWORTH Wellcome Trust Centre for Human Genetics, Windmill Road, Headington, Oxford, *Rheumatology Section, Department of Endocrinology and Nephrology, University Hospital Benjamin Franklin, Berlin, Germany, †Queen Elizabeth Hospital, Adelaide, Australia, ‡Royal National Hospital for Rheumatic Diseases, Upper Borough Walls, Bath, §Department of Epidemiology, University of Texas M.D. Anderson Cancer Center, Houston, TX, USA, ¶Mount Sinai Hospital, Suite 656A, 600 University Avenue, Toronto and dWomen’s College Hospital, University of Toronto, Toronto, Ontario, Canada SUMMARY The role of germline polymorphisms of the T-cell receptor A/D and B loci in susceptibility to ankylosing spondylitis was investigated by linkage studies using microsatellite markers in 215 affected sibling pairs. The presence of a significant susceptibility gene ( lambda 1.6) at the TCRA/D locus was excluded (LOD score < − 2.0). At the TCRB locus, there was weak evidence of the presence of a susceptibility gene (P = 0.01, LOD score 1.1). Further family studies will be required to determine whether this is a true or false-positive finding. It is unlikely that either the TCRA/D or TCRB loci contain genes responsible for more than a moderate proportion of the non-MHC genetic susceptibility to ankylosing spondylitis. K : T-cell receptor, Ankylosing spondylitis, Spondyloarthritis, Genetics, Linkage, Microsatellite, Polymorphism. T aetiology of ankylosing spondylitis (AS) is unknown, but a combination of genetic and environmental factors is probably involved. Evidence from twin and transgenic animal studies suggests that the environmental trigger for the disease is ubiquitous, and that genetic factors are the main determinants of liability towards the disease [1]. A direct role for HLAB27 in susceptibility to AS is suggested by the strong association and linkage of this gene with AS [2], and from B27-transgenic mouse and rat experiments [3, 4]. Other HLA-B genes, such as B60, have also been implicated in susceptibility to the disease [5]. The presence of susceptibility genes for AS outside the MHC is supported by family and twin studies which demonstrate that genetic susceptibility to AS is likely to be due to the effect of multiple loci acting epistatically [1, 6 ]. Even in B27-transgenic rats, the background strain of the rat influences the penetrance of the arthritis [7]. The contributions of B27 alone, and of MHC genes collectively, have been calculated to be 50% or less of the total genetic contribution to the disease [1, 2, 8]. The genes responsible for the nonMHC component of genetic susceptibility to AS are unknown. A small number of candidate genes have been investigated by linkage and case–control studies, but no reported association has ever been replicated (reviewed in [9]). Since the primary function of HLA-B molecules is the presentation of peptide antigens to lymphocytes, it has been suggested that HLA-B27-restricted peptide presentation to cytotoxic T lymphocytes (CTL) is important in the pathogenesis of AS. The presence of CD4 and CD8 B27-restricted CTL in synovial fluid from patients with AS and reactive arthritis has been demonstrated [10, 11]; therefore, genetic determinants of the function of CTL may influence susceptibility to AS. The a and b components of the T-cell receptor ( TCR), which interact directly with the HLA–peptide complex, are encoded by genes on chromosomes 14 ( TCRA at 14q11.2) and 7 ( TCRB at 7q35), respectively. The TCRD locus, which codes for the d chain of cd T cells, also lies within the TCRA locus. The germline code of the TCRA and B loci consists of V (variable), J ( junctional ) and C (constant) regions, with the addition of a D (diversity) region in the TCRB locus. Somatic rearrangement of these gene segments produces contiguous V/J/C or V/D/J/C genes coding for the TCR. Further TCR diversity results from the addition of non-germline-coded nucleotides at gene segment junctions (N region diversity). The TCRB locus has recently been fully sequenced, revealing 65 VB gene segments which can be divided into 30 subfamilies with 75% sequence homology [12]. There are thought to be at least 100 VA gene segments [13]. The germline sequences of the variable gene segments themselves have high mutation rates [12]. Sequence variation within the TCR loci has arisen from singlebase substitutions, small insertions or deletions, and duplication or deletion of one or more members of tandem arrays of repeat segments. Sequence investigation of the TCRA/D locus has found on average one polymorphism every 433 base pairs, which is greater than elsewhere in the genome where polymorphisms are estimated to occur once in every 500–1500 base pairs [14]. Some sequence variations occur with such high frequency as to suggest that they offer a selective advantage, such as the loss of autoimmune tendencies [12], or resistance to infection. Clearly, the opposite effect could also result with Submitted 19 August 1997; revised version accepted 14 October 1997. Correspondence to: M. Brown, Wellcome Trust Centre for Human Genetics, Windmill Road, Headington, Oxford OX3 7BN. © 1998 British Society for Rheumatology 454 BROWN ET AL.: TCR POLYMORPHISMS AND SUSCEPTIBILITY TO AS germline polymorphisms increasing the risk of autoimmunity. The relevance of polymorphisms to disease predisposition can be studied by association or linkage studies. Association studies compare the frequency of known polymorphisms in patients and controls. Positive findings suggest an effect on disease susceptibility either from the polymorphism studied, or a further polymorphism in the surrounding region which is in linkage disequilibrium. The large number of potential candidate polymorphisms within the TCRA/D and TCRB loci, the lack of sequence data for most of them, and the weakness of linkage disequilibrium at a population level at these loci would make a comprehensive study of these loci by association methods extremely difficult. Linkage studies do not require prior knowledge of the exact nature of the disease causing mutations and therefore may be more powerful in the analysis of such regions. Association studies of TCR polymorphisms in rheumatoid arthritis, another inflammatory arthropathy with strong HLA associations, have given conflicting results. In the largest study reported to date, Cornélis et al. [15] have suggested a weak but significant effect (odds ratio 1.3, P = 0.008) from TCRAV8S1 in a case–control study of 800 patients and matched controls. We have recently excluded the presence of a major susceptibility gene at either the TCRA/D or TCRB loci in rheumatoid arthritis [16 ]. The aim of the current study was to assess the role of germline polymorphisms of the TCRA and TCRB loci in susceptibility to AS. METHODS Patients and controls Affected AS sib pairs were recruited from the outpatient clinics of rheumatology departments in the UK and from the Royal National Hospital for Rheumatic Disease (RNHRD) Ankylosing Spondylitis Database. Eight additional families recruited from Newfoundland have been reported elsewhere [2]. All patients fulfilled the modified New York Criteria for AS [17]. Complete and incomplete nuclear families were studied; additional unaffected siblings were recruited where available when samples could not be obtained from parents. All patients had their diagnosis confirmed by a rheumatologist and had radiographic evidence of sacroiliitis. Ethical approval for the study was granted by the Central Oxford Research Ethics Committee and the University of Toronto Ethics Review Panel. A total of 215 affected sib pairs from 175 families were used in the linkage study. DNA samples were available from 820 individuals, of whom 449 had AS. The families included 28 one-generation families, 122 twogeneration families, 22 three-generation families and three four-generation families. Peripheral venous blood samples were obtained and DNA extracted by the standard phenol/chloroform/ proteinase K method. Three microsatellites spanning the TCRA and TCRB loci were used. For TCRA, these were D14S50, TCRA 455 and D14S64 (D14S50 and D14S64 lie 2.9 and 8 cM either side of TCRA, respectively). For TCRB, these were D7S509, TCRVb6.7 and D7S688 (D7S509 and D7S688 lie 8.2 cM on either side of TCRVb6.7). Forward polymerase chain reaction (PCR) primers were 5∞ labelled with either FAM (D7S688, D14S50, D14S64, TCRA) or TET (D7S509, TCRVb6.7) fluorescent dyes. The reaction mix used was 1 ml of 10 × NH4 buffer, 200 m of each dNTP, 11.4 ng of each primer, 0.2 U of Taq DNA polymerase, magnesium chloride (1.5–3.5 m) and sterile distilled water to a volume of 10 ml. The cycling conditions for each primer were 94°C for 1 min, annealing for 1 min, elongation 72°C for 45 s. ‘Omnigene’ thermal cyclers (Hybaid, Teddington) were used. Optimal magnesium concentrations, annealing temperatures and cycle numbers for each primer are given in Table I. Electrophoresis was performed using ABI 373 DNA semiautomated sequencers (Applied Biosystems, Warrington), with 6% denaturing polyacrylamide gels run for 4 h at 1000 V. Allele sizes were determined using the Genescan Analysis Version 1.2 software package (Applied Biosystems, Warrington). Genotypes were semiautomatically assigned using the Genotyper software package (Applied Biosystems, Warrington). Genotype size data were then converted into numbered alleles and Mendelian inheritance verified using the program GAS Version 2.0 (Dr Alan Young). Statistical analysis Two-point non-parametric affected sibling pair analysis was performed with the package ‘ANALYZE’ [18]. The basis of this program is the observation that affected sibling pair analysis behaves equivalently to LOD score analysis calculated under the assumption of a simple recessive disease model with phaseunknown matings. Haplotype relative risk analysis was also performed with this package. Non-parametric multipoint analysis was performed using the program GeneHunter Version 1.1 [19]. This generates a non-parametric linkage score (NPL score, which is distinct from a standard LOD score) either from all individuals (NPL-all score) or from affected pairs (NPL-pairs score). Compared with the NPL-all score, the NPL-pairs score gave significantly lower P values for TCRB, but equivalent P values for TCRA. For simplicity, we have quoted NPL-pairs scores hereTABLE I Microsatellite optimum PCR conditions, polymorphism information content and number of alleles determined in pedigrees D7S509 TCRVb6.7 D7S688 D14S50 TCRA D14S64 MgCl 2 (mmol/l ) Annealing temperature (°C ) Cycles 1.0 1.5 1.5 2.0 1.5 1.5 55 56 55 55 55 56 28 35 32 28 32 35 Alleles PIC scored 0.648 0.785 0.830 0.745 0.715 0.761 1488 1498 1388 1446 1368 1449 456 BRITISH JOURNAL OF RHEUMATOLOGY VOL. 37 NO. 4 after. Multipoint analysis utilizes genotype information from all pedigree members to maximize the informativeness of a marker in cases of parental homogeneity or missing genotype information. The GeneHunter program also takes account of all pedigree information, whereas the affected sibling pair method does not use linkage information from distantly related affected individuals in a pedigree. Two of the Newfoundland pedigrees were too large and complex for analysis by this program, and were therefore simplified by the removal of loops (i.e. where individuals are related by more than one pathway of descent) and unaffected pedigree members (who contribute little linkage information). Exclusion mapping was performed using the program ASPEX [20]. Unlike GeneHunter, ASPEX can only analyse nuclear families, and therefore the pedigrees were divided into component nuclear families for this analysis. ASPEX assesses the power of a study to exclude the presence of a susceptibility locus with genetic effect measured in terms of the ratio lambda [the expected sharing of 0 alleles identical by descent (IBD) divided by the observed sharing]. Higher values of lambda represent larger genetic effects. RESULTS The polymorphism information contents and number of alleles scored for each marker are given in Table I. Recombination fractions calculated by the program GAS closely approximated the published distances. Evidence of linkage at a significance level of P < 0.05 was seen for the marker D7S688 (LOD score 1.1) using the package ANALYZE. No other marker achieved statistical significance by two-point analysis. Multipoint analysis confirmed the significant result at the TCRB locus, but the maximum point of linkage was at the TCRVb6.7 marker rather than D7S688. Individual P values for each marker using each program are given in Table II. The maximum NPL score obtained was 2.1 (P = 0.015) at TCRVb6.7. Because of the potential for genetic heterogeneity between the inbred Newfoundland pedigrees and the British Caucasian affected sibling pair families, the two pedigree sets were analysed separately and together. This had only minor effects on the overall results. Considering only the British Caucasian families, at the TCRA locus there was a marginal increase in P values compared with the combined results, and a small decrease at the TCRB locus (maximal linkage achieved at TCRVb6.7; NPL score 2.3, P = 0.01). Considering only the Newfoundland pedigrees, there was no evidence of linkage at the TCRB locus, whereas at the TCRA locus there was weak evidence of linkage (maximal linkage achieved at D14S50; NPL score 1.6, P = 0.04). The PIC values for the Newfoundland pedigrees were significantly lower than for the UK families for the markers TCRVb6.7 (0.69 vs 0.79) and D14S72 (0.64 vs 0.75), but were similar for other markers. This would reduce the power to detect linkage at these markers in the Newfoundland pedigrees. There was no evidence of allelic association using the haplotype relative risk test. The exclusion analysis results are presented in Fig. 1. This analysis assesses the strength of exclusion of the presence of loci with different genetic effects as assessed by the ratio lambda (the ratio of the expected and F. 1.—Exclusion graph for TCRA using the package ASPEX. A LOD score of less than –2.0 is generally considered to exclude significant linkage for a susceptibility locus with genetic effect equal to or greater than the lambda value considered. Lambda refers to the ratio of the expected and observed sharing of 0 haplotypes identical by descent, and is a measure of the strength of linkage of a marker with disease. TABLE II Results of non-parametric analysis using the programs ANALYZE [P values and identical-by-descent (IBD) allele sharing] and GeneHunter (P value derived from NPL-pairs statistic) ANALYZE D7S509 TCRVb6.7 D7S688 D14S50 TCRA D14S64 GeneHunter Sharing IBD (1:0) LOD score P NPL score P 133.8:110.7 168.0:138.0 158.7:123.0 135.3:128.1 118.5:115.1 135.4:114.9 0.44 0.71 1.1 0.09 0.01 0.45 0.077 0.013 0.010 0.27 0.41 0.07 1.7 2.1 1.8 0.0 − 0.1 0.3 0.043 0.015 0.031 0.51 0.54 0.38 BROWN ET AL.: TCR POLYMORPHISMS AND SUSCEPTIBILITY TO AS observed sharing of 0 haplotypes IBD). These results exclude the presence of a locus with genetic effects equal to or greater than lambda = 1.6. DISCUSSION These findings provide weak evidence of possible germline-coded susceptibility to AS close to or within the TCRB locus with no evidence of an effect from the TCRA/TCRD locus. The finding that adjacent markers (D7S509, TCRVb6.7, D7S688) give complementary results makes it unlikely that this is an experimental error, but it could still be a false-positive finding. It has recently been demonstrated that falsepositive linkage peaks tend to occur over shorter genetic distances, and that peaks over a wider interval are more likely to be true positive findings [21]. This would support our findings being true positives. Threshold levels of significance for reporting linkage in genome-wide and ‘candidate’ gene scans are controversial [22]. It has been proposed that candidate gene studies should be treated identically to genome-wide scans, even though the number of independent loci examined may be a small percentage of those screened in a genome-wide scan [23]. This would correspond to a P value of 7 × 10−4 for ‘suggestive’ linkage and P < 2 × 10−5 for ‘significant’ linkage. As only two candidate regions were assessed in this study, we consider this an excessively conservative requirement. Nonetheless, the level of significance of our findings is not great, and further family studies will be required for confirmation. We have also excluded the presence of a significant susceptibility gene in AS at the TCRA locus. Using the program ASPEX, we have excluded the presence of a susceptibility gene with at least moderate effects in these families ( lambda 1.6, equivalent to the effect of HLA in rheumatoid arthritis) [16 ]. This would represent a much weaker susceptibility locus than HLA in AS, for which lambda = 4.5 [8]. This may also be a conservative estimate of the exclusion power of this study. The program ASPEX requires that the pedigrees analysed be nuclear. Thus, some larger pedigrees (in particular, the Newfoundland pedigrees) had to be broken up into smaller units for analysis by this program, with consequent loss of power. This is not a requirement of the GeneHunter package, which may therefore have been more powerful in this analysis. However, even the performance of this program is not ideal, as it is computationally intensive and therefore can only process families of moderately large size (effectively in our experience ∏18 founders) [19]. This limitation also required simplification of the largest Newfoundland pedigrees, also with some consequent loss of power. This study has, at best, moderate power to detect linkage with loci causing modest small to moderate increases in disease susceptibility. To achieve a power of >80% to detect a locus increasing the sibling recurrence risk (sibling recurrence/population prevalence) by 2.0 requires 200 nuclear families assuming a fully informative marker 5 cM from the locus concerned [24]. Although our markers were not fully 457 informative, they all had high PIC (polymorphism information content) values (see Table I ) and the ability to determine sharing IBD was further enhanced by the use of multipoint analysis. Further, two of our markers were intragenic, and therefore power would not be lost by recombination events between the gene and the marker. Therefore, the power of this study may be greater than that suggested by this theoretical analysis. No allelic association was noted between microsatellite loci and AS, but this does not formally exclude an association between either the TCRB or TCRA/D loci and AS. The TCR loci are recombination hot spots, and linkage disequilibrium between biallelic polymorphisms both between and within V gene segments is often weak [13, 25]. Microsatellites also have high mutation rates, and therefore allelic association is more likely to be complex (with more than one microsatellite allele) and weaker due to loss of linkage disequilibrium between the ancestral disease causing mutation and alleles of the microsatellite. Therefore, it is theoretically possible to find no microsatellite allelic association even in the presence of a significant disease susceptibility locus such as has been observed in type 1 diabetes at the insulin locus [26 ]. Positive associations between TCRV gene segment polymorphisms and both rheumatoid arthritis [27, 28] and juvenile chronic arthritis [29, 30] have been reported, although these have not been consistent findings. We have recently reported the absence of linkage between the TCRA/D and TCRB loci and rheumatoid arthritis [16 ]. To our knowledge, only one small study of TCR gene polymorphisms in AS (49 patients, 22 controls, one C region polymorphism assessed at each locus) has been reported, with negative results [31]. The TCR loci are highly polymorphic, and the exact number of single-base polymorphisms is unknown [32]. Twenty-nine microsatellite repeats have been identified in the TCRB gene, of which 19 are known to be polymorphic and therefore could be used to create a comprehensive linkage disequilibrium map of the gene using simplex families (one patient and their parents) to refine the region of interest [32]. Although this study provides some weak evidence of the presence of a susceptibility locus for AS close to or within the TCRB locus, this is far from definitive and further studies will clearly be required to confirm this initial observation. It is unlikely that either the TCRA/D or TCRB loci contain genes responsible for more than a proportion of the non-MHC genetic susceptibility in AS. A Grant support for this project was received from the Arthritis and Rheumatism Council ( UK ), the John Coates Foundation Trust, the R. J. Harris Charitable Trust, the Col. W. W. Pilkington Charitable Trust, and the Rehabilitation and Medical Research Trust. CIA receives support from grant AR44422 ( US National Institutes of Health, the National Institute for Arthritis, Musculoskeletal and Skin Diseases). 458 BRITISH JOURNAL OF RHEUMATOLOGY VOL. 37 NO. 4 R 1. Brown MA, Kennedy L, MacGregor A, Darke C, Duncan E, Shatford J et al. Genetic susceptibility to ankylosing spondylitis in twins: the role of genes, HLA, and the environment. Arthritis Rheum 1997;40:1823–8. 2. Rubin LA, Amos CI, Wade JA, Martin JR, Bale SJ, Little AH et al. Investigating the genetic basis for ankylosing spondylitis. Linkage studies with the major histocompatibility complex region. Arthritis Rheum 1994;37:1212–20. 3. Taurog JD, Maika SD, Simmons WA, Breban M, Hammer RE. 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