KRONOS ADVANCED TECHNOLOGIES INC (Form
... Pursuant to the terms of the Notes, based on the amounts advanced in the first installment of the Loan, (1) the AirWorks Note is convertible into 885,714,285 shares of Common Stock, (2) the Critical Capital Note is convertible into 306,785,714 shares of Common Stock upon the occurrence of certain ev ...
... Pursuant to the terms of the Notes, based on the amounts advanced in the first installment of the Loan, (1) the AirWorks Note is convertible into 885,714,285 shares of Common Stock, (2) the Critical Capital Note is convertible into 306,785,714 shares of Common Stock upon the occurrence of certain ev ...
OPEN JOINT STOCK CO LONG DISTANCE
... minority shareholders of all companies of Svyazinvest group that their interests would be honored in the course of the reorganization process (a merger of all IRCs into Rostelecom). Meanwhile yesterday Mr. E. Yurchenko himself told Vedomosti that he had nothing to do to with Capital International de ...
... minority shareholders of all companies of Svyazinvest group that their interests would be honored in the course of the reorganization process (a merger of all IRCs into Rostelecom). Meanwhile yesterday Mr. E. Yurchenko himself told Vedomosti that he had nothing to do to with Capital International de ...
On the rationale behind the market premium (discount) for meeting
... earnings forecast continues to affect the market price of the firm even after the earnings have already been realized and announced. Section 3 analyzes the equilibrium outcomes that emerge when introducing into the base model uncertainty of the capital market investors with respect to the manager’s ...
... earnings forecast continues to affect the market price of the firm even after the earnings have already been realized and announced. Section 3 analyzes the equilibrium outcomes that emerge when introducing into the base model uncertainty of the capital market investors with respect to the manager’s ...
NORTHWEST BIOTHERAPEUTICS INC (Form: 8-K
... the Term Sheet reduced warrant coverage in the potential private placement by $500,000. The Recapitalization Agreement calls for a two-stage recapitalization of the Company consisting of a bridge period and an equity financing period. The equity financing period commenced on January 26, 2005 when To ...
... the Term Sheet reduced warrant coverage in the potential private placement by $500,000. The Recapitalization Agreement calls for a two-stage recapitalization of the Company consisting of a bridge period and an equity financing period. The equity financing period commenced on January 26, 2005 when To ...
Duty of Care—Overcoming Business Judgment Rule
... Securities Act of 1933: regulates raising capital in public markets, whether by selling stock or taking on debt. b. Securities and Exchange Act of 1934: Corps whose stock is publicly traded are subject to periodic reporting requirements, proxy rules, securities fraud rules, & other rules. c. Sarbane ...
... Securities Act of 1933: regulates raising capital in public markets, whether by selling stock or taking on debt. b. Securities and Exchange Act of 1934: Corps whose stock is publicly traded are subject to periodic reporting requirements, proxy rules, securities fraud rules, & other rules. c. Sarbane ...
XX June 2010 - Providence Resources
... The distribution of the Circular and the making of the Open Offer to persons located or resident in, or who are citizens of, or who have a registered address in, countries other than Ireland or the United Kingdom may be restricted by the law or regulatory requirements of the relevant jurisdiction. T ...
... The distribution of the Circular and the making of the Open Offer to persons located or resident in, or who are citizens of, or who have a registered address in, countries other than Ireland or the United Kingdom may be restricted by the law or regulatory requirements of the relevant jurisdiction. T ...
Francesca`s Holdings CORP (Form: 8-K, Received
... An “automatic shelf registration statement” as defined under Rule 405 under the Securities Act of 1933, as amended (the “ Act ”) on Form S-3 (File No. 333-187536) in respect of the Shares has been filed with the Securities and Exchange Commission (the “ Commission ”) not earlier than three years pri ...
... An “automatic shelf registration statement” as defined under Rule 405 under the Securities Act of 1933, as amended (the “ Act ”) on Form S-3 (File No. 333-187536) in respect of the Shares has been filed with the Securities and Exchange Commission (the “ Commission ”) not earlier than three years pri ...
Rights and Duties of Warrant Issuer and Warrant Holder
... by Notary Public which in the document is prepared and certified true copy by authorized director(s) as stated in that corporate affidavit and certified evidence of that authorized director(s) as in 1) or 2) ...
... by Notary Public which in the document is prepared and certified true copy by authorized director(s) as stated in that corporate affidavit and certified evidence of that authorized director(s) as in 1) or 2) ...
words
... liability of directors for monetary damages for breach of their fiduciary duties as directors. The Registrant's Bylaws provide that the directors, officers and certain other persons will be indemnified with respect to third-party actions or suits, provided such person acted in good faith and in a ma ...
... liability of directors for monetary damages for breach of their fiduciary duties as directors. The Registrant's Bylaws provide that the directors, officers and certain other persons will be indemnified with respect to third-party actions or suits, provided such person acted in good faith and in a ma ...
The ESOP Concept: Is Your Trucking Company A
... Enables faster repayment of debt with improved cash flow Can be used as a financing device Avoid using after-tax dollars to redeem owner’s shares Retention of motivated employees Continuity of management Higher Sales, Job Retention - ESOPs increase sales, employment, and sales/employee by about 2.3% ...
... Enables faster repayment of debt with improved cash flow Can be used as a financing device Avoid using after-tax dollars to redeem owner’s shares Retention of motivated employees Continuity of management Higher Sales, Job Retention - ESOPs increase sales, employment, and sales/employee by about 2.3% ...
placing of new shares under general mandate
... the Placing Agent shall be entitled (but not bound) by notice in writing to the Company to elect to treat such matter or event as releasing and discharging the Placing Agent from its obligations under the Placing Agreement. Upon giving of notice pursuant to the paragraph above, all obligations of th ...
... the Placing Agent shall be entitled (but not bound) by notice in writing to the Company to elect to treat such matter or event as releasing and discharging the Placing Agent from its obligations under the Placing Agreement. Upon giving of notice pursuant to the paragraph above, all obligations of th ...
UNITED STATES DISTRICT COURT DISTRICT OF MINNESOTA
... HOSKINS sold approximately 5,800 of these shares at an average price of approximately $11.89 per share, for a total price of $69,000. Defendant SHERMETA purchased approximately 9,500 of these shares on behalf of himself and his clients— approximately two-thirds of the total shares purchased during t ...
... HOSKINS sold approximately 5,800 of these shares at an average price of approximately $11.89 per share, for a total price of $69,000. Defendant SHERMETA purchased approximately 9,500 of these shares on behalf of himself and his clients— approximately two-thirds of the total shares purchased during t ...
policy xx – escrow and vendor consideration
... This Policy also provides for different escrow release provisions between Tier 1 Issuers and Tier 2 Issuers. For the purpose of this Policy, Tier 1 Issuers will be deemed to be Established Issuers as defined in the National Instrument and Tier 2 Issuers will be deemed to be Emerging Issuers as defin ...
... This Policy also provides for different escrow release provisions between Tier 1 Issuers and Tier 2 Issuers. For the purpose of this Policy, Tier 1 Issuers will be deemed to be Established Issuers as defined in the National Instrument and Tier 2 Issuers will be deemed to be Emerging Issuers as defin ...
united states securities and exchange commission - corporate
... McLEAN, VA — Gannett Co., Inc. (NYSE: GCI) today announced that its Board of Directors has approved completion of the previously announced separation transaction which will create two publicly traded companies: a broadcasting and digital company named TEGNA and new Gannett, which will retain the nam ...
... McLEAN, VA — Gannett Co., Inc. (NYSE: GCI) today announced that its Board of Directors has approved completion of the previously announced separation transaction which will create two publicly traded companies: a broadcasting and digital company named TEGNA and new Gannett, which will retain the nam ...
Frequently Asked Questions About
... Registered investment companies and business development companies are regulated under the Investment Company Act of 1940, as amended, and many of the rules discussed in these FAQs specifically exclude those entities from the benefits of ...
... Registered investment companies and business development companies are regulated under the Investment Company Act of 1940, as amended, and many of the rules discussed in these FAQs specifically exclude those entities from the benefits of ...
ABB Successfully Completes Tender Offer for Baldor Common Stock
... payment. Brock Acquisition Corporation does not intend to offer a subsequent offering period. The parties intend to promptly take the steps necessary to complete a “short-form” merger of Brock Acquisition Corporation with Baldor under Missouri law, without a meeting of Baldor shareholders, which may ...
... payment. Brock Acquisition Corporation does not intend to offer a subsequent offering period. The parties intend to promptly take the steps necessary to complete a “short-form” merger of Brock Acquisition Corporation with Baldor under Missouri law, without a meeting of Baldor shareholders, which may ...
Bancroft - NYU School of Law
... o May not issue a public sales campaign prior to the filing of the registration statement. (ie publicity may have effect of conditioning market – this is an “offer”). o Example 1: Underwriter arranging mining public financing distributes brochure describing in “glowing generalities” the future possi ...
... o May not issue a public sales campaign prior to the filing of the registration statement. (ie publicity may have effect of conditioning market – this is an “offer”). o Example 1: Underwriter arranging mining public financing distributes brochure describing in “glowing generalities” the future possi ...
Stock Strategies(21)
... are custom-made for long-term buy-and-hold investors. While they are not on their own a reason to buy a stock, they serve as a shareholder bonus on a company with promising long-term growth prospects. HOW DO YOU JOIN A DRP? Many companies will sell initial shares directly to investors so that no pur ...
... are custom-made for long-term buy-and-hold investors. While they are not on their own a reason to buy a stock, they serve as a shareholder bonus on a company with promising long-term growth prospects. HOW DO YOU JOIN A DRP? Many companies will sell initial shares directly to investors so that no pur ...
Securities Companies
... in activities prohibited according to chapter 9 which affect the protection of the public and of investors. 22. The Securities Company: (a) Shall, at the end of each financial year, classify part of the net profit as a reserve according to the rules; (b) Shall use the reserve only to compensate for ...
... in activities prohibited according to chapter 9 which affect the protection of the public and of investors. 22. The Securities Company: (a) Shall, at the end of each financial year, classify part of the net profit as a reserve according to the rules; (b) Shall use the reserve only to compensate for ...
Guide for Equity - Cayman Islands Stock Exchange
... Our listing facilities have attracted the attention of many of the world’s leading international corporate and financial institutions who have listed a wide variety of securities on our market. Building on our expertise for listing alternative investment products the CSX is able to offer a fast trac ...
... Our listing facilities have attracted the attention of many of the world’s leading international corporate and financial institutions who have listed a wide variety of securities on our market. Building on our expertise for listing alternative investment products the CSX is able to offer a fast trac ...
Morningstar, Inc.
... Roger Ibbotson will serve in an advisory role at Morningstar, reporting to Mansueto. Mike Henkel, president of Ibbotson Associates, will continue to lead Ibbotson’s retirement advice and investment consulting businesses, reporting to Tao Huang, chief operating officer of Morningstar. As a wholly ow ...
... Roger Ibbotson will serve in an advisory role at Morningstar, reporting to Mansueto. Mike Henkel, president of Ibbotson Associates, will continue to lead Ibbotson’s retirement advice and investment consulting businesses, reporting to Tao Huang, chief operating officer of Morningstar. As a wholly ow ...
defining “security”
... not a security 2. Plan of distribution [is there common trading/speculation] → a. If widely offered and traded → more likely a security b. If given face-to-face or to a limited group → more likely not a security 3. Reasonable expectations of investing public a. NOTE: in Reves Court said that public ...
... not a security 2. Plan of distribution [is there common trading/speculation] → a. If widely offered and traded → more likely a security b. If given face-to-face or to a limited group → more likely not a security 3. Reasonable expectations of investing public a. NOTE: in Reves Court said that public ...
airities in Switzerland
... which the investor has a right vis-a-vis the structure to the redemption and repayment of his shares, but also covers „closed-end" vehicles where this redemption right does not exist or exists only at the end of the vehicle's term. Finally, the CISA also covers structured products - though to a less ...
... which the investor has a right vis-a-vis the structure to the redemption and repayment of his shares, but also covers „closed-end" vehicles where this redemption right does not exist or exists only at the end of the vehicle's term. Finally, the CISA also covers structured products - though to a less ...
SECURITIES AND EXCHANGE COMMISSION Washington, D.C.
... Separately, McClatchy announced that on March 11, 1998, the Newspaper Guild of the Twin Cities voted to accept a five-year contract with the STAR TRIBUNE. The contract, which covers approximately 400 journalists, promotion employees and circulation district managers, provides for three percent annua ...
... Separately, McClatchy announced that on March 11, 1998, the Newspaper Guild of the Twin Cities voted to accept a five-year contract with the STAR TRIBUNE. The contract, which covers approximately 400 journalists, promotion employees and circulation district managers, provides for three percent annua ...
Kellogg Direct - Morningstar Document Research
... • purchase our common stock through a convenient, cost-free method (after $15 enrollment fee for new investors); • build your investment over time, starting with as little as $50; or • reinvest all or some of your cash dividends in our common stock. This prospectus describes and constitutes the Kell ...
... • purchase our common stock through a convenient, cost-free method (after $15 enrollment fee for new investors); • build your investment over time, starting with as little as $50; or • reinvest all or some of your cash dividends in our common stock. This prospectus describes and constitutes the Kell ...
Initial public offering of Facebook
The social networking company Facebook held its initial public offering (IPO) on Friday, May 18, 2012. The IPO was the biggest in technology and one of the biggest in Internet history, with a peak market capitalization of over $104 billion. Media pundits called it a ""cultural touchstone.""