2014 WAC term sheet v2 (00537204).DOCX
... Future Financing: Optional Conversion. The Note and accrued interest will be convertible at the option of the Investor into shares of equity of the next class or series issued by the Company (the “Next Equity Financing”) at a conversion price equal to: (a) if the conversion occurs before the end of ...
... Future Financing: Optional Conversion. The Note and accrued interest will be convertible at the option of the Investor into shares of equity of the next class or series issued by the Company (the “Next Equity Financing”) at a conversion price equal to: (a) if the conversion occurs before the end of ...
Unilife Corp (Form: 8-K, Received: 12/05/2011 09:56
... Cautionary Note Regarding Forward-Looking Statements This presentation contains forward looking statements under the safe harbor provisions of the US securities laws. These forward-looking statements are based on management's beliefs and assumptions and on information currently available to our man ...
... Cautionary Note Regarding Forward-Looking Statements This presentation contains forward looking statements under the safe harbor provisions of the US securities laws. These forward-looking statements are based on management's beliefs and assumptions and on information currently available to our man ...
Business Valuations
... “Determining the value of a business (Not including real estate which is separately valued through an appraisal) is the key component to the analysis of any loan application for a change of ownership. An accurate business valuation is required because the change in ownership will result in new debt ...
... “Determining the value of a business (Not including real estate which is separately valued through an appraisal) is the key component to the analysis of any loan application for a change of ownership. An accurate business valuation is required because the change in ownership will result in new debt ...
Safe: Cap and Discount
... of raising capital, pursuant to which the Company issues and sells Preference Shares at a fixed premoney valuation. ...
... of raising capital, pursuant to which the Company issues and sells Preference Shares at a fixed premoney valuation. ...
Corporate Action Guidelines
... called “ex-date”. The ex-date is the date on or after which the stock will be traded without the specific entitlement (e.g. dividend). Ex-date is an important reference date to investors and all market players. Stock exchange, clearing house, stockbrokers, information vendors and custodian banks all ...
... called “ex-date”. The ex-date is the date on or after which the stock will be traded without the specific entitlement (e.g. dividend). Ex-date is an important reference date to investors and all market players. Stock exchange, clearing house, stockbrokers, information vendors and custodian banks all ...
DOC - ContraVir Pharmaceuticals
... Voting Rights. Except as otherwise provided therein and as otherwise prohibited by law, the Preferred Stock shall have voting rights on an as converted basis. So long as any shares of Preferred Stock are outstanding, the Company shall not, without the affirmative vote of the Holders of the shares o ...
... Voting Rights. Except as otherwise provided therein and as otherwise prohibited by law, the Preferred Stock shall have voting rights on an as converted basis. So long as any shares of Preferred Stock are outstanding, the Company shall not, without the affirmative vote of the Holders of the shares o ...
PRESS RELEASE UniCredit Board approves rights issue terms and
... foresees decisive action on legacy issues, the successful completion of the rights issue will enable the Group’s capital requirements to be maintained following the implementation of the measures in the Transform 2019, as well as to align these requirements with those of the best European G-SIIs. Th ...
... foresees decisive action on legacy issues, the successful completion of the rights issue will enable the Group’s capital requirements to be maintained following the implementation of the measures in the Transform 2019, as well as to align these requirements with those of the best European G-SIIs. Th ...
CANWEST PETROLEUM CORP (Form: 8-K
... On October 31, 2005, the Company issued CEDA International Corporation 33,529 shares of common stock pursuant to the Anhydride settlement. The shares were issued in reliance on the exemption from registration contained in Section 4(2) of the Act. On November 7, 2005, the Company issued 86,540 common ...
... On October 31, 2005, the Company issued CEDA International Corporation 33,529 shares of common stock pursuant to the Anhydride settlement. The shares were issued in reliance on the exemption from registration contained in Section 4(2) of the Act. On November 7, 2005, the Company issued 86,540 common ...
RED HAT INC
... The documents containing the information specified in this Item 1 will be sent or given to employees, directors or others as specified by Rule 428(b). In accordance with the rules and regulations of the U.S. Securities and Exchange Commission (the "Commission") and the instructions to Registration S ...
... The documents containing the information specified in this Item 1 will be sent or given to employees, directors or others as specified by Rule 428(b). In accordance with the rules and regulations of the U.S. Securities and Exchange Commission (the "Commission") and the instructions to Registration S ...
JUPITER MARINE INTERNATIONAL HOLDINGS INC
... reaching specific financial milestones. Subsequent salary adjustments will be decided by the board of directors of the Company. The employment agreement also entitles Mr. Herndon to an aggregate of options to purchase 600,000 shares of common stock of the Company at prices between $.50 and $1.00 per ...
... reaching specific financial milestones. Subsequent salary adjustments will be decided by the board of directors of the Company. The employment agreement also entitles Mr. Herndon to an aggregate of options to purchase 600,000 shares of common stock of the Company at prices between $.50 and $1.00 per ...
united states securities and exchange commission - corporate
... tender offer by its wholly-owned subsidiary, Pine Merger Sub, Inc. (“Purchaser”), for all of the outstanding shares of common stock of Caribou Coffee Company, Inc. (Nasdaq: CBOU) (“Caribou”) at a price of $16 per share, net to the seller in cash (less any required withholding taxes and without inter ...
... tender offer by its wholly-owned subsidiary, Pine Merger Sub, Inc. (“Purchaser”), for all of the outstanding shares of common stock of Caribou Coffee Company, Inc. (Nasdaq: CBOU) (“Caribou”) at a price of $16 per share, net to the seller in cash (less any required withholding taxes and without inter ...
Shares
... On the balance sheet, we find these items related to shares: Share Capital - The total amount of money invested in the company represented by the nominal value of the shares. This includes both the original and new shares issued. Retained Profits – these are the cumulative undistributed profits ...
... On the balance sheet, we find these items related to shares: Share Capital - The total amount of money invested in the company represented by the nominal value of the shares. This includes both the original and new shares issued. Retained Profits – these are the cumulative undistributed profits ...
Form S-1/A Radius Health, Inc. - RDUS Filed: October 06, 2011
... unissued shares of our Common Stock (the “Preferred Warrant Shares”) to be offered for resale by certain selling stockholders upon the conversion of shares of our Preferred Stock to be issued upon exercise of outstanding preferred stock purchase warrants (the “ Preferred Warrants ”). All of the shar ...
... unissued shares of our Common Stock (the “Preferred Warrant Shares”) to be offered for resale by certain selling stockholders upon the conversion of shares of our Preferred Stock to be issued upon exercise of outstanding preferred stock purchase warrants (the “ Preferred Warrants ”). All of the shar ...
NATIONAL HOLDINGS CORP (Form: SC 13D
... The aggregate purchase price of 471,574 Shares owned by Mr. Klein is approximately $1,414,722, excluding brokerage commissions. Such Shares were acquired with the personal funds of Mr. Klein. The remaining 570,000 Shares beneficially owned by Mr. Klein are issuable upon the exercise of stock options ...
... The aggregate purchase price of 471,574 Shares owned by Mr. Klein is approximately $1,414,722, excluding brokerage commissions. Such Shares were acquired with the personal funds of Mr. Klein. The remaining 570,000 Shares beneficially owned by Mr. Klein are issuable upon the exercise of stock options ...
Application for an Estate Transaction within a
... twenty-four full calendar months preceding the effective date of the notice of proposed transfer). The price asked for a share by a current shareholder may be more or less than such “fair market value. NOTE: After the VP of Administration has reviewed your application and certified that it is comple ...
... twenty-four full calendar months preceding the effective date of the notice of proposed transfer). The price asked for a share by a current shareholder may be more or less than such “fair market value. NOTE: After the VP of Administration has reviewed your application and certified that it is comple ...
? WHY ARE STOCKS SO RISKY Introduction
... benefits for pensions and health care, people increasingly must finance a greater share of their retirement expenses through their own savings. The relatively high long-term return on equity makes investments in stocks seem both an attractive and suitable means of accumulating the substantial wealth ...
... benefits for pensions and health care, people increasingly must finance a greater share of their retirement expenses through their own savings. The relatively high long-term return on equity makes investments in stocks seem both an attractive and suitable means of accumulating the substantial wealth ...
Dividend and Payout Policy (for you to read) Dividend Policy (aka
... Chronology of Cash Dividends • Declaration date: The firm announces its next dividend, as well as its record and payment dates. • Cum-Dividend Date: Last day when shares are traded with the right to receive the dividend. (5 days before record date) • Ex-Dividend Date: First day when shares are trad ...
... Chronology of Cash Dividends • Declaration date: The firm announces its next dividend, as well as its record and payment dates. • Cum-Dividend Date: Last day when shares are traded with the right to receive the dividend. (5 days before record date) • Ex-Dividend Date: First day when shares are trad ...
1. Application for quotation of added securities
... Details of whether the securities rank equally in all respects from the date of issue with an existing class of quoted securities. If the securities do not rank equally, details of: ...
... Details of whether the securities rank equally in all respects from the date of issue with an existing class of quoted securities. If the securities do not rank equally, details of: ...
Lecture 8
... worth more than “two in the bush” (twice as much in capital gains). Dividends are more stable than capital gains and, as a result, more highly valued. ...
... worth more than “two in the bush” (twice as much in capital gains). Dividends are more stable than capital gains and, as a result, more highly valued. ...
Financial Accounting and Accounting Standards
... Direct costs incurred to sell stock, such as underwriting costs, ...
... Direct costs incurred to sell stock, such as underwriting costs, ...
No securities regulatory authority has expressed an opinion about
... No securities regulatory authority has expressed an opinion about these securities and it is an offence to claim otherwise. This short form prospectus constitutes a public offering of these securities only in those jurisdictions where they may be lawfully offered for sale and therein only by persons ...
... No securities regulatory authority has expressed an opinion about these securities and it is an offence to claim otherwise. This short form prospectus constitutes a public offering of these securities only in those jurisdictions where they may be lawfully offered for sale and therein only by persons ...
Download attachment
... together to address cross-border trading issues. Some countries are making good progress on all of these issues whereas others are lagging behind. Questions about how to regulate financial markets in the face of so much transformation are being studied and debated at many levels, even in developed ...
... together to address cross-border trading issues. Some countries are making good progress on all of these issues whereas others are lagging behind. Questions about how to regulate financial markets in the face of so much transformation are being studied and debated at many levels, even in developed ...
Available-for-Sale Securities
... as notes or bonds, that a company intends to hold until their maturity date. Held-to-maturity securities are primarily purchased to earn interest revenue. If a held-to-maturity security will mature within a year, it is reported as a current asset on the balance sheet. Held-to-maturity securities mat ...
... as notes or bonds, that a company intends to hold until their maturity date. Held-to-maturity securities are primarily purchased to earn interest revenue. If a held-to-maturity security will mature within a year, it is reported as a current asset on the balance sheet. Held-to-maturity securities mat ...
Kabe Exploration Inc.
... applicable to a going concern, which contemplates the realization of assets and liquidation of liabilities in the normal course of business. The Company has not yet established an ongoing source of revenues sufficient to cover its operating costs and to allow it to continue as a going concern. The C ...
... applicable to a going concern, which contemplates the realization of assets and liquidation of liabilities in the normal course of business. The Company has not yet established an ongoing source of revenues sufficient to cover its operating costs and to allow it to continue as a going concern. The C ...
CALLWAVE INC - Barchart.com
... SAN FRANCISCO – June 5, 2009 – CallWave, Inc. (NASDAQ: CALL), a leading global provider of Internet, mobile and Web-based collaboration software solutions, yesterday announced that it extended its Tender Offer by one (1) day, from 5 p.m. Eastern Daylight Time (EDT) on June 4, 2009, to 12 a.m. (midni ...
... SAN FRANCISCO – June 5, 2009 – CallWave, Inc. (NASDAQ: CALL), a leading global provider of Internet, mobile and Web-based collaboration software solutions, yesterday announced that it extended its Tender Offer by one (1) day, from 5 p.m. Eastern Daylight Time (EDT) on June 4, 2009, to 12 a.m. (midni ...
Initial public offering of Facebook
The social networking company Facebook held its initial public offering (IPO) on Friday, May 18, 2012. The IPO was the biggest in technology and one of the biggest in Internet history, with a peak market capitalization of over $104 billion. Media pundits called it a ""cultural touchstone.""