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User Guide Before you get started, here are some tips on how to get the most benefit for your client out of the information provided within this packet. Investigation You will find a list of items to subpoena. Subpoena all of the medical records directly from the hospital. Do not trust what the DA’s give you as what we consider Brady material in these cases, they may not (i.e. an old subdural is inculpatory to them and exculpatory to us). We often find these records cherry picked and it is imperative that your experts get all of the information. Behind that you will find an investigation worksheet. This is what I use to make sure I asked all the right questions. We sometimes recommend giving a copy to your client so that they can write down everything they remember while the memory is still fresh. Experts We recommend that you hire your experts early and make sure that they would be willing to testify if needed. There are many experts out there, but they often have specialties specific to only certain fact patterns. Make sure that you have the right expert for your case. You should have your experts 4-6 months before trial. We recommend that it is the first thing that you do after securing ALL of your records. We also recommend that you organize your records before sending them out to your expert. They will often times come to you in complete disarray, but you are always better off paying us, or someone in your office to organize them, as opposed to paying an expert at $350-$950/hour. Our office will scan, organize and send your records in both electronic and hard copy form to your expert for 5 cents a page. We will also provide you with electronic copies for yourself and the other experts you might use. Sample Direct and Cross These directs and crosses were written for a deceased child, with a chronic subdural and a short fall. Obviously, you will need to alter them to fit the fact pattern of your case, but the general questions on the literature should be about the same for most cases. All of the literature cited in the questions, can be found in Part 2 of the Defender’s Packet. The articles are arranged in order of the questions and in sections according to subject matter. Remember that the rules of evidence allow you to question the expert about anything used in forming his or her opinion. So, you can ask the opposing expert if they have read the article. If the answer is yes, then read the findings into the record. If the answer is no, you have at least gotten the title in, and you have shown the jury that the prosecution’s “experts” are not as well read as yours. Some questions may be used interchangeably between the direct and cross. If you didn’t get the article in on cross, you can always bring it in on direct. Any of the experts that we refer you to, will know these articles and will have been provided with a packet similar to yours. 2 Defenders Packet Part 2- The Articles When you receive or download your defenders packet: Open it up to page one and open the bookmark portion on the side bar to the left of your Adobe Acrobat reader. The articles are bookmarked for electronic projection/use in the courtroom. You may want to print out a copy of the entire trial binder series. It will print into a nice tidy little trial binder with sections on the history of the debate/controversy, retinal hemorrhages, short falls/alternate explanations for subdurals, chronic subdurals and rebleeds, and lucid intervals/asymptomatic subdural hematomas. If you got your packet by email, it may be separated into different files, you can print them each out, or combine them for use in trial, by using the insert pages command. I generally recommend sending some articles to the prosecution’s experts 30 days in advance of trial, using return receipt mail or email, and asking them to review them before they come to court to testify. It is always more powerful for jurors when the opposing expert gives you the supportive literature than when your expert does. At prelim, you can ask them for a list of the articles that they have read: on the subject of shaken baby syndrome the last article they read whether they have kept up on the debate in England and Canada, etc. 3 TABLE OF CONTENTS INVESTIGATION-----------------------------------------------------------------------------------------------Investigation Worksheet -------------------------------------------------------------------------------- 8-9 Subpoenas ----------------------------------------------------------------------------------------------------History ------------------------------------------------------------------------------------------------------ 8-9 Short Form Worksheet ------------------------------------------------------------------------------- 10-14 EXPERTS --------------------------------------------------------------------------------------------------------- 15-19 Decision Tree ----------------------------------------------------------------------------------------------- 16 Litmus Test ------------------------------------------------------------------------------------------------- 16 Retention Letter ---------------------------------------------------------------------------------------- 17-19 A SHORT BIBLIOGRAPHY: Articles on Childhood Head Injury ---------------------------------- 20-27 History of the Theories on Shaken Baby Syndrome and Non-Accidental Trauma: Accident vs. Abuse ------------------------------------------------------------------------------------------------- 21-22 Retinal Hemorrhages --------------------------------------------------------------------------------- 22-24 Prosecution Theory #1: Retinal hemorrhages are diagnostic for shaken baby syndrome. TRUTH: Retinal hemorrhages are caused by a sudden increase in intracranial pressure. Short Falls ----------------------------------------------------------------------------------------------- 24-25 Prosecution Theory #2: Short falls don’t case subdural hematomas and/or retinal hemorrhages—only shaking does. TRUTH: Short falls can cause subdural hematomas, retinal hemorrhages, and/or death in children. Impact from a short fall is greater than shaking. Chronic Subdural Hematomas and Rebleeds ---------------------------------------------------- 25-26 Prosecution Theory #3: Subdural hematomas do not rebleed with lesser degrees of force. TRUTH: subdural hematomas can rebleed spontaneously or with very minor traumas. Lucid Intervals/Asymptomatic SDH ------------------------------------------------------------------- 27 4 Prosecution Theory #4: A child becomes immediately symptomatic after suffering a subdural hematoma thus, if your client is the last one with the baby—he or she caused it. TRUTH: Asymptomatic subdural hematomas are common and many prior subdurals go undetected until they become critical at a later point. Timing is much more difficult than determining who called 911. Sample Voir Dire -----------------------------------------------------------------------------------------------Jury Questionnaire ………………………………………………………………………………. Sample Direct Examination (Pathologist) -----------------------------------------------------------------Sample Cross Examination -----------------------------------------------------------------------------------Spelling List of Terms for the Court Reporter ---------------------------------------------------------------Glossary ----------------------------------------------------------------------------------------------------------Useful Medical Abbreviations ------------------------------------------------------------------------------------- ***SEE ELECTRONIC FILE PART 2*** Defenders’ Packet of Articles HISTORY OF THE DEBATE: Caffey (1972)a Caffey (1972 )b Caffey (1974) Duhaime (1987) Duhaime (1992) Uscinski (2002) Donohoe (1999) RETINAL HEMORRHAGES: Tongue (1991) Jayawant (2005) Fung (2002) Duhaime (1998) Lantz (2005) Plunkett (2001) Goetting (1990) Kirschner (1985) Kaur (1990) Donohoe (2003) Ommaya (2002) SHORT FALLS: Plunkett (2001) Howard (1993) 5 Ommaya (2002) Reiber (2001) Martin Kurinsky CHRONIC SUBDURALS: Parent (1992) Piatt (1999) Sherwood (1930) Swift (2000) LUCID INTERVALS/ASYMPTOMATIC SDH: Greenes (1998) Jenny (1999) Nahelsky and Dix (1995) Dacey (1986) Looney (2007) Rooks (2008) ***SEE ELECTRONIC FILE PART 3*** Appendix A: Commonwealth of Kentucky v. Davis Appendix B: People v. Froelich Appendix C: People v. Hiatt Appendix D: People v. Shirley Ree Smith Appendix E: People v. Audrey Edmunds Motions: Daubert/Harper/Hiatt “Mantra” 6 Investigation 7 INVESTIGATION WORKSHEET Step One: Subpoenas 1. Subpoena any and all medical records since birth, including: Prenatal records (will be listed under the mother’s name) Birth records (under both mother’s and child’s names) Well-baby check-ups and all previous doctor visits Vaccination records Medical records of siblings Daycare records Paramedic records ER records CT Scans, Bone Scans, MRI’s, X-Rays, Retinal Camera Photos Progress and follow up records—(if the baby lived) Autopsy (if applicable) Step Two: History 1. Get a timeline of the child’s recent history in the last 1-3 days. Was anyone else with the baby, unsupervised, for the last three days? Were there any short falls or impacts to the head in the last 3 days? o If yes, did the child see the doctor? Did the parents call the doctor in the last 3 days? 2. Get a timeline of the child’s remote history in the last 4-10 days. Were there any doctor visits in the last two-three weeks? o If yes, what was/were the reasons for the visit? 8 o Did the doctor take a head circumference measurement? Height? Weight? What percentile were these measurements in? o Did the doctor administer a vaccine? Were there any short falls or impacts to the head? 3. Get a timeline of the child’s extended medical history since birth. Any short falls in recent history or at any time since birth? Has the child shown any of the following symptoms now or at any time since birth: o Lethargy? o Vomiting? (projectile) o Change in eating patterns? (Off food for little ones) o Inconsolable crying or unusual sounding cries? (cat cries for babies) o Positional discomfort? (For babies: Parents describe this as being extra needy, wanting to be held more than usual, preferring to be seated in a swing or carrier, upright, etc.) o Seizures? (Parents describe them as arching or looking cold/rigid.) o Developmental delay? (for toddlers) o Clumsiness? (for toddlers) o Irregular gait? (for toddlers) 9 Decision Tree Much of the success in these cases comes from choosing the right expert for your particular fact pattern. If the baby lives, you may want to consult with a: ◦ Pediatric Radiologist – To read CT scans, MRI’s, X-rays and bone scans. ◦ Pediatrician – Difficult to find objective experts in this area. ◦ Neurologist – If you want to discuss treatment post injury. ◦ ER Physician – If you want to discuss hospital procedures and findings. ◦ Ophthalmologist – If you want to discuss the various causes of retinal hemorrhages. If the baby dies, you may need a/an: ◦ Pathologist- Generally a medical examiner. Looks at the injuries, explains the origin of the injuries, and the cause of death. ◦ Forensic Neuropathologist- Checks the timing and dating of injuries, screens for other disorders of the brain. ◦ Ophthalmologist- if you want to discuss the various causes of retinal hemorrhages. Not every defense expert is right for every case. For instance: ◦ If your case involved a short fall or impact of some kind to the head, you may need a short fall expert or a biomechanician. ◦ If your case involves a coagulation disorder or anemia, you may want to consult with a pediatrician, a hematologist or an osteopath. ◦ If your case involves a rebleeding subdural, you may want a neurosurgeon, a neurologist, radiologist, neuropathologist or an ER doctor. Litmus Test for Finding a New Expert Question #1: Ask them if they believe that retinal hemorrhages are generally an indicator of nonaccidental trauma. If the answer is yes, move on to another expert. Question #2: Ask them if they believe that short falls can kill children or cause subdural hematomas and retinal hemorrhages. If they say no, and you have a short fall case, move on to another expert. Question #3: Ask them if they believe subdural hematomas can be asymptomatic. If they say no, and you have an asymptomatic/lucid interval case, move on to another expert. Question #4: Ask them if they believe that subdural hematomas can rebleed with little to no force at a later date. If they say no, and you have a rebleed case, move on to another expert. 10 Attorney and Attorney Attorney at Law Attorney Attorney Address Line 1 City, State Zip Code [email protected] Telephone (000) 555.5555 Fax 555.5555 MONTH DAY, YEAR Dr. Address City, State ZIP Confidential Communication Protected by Attorney-Client & Work Product Privileges Re: People v. John Doe Dear Dr. , Thank you for agreeing to be my consultant in this case. I am putting the terms of our contract in writing to make clear the nature of our relationship and our mutual responsibilities. The fee agreement between us is that I shall pay you $_____ an hour for your consultative services provided me. This financial arrangement forms the basis for the contract for your expert services. Enclosed is a check for $___________ as an initial payment of your fee. The California Courts advise attorneys that they are required to put in writing to their experts information about the nature of the confidentiality requirements. What follows may seem obvious to you, but I am obligated to detail the boundaries of the relationship established by our contract. My obligation to you is to pay your fees, give you direction as to my needs in the case, and provide you with the relevant information needed to give me your expert advice. Your duties include providing your expert advice to me in confidence which means a thorough and accurate appraisal of the issues you evaluate. Also, 1. All information about this case from the moment I first speak to you is completely confidential. That is, unless you become a witness in this case (and unless I inform you differently, you are not one), you are my consultant and work within the privacy of the attorney-client privilege and my personal work product privilege. These privileges are statutory mandates under California Evidence Code section 952 and Penal Code section 1054.6, which state that your work for me is private, confidential and cannot be discovered by anyone. This privilege covers all oral discussions and written communications between us. Also, any and all written work product you produce in this case will be the property of this office. 11 2. If by chance, counsel or investigators from the other side of this lawsuit contact you for help with the case, you cannot oblige them. This would put you in a conflict of interest and would breach our contract and privileged relationship. Should the opponent contact you about this case, your only response is, "Sorry, I cannot help you." You cannot state that the reason you are not helping is because you are working for me as that is revealing a confidence. 3. If the opponent contacts you with the express purpose of finding out if you are working, or have worked for me, on this case, that is sanctionable misconduct on their part. It is serious misconduct for a legal adversary to exploit privileged communications of the other side. It can be a basis for that attorney's disqualification from the case and other sanctions. If you are contacted about the case and the situation appears to you ambiguous, do not rely on the expressions of others to say that it is permissible for you to talk. Call me first. You can always call the person back. Of course, if you are publicly declared a witness for the case, the opponent may call you and you may chose to talk to them if you wish. You have no obligation to do so. If you elect to talk to them, please let me know as I would like to be there. 4. Your obligation of confidentiality is not time-limited. It does not conclude upon the resolution of the case in court. Thus, unless expressly authorized by me (i.e., by designating you as a witness in the case), you cannot ever reveal the contents of your consultation with me. 5. Sometimes a case is very interesting and you might wish to discuss it at conferences with your colleagues. Do not do it. Even discussing the facts without names could give away the identity of the case to a lawyer or expert working for the opposition. 6. Should you deem it necessary to consult with other experts on this case outside your office, please contact me beforehand. If we agree on it, you should be careful to first make sure they are not working on the case for the other side so as to avoid the problems noted in paragraph three above. If they are to be made privy to the facts of the case and our communications, they must also agree to consult within the same terms and conditions of confidentiality as you. Thus, if you are going to consult with others, it is best if I first establish these ground rules with them. 7. You have the responsibility to insure that employees and other staff members in your office are aware that the confidentiality obligations stated in this contract apply to them as well. 8. All written communications between us should be labeled at the top of the document as I have done with this letter to you. 12 Please sign this contract and return it to me in the enclosed stamped, self-addressed envelope. I have enclosed a copy for your files. You come highly recommended, and I look forward to working with you on this matter. Yours truly, Attorney DATE: _____________ I have read the above foregoing fee contract and agree to be bound by the terms contained therein. ______________________________ 13 Bibliography 14 A Short Bibliography of Must Read Articles on Childhood Head Injury What follows is a short bibliography of the articles for litigators. There are literally hundreds of articles written on the subject, but these are some of the essentials. History of the Theories on Shaken Baby Syndrome and Non-accidental Trauma: Accident vs. Abuse Barnes Patrick D. Ethical Issues in Imaging Nonaccidental Injury: Child Abuse Topics in Magnetic Resonance Imaging 2002. 13(2): 85-94. Well respected Pediatric Radiologist, Patrick Barnes, questions the effectiveness of dating and timing subdural hematomas by CT and MRIs. The author calls into question some of the historical assumptions surrounding the theory of Shaken Baby Syndrome and dispels some of the radiological myths. He concludes that subdural hematomas and retinal hemorrhages come from rotational decelerational injuries, both accidental and nonaccidental, and that current radiological findings alone cannot tell you the nature or mechanism of injury. The article mentions coagulopathies, metabolic disorders and vaccines as conditions that could contribute to or be misdiagnosed as Shaken Baby Syndrome. Barnes says that MRI (T1 and T2 SE) is the most effective way to identify and date injuries and that CTs are often inadequate to determine the nature or age of fluid collections on the brain, particularly in the presence of an anemia or coagulopathy. The author also spells out the job of an expert witness and the windows for dating subdural hematomas with an MRI. Caffey J. On the Theory and Practice of Shaking Infants. American Journal of Diseases in Childhood 1972; 124:161-9. This is the original article discussing what is now called Shaken Baby Syndrome. Caffey says the constellation of injuries found in "shaken-whiplash syndrome" is generally found in conjunction with fractures of the long bones and/or bilateral symmetrical fractures of the arms and legs. Caffey discusses fractures of the bones and joints from whiplash injuries. The article cites cases of whiplash injury from a father swinging an infant over his head. Caffey says injuries can be caused by coughing, overly vigorous burping, "riding the horse," tossing the baby up in the air, rough roads and flipping a toddler head over heels to his or her feet. Caffey says that CPR can also lead to an increase in venous pressure that causes these types of injuries. Caffey J. The parent-infant traumatic stress syndrome: (Caffey-Kempe Syndrome), (Battered Baby Syndrome). Amer J Radiol 1972; 114:218-29. The article was published later the same year altering Caffey's theory of SBS. This article looked at 12 cases of "SBS" from other articles. Caffey uses anecdotal data from a nurse who confessed to shaking several children in her care. Some of those children showed Caffey's signs of Shaken Baby Syndrome; some did not. The author goes through the literature on SBS and reviews babies used in other studies to prove his point. This study defines SBS triad as: 1) Retinal hemorrhage 2) Subdural hemorrhage, and 3) Lack of external signs of abuse. Some of the cases Caffey discusses show lucid intervals. Caffey cites that 14% of newborns show signs of retinal hemorrhage. Caffey J. The whiplash shaken infant syndrome: manual shaking by the extremities with whiplash-induced intracranial and intraocular bleedings, linked with residual permanent brain damage and mental retardation. Pediat 1974; 54:396-403. In this article, Caffey comes up with yet another rendition of his theory. The author posits 15 that it is the whiplashing of the head onto the thorax that causes traction-stretching stresses and causes SBS. Now Caffey believes Shaken Whiplash Syndrome is characterized by: 1) Bilateral SDH, 2) Bilateral RH and 3) external signs of trauma to the head and neck. American Academy of Pediatrics. American Academy of Pediatrics: Shaken Baby Syndrome: Rotational Cranial Injuries - Technical Report. Pediatrics 2001; 108(1) This is the prosecutor's tutorial on "Shaken Baby Syndrome" (SBS). It gives a brief description of the current dogma surrounding childhood head injuries. The article also gives a list of symptoms/signs to look for in a purported case of "shaken baby syndrome" or nonaccidental head trauma. Also included are some legal citations and tips for prosecutors on how to try these cases. Donohoe M. Shaken Baby Syndrome and Nonaccidental Injuries: A Review. 1999. This is an excellent article reviewing the medical theories around the "Shaken Baby Syndrome." The author takes a thorough look at the five axioms of controversy in SBS cases and the lack of literature and scientific data on the subject. This is a good tutorial on Shaken Baby Syndrome and the evolution of the theory over the years. It is a must read for defense attorneys. Duhaime A.C, Gennarelli T, Tibualt L.E, Bruce D.A, Margulies S.S, and Wiser R. The Shaken Baby Syndrome: A clinical, pathological, and biomechanical study. Journal of Neurosurgery 1987; 66:409-15. The authors used a biomechanical model with the parameters of an infant's head and an accelerometer placed in the model to study shaking vs. impact injuries. The study determined that angular decelerations for shaking were less than that for impact by a factor of 50. The authors found that shaking alone, of an otherwise normal infant, could not cause the degree of injuries generally associated with shaken baby syndrome. Duhaime AC, Christian CW, Rorke LB, Zimmerman RA. Nonaccidental head injury in infants: The "shaken-baby syndrome". New Engl J Med 1998; 338:1822-9. The authors discuss translational vs. rotational forces with regards to nonaccidental head trauma. They analyze the significance of retinal hemorrhages and subdural hematomas and the degree of force needed to inflict the injuries seen in SBS cases. The authors looked at the timing of head injuries through radiological studies and autopsies. Usinski Ron. Shaken Baby Syndrome: Fundamental Question. British Journal of Neurosurgery 2002;16(3): 217-219. The author reviews a history of the "Shaken Baby Syndrome" and highlights the fact that the theory is greatly disputed by medical and biomechanical evidence. The author does a quick tutorial in Newtonian physics and shows that the G Forces required to cause a subdural hematoma cannot be caused by human shaking alone; impact is necessary. The author indicates that prior to 1972, retinal hemorrhages were used in diagnosing increased intracranial pressure or head injury; now, it is said to be diagnostic of SBS. The author says that there is little dispute that chronic subdurals rebleed in adults during membrane formation and argues that there is no data to suggest that children's brains react any different than adult brains. Retinal Hemorrhages Myth: Retinal hemorrhages are diagnostic for shaken baby syndrome. 16 Truth: Retinal hemorrhages are caused by a sudden increase in intracranial pressure. Goetting MG, Sowa B. Retinal hemorrhage after cardiopulmonary resuscitation in children: an etiologic reevaluation. Pediatrics 85:585-588, 1990. Two of every twenty children given CPR showed retinal hemorrhages with no history of trauma or abuse. The cases and mechanism of hemorrhages is discussed. Greenwald MJ, Weiss A, Oestlerle CS, Friendly DS. Traumatic retinoschisis in battered babies. Ophth 1986; 93:618-25. Retinal hemorrhages are found in cases with a sudden increase in cranial pressure. This article cites cases of retinal hemorrhages from CPR, swinging the child by the feet and vaginal delivery. The authors say fundus hemorrhages are found in battered babies. Necrosis of the inner layer of blood is said to be responsible for "late" RH. The authors document one case of RH with no SDH but elevated ICP. They theorize that mechanical forces involved in the shaking (lens shifting in vitreous humor) cause retinal hemorrhages; the forces applied to the eyes in shaking make the lens move back and forth within the ocular fluids. Force translates through the lens, vitreous gel and retina to create tugging on the retina and tearing of the blood vessels in the subdural space of the retina, (referred to as vitreous traction of the retina). Editorial comment by Torch says it's not retinoschisis; it is retinal hemorrhage secondary to increased venous pressure changes. Other processes related to increased ICP include: central retinal vein occlusion, high altitude retinopathy and subarachnoid hemorrhages secondary to aneurysm. Gutman, F. Evaluation of a Patient with Central Vein Occlusion. American Academy of Ophthalmology 1983; 90(5) 481-3. This article says central retinal vein occlusion can cause retinal hemorrhages. The author documents all the reasons for central retinal vein occlusion and says blood-clotting disorders, alterations in viscosity of blood and abnormalities in the vein wall can cause increased intracranial pressure which then results in retinal hemorrhages. Kaur B, & Taylor D. Current Topic: Retinal Hemorrhages. Arch. Dis. Child 1990; 65:136972. This article describes the different types of retinal hemorrhages and their causes. The authors say that neonatal retinal hemorrhages are generally "dot-blot" or flame shaped and located at the posterior or periphery. This article indicates that 1/3 of babies born with occipital presentation have retinal hemorrhages. This incidence is increased with prolonged labor or obstetric procedures, and decreased with c-sections and breech presentations. Retinal hemorrhages are also more common in mothers with toxemia. With subarachnoid bleeding, there may be an increase in intracranial pressure, optic nerve sheath hemorrhage and an increase in the pressure within the optic nerve sheath because of raised central retinal venous pressure. Retinal hemorrhages occur 20-32% of the time with SAH: they occur simultaneously or within a few days. Streak and pre-retinal hemorrhages occur mainly around the optic disc. Pre-retinal hemorrhages may leak into the vitreous (Terson's Syndrome). Retinal and pre-retinal hemorrhages are consistently seen in infants with SDH. Superficial retinal hemorrhages can occur from sneezing, crying, or squeezing of the chest (valsalva's hemorrhagic retinopathy). Hemorrhages into all layers of the retina may be more common in nonaccidental trauma. This article also cites vomiting, epileptic seizures, crying, chest compressions and coughing spells as causes of retinal hemorrhages. Kirschner R H, and Stein R J. The Mistaken Diagnosis of Child Abuse. American Journal of 17 Diseases in Childhood 1985; 139:873-5. The article reports a case of retinal hemorrhages after vigorous chest compressions on a 3-month-old infant. The article looks at differentiating diagnosis of abuse from coagulopathies, CPR, TCP, SIDS, meningitis, etc. The authors say mistaken diagnosis often occurs when a child dies with no explanation for his/her injuries and those injuries are consequently cited as indicators of abuse. The authors list other disease processes that mimic abuse. Lantz, P E; Sinal, S H; Stanton, C A; Weaver, R G Jr. Perimacular retinal folds from childhood head trauma. British Medical Journal 2004; 328(27) This is an evidence-based case report. It gives an account of a child who presented with extensive head injuries caused by a television falling on his head. The child deteriorated and died within 18 hours. Because the child had retinal hemorrhaging and retinal folds, CPS removed the other child from the home. Lantz et al. explain that "An evidence based analysis of indexed medical publications on shaken baby syndrome from 1966-1998 uncovered a weak scientific evidence base." Lantz et al. conclude in saying that "Until good evidence is available, we urge caution in interpreting eye findings out of context." Tongue Andrea. The Ophthalmologists' Role in Diagnosing Child Abuse. Ophthalmology 1991; 98(7): 1009-10. The author indicates that retinal hemorrhages predominantly occur in children with central nervous system injuries. She says that although it is possible that certain types of hemorrhages are signs of Shaken Baby Syndrome, there is no evidence to date that establishes that any type of retinal hemorrhage was pathognomonic for nonaccidental trauma. Tongue recognizes that retinal hemorrhages are found in scenarios that do not include child abuse. They are seen in newborns, in infants after cataract surgery, in infants undergoing extra corporeal membrane oxygenation therapy, in infants with subdural or subarachnoid hemorrhages secondary to accidental trauma, and with bleeding byforasias and hemoglobinopathies. The author says nonaccidental trauma associated with retinal hemorrhage is most often found in children under the age of two, but there is no research out there to back up the pathology. The author says there is no proof that retinal folds are indicative of vitreous traction mechanisms or child abuse. Short Falls Myth: Short Falls don’t cause subdural hematomas--only shaking does. Truth: Short falls can cause subdural hematomas, retinal hemorrhages or death in children. Impact from a short fall has greater force than the force of shaking. Plunkett. Fatal pediatric head injuries caused by short distance falls. American Journal of Forensic Medicine and Pathology 2001; 22:1-12. This study analyzed the Consumer Product Safety Commission's database on playground equipment falls between January 1988 and June 1999. Thirteen children had subdural hematomas, and twelve had lucid intervals ranging from five minutes to forty-eight hours. Four of the six children that had funduscope examinations had retinal hemorrhages. The study proves that short falls can kill children and retinal hemorrhages are not diagnostic of abuse. The study also calls into question our ability to time injuries and contradicts the theory that decomposition begins immediately after the SDH is formed. Plunkett J. Biomechanical analysis of a fatal pediatric head injury caused by a shortdistance fall. National Association of Medical Examiners 2000. 18 Abstract presented to the National Association of Medical Examiners on the death of a twenty-three-month old infant after a fall from the standing height of twenty-eight inches. The case documents a lucid interval and a gradual decline with vomiting and stupor. The incident was captured on video and has been used as documentation of a short fall death on a previously healthy toddler. (Accompanying the article are emails and listserve correspondences regarding the article.) Howard M, Bell B.A, and Uttley D. The pathophysiology of infant subdural hematomas. British Journal of Neurosurgery 1993; 7: 355-6. The authors did a retrospective review of 28 babies with SDH over a 20-year period (>18 months; N=18 boys and 10 girls). The study sample included 17 white, 10 nonwhite babies and 1 mixed race baby. Non-Caucasians with a head injury were more likely to have SDH than whites (67% v. 21%). Short falls (including high chairs) were often the cause of injury. 11 infants went unconscious immediately following the traumatic head injury, and 10 infants were observed having breathing difficulties. Babies were observed to experience vomiting (50%) and irritability (25%). Seizures were more common in non-whites (90%) than whites (41%). This article discusses 3 infants with chronic SDH that were not thought to be abused. All three had minor impact more than a week prior to their hospital admission. One other case presented with a CSDH and questionable circumstances. There was an absence of impact site in 29% of Caucasians and 80% of non-whites. 11/20 of the infants that had funduscope examinations had retinal hemorrhages: 9 were normal, 6 (33%) of white infants had evidence of extra cranial injuries; none of the non-whites had those signs. This is a great article for cases involving babies of color. Reiber G. Fatal falls in childhood. The American Journal of Forensic Medicine and Pathology 2001; 14(3):201-7. This article documents 3 cases of deaths from corroborated/witnessed short falls (10-20 feet). The author states that all three children had SDH and fractures. 2 of 3 children had lucid intervals and all 3 children died after a delayed period following the fall. 2 of 3 children showed periorbital echymosis. One child suffered a SDH and severe brain swelling from a 6-foot fall onto a carpeted floor. 1 child fell 2-3 feet from a rocking chair. Chronic SDH and Rebleeds Parent A.D. Pediatric chronic subdural hematoma: a retrospective comparative analysis. Pediatric Neurosurgery 1992; 18:266-71. The author reviewed the literature on chronic subdural hematomas. Study looked at 28 children less than 18 months old, over two decades. Most of the children in the data set were less than 4 months old. Males were overly represented in both the first (78%) and second (60%) decade of study. Kids in both samples tended to present with macrocephaly, lethargy, failure to feed, apnea and seizures. Some children in the more recent sample, presented with headaches only, or no symptoms at all. Fractures were rarely seen with subdural hematomas in either sample. Mortality rates in the 1970s study were around 50%, whereas in the 1980s they were closer to 10%; Seizures increased from 40% to 46%, but psychomotor retardation reduced from 33% to 28%. The authors attributed 40% of subdurals in infants to child abuse. Birth traumas and rebleeds comprised a small percentage of the subdural bleeds. Parent discusses the evolution of a SDH and the tendency of those with them to develop hydrocephalus over time. The author also discusses ischemia secondary to chronic subdural hematoma because of impaired cerebral blood flow. The study found that craniotomies were rare as a course of treatment in modern times but were very popular in the 1980s. He cites the increased tendency in infants to bleed or to develop new subdurals after a membranectomy or craniotomy. Modern courses of treatment generally 19 involve subdural taps or subdural peritoneal shunts. The author indicates that the histopathology of CSDH in children is the same as that in adults in that they tend to wax and wane and rebleed. He says that capillary fragility was the major cause of repeated hemorrhage in CSDH. Piatt J. A pitfall in the Diagnosis of Child Abuse: External Hydrocephalus, Subdural Hematoma & Retinal Hemorrhages. Neurosurgical Focus 1999; 7(4)(4):1-9. The author describes a child who developed SDH and retinal hemorrhage from external hydrocephalus (previously referred to as benign subdural effusions of infancy). Author discusses how conditions such as external hydrocephalus, internal hydrocephalus, an arachnoid cyst or a chronic subdural hematoma, can cause subdural hematomas from minor head injuries. The author says that development of a subdural hematoma after minor head trauma in an infant with craniocerebral disproportion might be the occasion for unjustified accusations of abuse. The existence of retinal hemorrhages in this case adds to the literature supporting the argument that retinal hemorrhages are caused by a sudden increase in ICP rather than abuse. Great article for rebleeds, hydrocephalus, retinal hemorrhages, etc. Sherwood D. Chronic subdural hematoma in infants. Am J Dis Child 1930; 39:980. This is a remarkable article that clearly shows that infants do get chronic subdurals that do "rebleed"…quotes articles from 1890s and early 1900s about chronic subdural patients WITH retinal hemorrhages. The issue of abuse is raised. Swift, Dale M. Chronic Subdural Hematomas in Children. Journal of Chronic Subdural Hematomas 2000; July 11(3). The author reviews the data on intracranial fluid collections. He says there are three ways to generate subdural fluid collections. 1) recurrent bleeding of the chronic subdural hematoma in the subdural space; 2) an opening in the subarachnoid allows the CSF to enter the subdural space. (This can occur after shunt placement in hydrocephalic or macrocephalic babies. The CSF then mixes with blood and results in a thin xanthochromic fluid, sometimes called subdural hygromas), and 3) response to an infection or process. Subdural empyemas can result from sinitis or otitis media, into the epidural space, and then into the subdural space. Purulent subdural collections are sometimes seen after bacterial meningitis, especially those due to hemophilia influenza. Bacterial cultures may or may not show organisms because the patient is usually started on antibiotics before the tests are completed. Fluid can also accumulate around the brain after destructive disease processes such as hypoxia. These rarely cause symptoms. The most common cause of subdural hematomas is trauma, but underlying tissue may predispose a baby to subdural bleeding with minor trauma. The author says that frequently the symptoms go unnoticed and without medical attention. Causes can be accidental or nonaccidental, and nonaccidental is the most common cause for children less than two years of age. The author says coagulopathy can underlie subdural bleeding or abnormalities in intracranial structure. The author indicates that the degree of trauma needed to produce injury in children with fluid collections in their brain is less than the normal infant population, and that childbirth can cause chronic subdural hematomas. The author indicates that the age of the infants is correlated with the presentation of subdural hematomas. Infants can present acutely with apnea or seizures, or more protracted, with a history of lethargy, vomiting, and a failure to feed. Older children present usually within two weeks after trauma with symptoms of headaches and advanced intracranial pressure. Chronic subdural hematomas tend to occur unilaterally in older children and bilaterally in younger children. The author indicates treatment has moved away from craniotomies and membranectomies to subdural shunts and burr holes. 20 Lucid Intervals/Asymptomatic SDH Dacey R.G, Alves W, Rimel R, Winn R, and Jane J. Neurosurgical complications after apparently minor head injury. Neurosurgery 1986; 65:203-10. The authors studied 610 patients at a Washington trauma center. Of 66 patients with skull fractures, 5 had intracranial hematomas, 13 had some type of neurosurgical complications. Neurological complications and lucid intervals were more likely to be found in boys than girls, and were more likely to occur in a fall rather than by some other mechanism. The increased ICP is found after about 50% of severe head injuries. Skull fractures increase likelihood of neurosurgical procedures. This article documents the existence of lucid intervals. The authors found that 3% of minor head injury cases will deteriorate after experiencing a lucid interval. Jenny C, Hymel KP, Ritzen A, Reinert SE, Hay T. Analysis of missed cases of abusive head trauma. Journal of the American Medical Association 1999; 281(7):621-626. Interesting article that analyzes missed diagnosis of abusive head trauma, but in so doing, documents the fact that many head injuries go unnoticed only to result in further complications at a later date. This factor provides proof for the existence of a lucid interval and complicates prosecutors’ theories that the last person holding the baby was to blame. In this study 40% of the cases of head trauma resulted in complications from original injuries. The article sites the signs of pre-existing injuries. These conditions included seizure disorders, chronic vomiting and increasing head size because of increasing untreated subdural hematomas." Greenes D, Schultzman S.A. Occult intracranial injury in infants. Annals of Emergency Medicine 1998; 32(6):680-6. The study looked at infants admitted to the emergency room of Children's Hospital Harvard (over a 6.5 year period). Occult (asymptomatic) injuries (i.e. lucid intervals) were seen in fourteen of the 52 infants (27%) under the age of 6 months, 5 of 34 babies (15%) 6 months to a year and in none of the infants over one year old. 95% of the children had scalp contusions or hematomas, and 95% had fractures. None of the infants with occult injuries required medical assistance such as surgery, etc. to manage increased intracranial pressure. Nahelsky M, and Dix J. The time interval between lethal infant shaking and onset of symptoms: A review of the Shaken Baby Syndrome Literature. The American Journal of Forensic Medicine and Pathology 1995; 16(2):154-157. The authors agree with the Bruce-Zimmerman and Duhaime who say you must have impact to create damages like those seen in SBS. This article discusses three cases of "shaking" injury where children experienced lucid intervals of 3 hours, 3 days and 4 days. The last child had bilateral retinal hemorrhages. The article concludes that there is very little data available to suggest the actual time limits between fatal head injuries and death. This article shows that lucid intervals do exist and that perpetrators cannot be narrowed down to the last person holding the baby. 21 Sample Voir Dire 22 Voir Dire Questions What follows are some general areas of questioning for voir dire. If you get a chance to do a questionnaire, these can easily be converted to questionnaire form. 1. I don’t know you and doesn’t know you, but we have to make a decision about who among you are the best people to sit on this jury. That is why I am going to ask you some questions about things that you believe. 2. This case is about a little baby who died. Knowing that fact alone, is there anyone who thinks that they cannot sit on this jury for any reason? 3. Knowing that this case is about how a baby died, how many of you feel you can keep an open mind throughout the trial, even through the deliberations with your fellow jurors? 4. Knowing what little you know about the case now, how many of you want to sit on this case as a juror? Why do you want to sit on this case? 5. How many of you, who did not raise your hands, do not want to be on this jury? Why not? 6. Has anyone in the panel ever been a mandatory reporter? 7. Do you or anyone in your immediate family have any training in the following areas: medicine, engineering, biomechanics, biology, science, physics, nursing, daycare, social work or early childhood development? 8. Does anyone in the group belong to any volunteer organizations involving children or child abuse, domestic violence, family discord or anything of that nature? 9. Has anyone on the panel spent any significant time, watching any high profile criminal cases? a. Which if any of these cases have you followed? b. Did following that case or other change influence your opinions about the justice system? c. How? 10. How many of you have heard of "Shaken Baby Syndrome?" a. What have you heard "Shaken Baby Syndrome?” b. Anybody ever read any articles about “Shaken Baby Syndrome?” 11. Anybody follow the Nanny case back in 1997? 12. Serving on this panel means that you will not be allowed to do any research or reading of information in any way related to this case. You must simply listen to the information presented and make your decision based on that evidence. How many of you think you will have a hard time doing that? (i.e. ignoring the urge to look for information outside of the courtroom?) a. Will you be able to do that and return your verdict just based on the evidence that is presented to you in this courtroom? 13. Recently there has been significant media coverage of a case involving a “Shaken Baby Syndrome.” a. Which, if any, of these cases have you followed? 23 14. Do you/or have you ever watched Court TV’s coverage of any of these cases? a. If so, please estimate the number of hours you spent watching the case. 15. Anybody ever read any articles about the medical controversies surrounding shaken baby syndrome? Here, in England, or in Canada? 16. Here is the thing- we are going to be talking about all of those things during this trial. You are going to learn that there have been congressional panels in Canada looking at this stuff, and that there have been a bunch of cases overturned in England, Canada and here…. BUT- his/her honor is going to tell you that you cannot go on the web and investigate any of this. You can’t read about other cases, can’t read any medical articles and you can’t ask your family doctor his or her opinion. a. How many of you think you will have a hard time doing that? b. Will you be able to do that and return your verdict just based on the evidence that is presented to you in this court room? 17. How many of you have seen those Nanny Cam Videos? Or the videos with the kids being jerked or shaken around? (Remember there are no video-taped shakings that produced subdural hematomas and retinal hemorrhages.) 18. Is there anyone in the group who has a background in physics? 19. Is there anyone in the group who has ever watched one of those autopsy shows or the surgery channel or something like that? a. Is there anyone in the group who would never watch that stuff (too graphic)? 20. In this case it may become necessary for you to view autopsy photos or listen to the testimony of a medical examiner describing injuries to a baby. How many of you think you would have a hard time doing that without it coloring your take on the case? 21. Are there any of you who would have difficulty sitting in a trial wherein you would have to see and hear about a baby’s body after he died? 22. It may be necessary during the course of this trial for you to listen to the testimony of a pathologist who conducted medical tests on the deceased after death. Can you do so dispassionately and without becoming upset? 23. Is there anyone in this panel who believes that the subject matter alone (the death of an infant) or graphics might prejudice them or cause them to have trouble being completely fair in this case? (As fair as you could be in any other criminal trial?). 24. Do you know or have you heard, seen, or read anything about this case from any source? 25. Have you formed any kind of opinion about this case as a result of what you have heard or seen? a. What is that opinion? 26. Has anyone on the panel ever known anyone with a head injury or a subdural hematoma, concussion etc? a. What happened? 24 27. Has anyone on the panel ever lost a child? 28. Has anyone ever been to the funeral of a child? a. What were the circumstances 29. Do you have any particular sensitivity that we should know about regarding the viewing of head injuries in babies? 30. Has anyone in the panel ever had a “freak accident”? By that I mean, you stepped off a curb and sprained your ankle or landed just right that you broke something in a short fall….? 31. How many of you followed the Natasha Richardson case? 32. How about the Chick Hearns or Dr. Atkins cases? Have any of you followed those cases? 33. When you think of doctors, do you think of them as more or as less truthful than other people? 34. You will be hearing testimony from several doctors in this case, do you think that you would be inclined to give them more or less credibility than other people? 35. It has been said that medicine is an art not a science, is there anyone on this panel that would disagree with that? 36. This case will involve a great deal of highly technical medical evidence. We will try to make it as understandable as possible, but are there any of you who feel you might not be a good juror for a trial like this? 37. Has anyone on the panel ever sought a second opinion by a physician? Why? 38. Has anyone had doctors disagree on a diagnosis or a treatment? 39. Has anyone themselves disagreed with a doctor or a course of treatment taken? 40. Does anyone think that doctors cannot make mistakes? 41. Has anyone on the panel ever considered filing a law suit for medical malpractice? And finally- because I always advise avoiding the word fair…. 42. Knowing yourself better than anyone else in this courtroom and looking at all of your life experiences, can you assure me as you sit here today, that you are one of the best jurors for this type of case? Why? 43. Is there anything else that we should know about you before we select a jury in this case? 25 Sample Direct Examination 26 Sample Direct Examination Qualifications 1. What kind of doctor are you? 2. Did I hire you to review the medical evidence in this case and come to an opinion as to the cause of death? (Mechanisms of injury) a. Did you do so? b. What is that opinion? 3. Ok… let’s back up and tell the jury how you are qualified to give such an opinion? a. Doctor, please tell the jury about your educational and employment background. 4. Are you board certified? a. In what? 5. Would you explain these areas of board certification? 6. Where are you licensed to practice medicine? 7. What professional organizations do you belong to? 8. During your medical career have you had any professional appointments? 9. Doctor, your curriculum vitae lists numerous invited lectures; presentations and conferences, could you give the jury a brief description of the topics you have studied and or presented on over the years? 10. Doctor, have you published articles or studies on head injuries in children? a. What journals? 11. Have you testified previously in the area of forensic pathology? 12. Have you testified previously regarding head injuries in children? 13. Have you testified previously with respect to what is being called “shaken baby syndrome? 14. How many times have you testified in the area of forensic pathology? 15. How many times have you testified in the area of childhood head injuries? 16. Who have you testified for most often over your career, the prosecution of the defense? 17. Are you being paid as an expert to testify before the jury today? 18. Doctor, how important is it to stay current in the scientific and medical literature on childhood head injuries, if you are going to diagnose or testify about them? a. And why is that? 27 19. Doctor, what documents have you reviewed in coming to your opinion today? 20. Do these medical records reflect any evidence of child abuse or that this baby was beaten or battered? 21. Do these medical records reflect or show any evidence that this baby was shaken? 22. What evidence would you expect to see if this baby had been shaken? a. Were there any neck injuries to this child? b. Was there any rib fractures? c. Was there any grip marks on the arms, to indicate someone had grabbed onto the child? d. Any spinal cord injuries? History of the Debate regarding “Shaken Baby Syndrome” 23. Has there been a shift in the literature or science in the area of what has been called “Shaken Baby Syndrome” or “non-accidental trauma” over the last 10 years? 24. Can you explain to the jury what started the history of this debate and the basis of the recent shift? 25. In reference to biomedical research or medical research in general, what is evidence-based medicine? 26. How would this concept of evidence-based medicine apply to the study of impact injury in children? 27. Is there an article specifically talking about evidence-based medicine in reference to SBS? a. Mark Donohoe, 2003 Published in American Journal of Forensic Medicine & Pathology 28. What were the conclusions of Dr. Donohoe’s article? Retinal Hemorrhages 29. Are you familiar with the articles and/or studies concerning closed head injury in children presenting with subdural hematomas, retinal hemorrhage and cerebral edema and their origins? 30. Have any studies been done to show if shaking a baby can cause SDH and retinal hemorrhage? 31. Previous witnesses have come into court and testified that Retinal hemorrhages are diagnostic of non-accidental trauma, and/or can only come from shaking. Do you agree with that theory? a. Why not? b. Have there been any studies done in this area? c. Can you tell us about the research? Short Falls 32. Previous witnesses have testified that short falls cannot cause subdurals. Do you agree with that? a. Why not? 28 b. Have there been any studies done in this area? c. Can you tell us about the research? Chronic Subdural Hematomas and Rebleeds (Use the Merrick and Monroe chart to document ages of SDH.) 33. We’ve had a lot of testimony about the formation of subdural hematomas. How many subdurals did you find in on the baby in this case? 34. Could you tell this jury about the clotting process? 35. About how long does it take for blood in a subdural hematoma to clot into a mass like that indicated in the photograph? 36. At what point does blood begin to adhere to the dura? a. Is there any significance to that? 37. What is a chronic subdural? 38. Showing you what has been marked as peoples’ exhibit ____, have you seen this picture before? (photo of SDH) 39. What color is the dura supposed to be? 40. Showing you defense exhibit _____, is this a normal appearance of dura? a. Why not? 41. Is there anything which causes it to change or become dark in color? 42. How long does it take for a subdural hematoma to stain the dura? 43. Doctor, based on your analysis of the evidence in this case, did you form an opinion as to the age of the subdural hematoma on this baby’s brain? a. How did you come to that conclusion? b. Could you show the jury what causes you to believe that there was an old subdural? c. What is the youngest that subdural hematoma could have been to cause that kind of stain? 44. Do you have any idea what caused the old subdural hematoma? 45. Do babies sometimes suffer subdural hematomas during the birth process? 46. Do you know what percent of vaginal births result in subdural hematomas? (Rooks says 46% and Looney says 26%) 47. Do subdural hematomas immediately stop bleeding after they are caused? 48. What are some things that can impede an SDH from clotting right away? 49. How long does it take for them to heal? 29 50. What happens if it continues to bleed without treatment? 51. How much force does it take for a subdural hematoma to rebleed? 52. What sorts of things can cause subdural hematomas to rebleed or grow? 53. If a subdural hematoma is in existence, would it be more susceptible to re-injury than healthy tissue? Why? 54. Does it matter if there is a capillary or venous bleed? a. Why is that important? 55. If I told you that these doctors could not identify a particular vein from which this subdural hematoma was bleeding, would that indicate anything to you? 56. Do you think this was a capillary or venous bleed? 57. Is there a point when the bleeding reaches a critical point? a. What happens then? 58. If a child had a subdural hematoma of 2 to 5 days old, and fell off a bed, do you think he might be more susceptible to re-injury in that same spot? 59. If the subdural had previously been asymptomatic, could this kind of fall make it symptomatic? Lucid Intervals/Asymptomatic SDH 60. How long can a child have a subdural hematoma without having symptom? 61. How long can a subdural hematoma be in a child’s head without it resolving? 62. Could there be persistent bleeding in a subdural hematoma without any major symptoms? 63. What determines when a child becomes symptomatic? 64. Is there any literature out that supports your contention that a child can suffer a subdural hematoma and by asymptomatic, only to later become symptomatic and/or die? (Jenny, Greenes) 30 Sample Cross Examination 31 Sample Cross Examination Qualifications 1. You are not board certified in ___________, correct? 2. How many times have you testified in court on a case involving the allegations of “shaken baby”? 3. Have you written any articles or published in the field of biomechanics? 4. Have you written any articles or published in the field of child abuse? 5. Have you written any articles or published in the field of retinal hemorrhages? 6. Have you written any articles or published on the pathology of subdural hemorrhages in children? Retinal Hemorrhages 7. You are not an ophthalmologist, correct? 8. Dr. ______, do we know everything there is to know about retinal hemorrhages? (Answer No. See: Riffenburgh 1991) 9. Isn’t there new literature coming out every day with regard to retinal hemorrhages? 10. Which ophthalmology journals do you subscribe to? 11. Are you at all familiar with the literature on retinal hemorrhages and their diagnostic reliability with regard to accidental vs. non-accidental head injuries? 12. Can you give us some of the articles you rely on when forming your opinions of the diagnostic reliability of retinal hemorrhages? 13. A couple of weeks ago, we sent to your office a stack of articles regarding retinal hemorrhages and non-accidental trauma in children. They included articles by Donahoe; Jayawant; Plunkett; Piatt; Lantz; Ommaya; and Nashelski, correct? a. Did you get a chance to read any of those? b. Those articles discuss retinal hemorrhages from causes other than shaking, correct? 14. Have you read the 1991 article by Dr. Andrea Tongue (Ophthalmology July 1992; 98(7)) entitled: The Ophthalmologist’s Role in Diagnosing Child Abuse? a. Would you agree that Dr. Tongue concluded in that article that there is no evidence establishing retinal hemorrhages are indicative of non-accidental trauma? 15. Didn’t Dr. Tongue also state in that same article, that it has not been proven that retinal folds are secondary to dynamic vitreous traction in shaking rather than in some other factors? (Id) 16. Didn’t she also state that it is imperative that ophthalmologists not equate retinal fold as child abuse? (Id) 32 17. Dr. ______, are you aware of Dr. Jayawant’s 2005 study entitled: Neuroradiological Aspects of Subdural Hemorrhages? (Arch Dis Child 2005; 90:947-951) a. Didn’t Dr. Jayawant say that retinal hemorrhages are not an independent predictor of non-accidental injury? (Id at Page 7) 18. Dr. ______, are you aware of Dr. Fung’s 2002 study entitled Unexplained Subdural Hematoma in Children: Is it Always Abuse? a. Didn’t that study concluded that “it is unresolved whether trivial or minor head injury can cause retinal hemorrhages and subdural hematomas.” (Fung et al. Pediatrics International 2002; 44: 37-42) 19. Dr. ______, are you aware of the 1998 study by Christine Duhaime in the New England Journal of Medicine , June 18, 1998 entitled Non Accidental Head Injury in Infants? (New England Journal of Medicine 1998; 338:1822-1829) a. Didn’t that study conclude that retinal hemorrhages were not specific for the diagnosis of shaken baby syndrome and that the diagnosis of inflicted head injury cannot rest on retinal hemorrhages alone? (Id) 20. Are you aware of the literature that says that retinal hemorrhages can be found in children or infants who have suffered short falls or other accidental head trauma? 21. Dr. ______, have your read the 2004 article by Patrick Lantz in the British Medical Journal entitled: Perimacular Retinal Folds from Childhood Head Trauma? (British Medical Journal 2004; 328(27)) a. In that article, Dr. Lantz details the medical history of a child who was diagnosed with retinal hemorrhages after he was witnessed having a TV set fall on his head. b. Knowing that, are you still of the opinion that retinal hemorrhages cannot come from anything other than shaking? 22. Doctor, are you familiar with an article by Dr. John Plunkett entitled: Fatal pediatric head injuries caused by short distance falls? (American Journal of Forensic Medicine and Pathology 2001; 22:1-12) a. Of the 18 child deaths, only 6 had eye exams following their falls correct? b. And 4 of those 6 had retinal hemorrhages, correct? c. Knowing that, are you still of the opinion that retinal hemorrhages cannot come from anything other than shaking? 23. Can CPR cause RH? a. Are you familiar with a study by Goetting MG and Sowa B. Retinal Hemorrhage after Cardiopulmonary Resuscitation in Children: An Etiologic Re-evaluation? (Pediatrics 1990; 85:585-588) b. The study showed retinal hemorrhages can come from CPR correct? c. Knowing that, are you still of the opinion that retinal hemorrhages cannot come from anything other than shaking? 24. Have you read the 1985 article by Kirschner entitled: The Mistaken diagnosis of Child Abuse? (American Journal of Diseases in Childhood 1985; 139:873-5) a. This study showed retinal hemorrhages in an infant after chest compressions were performed, correct? 33 25. And if you know, did the baby in this case have CPR prior to his/her retinal exam? 26. If you know, can retinal hemorrhages be found with hydrocephalus? 27. Dr., have you read an article by Joseph Piatt in the Journal of Neurosurgery entitled A pitfall in the Diagnosis of Child Abuse: External Hydrocephalus, Subdural Hematoma & Retinal Hemorrhages. (Neurosurgical Focus 1999; 7(4):1-9.) a. In that article Dr. Piatt details the case of a child with hydrocephalus and no signs of abuse, the child had retinal hemorrhages, correct? 28. Dr. ______, retinal hemorrhages can be found in a variety of other conditions that are not related to abuse, isn’t that correct? 29. Can bleeding disorders cause retinal hemorrhages? (3 of 12 #1, Donahoe , Page 6) 30. Can Meningitis cause a retinal hemorrhage? (Id) 31. Can Septicemia cause retinal hemorrhages? (Id) 32. Can Galactosaemia cause retinal hemorrhages? (Id) 33. Can hypertension or high blood pressure cause a retinal hemorrhage? (Id) 34. What is Hennoch-Schonlein Purpura? a. Can you see retinal hemorrhage in kids with that disease? (Id) 35. What percentage of babies are born with retinal hemorrhages if you know? a. Would it surprise you to know that 40% of vaginally delivered newborns are found to have retinal hemorrhages at birth? (Kaur B; Taylor D. Current Topic: Retinal Hemorrhages. Arch Dis. Child 1990; 65:1369-1372) 36. Have you read the study by Ommaya’s entitled: Biomechanics and Neuropathology of Adult and Pediatric Head Trauma, which says retinal hemorrhages are not diagnostic for intentional traumatic brain injury? (Ommaya, Biomechanics and Neuropathology of Adult and Pediatric Head Trauma, 14, 3 of 8, Page 33) 37. In fact, doesn’t he say that the level of force required for retinal bleeding by shaking is biomechanically improbable? (Id) 38. Isn’t it true that pretty much anything that causes a sudden increase in ICP can cause retinal hemorrhages? (If he says, ‘not this kind’- ask him/her how he/she knows what kind they are, there are no pictures, he/she is just going on a drawing and the interpretation of another doc- not evidence). a. Can an acute subdural cause increased ICP? b. Did this baby have an acute subdural? c. Can a chronic subdural cause increased ICP? d. Did this baby have a chronic subdural? 39. Dr. ______, would it surprise you that 10 out of 13 studies between 1964 and 1967 confirm that the mechanism of retinal hemorrhages was increased venous pressure, increased intracranial pressure (acting on orbital veins), where passages of blood through intracranial subarachnoid 34 space? (Kaur B; Taylor D. Current Topic: Retinal Hemorrhages. Arch Dis. Child 1990; 65:13691372) 40. Did you take any pictures of the retinal hemorrhages in this case so that other doctors could evaluate the pattern, number and extensiveness of the hemorrhages? Short Falls 41. Part of your reason for diagnosing this case as one of non-accidental trauma is based on your belief that short falls cannot cause subdural hematomas or death, correct? 42. Did you take any classes in physics or biomechanics in medical school? a. What is biomechanics? 43. Have you done any in depth study in the physics or the biomechanics of childhood head injuries? 44. Do you have any idea how many g forces are created in a short fall? 45. Do you have any idea how many g forces it takes to create a subdural hematoma? 46. Do you have any idea how many g forces can be created by a human being, during a shaking? 47. Are you aware of the study by Dr. Christine Duhaime et al in 1987 entitled – SBS: A Clinical, Pathological and Biomechanical Study? (Journal of Neurosurgery 1987; 66:409-415) a. If I said the results of this study show that shaking alone cannot cause the injuries associated with SBS, would you agree with my reading of that study? b. Would you agree the study found there must be impact of the head to cause the constellation of injuries found in these cases? c. Did you find an impact site on this child’s head? 48. Dr. ______, have you read the 2001 article by John Plunkett in the British Medical Journal entitled Fatal pediatric head injuries caused by short distance falls? (American Journal of Forensic Medicine and Pathology 2001; 22:1-12.) a. This study analyzed information from the Consumer Product Safety Commission’s database regarding falls from playground equipment, correct? b. The author showed 18 deaths from falls of less than 10 feet, correct? c. Of those 18 deaths, 13 children had subdural hematomas, correct? d. And 12 had lucid intervals, ranging from 5 minutes to 48-hours, correct? e. And again, 4 of the 6 that had retinal exams had retinal hemorrhages correct? 49. So would it be correct to say that the Plunkett study showed us that subdural hematomas and retinal hemorrhages can come from short falls? 50. Are you aware of a 2000 study by the same author, where he discusses the videotaped death of a 23 month old girl that fell from less than 2 feet, and received subdural hematomas and retinal hemorrhages? 51. Have you read the Howard article entitled: The pathophysiology of infant subdural haematomas? (Howard M, Bell B.A, and Uttley D. British Journal of Neurosurgery 1993; 7: 355-6.) 35 a. You would not disagree with me that in that study two of the children with accidental falls experienced subdural hematomas, correct? 52. Are you aware of articles by Ayub Ommaya? (Ommaya, et al. British Journal of Neurosurgery 2002; 16 (3) 220-242, 226.) a. In that study, doesn’t he say that the assumptions underlying shaken baby syndrome “individually and in concert are ambiguous or incorrect although they have been used as the bases for differential diagnosis of the mechanisms of pediatric head injuries usually without reference to available biomechanical analysis using reconstruction methods?” (Ommaya, et al, British Journal of Neurosurgery 2002; 16 (3) 220-242, 226.) 53. Have you read the 1993 article by Gregory Reiber entitled: Fatal Falls in Childhood? (The American Journal of Forensic Medicine and Pathology 1993; 14(3): 201-207) a. Didn’t this article document three cases in which children who experienced short falls had fatal injuries? b. Didn’t it also present a case in which the child fell onto a carpeted surface from 6 feet and sustained fatal injuries? 54. Are you familiar with the original article by Dr. Caffey, the founder of the so-called shaken baby syndrome, about what he would expect to see in a “shaken baby?” a. So you are (or are not) aware that Caffey said that he would expect to see things like whiplash, rib fractures and long bone fractures in a child who had been shaken? 55. Were there any external signs of abuse? Bruises, burns, welts, grip marks etc? 56. Did you find any rib fractures on this child? 57. Were there any long bone fractures? 58. Where there any grip marks from where the child would have to be grabbed to shake with that force? 59. Can babies get whiplash? 60. Do you have any idea how many g forces it takes to cause whiplash? a. Would you agree with me that generally, with car accidents and other deceleration injuries you generally get whiplash before you get a subdural? 61. Were there any whiplash injuries to the neck? 62. Are you aware of a 2005 study by Faris Bandak entitled Shaken Baby Syndrome: A Biomechanics Analysis of Injury Mechanisms? (Forensic Science International 2005; 15(1): 7179). a. Wasn’t the conclusion of that study, that the threshold of a SDH is much higher than that of whiplash? b. Didn’t Bandak say absent neck injuries, the SDH cannot be caused by shaking alone? 63. Part of the treatment of any patient is to get a history of events leading up to the immediate incident, correct? 36 64. Did you take a history from the parents and the daycare provider as to whether there had been any head impacts or short falls in the recent or distant past? a. How many falls did this child have in her history? Chronic Subdural Hematomas and Rebleeds 65. You are not a neurosurgeon correct? 66. And you are not a neurologist correct? 67. And you are not a pediatric radiologist, correct? 68. Have you done any specialized reading about subdural hematomas in children? 69. Do you have any specialized knowledge regarding the evolution of subdural hematomas during the course of their healing process in infants? 70. Do you have any specialized knowledge regarding rebleeding in subdural hematomas in infants? 71. Have you read any of the studies pertaining to rebleeding subdural hematomas in infants? 72. So you are not here to talk to us about the amount of force needed to make a chronic subdural rebleed, or to say that they don’t rebleed correct? 73. Have you read Joseph Piatt’s 1999 article entitled A Pitfall in the Diagnosis of Child Abuse: External Hydrocephalus? (Neurosurgical Focus 1999; 7(4):1-9) a. Didn’t that study conclude that anything that occupies in subdural space can cause a bleed? 74. Are you familiar with Swift’s 2000 article entitled: Chronic Subdural Hematomas in Children? a. Doesn’t he say in this article that subdurals can rebleed? 75. Have you read Sherwood’s 1930 article entitled: Chronic Subdural Hematomas in Infants? (Journal of Chronic Subdural Hematomas July 2000; 11(3)) a. So we have known since then infants rebleed, correct? 76. Have you read the 1992 study by Parent entitled: Pediatric Chronic Subdural Hematoma: A Retrospective Comparative Analysis? (Pediatric Neurosurgery 1992; 18:266-271). a. Parent also shows subdurals can rebleed in children, correct? 77. This baby had an old subdural correct? 78. Did you observe this yourself on the CT or MRI scans? 79. Are you aware that this child had a history of a previous fall? 80. How old is the subdural hematoma on this baby’s brain? 81. Have you had a neuropathologist date this subdural? 37 82. In fact you're not a neuropathologist are you? 83. So you're not really the person to date subdural hematomas correct? 84. So you have no idea how old the subdural hematoma on this baby was? Correct? 85. When they are dating subdurals, they talk about acute, subacute and chronic subdural hematomas. If another doctor came in here and said that it is generally said that an acute subdural hematoma is 1-3 days old, subacute is 4-7 and chronic is 10 days or more, you wouldn’t disagree with someone who said subacute is 4-10 days old, correct? (see Merrick and Munroe chart in Spitz and Fisher or Leestma’s book on forensic neuropathology.) Lucid Intervals/Asymptomatic Subdurals 86. Would you agree that not all subdural hematomas become immediately symptomatic? a. Some subdurals are asymptomatic correct? b. Do subdurals heal instantly? c. And subdurals can wax and wane during the healing process, correct? 87. When they are symptomatic, what types of symptoms do we see? What are the signs of increased intracranial pressure? a. Lethargy? b. Vomiting? c. Failure to feed? d. Seizures? 88. Have you read the 1998 study by Greenes and Schultzman entitled: Occult Intracranial Injury in Infants? (Annals of Emergency Medicine 1998; 32(6):680-686). a. That study examined 86 children less than one year of age admitted to the emergency room of Children’s Hospital Harvard, correct? b. The authors showed that 19 of the 86 kids (27% of the children under 6 months and 15% of those 6 months to one year of age) had asymptomatic subdural hematomas, correct? 89. Have you read the 1999 article by Jenny et al. entitled, Analysis of Missed Cases of Abusive Head Trauma? (Journal of the American Medical Association 1992; 281(7):621-626) a. Didn’t the Jenny et al. study document lucid intervals/asymptomatic SDH’s in children, 40% of which resulted in later complications? 90. Have you read the 1995 article by Nahelsky and Dix entitled: The Time Interval Between Lethal Infant Shaking and the Onset of Symptoms: A Review of the Shaken Baby Syndrome? (The American Journal of Forensic Medicine and Pathology 1995; 16(2):154-157). a. Didn’t that article, present three cases where children experienced lucid intervals of 3 hours, 3 days and 4 days between the time of injury and the onset of symptoms? 91. Have you read the 1986 study by Dacey et al. entitled: Neurosurgical Complications after Apparently Minor Head Trauma? (Neurosurgery 1986; 65:203-210). a. Isn’t it correct that the authors of this study found that lucid intervals are more common among male patients? b. And isn’t it also correct that the authors found that falls were more likely than other mechanisms to result in a lucid interval in a patient? 38 92. Are you familiar with the 2007 study Looney et al. entitled: Intracranial Hemorrhage in Asymptomatic Neonates: Prevalence on MR Images and Relationship to Obstetric and Neonatal Risk Factors? (Radiology Feb. 2007; 242(2) 535-541). a. Isn’t it correct that this study found that 26% of all infants born through natural, vaginal births with no complications have intracranial hemorrhages? b. And weren’t all of those cases asymptomatic? 93. Have you read the 2008 article by Rooks et al. entitled: Prevalence and Evolution of Intracranial Hemorrhage in Asymptomatic Term Infants? (American Journal of Neuroradiology April 3, 2008; 1-8) a. Isn’t it correct that the authors of this study found that out of 101 infants studied at the 37 days, 2 weeks, 1 month, and 2 month marks after birth, 46 were found to have SDH’s within 72 hours after birth by either cesarean section or vaginal delivery? b. And weren’t all of those cases asymptomatic? 39 Spelling Sheet of Names and Terms for the Court Reporter (Names are bolded) Abrasion Acute Subdural Hematoma Asymptomatic Bilateral Bilirubin Blunt Force Trauma Bridging Veins Bruise Caffey, J. CAT Scan Cause of Death Cephalic Presentation Cerebrospinal Fluid (CSF) Chronic Subdural Hematoma Clinician Coagulopathy Congenital Conjunctiva Contusion Crepitus Cutaneous Cyanotic Diagnosis Diffuse Axonal Injury Donohoe, Mark Duhaime, Christine Dural hemorrhage Ecchymosis Edema Encephalitis Encephalopathy Ependyma Forensic Pathology Fracture Fundoscope Fung G-force Gestational diabetes Goetting, M.G. Goldsmith Hematoidin Hemosiderin Herniation Howard Hydrocephalus Hydrocephaly Hypoxic Ischemia Hypoxia Impact Infaret Injury Ischemia Jayawant Jaundice Kaur Kirschner Laceration Lantz Leestma, Jan LeFanu, J. Looney Lucid interval Manner of death Marguiles Mass Effect Magnetic Resonance Imaging (MRI) Merrick and Monroe Nashelski Neomembrane Neuropathology Nuchal cord Oligiohydramnios Omaya, Ayub Parent, A.D. Piatt, J. Parenchyma Pathology Platelets Prang, Michael Plunkett, John Polyhydramnios Prescription Reiber, G. Retina Retinal Hemorrhage Riffenburgh Rooks Seizure Sowa, B. Spitz and Fisher Squire Subacute Subdural Hematoma Subarachnoid Hemorrhage (SAH) Subctaneous Subdural Hemorrhage/Hematoma (SDH) Subgaleal Hemorrhage Swift Tachycardia Tentorium Transverse lie presentation Traumatic axonal Injuries Unilateral Vertex birth presentation White blood cell count 40 Glossary Acute Subdural Hematoma: subdural hematoma that is zero to 3 days old. There are clinical, gross, radiological and pathological characteristics for these. Bilateral: relating to both sides. Bilirubin: A yellow-orange compound produced by the breakdown of hemoglobin from red blood cells. High Bilirubin rates indicate jaundice. Blunt Force Trauma (BFT): physical trauma caused to a body part, either by impact injury. This can be caused by a blunt object striking a body part, or a body part striking a blunt object, such as the floor. Does not mean non-accidental. Bridging Veins: small veins that channel blood from the brain surface to the superior sagittal and other intradural venous channels that cross the subarachnoid space. Breakage or injury of these vessels is thought to cause subdural hemorrhages. Bruise: an injury that involves some degree (usually capillary) of bleeding into a tissue. CAT Scan: an image made by computed tomography. Cephalic Presentation: Born head first. Cerebrospinal Fluid (CSF): the watery, clear fluid secreted by the choroids plexus, and probably the brain itself, that collects in the ventricles of the brain and surrounds the brain. It is produced at a constant rate at all times and must be correspondingly absorbed to maintain normal intracranial pressures. Chronic Subdural Hematoma: Greater than 10 days old (usually when a neomembrane encloses or nearly encloses a hematoma). Clinician: a physician who treats patients (internist, surgeon, pediatrician, etc.). Coagulopathy: an abnormality of blood coagulation (generally either too much or too little). Can be assessed by platelet count, levels of clotting factors and other measures of blood clotting in the laboratory. There are hundreds, if not thousands of blood disorders—only a few of which are tested on regular blood tests or routine clotting tests. Congenital: A condition that is congenital is one that is present at birth. Conjunctiva: the outer covering the eyeball (the white of the eye). Contusion: a bruise. Crepitus: A clinical sign in medicine characterized by a peculiar crackling, crinkly, or grating feeling or sound under the skin, around the lungs, or in the joints. Cutaneous: of, relating to, or affecting the skin. Cyanotic: Showing cyanosis (bluish discoloration of the skin and mucous membranes due to not enough oxygen in the blood). Diffuse Axonal Injuries: axonal injury that is widespread over the brain. The pathologist must take multiple samples, from different locations in the brain to document diffuse nature (Geddes). Dural Hemorrhages: The outermost, toughest, and most fibrous of the three membranes (meninges) covering the brain and the spinal cord. Dura is short for dura mater (from the Latin for hard mother). Ecchymosis: the escape of blood into the tissues from ruptured blood vessels. Also, a small hemorrhagic spot, larger than a petechiae, in the skin or mucous membrane forming a non-elevated, rounded or irregular, blue or purplish patch. Edema: Swelling Encephalopathy: Inflammation of the brain generally from a disease process. It may eventuate in central nervous system impairment or death. Depending on the cause of the inflammation, this may include antibiotics, anti-viral medications, and anti-inflammatory drugs. Ependyma: the cellular covering (lining) of the brain's ventricular cavities. These are ciliated low cuboidal cells that facilitate movement of cerebrospinal fluid through the ventricles. Forensic Pathology: the medical subspecialty within pathology devoted to the medical-legal aspects of pathology. Forensic pathologists usually function as a medical examiner's pathologist and have special statutory responsibilities. G-force: the force of gravity. Acceleration or deceleration is often expressed in Gs, representing the added "gravity" force acting on a body. If someone weighed 100 lbs. at rest, and experienced a force of 3G acceleration, they would experience the feeling of weight of 300 lbs. Tissues of the body have tolerance limits to G forces, and these limits are known and studied by the field of biomechanics. Gestational Diabetes: A form of diabetes mellitus that appears during pregnancy (gestation) in a woman who previously did not have diabetes and usually goes away after the baby is born. Factors that increase the chance of a woman's developing gestational diabetes include her age (if she's over 25), her ethnic background (high-risk groups include Hispanic, African American, Native American, South or East Asian, Pacific Islander, and Indigenous Australian), her weight (if she's overweight), her family history (if there's a relative with diabetes) and her history of past pregnancies (with gestational diabetes in a past pregnancy, or if she's had a stillbirth or a very large baby). The children of mothers with gestational diabetes are at higher risk for respiratory distress syndrome (which makes it hard for the newborn baby to breathe); they are more likely to be overweight as children or adults: and they are at higher risk for getting diabetes themselves as they grow older. Hematoidin: a yellow pigment not containing iron that is the product of blood degradation. 42 Hemosiderin: a brown-yellow pigment that contains iron and is a product of degradation of blood, usually found in scavenger cells called "siderophages." Generally an indicator that the hematoma is more than 3 days old. Herniation: a breakthrough of a body organ or part of an organ through a tear or part of a membrane, muscle, or other tissue. Hydrocephaly (Hydrocephalus): too much cerebrospinal fluid in and/or over the brain that is usually associated with increased intracranial pressure in children. Hypoxic Ischemia: injury from lack of blood and/or oxygen to the brain. Often mistaken for diffuse axonal injury. Hypoxia: not enough oxygen to an organ. Impact: force directed against a body by any means (can include blow, falls and other impacts). Infaret: dead and dying tissue due to insufficient blood or nutrient supply. Ischemia: not enough blood supply to an organ. Jaundice: Yellow staining of the skin and sclerae (the whites of the eyes) by abnormally high blood levels of the bile pigment bilirubin. The yellowing extends to other tissues and body fluids. Lucid Interval: Asymptomatic subdural hematoma. Mass Effect: damage to the brain due to the bulk of a tumor, the blockage of fluid or excess accumulation of fluid within the skull. MRI (Magnetic resonance imaging): a noninvasive diagnostic technique that produces computerized images of internal body tissues and is based on nuclear magnetic resonance of atoms within the body induced by the application of radio waves. Neomembrane: a membrane of inflammatory cells, reactive cells (fibroblasts), newly formed vessels and scar tissue (collagen) formed in the course of time after a subdural hemorrhage occurs. Generally an indicator that the hematoma is not acute (more than 3 days old). The age of this process can be estimated microscopically. Neuropathology: the medical subspecialty of the pathology devoted to the diseases of the nervous system. Oligiohydramnios: A condition characterized by a reduced level of amniotic fluid. Increased clavicle breaks and respiratory illnesses. Parenchyma: working tissue of an organ, as opposed to supporting or connective tissue Pathology: the medical specialty devoted to understanding the mechanisms, causes and manifestations of disease processes (cancer, infection, traumatic injury, toxic injury, congenital anomalies, etc.). 43 Pathologists do autopsies, examine tissues from surgery, and use a variety of laboratory technologies and research methods. Pathologists generally do not treat patients or admit them to hospital. Platelets: microscopic cellular elements of the blood vital to clotting. Polyhydramnios: Too much amniotic fluid. Retina: the light-sensing element in the back of the eye. Subacute Subdural Hematoma: Subdural hematoma that is 4-10 days. Subarachnoid Hemorrhage: bleeding in the subarachnoid space (space normally filled with cerebrospinal fluid, below the arachnoid membrane and above the brain. Subcutaneous: under the skin. Subdural Hemorrhage or Hematoma: bleeding beneath the dura and above the arachnoid. Subgaleal Hemorrhage: bleeding in the deep tissues of the scalp just above the skull. Tachycardia: A rapid heart rate, usually defined as greater than 100 beats per minute. Tentorium: a fold of the dura mater which separates the cerebellum from the cerebrum and often encloses a process or plate of the skull called the bony tentorium. Transverse Lie Presentation: means the fetus is oriented from one side of the mother to the other and neither the head nor the butt is coming out first. Traumatic Axonal Injuries: axonal injury due to trauma. Generally observed as focal injuries. Unilateral: Having, or relating to, one side. Vertex Birth Presentation: the top of the baby's head comes first at delivery. Useful Medical Abbreviations Dx: Diagnosis Plt: Platelet Rx: Prescription WBC: White Blood cell count Hx: History SDH: Subdural Hemorrhage or Hematoma Fx: Fracture SAH: Sx: Seizure RH: Retinal Hemorrhage 44