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DRAFT – JUNE 2006 FEMINISM AND THE FLAT LAW THEORY MARGARET DAVIES* ABSTRACT This paper examines two modalities of law, depicted spatially as the vertical and the horizontal. The intellectual background for seeing law in vertical and horizontal dimensions is to be found in much socio-legal scholarship. These approaches have challenged the modernist, legal positivist and essentially vertical view of law as a system of imperatives emanating from a hierarchically superior source. In keeping with this tradition, but approaching it from the perspective of legal philosophy, my aim is to address three matters. First, why is vertical law problematic for feminists? Second, what are the theoretical characteristics of law in its horizontal register? Third, how is an appreciation of this ‘flat’ law useful for feminist legal theory and practice? In particular, I consider the ways in which feminist legal theory operating in the horizontal dimension can transgress, without transcending, the vertically-determined perimeters of the nation state. PERIMETERS OF LAW AND LEGAL SCHOLARSHIP This conference foregrounds some of the most problematic issues for feminist thought which exist in the world today. It asks us to reflect upon the spatially-limited histories of feminist thought. It suggests that feminist practices and theories may be as much shaped by their national environments as by their desire for gender equality. It asks us to consider feminism in the context of the changing status of the nation state. Of course, in order to avoid conflating ‘nation’ with a dominant culture, it is also necessary to address the internal divisions and spatial layers which make up any nation and any nation’s feminisms. Differences within any entity (whether nation, religion, or culture) should not be masked by a focus upon the differences between several such entities. The conference therefore also throws out an implicit challenge to Western feminists in particular to relocate ourselves in both our (multi)cultural and our national spaces, and to ensure that inter-cultural and international feminist dialogue takes place with an awareness of ongoing imperialism and even colonialism. In this way, the conference theme asks us to re-examine the very terms upon which our own version of feminist debate is founded. Perhaps most centrally, it asks us to reflect upon what it means to be a feminist, when differences of power are so evidently irreducible to gender. * Professor of Law, Flinders University. Research for this paper has been funded by an Australian Research Council Discovery Grant (DP0451107). This paper was written for the AHRC Centre for Law, Gender and Sexuality conference ‘Up Against the Nation States of Feminist Legal Theory’ held at the University of Kent June/July 2006. Many thanks to the conference organisers for the opportunity to present this paper and to the participants for their many useful questions, suggestions and comments. With a few exceptions, these comments have not yet been incorporated into this draft. I would also like to thank Tina Dolgopol for information, materials and feedback concerning the Women’s International War Crimes Tribunal, and Mary Heath, Niki Lacey and Ngaire Naffine for their comments prior to the original presentation. I welcome further feedback, especially on the practical elements and examples. Feedback can be sent to me at [email protected] References in this paper are not complete. 1 DRAFT – JUNE 2006 I approach these matters as a legal theorist in the Western and specifically Anglocentric tradition, meaning that my focus is upon what law is and how to understand its relationship to the social environment. Before going any further, I should point out that speaking of law and its relationship to the social presumes a separation, and a difference, between law as an entity and an external sphere. The terms of this difference have been of central interest to feminist critiques of law, since the separation of law from its conceptual others defines it as being about inclusion and exclusion. Who is represented in the law? Whose stories are told and heard? Who is in control? Common formulae such as ‘law and morality’, ‘law and politics’, ‘law and society’, ‘law in context’ tend to embed this positivist presumption in many forms of legal thought, even where the intention is to critique the absolute difference between law and its others. Law appears inevitably to be superstructural, exclusive, and identified with the nation state. It is not politics, society, culture, context – though it is related to these spheres. At the same time, much theory (socio-legal more than philosophical) depicts law differently, as something which is inseparable from the social landscape rather than superimposed upon it. Even so, legal theorists have struggled to find a language which does not separate law from variously defined contexts. My objective in this paper is to outline two modalities of law, depicted spatially as the vertical and the horizontal. The vertical is associated with the exclusionary tactics of the nation state, while the horizontal is based on relationships of actual proximity or contiguity. The intellectual background for seeing law in vertical and horizontal dimensions is mainly to be found in socio-legal critiques. These have challenged the modernist, legal positivist and essentially vertical view of law as a system of imperatives emanating from a hierarchically superior source. To take a few examples: in the early part of the 20th century, Eugen Ehrlich distinguished between official law and living law (1922; 1962). In a similar vein, Roscoe Pound wrote of law in the books and law in action (1910). Much later, Foucault saw power as a discursive force which circulates through socio-political spheres. Foucault differentiated this view of power from more traditional theories which located power in hierarchical and politically sovereign institutions (1980). Through the 1970s and 1980s legal pluralists wrote of official and unofficial, informal, or customary law (eg Griffiths, 1986; Merry 1988). In the closing stages of the century and much closer to my own intellectual home, Niki Lacey has invited critical legal theorists to revalue ‘the horizontal without obscuring the vertical’ (1998; 157). Even more recently, Ost and van de Kerchove have written about a paradigm change from the idea that law is pyramid to the idea that law is a network (2002), while Kaarlo Tuori has insisted upon the significance of both the normative and practical ‘faces’ of law (Tuori, 2002; 121-146) In what follows, I take inspiration from most of these theorists as well as a number of others. Perhaps most significantly, I think that Lacey has correctly identified the need to understand the interaction between vertical and horizontal dimensions of law, and to strengthen the place of the horizontal in legal theory. Acknowledging the horizontal is crucial to any legal theory which aims to reconstruct or transform the concept of law. It disrupts the systems of inclusion and exclusion maintained by hierarchical law. It opens new terrain for understanding the relationship between law and power. Moreover, the coming together of these two axes of the legal arena provides the most 2 DRAFT – JUNE 2006 promising opportunity for a viable dialogue between philosophy and sociology of law (see generally Lacey, 1998: 157-164). My aim in this paper is to address the theoretical characteristics of horizontal or flat law and consider how it might be useful for feminist legal theory, especially in the context of the changing nature of the nation state. I will approach my topic from three angles. First, I summarise the problems of formal and vertical law for feminism. Second, I outline what law looks like in its horizontal modality – flat law, as my title refers to it. Third, I provide some practical examples and ask how an appreciation of flat law is useful for feminist legal theory, especially in the context of the diminishing status of nation state. FEMINISM AND VERTICAL LAW Before exploring the flattened out perception of law, there is an introductory matter which is basically – ‘what problem does this approach address?’ Why is there a need to engage with law other than in its vertical register? What particular difficulties does the vertical understanding of law pose for feminism? As my objective is to explain the flat law approach in some detail, I will address this preliminary, but very important, question only briefly. Defined vertically, law is a hierarchy of superior and inferior rules and principles. It is seen to be a unified and orderly arrangement of norms, emanating from a single authoritative centre. Law in the vertical modality operates via a conceptually straightforward (though in practice very intricate) system of inclusions and exclusions, defining the territory, the subjects, the content, and the reasoning of law. The vertical concept of law sets limits and boundaries, including the limits which comprise the nation state and its associated notions of jurisdiction. Seen in this light, law can resolve conflicts, but it does not itself exist in conflict with other spheres of social regulation because law is institutionally superior to all other forms of normativity. (Jurisdictional conflicts do of course arise, but these are also governed by law.) This superiority of positive law as against the social arena is in the end due to practical factors – for instance, community acceptance, efficacy, or force. Regarded vertically, law appropriates and domesticates difference, and enforces commensurability upon things which, in the absence of law, would be incommensurable. The difficulties for feminists engaging with law understood as a positivist superstructure are very well known, and have been theorised for at least 25 years. Mostly, these problems centre on the detachment of positive law from everyday realities, its wilful blindness to gender as a meaningful social difference, and the construction of legal subjects as idealised white, heterosexual, masculine types (references; for a fuller summary see Davies, 2006). Much feminist critique of law has been about the seemingly endless mechanisms of exclusion and disempowerment associated with law. These forms of exclusion can rarely be characterised as explicit status-based discrimination by law, although some examples of this do remain. More commonly, the forms of exclusion identified by feminists centre upon the gendered values read into its so-called ‘neutral’ doctrines,1 the selectivity of legal doctrine in For instance, the values underpinning the ‘reasonable’ person, ‘human’ rights, or legal personality in specific contexts: Naffine, 1995; 2003. Even where gender is institutionally recognised, as in ‘gender 1 3 DRAFT – JUNE 2006 addressing harm,2 the normalising effects of law on socio-political movements,3 the silencing of certain voices and narratives in court-based dialogue, the gendered nature of legal culture, and so forth. It has therefore become clear that hierarchical positive law does not exclude merely by virtue its formal operation. The channelling of legal power and privilege is a consequence of law’s interactions with wider socio-political discourses and culture. However, while critics have indicated how the cultural bedrock is absolutely essential to the operation of vertical law, its influence is normally underestimated if not completely denied by mainstream accounts of law ideologically committed to the narrative of a single and separate law. Within this framework, it is easy to see why engagement with the positive law has been regarded as only a partial solution by feminists and other critical legal scholars. It is only too evident that the remedy for exclusion is not simply formal inclusion, and that disempowerment cannot be addressed only by a conferral of rights. In essence, feminists have realised that positive law is not an entirely satisfactory medium for social change. This is because of the inbuilt limitations of its culture, its definitional structures, and its approach to reasoning. Moreover, when law is seen as a hierarchical imposition, persons become rather passive recipients of law: we are constructed, individualised, subjected, personified, according to legal imperatives. Any reform of the law necessarily passes through an entire organisation of legislators, judges, legal experts and professionals. The top-down construction of law places definitional and interpretive power in the hands of those defined internally as the source of legal meaning, as Lacey says, that ‘law-creating subject and the subject of law’s power are irreducibly divided’ (1998: 158). Whether or not the officials who populate law’s hierarchy are demographically diverse is not the issue: the issue is rather the monopoly held by this hierarchy on constructions of legal truth. That is not to deny the evident and positive impact which feminism has had upon both the content and the culture of law. In addition, and with more specific reference to the conference themes, law in its vertical modality is modelled upon the nation state. The state provides the conceptual perimeter, the source, the territory, and ultimately the identity of law. This law is not only defined against ‘other’ territorially-defined laws, primarily other states, it also suppresses intra-territorial differences in the name of state unity and formal equality. Vertical law insists, in other words, upon legal singularity and forecloses the possibility of, for instance, religious and indigenous laws. It unifies the internal spaces and localities of law, while insisting upon the disunity of itself with ‘other’ law. International and regional legal orders such as the EU mimic this vertically-operating notion of law on a multi-national basis: such instances of supra-state law can be hierarchical and top-down in their concept and exclusionary techniques (Koskenniemi, 1997), despite their apparently polycentric origins. mainstreaming’, it can operated as merely a bureaucratic strategy which can ‘tame and deradicalise claims to equality’ Charlesworth, 2005, 2. 2 For instance, the use of the partial defence of doctrine of provocation against women, and the unwillingness of judges to apply it to gendered violence except where the masculinity of a killer was under threat by a ‘homosexual advance’: Morgan, 1997; Pasquale, 2002. Or, the lack of recognition of gender-specific harms in areas of international law: Gardam and Jarvis 2001; Orford 2002; Charlesworth and Chinkin, 2000. 3 For instance, the forcing of lesbian and gay political activism towards the agenda of same-sex marriage: Loader, 2004. 4 DRAFT – JUNE 2006 At the same time, privileged cultural markers, the marks of hegemonic masculinity, heterosexuality, racial preferences, colonial ideologies, concepts of ‘family’, are merged with the vertical structures of law. At the top end, the result is the collaboration of nation state, legal singularity and cultural (including sexual) homogeneity. On the ground, the result is empowerment and disempowerment of legal subjects, determined in part by their relationship to the matrix of law/state/culture. Among other things, one difficulty posed for feminists by all of this is simply that law in its vertical register governs the agendas of critique. This may seem obvious – feminist legal theory is on one level necessarily reactive to law, which limits the terms upon which feminist discussion proceeds. But engagement with the law of a single territorially-defined space masks other spaces, other registers of law. It limits the possibilities of legal change, represses the imagination, and forecloses certain voices and certain arguments from being heard within the legal domain. For instance, in Australia feminist legal theory largely complies with the colonialist imperative which defines law by reference to our Constitution, a British Act of Parliament. I am not saying we have a choice about this. But I am saying – what we already know – that the entry-point for Australian law is constituted by a denial of other possible legal spaces, Indigenous and other. Similarly, in its vertical form law places jurisdictional limits on feminist trans-national engagement. Thus, to quote Lacey (1998, 163): …there is a powerful argument for broadening the horizons of critical legal theory beyond the rails of the formal legal order to encompass the tracks and sidings to which it has too often consigned the practices forming the object of socio-legal studies. This would allow critical legal theorists to encompass a wider conception of legally relevant practices in the search for glimpses of empathy for and recognition of the Other and hence for insight about how to weaken the arbitrary, excluding and hierarchical in the operations of legal power. It would also give us a more acute appreciation of the continuing exclusions inherent in institutional changes with rosy theoretical credentials. Insofar as critical legal theory prioritises a critique of the hierarchical understanding of law, it does not draw into the theoretical net other legalities which impinge upon and interact with vertical law. In contrast, prioritising the horizontal entails cutting across and disrupting the vertical and its associated exclusions, and has the potential to disperse the unidirectional flow of hierarchical power through a more expansive network of relationships. LAW AS VERTICAL AND HORIZONTAL Pragmatic and Speculative Method Like accounts of the state which reduce it to a single authoritarian narrative, the concept of vertical law is now regarded by many legal scholars as outmoded (Brown, 1995: 174; Murphy, 1999; MacCormick, 1993): the power of law does not just flow down from a single centre, but is located in multiple sites, for instance of interpretation, regulation, and alternative practices of law. At the same time, the vertical aspect of law is very familiar to legal scholars, so familiar in fact that it appears to represent a universal truth about the nature of law or at least a necessary truth about the experience of law in Western societies. Thus, Western legal 5 DRAFT – JUNE 2006 scholarship often proceeds as though the vertical aspect of law is its essential form: we nonetheless subject it to critique and call for its conceptual reconstruction. My approach to the matter of reconstruction is partly pragmatic, partly speculative. The pragmatic part is to recognise that the vertical description of law does have its place in legal theory and feminist theory. It is a ‘true’ account of law because as legal actors, legal subjects, and legal theorists, we believe it to be true and act on this basis. To put this another way, legal actors make the vertical account of law true by presuming it to be so and acting in accordance with this presumption. For feminism, this means that there is much sense in continued practical engagement with law in its vertical register, including interventions in law and policy reform, promotion of new rights, gender mainstreaming projects, anti-discrimination initiatives, and reformulations of legal doctrines. There is sense in this because the vertical dimension of law is not about to disappear and because the formality of legal processes do sometimes work in the interests of marginalised groups. The speculative part of my approach involves locating and amplifying alternatives to vertical legality. As I shall explain, there are a number of instances of the vertical authority of law being displaced by practical demands, such as the need to acknowledge social diversity in dispute resolution, the need for reflective and nonimperialist action in relation to gendered harms, or the need for colonial law to recognise its co-existence with Indigenous law. Legal pluralism theorises these and other developments as ‘semi-autonomous social fields’ or alternative spheres of normative ordering, which exist alongside legal regulation (Moore, 1973; Teubner, 1997; cf Koskenniemi, 2005). They have a parallel existence with state law. I am more interested in the ways in which horizontal practices may be regarded as another dimension of formal law, a dimension which – though underrated – is nonetheless intrinsic to law – an inherent pluralism of law. The horizontal dimension to law, or flat law, is not a new concept or theory of law – I do try to avoid the philosophical imperative of grand theory. Rather, my intention is to build upon alternative practices of law, alternative knowledges about law, alternative localities in which law exists, and alternative legal subjectivities. The objective is a philosophical distillation of practices and understandings of law which already exist and not the construction of a new and alternative theory. Such a distillation is not (only) an end in itself, but may also act to legitimise and strengthen alternative legal practices. Two Expressions of Law Horizontal law replaces the values of superiority and certainty with the values of contiguity and contingency, that is, of mutable relationships formed with the persons and communities next to you and around you. It replaces the limited spaces of lawstate unity with the more expansive, illimitable, and multi-dimensional (or stratified) spaces of intersubjective actions. Schematically and quite simplistically, the difference between law in its vertical modality and law in its horizontal form can be depicted in this way: VERTICAL DIMENSION OF LAW or, law being singular defined exclusively coherent HORIZONTAL DIMENSION OF LAW or, law being plural defined inclusively non-coherent 6 DRAFT – JUNE 2006 unified, essential identities monocentric, univocal limited territory/nation state position commensurability enforced hierarchical appropriative/proper sovereignty, neutrality, sameness self-obsessive non-unified, inessential identities polycentric, multivocal illimitable and layered spaces superposition incommensurability recognised participatory, distributive improper/common anarchy, situatedness, difference self-reflective (FIGURE 1) It will be obvious that this table is partly a composite of ideas already available in critical and feminist legal thought, though I have extended the metaphor and synthesised the elements into a schematic form. For instance, the opposition between monocentric and polycentric law is derived from Nordic scholarship which uses this terminology and which, as Hanne Petersen has illustrated, has a specific relevance to feminist legal thought (Petersen, 1997). The opposition between law being singular and law being plural disjoins Jean-Luc Nancy’s state of ‘being singular plural’ (Nancy, 2000). 4 I have added some elements to this synthesis, such as the notion of ‘superposition’ which describes the ability of law to exist in two or more states or conditions at once.5 Although this table suggests a dichotomy between two types of law, I would like to make it clear that my primary intention is to represent two different angles or perspectives on the one object – the law of the nation state. First and foremost the difference comprises two ways of seeing and practicing the one thing. The vertical register of law, of which Hans Kelsen was the archetypal theorist (Kelsen, 1934), sees law as a hierarchy or pyramid of norms, in which the validity of each law is ensured by a superior norm. All law is ultimately enclosed within the perimeter dictated by law’s sovereign centre: the ‘unity of a plurality’ (Kelsen, 1934: 55) of law subsists in this vertical arrangement. In contrast, flat law, as I have called it, names the multiple locations, manifestations, and interpretive possibilities of state law. Flat law is state law understood as a national and cultural artefact which cannot in the end be separated from the social spheres of which it is such an intrinsic part. There is no unity to the plurality of law seen in this light. In this sense, the horizontal/vertical terminology should not be confused with the more empirical distinction drawn by legal pluralists between official law and unofficial law, or formal law and living law. In order to avoid misunderstanding I need to be as clear as possible on this point. Other normative spheres, for instance those centred on religious law, Indigenous law, non-legal regulative regimes or social institutions, are deserving of independent scholarly attention on their own terms, as semi-autonomous social spheres interacting with each other in particular ways (Moore, 1973; Griffiths, 1986). My concern, however, is only upon how these ‘other’ 4 The disjunction should not be taken to suggest that being singular and being plural are autonomous conditions of law, though I have separated them for the sake of analysis. In fact, as I have argued elsewhere, legal singularity is inherently plural – the singular and the plural are inseparable, though two conceptual angles on the one object. 5 I have taken this suggestive term from quantum theory but since I would not pretend to understand that theory in the least, am using it in an analogical way. 7 DRAFT – JUNE 2006 normative environments interact with, feed into and affect the concept, the culture and the content of state law. My analysis is not about all of the systems which could conceivably be called ‘law’, but rather of a flattened out perception of state law which is nonetheless cognisant of all of these contexts. I realise that speaking of state law like this begs a rather crucial question, indeed it begs the whole history of jurisprudential and legal philosophical debate over the definition and limits of law. This is, nonetheless, a question which I am prepared to leave to one side, adopting (for now) a pragmatic acceptance of the discursive and institutional limitations of state law. Flattening Law Given that the structure of law seems so self-evidently vertical, a question arises as to how we might reconstruct it into a horizontal format. I will start with a systematic attempt to describe flat law in its relation to more traditional accounts. Very simply, the vertical dimension of law might be represented like this: source content practice (FIGURE 2) ‘Content’ is a little vague, so to be more specific in a way which suits my purposes: source norms/reasoning subjects spaces practices (FIGURE 3) The ‘institutional and ideational sources’ of law (Goodrich, 1986: 4) determine the legal norms (for instance legislation, cases, regulations) and also what counts as valid forms of legal reasoning. Legal norms constitute subjects and citizens, and also determine the jurisdictions, territories and domains in which law operates (the nation, the public sphere, specific courts etc). Underneath the abstract content of law subsist all sorts of legally-defined practices, such as obtaining a passport, freezing an embryo, transferring property, driving a car, getting married, constituting a corporation, commencing litigation, and so forth. As anyone can recognise, even this is a very simplistic account of any legal order, since in fact each element of the hierarchy is itself complex and composed of various layers. There is a hierarchy of sources, and the division between conceptual and institutional sources is very murky indeed. Legal norms and other reasons such as decisions are compelling or persuasive to differing degrees (Raz, 1990: 25), and some reasons override or exclude all others (Raz, 1990: 39-45). 8 DRAFT – JUNE 2006 There are two ways of ‘horizontalising’6 the system described above, both of which are useful and valid interventions against the vertical construct of law. The first way is to think of each term in the vertical system as itself existing in a horizontal plane, as defined not only by its up and down relationships, but with its sideways relationships. Each term becomes outward looking and exists in proximity with so-called ‘nonlegal’ elements, except that we see that because the non-legal has a constitutive effect on the law, it must be part of the definition of law and is in fact intrinsic to it. Here is a representation: s source s s norms/reasoning s s subjects spaces s s practices s (s = the social, including religion, culture, knowledge, politics, morality, socio-economic conditions, human perceptions of environmental imperatives etc)7 (FIGURE 4) The diagram is an attempt to show that each of the elements in the vertical system of law is itself constituted within a horizontal context and is not simply determined by a closed normative system. The picture could be far more subtle – as it is, it seems simply to suggest a ‘law in context’ model, whereas my intention is to convey a more dynamic, more mutually constitutive, and less determinate set of relationships. For example, it is not just a question of the legal category of ‘subject’ (or citizen, identity, or person) being partly constituted by cultural factors such as gender and sexuality. It is also a question of how legal categories impinge upon and shape social identities, how human persons move (sometimes seamlessly and sometimes awkwardly) between multiple normative environments, how knowledge of the law is derived from the plural perspectives of these ‘inessential identities’, and how law lives in the social sphere (Ehrlich 1962; Manderson 1996: 1064). In practical terms, as I will explain, there is also a sense in which legal activists, including feminists, engage in a deliberate blurring of law/non-law distinctions, so that active participation at the edges of law contributes to its redefinition. The second method of looking at law horizontally is simply to flatten the hierarchy, so that each term has conceptual and functional equality with the others. That is: practices subjects norms spaces sources (FIGURE 5) In the use of ‘ugly’ neologisms, I take my lead from Kevin Gray, who wrote of ‘propertising’ resources which are excludable (Gray, 1991, 256). 7 Identifying all of the ‘contextual’ horizontal elements as ‘the social’ is of course a significant oversimplification. In the ‘social’, I include everything to do with the construction of normativity and knowledge in the broadly Western consciousness, including some things which others would categorise as belonging to the cosmos rather than to human society, such as our constructions of science and scientific norms and all moral and religious imperatives. But even if my assumption of the human/social basis of all perception/knowledge/morality is rejected, that does not necessarily impede the horizontalising moment, rather, we would simply need a more complex notion of these ‘environmental’ factors and would also then question the purely social nature of human law. 6 9 DRAFT – JUNE 2006 In this diagram, we see a change in traditional descriptions of law, a change comprised essentially by a refusal to privilege any aspect of law as fundamental or basic. Practices and subjects constitute law just as much as institutional and ideational sources (Petersen, 1997; Kleinhans and MacDonald, 1997; Chiba 1998: 239). Like the other diagrams, this is also a simplification: at the very least, it needs to be combined with figure 4 in a three dimensional form, which would combine both types of horizontalised law. Each ‘legal’ element has both a horizontal and a vertical relationship to each other legal element, and they all have a relationship to the socalled non-legal elements. The various elements reflected in the picture are not distinct, but overlapping and entangled. And there are still local hierarchies or relationships of superiority and inferiority, but not necessarily those we see in Figures 2 and 3, representing the more conventional approaches to law. This is an important point, because it indicates that while the flow of power through the system may be altered and decentralised, the operations of power cannot be eliminated. To give an example, an alternative practice of law, such as an Indigenous court or sentencing circle, might substitute the conventional sources of law with an Indigenous law. The subjects of such a practice are empowered (to a limited degree) to constitute the source of law, thus inverting the normal hierarchy where an official source constitutes a particular practice through the medium of legal reasons (rules, doctrines, conventions). Legal power is transferred to a traditionally non-legal site. At the same time, such an initiative may still reflect the gendered structure of the vertical legal system, the society at large or the local community in its hybridised form (Goel, 2000; cf McNamara, 2000). Power is not eliminated, but it may be re-located. The projected Figure 6, combining and building upon Figures 4 and 5 is what I mean by ‘flat law’, even though I do not have the skill to represent it in a diagram. (It is, of course, unrepresentable). ‘Flat law’ it is not entirely flat, and not entirely law. These observations highlight the reductionist and ultimately misleading nature of simplistic images such as the horizontal/vertical portrayal of law. Rather than ‘flat law’ we could more accurately imagine ‘astigmatic law’, meaning that the horizontal and vertical lines have different focal points. 8 Or, we could hypothesise that legal structures are folded, much as spacetime in the universe is seen as curved, or like a mobius strip, an image which brings out the indeterminate nature of the insides and outsides of law.9 There are perhaps even more technical mathematical possibilities for imagining law’s spatial properties. The simplistic image I have presented, on the other hand, has a strategic purpose: it allows us to focus upon (and perhaps encourage) a more easily understood change in legal consciousness and practice, while appreciating that it is not intended as a ‘representation’ or ‘reflection’ of law. There is also a sense in which representing law in diagrams such as these suggests that it is a static structure, or a set of fixed relationships. In fact, all of the elements of all of the diagrams should also be regarded as having a temporal and dynamic aspect. They all exist in relation to a past and a possible future, and because of its inherent fluidity, it is not possible to describe the system as a positive fact. The descriptive and 8 9 Thanks to Joanne Conaghan for this image, and her explanation of astigmatism. Thanks to Kevät Nousiainen for making these point. 10 DRAFT – JUNE 2006 the normative, the present and the future, and the is and the ought of flat law cannot be separated. FEMINISM AND FLAT LAW I would now like to give some practical examples of what I mean by the horizontal aspect of law, and to show how efforts to challenge the verticality of law can be of use to feminist legal practice and theory. Not all of the examples are defined around questions of gender, though I hope that they suggest first, the changing paradigm of law, and second, some parallels for gender-oriented interventions in law. Most importantly, they illustrate possibilities for the voices of legal subjects to be heard in different ways and in different spaces, and show these subjects constituting law differently. I take as my point of departure figures 4 and 5, and the ‘content’ elements of legality I have identified there: norms, spaces, and subjects. I do not separately consider the extremities of the hierarchy, that is, the sources and practices of law. This is because efforts to see and to practice law in a horizontal modality always invoke alternative sources and often invoke alternative practices of law. Legal Norms and Legal Reasoning Legal reason is in a sense the prototype as well as the most vulnerable point of the vertical dimension of law. The reasons of law consist in its system of norms, precedents, principles, doctrines, and conventions – that which we ordinarily identify as the substance of law.10 Such legal norms provide the premises for what is known as ‘legal reason’, typically deductive or analogical modes of thought directed at particular types of legal action – judicial decision-making, administrative actions, and legally-constrained behaviour by legal subjects. I don’t want to go into great analytical detail about these matters, though there is a clear risk of over-simplification. The central point is that norms and reasoning are in a sense the core business and identity of law in its conventional sense, and that there is an obvious vertical and exclusionary aspect to the use of legal reasons and norms: systems of law establish hierarchies of norms and the processes of legal reasoning operate to include some sorts of reasons (those with a pedigree) and exclude others (see eg Schauer, 2004). Reasons and reasoning are core legal techniques for ensuring the unity, the coherence, and the limitedness of law. At the same time, the reasons and reasoning of law has proved to be its most vulnerable point for two very simple reasons – language and human beings – both of which are absolutely essential to the vertical operation of law, but neither of which can be constrained by it. Language requires interpretation, and human beings are complex multiply situated subjects. Both introduce elements of indeterminacy and plurality which strikes right at the heart of the concept of a separate law. Theory after theory has tried to organise language, human agents, and law into an orderly system (eg Hart 1992; Dworkin 1986), but the simple fact is, as critic after critic has pointed out, that while law cannot exist without human agency and language, they are also both intrinsically indeterminate and incapable of the theoretical closure which vertical law seeks. This accounts for the slippery nature of the law/culture relationship in key 10 Here I gloss over some of the more technical discussions within legal philosophy. For instance, Raz talks of decisions as ‘exclusionary reasons’, while Kelsen calls them ‘individual norms’. I have simplified my discussion so that it coheres more with what I perceive to be common usage among nonanalytically-minded scholars and practitioners. 11 DRAFT – JUNE 2006 legal concepts (see Naffine 2003) but it also opens up the possibilities for political action by redefinition. Much could be said about feminist efforts to critique and redefine specific legal concepts. Starting with the ‘reasonable man’ or the thinly neutralised ‘reasonable person’ (Finley, Bender), legal feminists have patiently and incrementally unpacked the elements of law’s complicity with patriarchal culture, and attempted to insert more open and gender-sensitive readings into our understanding of law. Such efforts exploit law’s alleged limits (Gunnarsson et al, 2007) by first, unmasking the law/power dichotomy and showing how power is central to law and second, by reasserting law as law, though redefined in some particular aspect. Such interventions could be seen as horizontalising our understanding of law at the micro level of specific legal doctrines. Although thoroughly grounded in an engagement with positive law, such feminist work supplements a merely reformist approach to positive legal change because it attempts to exert control over legal meanings via legal culture rather than via legislation. At the very least it does this by exposing law’s duplicity in relation to key social distributions of power. At the macro level, a perhaps more confrontational feminist strategy involves resisting the traditional taxonomies of law by reordering it in ways which are more socially meaningful. An early example of this sort of intervention was Tove Stang-Dahl’s positing of a sphere of women’s law (Stang Dahl 1987). Some years later, Reg Graycar and Jenny Morgan adopted a comparable strategy in their book The Hidden Gender of Law (1990 and 2002), which is organised according to the socio-legal experiences of women rather than according to law’s vertically-defined categories. I read such acts of theoretical activism as attempts to resist and redefine law’s verticality in a way which transgresses its inside/outside dichotomy. Such engagements with law do not take place within the hierarchy of law, but nor are they entirely outside it. Rather, the social is explicitly brought into the definition of law, and the law is explicitly located throughout the social domain. The strategy negates vertical law’s unique power to define the world, making formal law one factor among others. The ability for feminists and critical theorists to relate across national or cultural borders without having the terms of this relationship dictated by formal law (though still cognisant of its existence) is vital. For instance, debate has raged over the occasional use of Indigenous law in Australian courts in the light of a perception that it condones sexual violence against women and children. (This is a transnational issue, since Indigenous law has never been recognised as legitimate in its own right. Of course from the perspective of vertical law it is an internal issue, since Australian law purports to apply uniquely and entirely to the territory it claims.) In this instance, the formal law has proved to be an obstacle to understanding, despite what many might regard as well-intentioned efforts to be culturally sensitive. Formal law often seems institutionally incapable of listening to the voices of women, in particular Indigenous women, preferring instead the more familiar knowledge of white anthropologists, legal precedents, and arguments framed by lawyers. In this way, the political choice imposed upon minority women between cultural rights and gender-based rights is reinforced by law’s vertical structure. Formal law rarely sees beyond cultural 12 DRAFT – JUNE 2006 difference as the difference between cultures, a focus which masks the equally significant differences within cultures (Post, 2003). Spaces As indicated above, the vertical dimension of law delimits the spaces within which law is legitimately practised. It delimits the nations, the jurisdictions, and the institutions (such as the courts and the legislatures) of law. In addition, law colludes with political theories such as liberalism to divide the social world into public and private spaces, which supposedly correlate to regulated and unregulated spheres of activity. Feminist theory has critiqued and actively intervened in this vertical structure by relocating law: that is, by locating law in spaces beyond its vertically-defined spheres. One critical illustration is the now-routine insight that law is not in fact confined to its own sphere of operation but constructs and otherwise impinges upon subjects, social life, so-called ‘private’ relationships, and so forth (O’Donovan, 1985; Lacey, 1998, chapter 3). This critique dislocates law, blurs its self-defined edges, and suggests that it has an illimitable and pluralist character: it is ‘illimitable’ because its boundaries are not effective, and ‘pluralist’ because it manifests differently in different contexts. eg, While heterosexual de facto couples, single people, same-sex couples, and unmarried cohabitees may not have their relationships directly defined by the marriage law in Australia, the normative impact of marriage on each of these groups in their everyday lives and their homes, is undeniable, though differently expressed in each case. (Graycar and Morgan, 2002: 14) It is different again for those whose religious faith is at odds with the secular law (Mirza …). Thus, the edges of marriage law are not clear, and its social effects cannot be meaningfully unified in a single normative form or confined to any particular space or sphere. A more positive reconstructive example is the positive performance of legal dramas in spaces beyond the formal domain of law. In 2000, for instance, the Women’s International War Crimes Tribunal heard a case against Japan and various of its military and government personnel in relation to the sex slavery perpetrated by the Japanese army in World War II. This was not a tribunal established under international law or, obviously, under Japanese domestic law, though it conducted its hearings in Tokyo. It was constituted as a ‘people’s court’ or ‘people’s tribunal’, established by an alliance of grassroots activists, NGOs and academics. At the same time (and in contrast to truth commissions) the tribunal followed ordinary legal conventions regarding evidence and procedure (Chinkin, 2001: 337-338) and applied legal concepts of standard of proof, responsibility and guilt, thus re-enacting the law in a space where the formal law feared to tread. The ‘legal’ nature of the proceedings was underlined by the appointment of four highly qualified judges, and their production of a legally rigorous and lengthy opinion.11 The ‘re-enactment’ of law was not completely faithful: as Dolgopol notes, understandably the procedures did not permit witnesses to be cross-examined (Dolgopol, 2006, 495). The tribunal redefined justice in relation to civil society rather than only in relation to government (Dolgopol, 2006; Chinkin 2001) and although its findings could not be binding in any official Women’s International War Crimes Tribunal for the Trial of Japan’s Military Sexual Slavery, Case no PT-2000-1-T, delivered 4 December 2001, The Hague. (WIWCT, 2001) The judges were Gabrielle Kirk MacDonald, Carmen Argibay, Christin Chinkin and Willy Mutunga. 11 13 DRAFT – JUNE 2006 legal sense, it nonetheless provided a space for the foregrounding of some extreme harms otherwise unacknowledged by law. There are obviously some limitations or criticisms which might be raised about such a marginally legal performance: it remained formal, and reproduced even as it transgressed the vertical dimension of international law. It could not bind or legally affect any perpetrator, it could not deliver real reparations to the victims of crime, and the quality of its findings was largely moral. On the other hand, however, I would see such an activist intervention in the formal law as an attempt to relocate and redefine it beyond the state and government, and beyond the spaces and institutions formally constituted by vertical law. Given that the survivors were at least partly in control of the process, the flattened law of the tribunal is more participatory and inclusive than vertically-defined law. It could also be regarded as ‘polycentric’ in that it refers to both ‘legal’ and civil society-based sources. It could not have taken place without the participation of lawyers, but it was centrally driven by victims of crimes against humanity, by NGOs and by political activists. It is horizontal in both of the senses referred to above: the spaces of law were extended by the enactment of law in an alternative setting (cf figure 4); in addition, the tribunal was motivated by a need for law to emanate from grassroots movements,12 thus equalising the sources, the subjects, and the content of law (cf figure 5). An evident objection to my analysis at this point is that the Women’s International War Crimes Tribunal does not illustrate a horizontal dimension to law at all, but rather an effort to enact a normativity beyond law. It could be seen as a normative order which is parallel to formal law, rather than intersecting with it in a transformative way. On this view the tribunal would simply be a non-legal repetition of law, rather than a horizontalised manifestation of the legal. The resolution to this issue depends largely on whether the limits of formal law are seen as relatively fixed and self-defining or as permeable and open to transgression. Clearly, my preference is for the latter view, meaning that this particular intervention can be read as legal in a horizontal if not a vertical sense. It was also the view of the judges, who argued that ‘”law is an instrument of civil society” that does not belong exclusively to governments’ 13 and that ‘where states fail to exercise their obligations to ensure justice, civil society can and should step in’ (WIWCT, 2001, paragraph 65). Even more directly, they noted that the term ‘“mock trial” inaccurately describes the work of the People’s Tribunal, as it is not a fake trial, but essentially a real trial without legal force.’ (WIWCT, 2001, para70) Regardless of its formal ‘status’, I would say that the tribunal participates in a broader feminist project to reimagine law as taking place across jurisdictions, across nationalities, and beyond normal constructions of subjectivity. Its methodological innovation was to ‘combine traditional women’s organising methodologies – networking, consciousness-raising, and alliance building – with procedural initiatives that have established legitimacy among states and within civil society.’ (WIWCT, 2001, paragraph 72) Thus, the tribunal provides a forum for gender-based critique and reconstruction of the state and its formal legal processes. In this sense the tribunal envisions a future participatory law, at the same time as it tries to reconstruct an appropriate legally-defined version of the past. 12 Exacerbated by the refusal of the Japanese government to recognize the legal responsibility of the state (Dolgopol, 2003). 13 The inserted quotation is from Falk, 1988, 29 as cited in WIWCT, 2001, n32. 14 DRAFT – JUNE 2006 Subjects Practising Law The third aspect of the horizontal is the role of the subject in practising, knowing, and constructing law. Legal positivism has always seen law as a human construction, something ultimately posited by humans and not by any transcendental agent. Law cannot be read off the nature of the cosmos and is not divinely revealed. As a description of the Western understanding of law, I have always believed this to be correct. Positivism took law away from God and universal truth and gave it back to human society. However, in the same gesture, positivism also removed dynamic, immediate human agency from law: positive law is channelled through formalised institutions and is seen to operate at several removes from everyday life. Here, I have always thought that positivism gets it wrong, both as a description of how law can and does work, and as a view of how it ought to work. The historical reasons for this segregation of law from the social are fairly obvious: in the movement from natural law to positive law, legal authority was transferred from God to Leviathan and then to the demos or the people. The people are seen to comprise a unitary community existing within a single public space contained within a national border. The people is singular not plural, it is the coming together of reduced rational, individual, human types. Through a variety of rather formalised mechanisms, the people constructs a single law. Such a single law is always conceptually and practically removed from the plurality of human beings inhabiting numerous intersecting public and national spheres. (cf Bohman, 2005) Feminists and critical theorists have often wondered whether, instead of a single ‘benchmark man’ law ought to be reconstructed so that it represents a variety of human types, rather than just one (Irigaray …). There are several problems with such an approach, not least of which is that may simply essentialise a multitude of identities (Drakopolou 2000: 213; cf Cooper, 2004: 83-88). This is little conceptual advance on a system which reduces all to one essential identity. From my point of view, an added difficulty is that multiplying subjects under the law does not address the foundational problem, which is the hierarchical view of law in which subjects are subjected, or constructed, by law but play little role as (re)producers and authors of law. Looking at law horizontally enables a repositioning of the subject as an active participant in law-creation, rather than its merely passive recipient. One angle on this is epistemological: it concerns creation of knowledge about law. Instead of assuming that the hierarchically-empowered legal officials, jurists and judges must be the starting point for legal knowledge, it is also possible to look at the understandings of law generated by plural, inessential subjects with complex affiliations of sexuality, ethnicity, gender, religious identity, and class. Such a plurality of persons necessarily generate a plurality of legal knowledges (cf Cover 1983), which are not, however, completely subjective since they originate in shared meanings and common identities (see also Kleinhans and MacDonald; Manderson). From the perspective of vertical law such meanings are marginal to any truth about law, but this marginality is a consequence of the vertical control over legal meaning: it is politically enforced marginality, not the necessary condition of plural knowledges about law. As I have written about this in several other contexts, I will not pursue it here (See Davies, 2005; 2006; 2007a; 2007b). 15 DRAFT – JUNE 2006 Another more immediate aspect of horizontal or distributive law creation occurs in the practical dimension. A number of ‘alternative’ legal practices now exist which have as their aim the positive empowerment of legal subjects as authors of legal outcomes or even legal regulation. I have already mentioned, for example, the Tokyo Women’s War Crimes Tribunal in which the survivors of wartime sex slavery participated in the construction of a quasi-legal process designed to bring moral judgment on the perpetrators. Other forms of transitional justice can also attempt, with varying degrees of success, to equalise subjects and laws. In domestic contexts, alternative dispute resolution, sentencing circles, restorative justice, and responsive regulation, are all types of participant-driven practice which contribute to a more horizontal understanding of the legal system and its processes. Here, however, the risks of simply associating legal practices which purport to empower subjects with more equal outcomes becomes evident. Feminists have long recognised that alternative dispute resolution does not necessarily promote better outcomes for women and that formal law can actually have an important role to play in equalising socially-enforced differences of power: as Lacey comments, ‘socio-legal research has shown that the informalisation of justice can play into the hands of the powerful, whilst the more inflexible application of legal rules by courts can on occasion provide some protection to the powerless.’ (Lacey, 1998: 159; see also Angela Harris, c1991). Similar risks arise in transitional and restorative justice initiatives (See Stubbs 2004; Daly and Stubbs, 2006): while the ‘deadly simple empowering feature of restorative justice’ is that it enables stories to be told beyond the congealed medium of lawyers and legal jargon, (Braithwaite, 2002: 564) standards and strategies are needed to ensure that re-victimisation does not occur. Indeed, Braithwaite argues that the ‘principle of non-domination’ is integral: without it, a process cannot be restorative (2002; 565). CONCLUSION Reaching out into the horizontal dimensions of law disrupts the exclusionary power so intrinsic to its vertical form, and opens new possibilities for legal meanings to emerge. Instead of looking at the substance of law and asking that it be more relational, flexible, or person-centred, a horizontal perception of law places the values of relationality, contiguity, and subject-empowerment at the heart of what law is. At the same time, it is important not to assume that disrupting legal hegemony with a more flexible, more pluralistic, more open-ended understanding of law will necessarily benefit women and other legally marginalised groups. Here, as always, no paradigm or model can wholly determine political outcomes, since these are also shaped by the cumulative power of absolutely local practices, discourses and relationships. 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