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Challenging Behavior in Adults with Intellectual
Disability
October 2013
Jodi Tate, M.D.
Overview
• Definitions
• Etiology, Epidemiology
• Challenging Behavior
• Etiology of Challenging Behavior
• Assessment of Challenging Behavior
• Treatment of Challenging Behavior
• ID: Intellectual Disability
• PWID: Persons with ID
• ASD: Autism Spectrum Disorders
• Dual Diagnosis: Axis I + ID
• CB: Challenging Behavior
Diagnostic Manual-Intellectual Disability
DM-ID
Mental Retardation (MR)
↓
MR/ID
↓
Intellectual Disability (ID)
• http://www.dmid.org/
DSM Changes
DSM-4: Mental Retardation
• Sub average intellectual
functioning : an IQ of 70 or
below on an IQ test
DSM-5: Intellectual Disabilities:
(Intellectual Developmental Disorder)
• Deficits in Intellectual
Functions
• Deficits in adaptive
• Concurrent deficits or
impairments in adaptive
functioning in at least 2
areas
• Mild, moderate, severe,
profound
functioning
• Onset of intellectual and
adaptive deficits during
developmental period
• Mild, moderate, severe,
profound
DSM Changes
DSM-4
• MR, Severity Unspecified:
DSM-5
• Global Developmental Delay
• strong presumptions of MR
• < 5 yrs old
• untestable by standard tests
• Can’t determine level of
impairment
• Reassess Later
• Unspecified ID
• > 5 yrs old
• Can’t determine degree of ID
• Use Rarely
• Reassessment Later
Adaptive Functioning Determined by 3 Domains: Conceptual, Social and Practical
Severity Level
Conceptual
Domain
Social Domain
Practical Domain
Mild
Concrete
Immature
Difficulty with social cues
Poor social judgment
Gullible
Age appropriate with
personal cares
Need support Complex
daily skills: grocery,
money, medical/legal
decisions
Elementary academic skill
development
Difficulty with social cues
and decision making,
Personal care possible with
A LOT of teaching
DSM 4:
IQ: 50-55 to 70
Mental Age: 9-12yrs
Moderate
DSM 4:
IQ: 35-40 to 50-55
Mental Age: 6-9yrs
Severe
DSM 4:
IQ: 20-25 to 35-40
Mental Age: 3-6yrs
Profound
DSM 4:
IQ: 20-25 to 35-40
Mental Age: 3-6yrs
Maladaptive behavior in a
“significant minority”
Little understanding of
written language or
concepts
Limited spoken language.
Single words.
Support for all activities
May be able to sort/match
objects
May understand simple
instructions or gestures
Dependent on others
Etiology of ID
• Highly Heterogeneous
• 30% of ID caused by:
• Down Syndrome, Fragile X, Fetal Alcohol Syndrome
• Prenatal: 4-28%
• Genetic, congenital malformations, exposure
• Perinatal: 2-10%
• Infections, delivery problems
• Postnatal: 3-12%
• Infections, toxins, psychosocial
• Unknown: 30-50%
Epidemiology
Shoumitro, World Psychiatry, 2009
• 1-3% of population has an ID
• 1.5 ♂:1.0 ♀
• 30% Dual Diagnosis (mental illness + ID)
• Wide discrepancy reported
• Many limitations with studies
• 40% Autism Spectrum Disorder (ASD)
•50-70% of individuals with ASD have an ID
Overview
• Definitions
• Etiology, Epidemiology
• Challenging Behavior
• Etiology of Challenging Behavior
• Assessment of Challenging Behavior
• Treatment of Challenging Behavior
Challenging Behavior
• Challenging behavior (CB)
• Aggression
• Property Destruction
• Self injurious behavior (SIB)
• ID (Oliver-Africano, 2009)
• 25 – 50%
Etiology of Challenging Behavior
• Psychiatric Illness
• I’m depressed. I’m manic. I’m anxious. I’m psychotic.
• Behavioral Phenotype
• I have a genetic syndrome that predisposes me to become agitated and
angry.
• Medical Illness/ Side effects/Pain
• I am constipated. I have an ear infection. I have a UTI.
• Function of Behavior
• I want you to spend time with me = Attention
• I don’t want to work = Escape
• I want to a van ride = Access to tangibles
• Internally driven = Sensory
Diagnostic Overshadowing
• Falsely attributing symptoms to ID
• Health care providers overlook psychiatric or medical co-
morbidity
• “They are MR that is why they are acting that way”
Etiology of Challenging Behavior
• Psychiatric Illness
• I’m depressed. I’m manic. I’m anxious. I’m psychotic.
• Behavioral Phenotype
• I have a genetic syndrome that predisposes me to become agitated and
angry.
• Medical Illness/ Side effects/Pain
• I am constipated. I have an ear infection. I have a UTI.
• Function of Behavior
• I want you to spend time with me = Attention
• I don’t want to work = Escape
• I want to a van ride = Access to tangibles
• Internally driven = Sensory
Psychiatric Illness
What is the relationship between aggression and mental
illness?
Psychiatric Illness
• Complex relationship
• Literature isn’t much help
• Use terms interchangeably
• Discuss separately but don’t address their relationship
• Lots of opinions
• Behavioral Equivalent (atypical presentation of mental illness)
• Strong Association between depression and challenging behavior (Moss,
2000)
• Lack specificity (Charlot, 2005)
• Challenging Behavior is not a psychiatric disorder and inclusion
results in high rates of psychiatric morbidity (Whitaker, 2006)
Relationship between ASD and ID
Matson, Research in Developmental Disabilities, 2009
•ASD + ID poor prognosis compared to ID – ASD
•ASD + ID = Strongest predictor of hospital admission,
psychotropic use, Challenging behavior
•ASD + ID (McCarthy, 2010)
• High rate of challenging behavior (up to 88%)
•Transition to adulthood = DIFFICULT
• Leaving high school results in decline in services
• Slowing of improvement of symptoms after high school
DSM-4: Pervasive Developmental Disorders
• Autistic Disorder
• Social interaction
• Restricted Repetitive and Stereotyped behavior, interests, activities
• Communication
Autism Spectrum Disorder
• Asperger’s Disorder
• Social interaction
• Restricted Repetitive and Stereotyped behavior, interests, activities
• No delay in language or cognitive development (can have odd use of language)
• PDD, NOS
• Rett’s Disorder
• Loss of language, social, motor skills: 6-18 mo
• Childhood Disintegration Disorder
• Regression after normal development: 2-10 yrs
DSM-5: Autism Spectrum Disorder
• Deficits in
• Social Communication and Social Interaction
• Restricted Repetitive Patterns of Behavior, Interests, Activites
• Present in early development
• Cause impairment
• Not better explained by ID
• Specify
• With or without ID
• With or without language impairment
• Associated with known medical or genetic condition or environmental factor (Rett’s)
• With Catatonia
• Severity Level
• Level 1
• Level 2
• Level 3
Requiring Support
Requiring Substantial Support
Requiring Very Substantial Support
Etiology of Challenging Behavior
• Psychiatric Illness
• I’m depressed. I’m manic. I’m anxious. I’m psychotic.
• Behavioral Phenotype
• I have a genetic syndrome that predisposes me to become agitated and
angry.
• Medical Illness/ Side effects/Pain
• I am constipated. I have an ear infection. I have a UTI.
• Function of Behavior
• I want you to spend time with me = Attention
• I don’t want to work = Escape
• I want to a van ride = Access to tangibles
• Internally driven = Sensory
Behavioral Phenotype
DM-ID
PKU
Angelman
Prader-Willi
Cri-du-chat
Rubinstein-Taybi
Down
Smith Magenis
Fetal Alcohol
Tuberous Sclerosis
Fragile X
Complex
Velocardiofacial
Williams
Etiology of Challenging Behavior
• Psychiatric Illness
• I’m depressed. I’m manic. I’m anxious. I’m psychotic.
• Behavioral Phenotype
• I have a genetic syndrome that predisposes me to become agitated and
angry.
• Medical Illness/ Side effects/Pain
• I am constipated. I have an ear infection. I have a UTI.
• Function of Behavior
• I want you to spend time with me = Attention
• I don’t want to work = Escape
• I want to a van ride = Access to tangibles
• Internally driven = Sensory
Medical Illness/Side Effects
Kran, 2006; Lidnsey, 2002; Fletcher, 2007; Sheepers, 2005
• Numerous studies indicating etiology of aggression
• Undiagnosed medical condition and/or side effects from meds
• ID and Mental Illness (dual diagnosis)
• One of the most underserved populations
• Lack of recognition of common medical conditions
• Lack of preventative health care
• Increased Rates of Mortality and Morbidity
• Seizures, GI, DM, Poor dentition, Osteoporosis,
• Aspiration Pneumonia, Hearing and Visual Impairments
Lack of adequate education/training
of health care providers is a major contributor
Medical Illness/Side Effects/Pain
• Kastner, 2001
• n = 209 with problem behavior
• 12% undiagnosed medical conditions
• 7% unrecognized side effects
• Van Kyde, 1997
• N = 25 with SIB
• 28% undiagnosed medical conditions
• Savage, 2007
• 42 yo ♂ SP, Severe ID, aggression
• Constipation and urinary retention (psych meds?)
• Metamucil, toilet training
• No evidence psychosis, d/c all meds
Etiology of Challenging Behavior
• Psychiatric Illness
• I’m depressed. I’m manic. I’m anxious. I’m psychotic.
• Behavioral Phenotype
• I have a genetic syndrome that predisposes me to become agitated and
angry.
• Medical Illness/ Side effects/Pain
• I am constipated. I have an ear infection. I have a UTI.
• Function of Behavior
• I want you to spend time with me = Attention
• I don’t want to work = Escape
• I want to a van ride = Access to tangibles
• Internally driven = Sensory
Function of Behavior
• Applied Behavioral Analysis: Functional Analysis/Assessment
•
•
•
•
Center for Disability and Development (CDD)
Todd Kopelman, PhD = Dept of Psych
Figure out “function” of behavior
4 Functions:
• Attention= I want you to spend time with me
• Escape = I don’t want to work
• Access to tangible = I want to a van ride
• Sensory = internally driven
• Treatment Based on Function
•
•
Behavioral Plan
Functional Communication Training
Overview
• Definitions
• Etiology, Epidemiology
• Challenging Behavior
• Etiology of Challenging Behavior
• Assessment of Challenging Behavior
• Treatment of Challenging Behavior
Assessment of Aggression
Shoumitro, World Psychiatry, 2009
• Primary aim of management is NOT to treat behavior but
to identify and address underlying CAUSE
• Unfortunately not always possible
• Thorough Assessment is prerequisite in managing
aggression
• Formulation should be made even in absence of medical
or psychiatric diagnosis
Assessment of Aggression
Expert Consensus Guidelines, 2004
• Interview with family/caregivers
• Chart Review
• Direct observation of behavior ideal (ABC)
• Antecedents of behavior
• Problem Behavior
• Consequences (reactions and outcomes)
• Medical History and Physical Exam
• Joni Bosch, ARNP
• Center for Disability and Development (CDD)
• Medication and Side effect evaluation
• Functional Behavior Assessment/Analysis (CDD)
• Assessment that tries to identify the functions responsible for behavior
• Attention, Access to preferred activities, Escape, Sensory
Overview
• Definitions
• Etiology, Epidemiology
• Challenging Behavior
• Etiology of Challenging Behavior
• Assessment of Challenging Behavior
• Treatment of Challenging Behavior
Step 1: Determine Reason for Behavior
• Psychiatric Illness
• I’m depressed. I am manic. I am anxious. I am hearing voices.
• Behavioral Phenotype
• I have a genetic syndrome that predisposes me to become agitated and
angry.
• Medical Illness/ Side effects/Pain
• I am constipated. I have an ear infection. I have a UTI.
• Function of Behavior
• I want you to spend time with me = Attention
• I don’t want to work = Escape
• I want to a van ride = Access to tangibles
• Internally driven = sensory or automatic
Pharmacological Treatment
Expert Consensus Guidelines, 2004
• Treat underlying cause but when unable…..
• Symptomatic Treatments.. No established
pharmacotherapy for aggression
• Atypicals (risperidone, olanzapine, consider seroquel)
• Mood stabilizers (divalproex, tegretol consider Li)
• Consider SSRI
• 2nd line: Naltrexone, typical, beta-blocker, buspar
• Based on clinical opinion and very few studies,
mostly case reports
Antipsychotics
Deb, Journal of Intellectual Disbility Research, 2007
• Review of Literature
• 1990-2005
• >18
• IQ <70
• Behavior Problem (aggression, SIB)
• n >/= 10
• Before & after outcome (any measure)
• 9 studies
• 1 RCT - Risperidone
Year
n
Target
Behavior
Type of
Study
Rx
Gageano
2005
39
(38)
Various
Aggression
SIB
RCT
Risperidone (add on)
1.8 mg
La Malfa
2001
18
Aggression
Prospective
Uncontrolled
Risperidone
2mg +/- 1 mg
Lott
1996
33
Aggression
SIB
Property
Destruction
Prospective
Uncontrolled
Risperidone (add on)
5.1 mg
La Malfa
2003
15
Aggression
SIB
Prospective
Uncontrolled
Quetiapine
300-1200mg
Year
n
Target
Behavior
Type of
Study
Rx
Thalyasingam
(2004)
24
Aggression Retrospective
(psychosis) Uncontrolled
Clozapine
485 mg
Boachie &
McGinnity
1997
17
Aggression Retrospective
(psychosis) Uncontrolled
Clozapine
640 mg in ♀
357 mg in ♂
Janowky
2003
20
Aggression Retrospective
SIB
Uncontrolled
Olanzapine
9.1 mg
Gualtieri
1990
12
SIB
Prospective
Uncontrolled
Fluphenazine
1-15mg
Malt
1995
34
Aggression
SIB
Prospective
Uncontrolled
*Zuclophenthixol
vs
Haldol
Antipsychotics
Tyrer, Lancet, 2008
• RCT
• Haloperidol (2.94mg)
• Risperidone (1.78mg)
• Placebo
• n = 86
• Challenging behavior and aggression
• Baseline, 4, 12, 26 weeks
• MOAS (Modified Overt Aggression Scale)
“Antipsychotic drugs should no longer be regarded as an
acceptable routine treatment for aggression….”
Tyrer, Lancet, 2008
Mood Stabilizers
Deb, Journal of Intellectual Disability Research, 2008
• Review of Literature
• <1990-2006
• >18
• IQ <70
• Behavior Problem (aggression, SIB, hyperactivity,
stereotypical movements)
• N >/= 10
• Before & after outcome (any measure)
• 7 studies (Lithium, Valproate Acid, Topamax, Carbamazepine)
• 2 RCT - Lithium
• 1 negative - Carbamazepine
Year
N
Behavior
Type of Study
RX
Craft
1987
22
Aggression
RCT
Lithium (add on)
0.7 – 1.2
Tyrer
1993
52
Aggression
SIB
RCT
Lithium (add on)
0.5 – 0.8
Langee
1990
66
Aggression,
SIB
41% sz
Retrospective
Uncontrolled
Lithium (add on)
0.7 – 1.2
Verhoeven
2001
28
Aggression,
SIB
28% sz
Prospective
Uncontrolled
Valproate (add on)
1345 mg
Ruedrich
1999
28
Aggression,
SIB
43 % sz
Retrospective
Uncontrolled
Valproate (add on)
920 mg
Janowsky
2003
22
Aggression,
SIB
41% sz
Retrospective
Uncontrolled
Topiramate (add on)
202 mg
Reid
1981
10
Overactivity
50% sz
Double blind,
controlled,
crossover
Carbamazepine
(add on)
Antidepressants
Deb, Journal of Intellectual Disability Research, 2007
• Review of Literature
• <1990-2005
• >18
• IQ <70
• Behavior Problem (aggression, SIB, hyperactivity,
stereotypical movements)
• N >/= 10
• Before & after outcome (any measure)
• 10 studies (Clomipramine, Fluoxetine, Paroxetine, Fluvoxamine)
• 1 RCT - Clomipramine
• 5 negative – Fluoxetine (2), Paroxetine (3)
Year
n
Behavior
Type of
Study
Rx
Lewis
1995
10
Stereotype SIB
Compulsive
RCT
Bodfish
1993
16
Aggression
SIB
compulsive
Prospective
Cohort
Uncontrolled
Fluoxetine
20-80 mg
Troisi
1995
19
Aggression
100% sz
Prospective
Longitudinal
Uncontrolled
Fluoxetine
20 mg
Cook
1992
10
Preserverative
SIB
Prospective
Open
Uncontrolled
Fluoxetine
20-80 mg
Markowitz
1992
20
Aggression
SIB
OCD behaviors
Prospective
Open
Uncontrolled
Clomipramine
225 mg
Fluoxetine (add on)
20-80 mg
Year
n
Behavior
Type of Study
Rx
La Malfa
2001
60
Aggression
Prospective
Case series
Uncontrolled
Fluvoxamine
250 mg
La Malfa
1997
14
Aggression
SIB
Prospective
Case series
Uncontrolled
Fluvoxamine
250 mg
Janowsky
2005
14
Aggression
SIB
Retrospective
Case Series
Uncontrolled
Paroxetine (add on)
10-40 mg
Davanzo
1998
15
SIB
Prospective
Case Series
Uncontrolled
Paroxetine (add on)
35 mg
Branford
1998
33
Perseveration
Aggression
SIB
Retrospective
Case Series
Uncontrolled
Paroxetine (add
on)
20-40 mg
Monitoring Treatment Effects
Expert Consensus Guidelines, 2004
• Evaluate Treatment Effects
• Identify specific target behavior/symptoms
• Collect baseline data before start medications
• Track specific behaviors/symptoms
• Frequency count, time sample, interval spoilage, rating scales
(aberrant behavior checklist)
• Summarize this data by time periods and/or by drug and dose
condition
• Collect outcome data
Summary
• Important to determine the etiology of challenging
behavior in individuals with ID
• Psychiatric Illness
• Behavioral Phenotype
• Medical Illness/Side effects/Pain
• Function: Attention, Escape, Access, Sensory
• First step in treatment is to determine etiology!!