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Chapter 3 Lightwave Fundamentals 上海师范大学电气信息系 Contents Electromagnetic waves Dispersion, pulse distortion, information rate Polarization Resonant cavities Reflection at a plane boundary Critical-angle reflection 上海师范大学电气信息系 3.1 Electromagnetic Waves Wave Properties •velocity •power •polarization •interference •refraction 上海师范大学电气信息系 Electromagnetic Waves Wave traveling in the z direction On the figure, t1 < t2 < t3 Electric Field t1 t2 t3 Position (z) Electric field: (3.1) At t1 < t2 < t3 , peak amplitude E0 is fixed, Ф = wt - kz 上海师范大学电气信息系 Electromagnetic Waves This is a solution of the wave equation: 2 E k 2 E 0 E E 0 2 z v Propagation factor: k v Frequency: f = v/l 2 2 Radian frequency: = 2pf (rad/s) Wave peak amplitude: E0 Wave phase: f = t-kz 上海师范大学电气信息系 (3.2) Electromagnetic Waves Relationships for the Propagation Factor k k = /v = /(c/n) = n/c In free space, n = 1, so that k = ko = /c In general, then k = kon 2p f 2p k v v l lo: wavelength in free space l: wavelength in the medium v c / n lo l f f n Then, l lo / n (3.6) c lo f f is fixed, f = f0 (3.7) 上海师范大学电气信息系 Power Power in a resistor: Pr = V2/R Power is proportional to the voltage (V) squared. In an optical beam, define Intensity: I = E2 Since P ∝ E2, P ∝ I. 上海师范大学电气信息系 Power Irradiance S = Power Density (watts/m2) For a plane wave, the irradiance and intensity are given by: :材料的磁导率 : 材料的介电常数 Now We conclude that the intensity is proportional to the irradiance I ∝ S. 上海师范大学电气信息系 Electromagnetic Waves Recall the plane wave given by (3.1) This expression represents a wave traveling with zero loss. If loss occurs, the field is represented by E Eo e z sin(t kz ) (3.8) is the attenuation coefficient for E. The frequency and phase do not vary with loss, only the amplitude of the wave Eoe-z changes with loss. 上海师范大学电气信息系 Electromagnetic Waves P∝E2, for a path length L in a lossy medium, the power diminishes by a factor of: e 2 L 2 is the attenuation coefficient for P The corresponding P (or I) reduction in dB is: dB 10lg e 2 L This will be a negative number for propagation through a lossy medium. Define: g (dB/km) in terms of the attenuation coefficient . g = -8.685 (proof) If L is in unit of km, then is in units of km-1. 上海师范大学电气信息系 Electromagnetic Waves Wave Traveling in a Lossy Medium t2 Electric Field t1 Distance (z) 上海师范大学电气信息系 3.2 Dispersion, Pulse Distortion, Information Rate When we write E = Eosin (t – kz), we imply a single frequency source. Frequency Radio oscillators approximate single f pretty well. Optical sources do not produce single f. 上海师范大学电气信息系 Dispersion, Pulse Distortion, Information Rate Example: Emission Spectrum of an Optical Source 1 Normalized Power 0.5 f1 f f f2 Frequency f = source bandwidth (range of frequencies emitted by the source). f is the central frequency. 上海师范大学电气信息系 Dispersion, Pulse Distortion, Information Rate Alternatively, we can plot the wavelength emission spectrum as follows: Normalized 1 Power 0.5 l1 l l l2 l = linewidth or spectral width 上海师范大学电气信息系 Wavelength Dispersion, Pulse Distortion, Information Rate Example: If l = 0.82 m, l = 30 nm so we have 3.7% bandwidth. The conversion between wavelength and frequency is: f l f l (3.9) 上海师范大学电气信息系 Dispersion, Pulse Distortion, Information Rate Proof: Define the mean wavelength as: Then, The mean frequency is: f = c/l Now, we have 上海师范大学电气信息系 l l1l2 2 Dispersion, Pulse Distortion, Information Rate Spectral Widths for Typical Light Sources (table 3.1) Source LED Spectral Width l (nm) 20-100 Laser Diode 1-5 Nd:YAG-Laser (固态钇铝石榴石) 0.1 He-Ne Laser 0.002 上海师范大学电气信息系 Dispersion, Pulse Distortion, Information Rate If l = 0, (f = 0), the source is perfectly coherent. It is monochromatic(单色). Laser diodes are more coherent than LEDs, but are not perfectly coherent. We will see how source bandwidth limits the information capacity of fiber transmission lines. 上海师范大学电气信息系 3.2.1 Material Dispersion and Pulse Distortion Recall that v = c/n. For glass, n varies with wavelength. Thus, waves of different wavelengths (frequencies) travel at different speeds. Dispersion: Wavelength dependent propagation velocity. Material Dispersion: Dispersion caused by the material. Waveguide Dispersion: Dispersion caused by the structure of the waveguide. 上海师范大学电气信息系 Material Dispersion and Pulse Distortion Consider a pulse of light emitted by a source which contains a range of wavelengths (say l1, l2, l3). Input Power T Fastest wavelength Output Power t l1 l2 t t l3 t Slowest wavelength 上海师范大学电气信息系 T + t Arrives first l1 t l2 l3 Arrives last t t Because of dispersion, the components of the input pulse at l1, l2, and l3 travel at different speeds and thus arrive at the receiver at different times. The previous slide displayed how this phenomenon spreads pulses as they travel along a dispersive medium. The output is widened by an amount we label as . 上海师范大学电气信息系 Dispersion also distorts an analog signal waveform. Input Power Pac,in Output Power Pac,out l1 l1 l2 l2 t Slower wavelength t Pac,out < Pac,in Information is contained in the amplitude variation. 上海师范大学电气信息系 DISPERSION Refractive Index Variation for SiO2 n Inflection Point 1.45 0 lo Second Derivative n’’ dn2/dl2 First Derivative 0 lo dn/dl 0 n’ lo Inflection point for SiO2 glass occurs near wavelength: l 1300 nm 上海师范大学电气信息系 Find the amount of pulse spread due to material dispersion. Let = time of travel of a pulse over path length L. /L (/L)2 /L (/L)1 l With No Dispersion L l l l1 l2 With Dispersion Present The source linewidth is taken to be (with l2 > l1): l = l2 - l1 上海师范大学电气信息系 The pulse spread per unit length is then: (3.10) where l1 is the fastest and l2 is the slowest wavelength. (/L)/l = d(/L)/dl (slope of the curve) Pulse spread per unit length: (/L) = [d(/L)/dl] l Actual spread would be: (3.12) /L (/L)2 L (/L)1 上海师范大学电气信息系 l l1 l2 l (/L) = [d(/L)/dl] l (/L)’ l (3.12) Two distinct terms determine the pulse spread 1. the slope of the /L curve 2. the linewidth of the source. The linewidth will be available from manufacturer's data or must be measured. Further analysis shows that: (3.13) The prime and double prime denote first and second 上海师范大学电气信息系 derivatives. Proof: Pulses travel at a speed called the group velocity u. The group velocity is given by: The pulse travel time is thus: This is the pulse travel time per unit of path length. 上海师范大学电气信息系 (l is the free space value) If n (l), then (/L)’ = 0 and there is no dispersion and no pulse spread. 上海师范大学电气信息系 Define material dispersion M : Combining (3.12) and (3.13): (3.14) M (ps/nm/km) is in picoseconds of pulse spread per nanometer of source spectral width and per kilometer of fiber length. SiO2 110 M (ps/(nm.km)) -20 1.3 1.55 l(m) 0.82 上海师范大学电气信息系 1. For M > 0 (wavelengths < 1.3 m) Wavelength l2 arrives before wavelength l1. Energy at l2 travels faster than energy at l1. (l2 > l1) 2. For M < 0 (wavelengths > 1.3 m) So that l 1 travels faster than wavelength l2. 3. At l 1.3 m, M = 0 , and there is no material dispersive pulse spreading. 上海师范大学电气信息系 Example: Consider an LED at l = 0.82 m, L = 10 km, and l = 20 nm. Find (/L). From the graph, at 0.82 m, M =110 ps/(nm·km). Change the wavelength to l = 1.5 m, l = 50 nm. At 1.5 m, M = -15 ps/nm·km. Then 上海师范大学电气信息系 Example: l = 0.82 m, l = 1 nm. M = 110 ps/(nm·km) ps L 10km 110 1 nm 1100 ps 1.1 ns nm km L 1.1 ns Example: l = 1.5 m, l = 1 nm. M = -15 ps/nm·km 上海师范大学电气信息系 Between 1200 nm and 1600 nm(near the inflection point), M is given by Mo = -0.095 ps/(nm2•km) and lo is the zero dispersion wavelength ( 1300 nm). Conclusion: •The longer the path the greater the pulse spread. •The greater the source spectral width, the greater the pulse spread. 上海师范大学电气信息系 3.2.2 Solitons A soliton is a pulse that travel without spreading. The refractive index of glass depends upon the pulse intensity. This fiber nonlinearity is used to counter the effects of dispersion. The leading edge of the pulse can be slowed down, and the trailing edge speeded up to reduce spreading. Thus, the pulse must be properly shaped. The nonlinearity is such that solitons are only produced at wavelengths longer than the zerodispersion wavelength in glass fibers. Compensation to overcome pulse broadening is only possible in the longer wavelength region range 1300 to 1600 nm. 上海师范大学电气信息系 x 10 -3 5 4 3 2 1 0 800 -10 600 0 400 200 10 0 单脉冲传输800km时孤子脉冲波形的演变 上海师范大学电气信息系 基态和高阶孤子沿光纤传输时的变化特点 上海师范大学电气信息系 Solitons overcome the bandwidth limitations of the fiber, but not the attenuation. Optical amplifiers are needed along the transmission path to maintain the pulse energy above the minimum required for soliton production. Amplifier Fiber 上海师范大学电气信息系 3.2.3 Information Rate Consider sinusoidal modulation of the light source with modulation frequency f. Modulation period T = 1/f. Sinusiodal Modulation Of The Light Source 4 3.5 PT Optic Power Trasmitted Power 3 T 2.5 Pavg 2 1.5 1 0.5 0 0 1 2 3 上海师范大学电气信息系 time 4 5 6 7 Information Rate Information Rate Maximum Allowable Pulse Spead At The Receiver 2 1.8 Blue: l1 PR 1.6 Optic Power Receiver 1.4 c o n s d e r T 1.2 T/2 1 0.8 0.6 0.4 0.2 0 0 1 T/2 2 Red: l2 3 4 5 6 7 time Time This spread reduces the total power variation to zero. Modulation is canceled. 上海师范大学电气信息系 Information Rate The limit on the allowable pulse spread will be taken to be: T 2 上海师范大学电气信息系 (2) Information Rate From (2) we have the requirement that 1/T < 1/(2) (3) so that the modulation frequency has the limits: 1 f 2 (4) The maximum modulation frequency is then: f max 1 2 This modulation frequency turns out to be the 3-dB bandwidth. The signal is actually reduced by half (3-dB) at this modulation frequency. 3-dB optical bandwidth: f 上海师范大学电气信息系 3 dB 1 2 (5) Information Rate The total signal loss has two parts and can be expressed by the equation: (6) La = Loss due to absorption and scattering (fixed loss). Lf = Modulation (message) frequency dependent loss. The modulation frequency dependent loss is given by: (7) 上海师范大学电气信息系 Information Rate Example: Suppose f = f3-dB. Compute the loss. Example: Suppose f << f3-dB. Compute the loss. The equation predicts no modulation frequency loss for modulation frequencies well below the 3-dB frequency. 上海师范大学电气信息系 Information Rate Example: Suppose f = 0.1 f3-dB. Compute the loss. Maximum frequency length product is calculated from (5) as follows: 1 0.5 f3 dB (5) 2 L f3 dB L (8) 2 f3 dB L 1 2 L 上海师范大学电气信息系 (3.16) Information Rate Find the frequency at which Lf = 1.5 dB. Use (7) for Lf 2 L f 10lg e f ln 2 f3 dB (7) 2 1.5 10lg e f ln 2 f 3 dB Solving for the frequency at which the loss is 1.5 dB, we obtain f1.5dB 0.71 f3 dB 上海师范大学电气信息系 Information Rate Now consider the photodetection circuit: Photodetector Optical Power P i RL P = incident optic power i = P detector output current = detector responsivity (A/w) The electrical power in the load resistor RL is: Pe RL i 2 Pe RL ( P )2 RL 2 P 2 上海师范大学电气信息系 Information Rate Consider two optical power levels P1 and P2 and their corresponding electrical power levels Pe1 and Pe2. dBelectrical 2dBoptical 上海师范大学电气信息系 Information Rate Examples: •A loss of 3 dB in optical power yields a loss of 6 dB in the corresponding electrical power. •A loss of 1.5 dB in optical power yields a loss of 3 dB in the corresponding electrical power. 上海师范大学电气信息系 Information Rate We found that the modulation frequency at which the optical loss is 1.5 dB was: (3.18) Electrical 3-dB bandwidth length product is: 0.35 f 3 dB ( electrical ) L L 上海师范大学电气信息系 (3.19) Information Rate Consider a Return-to-Zero (RZ) digital signal. Power 1 1 1 0 1 tp t 0 T 2T 3T 4T Each bit is allotted a time T. tp = T/2 pulse width R = 1/T data rate, b/s 上海师范大学电气信息系 5T 6T 7T Information Rate Spectrum of the RZ Signal Power Spectral Density (Watts/Hz) 0 1 T 2 1 T tp Frequency Most of the signal power lies below 1/T Hz, so the required transmission bandwidth by a system is: BRZ 1 R T 上海师范大学电气信息系 Information Rate If the system passes this band of frequencies the pulses will be recognizable. To be conservative, use the 3-dB electrical bandwidth. The RZ rate length product is then: 0.35 RRZ L L 上海师范大学电气信息系 (3.20) Information Rate We obtain the same result by allowing a pulse spread of 70% of the initial pulse duration. As on the preceding slide. 上海师范大学电气信息系 Information Rate Consider the Non-Return-to-Zero (NRZ) digital signal. 1 1 1 0 1 tp t 0 T 2T Power Spectral Density (Watts/Hz) 0 3T 4T 5T 6T 7T Spectrum of the (NRZ) Signal 1 2T 1 1 T tp Frequency Required transmission bandwidth: BNRZ 上海师范大学电气信息系 1 R 2T 2 Information Rate The allowed data rate is: Use the electrical 3-dB bandwidth: NRZ rate length product is: RNRZ L 0.7 L (3.21) Comparing the results for the RZ and NRZ data rates: 上海师范大学电气信息系 Information Rate BANDWIDTH DATA RATE SUMMARY 上海师范大学电气信息系 3.3 Polarization Linearly polarized: An electric field points in just one direction, it always points along a single line. a. Linearly polarized in x direction and traveling in the z direction. b. linearly polarized in y direction and traveling in the z direction. E v x x E v z z y y (a) (b) 上海师范大学电气信息系 Polarization 1. The two orthogonal linear polarizations are the plane wave modes of an unbounded media. 2. They can exist simultaneously. 3. The actual polarization is determined by the polarization of the light source and by other polarization sensitive components in the optical system. 上海师范大学电气信息系 Polarization If the direction of electric field E varies randomly (as shown) the wave is unpolarized. y E x Most fibers depolarize the input light. Only special fibers maintain the light polarization. 上海师范大学电气信息系 3.4 Resonant Cavities 镜 子 镜 子 1、让任意一个光波从左边的镜子传向右边的 镜子,如A图所示。绿波在右边的镜子处发生 发射,因此这个波经历了一次180度相移。从 A图我们可以看出,这个波在其相位上发生了 中断,在这里应该是不可能的,也就是说,这 个谐振器不支持这个波。 L A 镜 子 镜 子 2、在图B中,在右边的镜子处,这个波也发生 了一个180度相移,然后继续传播,在左边的 镜子处,同样经历了一个180度相移,然后继 续传播。因此,图B所示的波有着一个稳定的 模式,我们称之为驻波 L B 上海师范大学电气信息系 Resonant Cavities 2p l L mp ml L 2 (3.22) L Standing-wave pattern in a cavity (m = 4) Design: The cavity must be an integral number of half wavelengths long to support a wave. The wavelength is that in the medium filling the cavity. 上海师范大学电气信息系 Resonant Cavities The resonant wavelengths are: 2L l m (3.23) The corresponding resonant frequencies are: f v l c f nl c m cm f n 2L n2L 上海师范大学电气信息系 Resonant Cavities Cavity Resonant frequencies c 2nL f c fm1 fm fm1 fm2 Frequency This picture shows the longitudinal modes of the cavity. The resonant frequency spacing is: f c f m1 f m (m 1)c mc c f c 2 Ln 2 Ln 2 Ln 上海师范大学电气信息系 (3.25) Resonant Cavities The free space wavelength spacing corresponding to fc is lc calculated from: l c lo f c f l o f c l o 2 f c l c c c lo (3.26) This equation refers to the free space wavelengths. 上海师范大学电气信息系 Resonant Cavities Example: Consider an AlGaAs laser cavity. L = 0.3 mm = 300 m; n = 3.6; lo = 0.82 m. Find the cavity resonant wavelength spacing lc. 上海师范大学电气信息系 Resonant Cavities Example: Suppose the AlGaAs, LD has a spectral width of 2 nm. Determine the number of longitudinal modes in the output. Gain (AlGaAs) 0.82 m l 2 nm Cavity Resonances lc 0.82 m 上海师范大学电气信息系 l Resonant Cavities Laser Output 2 nm lc 0.82 m l The laser emits 6 longitudinal modes. A laser emitting only one longitudinal mode is a single-mode laser. 上海师范大学电气信息系 3.5 Reflection at a Plane Boundary Consider normal incidence of light at a boundary. This is referred to as Fresnel Reflection. n1 n2 Incident Wave Transmitted Wave Reflected Wave Boundary Reflection Coefficient: reflected incident electric electric 上海师范大学电气信息系 field field Reflection at a Plane Boundary Reflection Coefficient: n1 n2 n1 n2 Reflection at a Plane Boundary Define Reflectance R (反射比) as: power reflected R power incident R 2 n1 n2 R n1 n2 2 This result is valid for normal incidence. 上海师范大学电气信息系 Reflection at a Plane Boundary For air-to-glass, compute the transmitted power. 4% power reflected. 96% power transmitted. In dB, the transmitted power is: 10 lg (0.96) = -0.177 dB Typically we round this off to 0.2 dB (omitting the minus sign). This is called the Fresnel loss. 上海师范大学电气信息系 Reflection at a Plane Boundary Consider arbitrary incidence: Er n1 Et n2 t r i Ei Perpendicular Polarization (s) 垂直偏振 上海师范大学电气信息系 Reflection at a Plane Boundary Consider arbitrary incidence: n1 Er n2 Et t r i Ei Parallel Polarization (p) 平行偏振 上海师范大学电气信息系 Reflection at a Plane Boundary Plane of Incidence(入射平面) Defined by the normal to the boundary and the ray direction of the incident beam. x z Incident Boundary The xz plane is the plane of incidence in this example. 上海师范大学电气信息系 Reflection at a Plane Boundary Fresnel’s Law of Reflection For parallel polarization, the reflection coefficient: p n2 2 cos i n1 n2 2 n12 sin 2 i n2 cos i n1 n2 n sin i 2 2 2 1 2 (3.29) For perpendicular polarization, the reflection coefficient: s n1 cos i n2 2 n12 sin 2 i n1 cos i n2 2 n12 sin 2 i Note that may be complex. 上海师范大学电气信息系 (3.30) Reflection at a Plane Boundary Plots of p and s for n1 = 1 (air), n2 = 1.48 (glass) p Perpendicular (s) s Parallel (p) Angle of incidence (i) 上海师范大学电气信息系 Reflection at a Plane Boundary From equation (3.29) for parallel polarization, we can get total transmission (no reflection) if n22 cos i n1 n22 n12 sin 2 i The angle satisfying this equation is the Brewster angle B. The solution is: n2 tan B n1 Compute B for air-to-glass and glass-to-air: For n1 = 1, n2 = 1.5 For n1 = 1.5, n2 = 1 For perpendicular polarization there is no Brewster angle. No i s.t. Equ.3.30 = 0. 上海师范大学电气信息系 Reflection at a Plane Boundary Antireflection Coatings We have just seen that we can transmit a beam from one material to another without reflection under Brewster angle conditions. We can also transmit with no (or very little) reflection by placing a coating between the two materials. n1 n2 n3 l/4 The thickness of the coating is a quarter wavelength. The reflectance R for this configuration is: 2 2 2 2 2 n1n3 n R n1n3 n2 上海师范大学电气信息系 Reflection at a Plane Boundary Clearly, the reflectance becomes zero if: n2 n1n3 A coating that reduces the reflectance is called an antireflection (AR) coating .消反射涂覆 Example: Compute the reflectance when a quarter wavelength of magnesium fluoride (氟化镁n = 1.38) is coated onto a piece of glass (n = 1.5). Solution: The reflectance is: 4% → 1.4% 1.5 1.38 ) ( R (1.5 1.38 ) 2 2 2 2 上海师范大学电气信息系 0.014 3.6 Critical Angle Reflection Fresnel’s Law of Reflection For parallel polarization: p n2 2 cos i n1 n2 2 n12 sin 2 i n2 cos i n1 n2 n sin i 2 2 2 1 2 (3.29) For perpendicular polarization: s n1 cos i n2 2 n12 sin 2 i n1 cos i n2 2 n12 sin 2 i 上海师范大学电气信息系 (3.30) Critical Angle Reflection From equations (3.29) and (3.30), we find that The incident angle satisfying this equation is the angle whose sine is given by: n2 (3.34) sin c n1 Call the solution c, the critical angle. c exists only if n1 > n2. That is, travel from a high index to a low index material. This result is valid for both polarizations. 上海师范大学电气信息系 Critical Angle Reflection If then is purely imaginary. Under this condition, equations (3.29) and (3.30) can be written in the form: where A, B, C, and D are real and j is the imaginary term 上海师范大学电气信息系 Critical Angle Reflection Then: We conclude that there is complete reflection (called critical angle reflection) for all rays which satisfy the condition: i c 上海师范大学电气信息系 Critical Angle Reflection Consider waves undergoing critical angle reflections: n1 n2 i c i In region n1 we have a standing wave due to the interference of the incident and reflected waves. 上海师范大学电气信息系 Critical Angle Reflection In region n2 the electric field is not zero. The boundary conditions require the electric field to be continuous at the boundary. The field in n2 termed as evanescent is a decaying exponentially carrying no power. E e z where the attenuation coefficient is given by k0 n12 sin 2 n2 2 k0 2p l0 上海师范大学电气信息系 Critical Angle Reflection Consider a wave where Envelope n1 i c n2 e-z E Standing Wave Evanescent Wave 这里衰减因子和前面提到的衰减系数不同, z 衰减系数是指功率的实际损耗, 这里衰减因子并不具有这样的含义,仅仅指 电磁波回到入射区之前,场在第二种介质中 要传播多远。 The decaying wave carries no power in the z-direction. At the critical angle, In this case, there is no decay. The wave penetrates deeply into the second medium. 上海师范大学电气信息系 Critical Angle Reflection As i increases, increases and the decay becomes greater. |E| = 0, = c e-z i > c 0 z As i increases from c towards 90o, increases and the evanescent field penetrates less and less into the second medium. i 上海师范大学电气信息系 LIGHTWAVE FUNDAMENTALS •Pulse spread •3-dB bandwidths •Rate-length products •Reflectance •Critical angle reflections 上海师范大学电气信息系