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Chapter 5: CPU Scheduling Operating System Concepts – 8th Edition Silberschatz, Galvin and Gagne ©2009 Chapter 5: CPU Scheduling Basic Concepts Scheduling Criteria Scheduling Algorithms Thread Scheduling Multiple-Processor Scheduling Operating Systems Examples Algorithm Evaluation Operating System Concepts – 8th Edition 5.2 Silberschatz, Galvin and Gagne ©2009 Objectives To introduce CPU scheduling, which is the basis for multiprogrammed operating systems To describe various CPU-scheduling algorithms To discuss evaluation criteria for selecting a CPU-scheduling algorithm for a particular system Operating System Concepts – 8th Edition 5.3 Silberschatz, Galvin and Gagne ©2009 Basic Concepts Maximum CPU utilization obtained with multiprogramming CPU–I/O Burst Cycle – Process execution consists of a cycle of CPU execution and I/O wait CPU burst distribution Operating System Concepts – 8th Edition 5.4 Silberschatz, Galvin and Gagne ©2009 Alternating Sequence of CPU and I/O Bursts Operating System Concepts – 8th Edition 5.5 Silberschatz, Galvin and Gagne ©2009 Histogram of CPU-burst Times Operating System Concepts – 8th Edition 5.6 Silberschatz, Galvin and Gagne ©2009 CPU Scheduler Selects from among the processes in ready queue, and allocates the CPU to one of them Queue may be ordered in various ways CPU scheduling decisions may take place when a process: 1. Switches from running to waiting state 2. Switches from running to ready state 3. Switches from waiting to ready 4. Terminates Scheduling under 1 and 4 is nonpreemptive All other scheduling is preemptive Consider access to shared data Consider preemption while in kernel mode Consider interrupts occurring during crucial OS activities Operating System Concepts – 8th Edition 5.7 Silberschatz, Galvin and Gagne ©2009 Dispatcher Dispatcher module gives control of the CPU to the process selected by the short-term scheduler; this involves: switching context switching to user mode jumping to the proper location in the user program to restart that program Dispatch latency – time it takes for the dispatcher to stop one process and start another running Operating System Concepts – 8th Edition 5.8 Silberschatz, Galvin and Gagne ©2009 Scheduling Criteria CPU utilization – keep the CPU as busy as possible Throughput – # of processes that complete their execution per time unit Turnaround time – amount of time to execute a particular process Waiting time – amount of time a process has been waiting in the ready queue Response time – amount of time it takes from when a request was submitted until the first response is produced, not output (for time-sharing environment) Operating System Concepts – 8th Edition 5.9 Silberschatz, Galvin and Gagne ©2009 Scheduling Algorithm Optimization Criteria Max CPU utilization Max throughput Min turnaround time Min waiting time Min response time Operating System Concepts – 8th Edition 5.10 Silberschatz, Galvin and Gagne ©2009 First-Come, First-Served (FCFS) Scheduling Process Burst Time P1 P2 24 3 P3 3 Suppose that the processes arrive in the order: P1 , P2 , P3 The Gantt Chart for the schedule is: P1 0 Waiting time for P1 = 0; P2 = 24; P3 = 27 Average waiting time: (0 + 24 + 27)/3 = 17 Operating System Concepts – 8th Edition P2 24 5.11 P3 27 30 Silberschatz, Galvin and Gagne ©2009 FCFS Scheduling (Cont.) Suppose that the processes arrive in the order: P2 , P3 , P1 The Gantt chart for the schedule is: P2 0 P3 3 P1 6 30 Waiting time for P1 = 6; P2 = 0; P3 = 3 Average waiting time: (6 + 0 + 3)/3 = 3 Much better than previous case Convoy effect - short process behind long process Consider one CPU-bound and many I/O-bound processes Operating System Concepts – 8th Edition 5.12 Silberschatz, Galvin and Gagne ©2009 Shortest-Job-First (SJF) Scheduling Associate with each process the length of its next CPU burst Use these lengths to schedule the process with the shortest time SJF is optimal – gives minimum average waiting time for a given set of processes The difficulty is knowing the length of the next CPU request Could ask the user Operating System Concepts – 8th Edition 5.13 Silberschatz, Galvin and Gagne ©2009 Example of SJF ProcessArriva l Time Burst Time P1 0.0 6 P2 2.0 8 P3 4.0 7 P4 5.0 3 SJF scheduling chart P4 0 P3 P1 3 9 P2 16 24 Average waiting time = (3 + 16 + 9 + 0) / 4 = 7 Operating System Concepts – 8th Edition 5.14 Silberschatz, Galvin and Gagne ©2009 Determining Length of Next CPU Burst Can only estimate the length – should be similar to the previous one Then pick process with shortest predicted next CPU burst Can be done by using the length of previous CPU bursts, using exponential averaging 1. t n actual length of n th CPU burst 2. n 1 predicted value for the next CPU burst 3. , 0 1 4. Define : Commonly, α set to ½ Preemptive version called shortest-remaining-time-first n 1 t n 1 n . Operating System Concepts – 8th Edition 5.15 Silberschatz, Galvin and Gagne ©2009 Prediction of the Length of the Next CPU Burst Operating System Concepts – 8th Edition 5.16 Silberschatz, Galvin and Gagne ©2009 Examples of Exponential Averaging =0 n+1 = n Recent history does not count =1 n+1 = tn Only the actual last CPU burst counts If we expand the formula, we get: n+1 = tn+(1 - ) tn -1 + … +(1 - )j tn -j + … +(1 - )n +1 0 Since both and (1 - ) are less than or equal to 1, each successive term has less weight than its predecessor Operating System Concepts – 8th Edition 5.17 Silberschatz, Galvin and Gagne ©2009 Example of Shortest-remaining-time-first Now we add the concepts of varying arrival times and preemption to the analysis ProcessA Burst Time P1 0 8 P2 1 4 P3 2 9 P4 3 5 Preemptive SJF Gantt Chart 0 1 P1 P4 P2 P1 arri Arrival TimeT 5 10 P3 17 26 Average waiting time = [(10-1)+(1-1)+(17-2)+5-3)]/4 = 26/4 = 6.5 msec Operating System Concepts – 8th Edition 5.18 Silberschatz, Galvin and Gagne ©2009 Priority Scheduling A priority number (integer) is associated with each process The CPU is allocated to the process with the highest priority (smallest integer highest priority) Preemptive Nonpreemptive SJF is priority scheduling where priority is the inverse of predicted next CPU burst time Problem Starvation – low priority processes may never execute Solution Aging – as time progresses increase the priority of the process Operating System Concepts – 8th Edition 5.19 Silberschatz, Galvin and Gagne ©2009 Example of Priority Scheduling ProcessA Priority P1 10 3 P2 1 1 P3 2 4 P4 1 5 P5 5 2 Priority scheduling Gantt Chart 0 P1 P5 P2 arri Burst TimeT 1 P3 6 16 P4 18 19 Average waiting time = 8.2 msec Operating System Concepts – 8th Edition 5.20 Silberschatz, Galvin and Gagne ©2009 Round Robin (RR) Each process gets a small unit of CPU time (time quantum q), usually 10-100 milliseconds. After this time has elapsed, the process is preempted and added to the end of the ready queue. If there are n processes in the ready queue and the time quantum is q, then each process gets 1/n of the CPU time in chunks of at most q time units at once. No process waits more than (n-1)q time units. Timer interrupts every quantum to schedule next process Performance q large FIFO q small q must be large with respect to context switch, otherwise overhead is too high Operating System Concepts – 8th Edition 5.21 Silberschatz, Galvin and Gagne ©2009 Example of RR with Time Quantum = 4 Process P1 P2 Burst Time 24 3 P3 3 The Gantt chart is: P1 0 P2 4 P3 7 P1 10 P1 14 P1 18 P1 22 P1 26 Typically, higher average turnaround than SJF, but better response q should be large compared to context switch time q usually 10ms to 100ms, context switch < 10 usec Operating System Concepts – 8th Edition 5.22 30 Silberschatz, Galvin and Gagne ©2009 Time Quantum and Context Switch Time Operating System Concepts – 8th Edition 5.23 Silberschatz, Galvin and Gagne ©2009 Turnaround Time Varies With The Time Quantum 80% of CPU bursts should be shorter than q Operating System Concepts – 8th Edition 5.24 Silberschatz, Galvin and Gagne ©2009 Multilevel Queue Ready queue is partitioned into separate queues, eg: foreground (interactive) background (batch) Process permanently in a given queue Each queue has its own scheduling algorithm: foreground – RR background – FCFS Scheduling must be done between the queues: Fixed priority scheduling; (i.e., serve all from foreground then from background). Possibility of starvation. Time slice – each queue gets a certain amount of CPU time which it can schedule amongst its processes; i.e., 80% to foreground in RR 20% to background in FCFS Operating System Concepts – 8th Edition 5.25 Silberschatz, Galvin and Gagne ©2009 Multilevel Queue Scheduling Operating System Concepts – 8th Edition 5.26 Silberschatz, Galvin and Gagne ©2009 Multilevel Feedback Queue A process can move between the various queues; aging can be implemented this way Multilevel-feedback-queue scheduler defined by the following parameters: number of queues scheduling algorithms for each queue method used to determine when to upgrade a process method used to determine when to demote a process method used to determine which queue a process will enter when that process needs service Operating System Concepts – 8th Edition 5.27 Silberschatz, Galvin and Gagne ©2009 Example of Multilevel Feedback Queue Three queues: Q0 – RR with time quantum 8 milliseconds Q1 – RR time quantum 16 milliseconds Q2 – FCFS Scheduling A new job enters queue Q0 which is served FCFS When it gains CPU, job receives 8 milliseconds If it does not finish in 8 milliseconds, job is moved to queue Q1 At Q1 job is again served FCFS and receives 16 additional milliseconds If it still does not complete, it is preempted and moved to queue Q2 Operating System Concepts – 8th Edition 5.28 Silberschatz, Galvin and Gagne ©2009 Multilevel Feedback Queues Operating System Concepts – 8th Edition 5.29 Silberschatz, Galvin and Gagne ©2009 Thread Scheduling Distinction between user-level and kernel-level threads When threads supported, threads scheduled, not processes Many-to-one and many-to-many models, thread library schedules user-level threads to run on LWP Known as process-contention scope (PCS) since scheduling competition is within the process Typically done via priority set by programmer Kernel thread scheduled onto available CPU is system-contention scope (SCS) – competition among all threads in system Operating System Concepts – 8th Edition 5.30 Silberschatz, Galvin and Gagne ©2009 Pthread Scheduling API allows specifying either PCS or SCS during thread creation PTHREAD_SCOPE_PROCESS schedules threads using PCS scheduling PTHREAD_SCOPE_SYSTEM schedules threads using SCS scheduling Can be limited by OS – Linux and Mac OS X only allow PTHREAD_SCOPE_SYSTEM Operating System Concepts – 8th Edition 5.31 Silberschatz, Galvin and Gagne ©2009 Pthread Scheduling API #include <pthread.h> #include <stdio.h> #define NUM THREADS 5 int main(int argc, char *argv[]) { int i; pthread t tid[NUM THREADS]; pthread attr t attr; /* get the default attributes */ pthread attr init(&attr); /* set the scheduling algorithm to PROCESS or SYSTEM */ pthread attr setscope(&attr, PTHREAD SCOPE SYSTEM); /* set the scheduling policy - FIFO, RT, or OTHER */ pthread attr setschedpolicy(&attr, SCHED OTHER); /* create the threads */ for (i = 0; i < NUM THREADS; i++) pthread create(&tid[i],&attr,runner,NULL); Operating System Concepts – 8th Edition 5.32 Silberschatz, Galvin and Gagne ©2009 Pthread Scheduling API /* now join on each thread */ for (i = 0; i < NUM THREADS; i++) pthread join(tid[i], NULL); } /* Each thread will begin control in this function */ void *runner(void *param) { printf("I am a thread\n"); pthread exit(0); } Operating System Concepts – 8th Edition 5.33 Silberschatz, Galvin and Gagne ©2009 Multiple-Processor Scheduling CPU scheduling more complex when multiple CPUs are available Homogeneous processors within a multiprocessor Asymmetric multiprocessing – only one processor accesses the system data structures, alleviating the need for data sharing Symmetric multiprocessing (SMP) – each processor is self-scheduling, all processes in common ready queue, or each has its own private queue of ready processes Currently, most common Processor affinity – process has affinity for processor on which it is currently running soft affinity hard affinity Variations including processor sets Operating System Concepts – 8th Edition 5.34 Silberschatz, Galvin and Gagne ©2009 NUMA and CPU Scheduling Note that memory-placement algorithms can also consider affinity Operating System Concepts – 8th Edition 5.35 Silberschatz, Galvin and Gagne ©2009 Multicore Processors Recent trend to place multiple processor cores on same physical chip Faster and consumes less power Multiple threads per core also growing Takes advantage of memory stall to make progress on another thread while memory retrieve happens Operating System Concepts – 8th Edition 5.36 Silberschatz, Galvin and Gagne ©2009 Multithreaded Multicore System Operating System Concepts – 8th Edition 5.37 Silberschatz, Galvin and Gagne ©2009 Virtualization and Scheduling Virtualization software schedules multiple guests onto CPU(s) Each guest doing its own scheduling Not knowing it doesn’t own the CPUs Can result in poor response time Can effect time-of-day clocks in guests Can undo good scheduling algorithm efforts of guests Operating System Concepts – 8th Edition 5.38 Silberschatz, Galvin and Gagne ©2009 Operating System Examples Solaris scheduling Windows XP scheduling Linux scheduling Operating System Concepts – 8th Edition 5.39 Silberschatz, Galvin and Gagne ©2009 Solaris Priority-based scheduling Six classes available Time sharing (default) Interactive Real time System Fair Share Fixed priority Given thread can be in one class at a time Each class has its own scheduling algorithm Time sharing is multi-level feedback queue Loadable table configurable by sysadmin Operating System Concepts – 8th Edition 5.40 Silberschatz, Galvin and Gagne ©2009 Solaris Dispatch Table Operating System Concepts – 8th Edition 5.41 Silberschatz, Galvin and Gagne ©2009 Solaris Scheduling Operating System Concepts – 8th Edition 5.42 Silberschatz, Galvin and Gagne ©2009 Solaris Scheduling (Cont.) Scheduler converts class-specific priorities into a per-thread global priority Thread with highest priority runs next Runs until (1) blocks, (2) uses time slice, (3) preempted by higher-priority thread Multiple threads at same priority selected via RR Operating System Concepts – 8th Edition 5.43 Silberschatz, Galvin and Gagne ©2009 Windows Scheduling Windows uses priority-based preemptive scheduling Highest-priority thread runs next Dispatcher is scheduler Thread runs until (1) blocks, (2) uses time slice, (3) preempted by higher-priority thread Real-time threads can preempt non-real-time 32-level priority scheme Variable class is 1-15, real-time class is 16-31 Priority 0 is memory-management thread Queue for each priority If no run-able thread, runs idle thread Operating System Concepts – 8th Edition 5.44 Silberschatz, Galvin and Gagne ©2009 Windows Priority Classes Win32 API identifies several priority classes to which a process can belong REALTIME_PRIORITY_CLASS, HIGH_PRIORITY_CLASS, ABOVE_NORMAL_PRIORITY_CLASS,NORMAL_PRIORITY_CLASS, BELOW_NORMAL_PRIORITY_CLASS, IDLE_PRIORITY_CLASS All are variable except REALTIME A thread within a given priority class has a relative priority TIME_CRITICAL, HIGHEST, ABOVE_NORMAL, NORMAL, BELOW_NORMAL, LOWEST, IDLE Priority class and relative priority combine to give numeric priority Base priority is NORMAL within the class If quantum expires, priority lowered, but never below base If wait occurs, priority boosted depending on what was waited for Foreground window given 3x priority boost Operating System Concepts – 8th Edition 5.45 Silberschatz, Galvin and Gagne ©2009 Windows XP Priorities Operating System Concepts – 8th Edition 5.46 Silberschatz, Galvin and Gagne ©2009 Linux Scheduling Constant order O(1) scheduling time Preemptive, priority based Two priority ranges: time-sharing and real-time Real-time range from 0 to 99 and nice value from 100 to 140 Map into global priority with numerically lower values indicating higher priority Higher priority gets larger q Task run-able as long as time left in time slice (active) If no time left (expired), not run-able until all other tasks use their slices All run-able tasks tracked in per-CPU runqueue data structure Two priority arrays (active, expired) Tasks indexed by priority When no more active, arrays are exchanged Operating System Concepts – 8th Edition 5.47 Silberschatz, Galvin and Gagne ©2009 Linux Scheduling (Cont.) Real-time scheduling according to POSIX.1b Real-time tasks have static priorities All other tasks dynamic based on nice value plus or minus 5 Interactivity of task determines plus or minus More interactive -> more minus Priority recalculated when task expired This exchanging arrays implements adjusted priorities Operating System Concepts – 8th Edition 5.48 Silberschatz, Galvin and Gagne ©2009 Priorities and Time-slice length Operating System Concepts – 8th Edition 5.49 Silberschatz, Galvin and Gagne ©2009 List of Tasks Indexed According to Priorities Operating System Concepts – 8th Edition 5.50 Silberschatz, Galvin and Gagne ©2009 Algorithm Evaluation How to select CPU-scheduling algorithm for an OS? Determine criteria, then evaluate algorithms Deterministic modeling Type of analytic evaluation Takes a particular predetermined workload and defines the performance of each algorithm for that workload Operating System Concepts – 8th Edition 5.51 Silberschatz, Galvin and Gagne ©2009 Queueing Models Describes the arrival of processes, and CPU and I/O bursts probabilistically Commonly exponential, and described by mean Computes average throughput, utilization, waiting time, etc Computer system described as network of servers, each with queue of waiting processes Knowing arrival rates and service rates Computes utilization, average queue length, average wait time, etc Operating System Concepts – 8th Edition 5.52 Silberschatz, Galvin and Gagne ©2009 Little’s Formula n = average queue length W = average waiting time in queue λ = average arrival rate into queue Little’s law – in steady state, processes leaving queue must equal processes arriving, thus n=λxW Valid for any scheduling algorithm and arrival distribution For example, if on average 7 processes arrive per second, and normally 14 processes in queue, then average wait time per process = 2 seconds Operating System Concepts – 8th Edition 5.53 Silberschatz, Galvin and Gagne ©2009 Simulations Queueing models limited Simulations more accurate Programmed model of computer system Clock is a variable Gather statistics indicating algorithm performance Data to drive simulation gathered via Random number generator according to probabilities Distributions defined mathematically or empirically Trace tapes record sequences of real events in real systems Operating System Concepts – 8th Edition 5.54 Silberschatz, Galvin and Gagne ©2009 Evaluation of CPU Schedulers by Simulation Operating System Concepts – 8th Edition 5.55 Silberschatz, Galvin and Gagne ©2009 Implementation Even simulations have limited accuracy Just implement new scheduler and test in real systems High cost, high risk Environments vary Most flexible schedulers can be modified per-site or per-system Or APIs to modify priorities But again environments vary Operating System Concepts – 8th Edition 5.56 Silberschatz, Galvin and Gagne ©2009 End of Chapter 5 Operating System Concepts – 8th Edition Silberschatz, Galvin and Gagne ©2009 5.08 Operating System Concepts – 8th Edition 5.58 Silberschatz, Galvin and Gagne ©2009 In-5.7 Operating System Concepts – 8th Edition 5.59 Silberschatz, Galvin and Gagne ©2009 In-5.8 Operating System Concepts – 8th Edition 5.60 Silberschatz, Galvin and Gagne ©2009 In-5.9 Operating System Concepts – 8th Edition 5.61 Silberschatz, Galvin and Gagne ©2009 Dispatch Latency Operating System Concepts – 8th Edition 5.62 Silberschatz, Galvin and Gagne ©2009 Java Thread Scheduling JVM Uses a Preemptive, Priority-Based Scheduling Algorithm FIFO Queue is Used if There Are Multiple Threads With the Same Priority Operating System Concepts – 8th Edition 5.63 Silberschatz, Galvin and Gagne ©2009 Java Thread Scheduling (Cont.) JVM Schedules a Thread to Run When: 1. The Currently Running Thread Exits the Runnable State 2. A Higher Priority Thread Enters the Runnable State * Note – the JVM Does Not Specify Whether Threads are Time-Sliced or Not Operating System Concepts – 8th Edition 5.64 Silberschatz, Galvin and Gagne ©2009 Time-Slicing Since the JVM Doesn’t Ensure Time-Slicing, the yield() Method May Be Used: while (true) { // perform CPU-intensive task ... Thread.yield(); } This Yields Control to Another Thread of Equal Priority Operating System Concepts – 8th Edition 5.65 Silberschatz, Galvin and Gagne ©2009 Thread Priorities Priority Comment Thread.MIN_PRIORITY Minimum Thread Priority Thread.MAX_PRIORITY Maximum Thread Priority Thread.NORM_PRIORITY Default Thread Priority Priorities May Be Set Using setPriority() method: setPriority(Thread.NORM_PRIORITY + 2); Operating System Concepts – 8th Edition 5.66 Silberschatz, Galvin and Gagne ©2009 Solaris 2 Scheduling Operating System Concepts – 8th Edition 5.67 Silberschatz, Galvin and Gagne ©2009