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WIPO/INV/BEI/02/18
SECOND INTERNATIONAL FORUM ON CREATIVITY AND
INVENTION –
A BETTER FUTURE FOR HUMANITY IN THE 21ST CENTURY
Beijing (China), May 23-25, 2002
THE DEVELOPMENT OF THE INTERNATIONAL
PATENT SYSTEM
HIGH TECHNOLOGY PATENTING AND
INTERNATIONAL FILING STRATEGIES
Document prepared by Ms. Caroline J. Yun,
US Registered Patent Attorney and Foreign Lawyer,
Baker & McKenzie, Hong Kong, SAR
Copyright © 2002, Caroline J. Yun. All rights reserved.
Agenda
 WHAT IS PATENTABLE?
 EXTENDING PROTECTION
 UNIVERSAL PATENTS
C. J. YUN
2
U.S. FOUNDATION
CONSTITUTIONALLY BASED
CONGRESS SHALL HAVE THE
POWER…TO PROMOTE PROGRESS OF
SCIENCE BY SECURING LIMITED
TIMES TO INVENTORS THE
EXCLUSIVE RIGHT TO THEIR
DISCOVERIES
ART. 1, §8, CLAUSE 8
C. J. YUN
3
PATENTS
GOVERNMENT GRANTED LEGAL RIGHT
FOR LIMITED TIME (6 to 20 YEARS)
TO EXCLUDE OTHERS FROM USING
YOUR PATENTED INVENTION
AS DEFINED BY THE PATENT CLAIMS
C. J. YUN
4
WHY?
PROTECT INVESTMENT IN TECHNOLOGY
DEVELOPMENT
KEEP COMPETITORS OUT OF YOUR NEW
MARKET
OPEN A MARKET WHEN COMPETITOR HAS
DOMINANT PATENT
PREVENT 3RD PARTY PATENT COVERING
YOUR COMMERCIAL PRODUCT/PROCESS
GAIN REVENUES BY LICENSING
C. J. YUN
5
STATUTORY SUBJECT MATTER
COMPOSITIONS
PROCESS
MACHINE
ARTICLES OF MANUFACTURE
* * *
PRODUCTS OF NATURE?
C. J. YUN
6
PRODUCTS OF NATURE
MICROBES
PLANTS
ANIMALS
COMPOUNDS
C. J. YUN
7
WHAT IS PATENTABLE?
UNITED STATES SUPREME COURT
HELD ANYTHING UNDER THE SUN
MADE BY MAN IS PROTECTABLE
BY PATENT
Diamond v. Chakrabarty, 447 U.S. 303 (1980)
C. J. YUN
8
BIOTECH INVENTIONS
COMPOSITIONS OF MATTER
GENES
PROTEINS
PHARMA BASED
METHODS OF TREATING
PATIENTS/DISEASE USE
OF GENE/PROTEIN
C. J. YUN
9
REQUIREMENTS
NOVELTY
UNOBVIOUSNESS
UTILITY
DISCLOSURE
C. J. YUN
10
POLICY/GUIDELINES
NIH
HISTORIC JOINT STATEMENT
HUMAN GENE SEQUENCE DATA
UTILITY EXAMINATION
GUIDELINES
ESTs
SNPs
INTERNATIONAL COOPERATION
C. J. YUN
11
FILING OF APPLICATIONS
A U.S. patent for an invention is
the grant of a property right to
the inventor(s), issued by the
U.S. Patent and Trademark
Office. To get a U.S. patent, an
application must be filed in the
U.S. Patent and Trademark
Office
C. J. YUN
12
TOP 10 ORGANIZATIONS RECEIVING
U.S. PATENTS IN 2000
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
IBM – 2886
NEC – 2020
CANON – 1890
SAMSUNG – 1441
LUCENT – 1411
SONY – 1385
MICRON TECHNOLOGY – 1304
TOSHIBA – 1232
MOTOROLA – 1196
FUJITSU - 1147
C. J. YUN
13
1999 – U.S. Gene-Based Patents
U.S. Government - 388
Incyte Pharma - 356
Univ. of California- 265
SmithKline Beecham - 197
Genentech - 175
Eli Lilly - 145
Novo Nordisk - 142
Chiron - 129
AHP - 117
Isis Pharma - 108
MGH - 108
Human Genome
Sciences - 104
Univ. of Texas - 103
Institut Pasteur - 101
C. J. YUN
14
PATENTS IN FORCE IN 2000
35
30
25
20
%
15
10
5
0
USA
EPC
C. J. YUN
JAPAN
OTHERS
15
TYPES OF PATENTS APPLICATIONS
PROVISIONAL
UTILITY (non-provisional)
DESIGN
OTHERS (e.g., plant)
REFORM
Patent Cooperation Treaty
Patent Law Treaty
International Patent System
C. J. YUN
17
GLOBAL FRAMEWORK
Mutual Recognition
PCT Platform for Global Patent
System
C. J. YUN
18
CONCLUSION
ANYTHING UNDER THE
SUN MADE BY MAN
Diamond v. Chakrabarty
THE PATENT SYSTEM ADDED THE FUEL
OF INTEREST TO THE FIRE OF
GENIUS
Abraham Lincoln
C. J. YUN
19