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Functional Ecology 1989, 3, 21-27 ESSAY REVIEW The adaptive significanceof diel vertical migrationof zooplankton downwards. The movement of the population reflectsonly the net effect.The distance between times the mean depths of a population at different equals the distance travelledby an individual only if all animals migratesynchronously.Otherwise, the movement of an individual can be considerably underestimated.As it is not possible to track adapZooplankton,diel verticalmigration, Key-words: trade- small individual zoo'lankton in situ,this problem visualpredation, tivevalue,metabolicadvantage, consequences,photo-protection offs,demographic is still not solved. In the sixties,the main concern of investigators of vertical migrationwas the neurophysiological The phenomenon basis of the rhythmic behaviour. Behavioural Many taxa of both marine and freshwaterzoophysiology tried to identifythe stimuli for initiplankton perform diel vertical migrations with ation and direction of the migration.The relative amplitudes froma fewto 100 metres(Hutchinson, change of lightintensityhas been found to be the 1967). The 'normal' patternis an evening ascent proximate cue that controls the upwards and and a morning descent, though several cases of downwards movements.At least in Daphnia, the 'reversed' migrations have been described reactiondepends on the level oflightadaptation of (Ohman, Frost & Cohen, 1983; Bayly, 1986). the animal's eye (Siebeck, 1960; Ringelberg,1964; Migratinganimals spend the day in deep waters McNaught & Hasler, 1964; Ringelberg,Van Kasteel but staynear the surfaceat night.The amplitude of & Servaas, 1967). Today the focus ofmostresearch the movements and the shape of the vertical on verticalmigrationhas shiftedfromthe environdistributionof the population may be very differ- mental control towards the search for ultimate ent between species and between ontogenetic reasons. stages of the same species and may be influenced by factors like turbitiy and food abundance (Bohrer, 1980; George, 1983). Zooplankton may The problem eithermigrateup and down togetherin a narrow The presence ofverticalmigrationin so manytaxa band or may be sharply stratifiedin deep waters suggeststhatithas some adaptive value. Although during the day but spread throughoutthe entire thereis no reason to believe thatthe same ultimate water column at night. factordrives migrationin all taxa, it is interesting However, what we observe are only changes in that all migrating filter-feedingzooplankton the population density at differentdepths of the experience similar disadvantageous environwater column. When taking plankton samples mental conditions. This effectis principallysimifromdifferentwater layers, we obtain a vertical lar in freshwaterand in the sea but may be more profile of animal abundances. Shifts in these pronounced in stratifiedlakes. Migratinganimals vertical distributionsare usually interpretedas movementsofthe population and day-nightdiffer- spend the nightin warm food-richsurfacewaters ences between means or medians of the distri- but they leave this advantageous environment during the day to stay in the cold hypolimnion butions serve as measures of the verticalrange of where quantityand quality offood are low. Thus, migration.However, such population responses several costs are associated with migration. may be seriously misleading in terms of the Reduced food availabilityresultsin slower growth behaviour of constituent individuals (Pearre, and lower fecundity.The developmental time of 1979a). Individuals may vary speed and direction the eggs carried by females is prolonged at the of their movements, so that at any time some lower temperatures.Moreover,swimmingup and animals move upwards while othersrest or move W. LAMPERT Departmentof Physiological Ecology,Max Planck InstituteofLimnology,Postfach 165, 2330 Plin, Federal Republic of Germany 21 This content downloaded on Fri, 8 Mar 2013 14:24:20 PM All use subject to JSTOR Terms and Conditions 22 W. Lampert down the watercolumn needs energy.These costs mustresultin reduced fitnessofmigratinganimals compared to those that stay in the surfacewaters all day long. However, since theymigrate,it is reasonable to suppose that there must be a selective force that favoursmigrationbehaviour. This apparent paradox has puzzled plankton ecologists for several years. A large variety of competing hypotheses have been offeredto explain the adaptive value of vertical migration.The majorityof them can be grouped in two categoriesaccording to the different components of fitnesstheyemphasize: (1) Vertical migrationprovides a metabolic or demographicadvantage. (2) Avoidance of surfacewaters duringthe day reduces the light-dependentmortalityrisk. A thirdgroup is not directlyrelated to individual fitness,but proposes optimum exploitation strategies offood resources. Adaptive value Metabolic and demographic advantage The idea that migratingzooplankton may have a ones was metabolic advantage over non-migrating proposed by McLaren (1963). He estimated an energeticbonus forcopepods feeding at nightin the warm,food-richwaters and restingin the cold during the day. However, besides the energetic bonus, thereis a retardationofdevelopmentat low temperatures. So McLaren (1974) modified the original hypothesis by constructing a possible demographic advantage. Copepods growing at lower temperaturesmay reach largeradult body size. Provided there are non-limitingfood conditions and fecundityof large specimens is higher than that of smaller ones, this may result in a demographicadvantage. McLaren himselfpointed out that his model required some restrictive assumptions. For example, he had to assume that adult stages stayed in the epilimnion,which is not in accordance with most field observations.Also, Lock & McLaren (1970) had shown thatcopepods raised under fluctuatingtemperatureconditions did not grow to larger sizes than those kept at a constant average temperature. Kerfoot (1985) criticized the demographic advantage hypothesis rigorouslyby clearly pointing out that increased fecundity cannot compensate for the negative effectof decreased temperature on the rate of population growth(r). All attemptsto test McLaren's hypothesishave failed to demonstratea reproductiveadvantage of migrating zooplankton. Larvae of Chooborus Loew gained no energeticbenefitunder trivittatus simulated verticalmigrationconditions in laboratory experiments of Swift (1976). More information is available forvarious Daphnia species. Good luck provided Stich & Lampert(1981) with a fieldtest.They foundtwo Daphnia species in Lake Constance that,albeit being morphologicallyvery similar, showed pronounced differencesin their migrationbehaviour. Daphnia galeata Sars and Daphnia hyalina Leydig are so closely relatedthat theyeven formhybrids(Wolf& Mort,1986), but D. hyalina performsdiel migrationsof more than 40 metersamplitude, while D. galeata migratesvery little and stays in the epilimnion all day long. If diel vertical migrationhas a metabolic or demographic advantage, this must be reflected in a higher reproductive output of D. hyalina. However, just the opposite was found: D. hyalina has fewereggsthan D. galeata and, moreover,the eggs develop much more slowly than those of D. galeata. Laboratory experiments have confirmedthese field observations. Orcutt & Porter (1983) and Manca, DeBernardi & Savia (1986) constructedlife tables forDaphnia under several fluctuatingand constanttemperatureconditions. Althoughreproductive patterns differed between treatments, there was no indication that fluctuating temperaturesincreased r. Daphnids grown under the highestconstanttemperaturealways had the highest reproductive output. Orcutt & Porter (1983) clearly point out that'the differencebetween a migrationand non-migrationstrategyis not fluctuating versus average constant temperaturebut fluctuatingversus maximum temperaturein the cycle. The differencesbetween the two strategies were even morepronounced in the only studythat varied temperatureand food simultaneouslyin a diel cycle (Stich & Lampert,1984). Althoughthere -were slight differencesbetween the two species that performdifferentmigrationpatternsin Lake Constance, both of them grew faster and had considerably higher reproductive output under non-migrationconditions. These results corroborate the field observations and suggest that, at least in daphnids, vertical migration is energeticallydisadvantageous. Energyconservation However, additional assumptions revivedthe idea ofa metabolic advantage,Geller (1986) proposed a 'starvationavoidance hypothesis', based on data on the Lake Constance Daphnia populations. Though it is difficultto understand how natural This content downloaded on Fri, 8 Mar 2013 14:24:20 PM All use subject to JSTOR Terms and Conditions 23 Diel vertical migration selection can favour a seasonally-stable, high population density in a parthenogeneticspecies, his basic idea is that migratingdaphnids use a 'conservation' strategyto avoid population fluctuations. During spring,when food is very abundant, both Daphnia species utilize an 'exploitative' strategyto build up a high population density and do not migrate. D. hyalina switches to the 'conservation' strategy when, during summer,food supply is unpredictable,so thatperiods ofstarvationmay occur. Energylosses during starvationin the warm epilimnion would be higher than in the cold hypolimnion,causing elevated mortality of juveniles of the surfacedwelling animals and severe population fluctuations. In the cold, daphnids can retain energy, survive longer and show dampened fluctuations. Vertical migrationarises from the need to gain energythat is not available in the deep water. To enforcethe energygain, Geller (1986) assumed a mechanism of temperatureacclimation as found in marine littoral snails (Somero & Hochachka, 1976). Feeding and respirationof cold acclimated animals are supposed to respond differentlyto variations in temperature. If the feeding rate increases steeply with raising temperaturein the epilimnion,while the respiratoryrateresponds to a lesser extent,migratinganimals will achieve a net gain ofenergyto partlycompensate the starvation losses. However, to date this effecthas not been demonstratedin any zooplankton. Resource related hypotheses Enright(1977) was the firstto incorporate feedbacks between filter-feedingzooplankton and theiralgal preyinto a metabolic model. His model differedfromMcLaren's (1963) in two additional assumptions: (1) Since photosynthesistakes place duringthe day, but only losses (respiration,grazing) occur at night,algal biomass mustbe greaterin the evening than in the morning. Algal quality must also be differentas the cells will be filled with reservesat dusk. (2) Animals returningto the surfaceafterseveral hours ofstarvationwill feed at enhanced rates. They may compensate for the day-timestarvationby feeding in the evening at elevated rates on algae of higher abundance and quality. As respiratorylosses are low during the starvationperiod in the cold hypolimnion,migrating animals may, thus, gain an energeticprofit. Contrary to the other metabolic-advantage hypotheses that cannot explain why the animals migrateat certaintimesofthe day, Enright'smodel incorporates the timing of migration.It predicts thatzooplanktonshould not arriveat the surfacein complete darkness but before dusk. This prediction has been tested by three series of detailed sampling ofthe marine copepod Calanus (Enright & Honegger, 1977). The predicted pattern was foundin only one series,so the authorsconcluded that other factorswere modifyingthe migration behaviour. The new hypothesis and the associated test initiated considerable debate. A series of comments was published in response (Pearre, 1979b; Koslow, 1979; Miller, 1979; Enright, 1979). In defence of his hypothesis,Enright(1979) pointed out thathe had predictedan unexpected phenomenon, and that this phenomenon had been observed later - at least sometimes. Thus his hypothesiscould not be refuted.However, Pearre (1979b) raised the question if copepods that ascend before sunset also feed before sunset A recent which is basic to Enright'sinterpretation. study (M.J. Dagg, unpublished), using the gutfluorescence method (Mackas & Bohrer, 1976), confirmedthe early ascent of Calanus but found theirguts to be emptybeforesunset. The Enrightmodel implies additional physiological assumptions that can be tested. For example, enhancement of the feeding rate by starvation is a critical proposition. The model requires that the starvation effectoccurs at low food concentrationsand also lasts forsome hours. Some laboratory experiments supported both assumptions (Runge, 1980) or at least one ofthem (Ringelberg& Royackers, 1985; Mackas & Burns, 1986). Othersdid not findthe enhancementat low concentrations(McMahon & Rigler, 1965; Frost, 1972; Lampert,Schmitt& Muck, 1988), but a rapid decline of the hungerresponse when the animals received food, especially in Daphnia. Therefore, experimental evidence suggests that the Enright model cannot be applied to Daphnia. Although copepods seem to be betteradapted to changing food conditions than cladocerans or ctenophores, intermittentfeeding may not have a metabolic advantage forany zooplankton (Kremer& Kremer, 1988). Thus, thereis littleevidence to supportthe idea of a metabolic advantage in migratingzooplankton.Even ifthe energybalance is positive in migrators,this must be compensated for by the negative demographic effects caused by lower temperature not considered in Enright's model (Kerfoot,1985). Enright's hypothesis stressed the relationship between the migrating filter-feedersand their This content downloaded on Fri, 8 Mar 2013 14:24:20 PM All use subject to JSTOR Terms and Conditions 24 W. Lampert resources. Hardy (1936) already interpretedvertical migration as a mechanism to prevent overexploitation of the resources. McAllister (1969) proposed the idea thatharvestingofthe algal crop only at night may result in a higher production compared to continuous harvesting,even if the total daily consumption by zooplankton is identical in both strategies,because all algae can grow unimpeded duringthe lightphase. Mathematical models (McAllister, 1969; Petipa & Makarova, 1969; Lampert, 1987) predicted, in fact, higher algal net production forsituationswhen the total grazingwas concentratedat night.An explanation ofverticalmigrationas a strategyto increase algal production, i.e. more food for the zooplankton, would require group selection. There is no doubt thatverticalmigrationsoffilter-feeders, especially of the very efficientdaphnids, can result in considerable fluctuationsof grazing pressure in the epilimnion (Lampert& Taylor,1985). The effectof rhythmicharvestingcannot be tested in the field due to the lack of appropriate controls.However, laboratory simulations in chemostats failed to demonstratethe enhancement of algal growthby nocturnal grazing when nutrientswere limiting, because the positive effectwas compensated forby restrictednutrientregenerationby zooplankton (Lampert et al., 1988). Vertical migrationof the grazers has important indirect effectson algal biomass and species composition (Lampert,1987). But these effectsare probablya consequence ofthe migrationand cannot be used to propose a higher fitnessof a migratinganimal compared to a nonmigratingone. Light-relatedmortality The second group of hypotheses is based on the assumption that animals should avoid the epilimnion duringthe day because it is dangerous to staytherein the light.In thiscase, fitnesswould be gained by reduced mortalityinstead of increased fecundity.A strikingadvantage ofthis approach is that it can easily explain why the animals must avoid the epilimnion duringdaytime. Light may have a direct deleterious effecton zooplankton, especially UV near the surface (Siebeck, 1978). However, protection from UVlight damage would not require deep migrations, as UV is absorbed in the uppermostwatercolumn. Effectsof blue light may be more importantas it penetratesmuch deeper. Pigmentedcopepods are less sensitive to visible light than unpigmented ones, indicatingthat visible lightmay be a source of mortality(Hairston, 1980). However, it is difficult to separate the harmfuleffectsof short-wave radiation from visual predation effects (Byron, 1982). The concept of vertical migrationas a predator of the various evasion is the most straightforward hypotheses. Although mentioned earlier, it has been explicitely formulatedby Zaret & Suffern (1976). As the pelagial is a relativelyhomogeneous environment,zooplankton have no shelterto hide from visual predators (mainly fish). Their only refugeis the darkhypolimnion.Since the pioneering work of Hrbf6ek(1962) and Brooks & Dodson (1965) on the effectof fish predation on zooplankton communities, there is a large body of literaturedealing with the mechanisms of detection,capture and selection ofzooplankton preyby fish (for review see Zaret, 1980; O'Brien, 1987). The predator-avoidance hypothesis generates several predictions: 1 Zooplankton must ascend in the evening and descend at dawn. This is the 'normal' patternfound in the field. Even reverse migrationscan sometimes be logically explained. Ohman et al. (1983), forexample, interpretedthe reverse migration of the small Pseudocalanus as an escape of the 'normally' migratinglargeinvertebratepredatorCalan us, that in turnis affectedby fishpredation. 2 Vertical migrationbehaviour should predominate in more conspicuous animals that can be better detected by fish. These are large or pigmented animals and those that are carrying a clutch of eggs. In fact, it is often observed that large species have a strongertendency to migrate and older stages and gravid females migrate deeper than juveniles (Wright,O'Brien & Vinyard,1980). 3 The amplitude of migrationshould vary with abundance and activityof planktivorousfish. The seasonal patternof migrationof D. hyalina in Lake Constance (Stich & Lampert,1981) can be interpretedas a response to the occurrence offish fry in the pelagial and to increasing feeding activityof fishin summer. Interannualvariations in migrationpatternof Calanus in Dabob Bay can be related to year class strengthin fish (Frost, 1988). Probably the strongestargumentin favour of the predation-avoidance hypothesis has recentlybeen provided by Gliwicz (1986). Comparingthe migrationpatternofCyclops abyssorum Sars in various lakes of the Tatra mountains that had been stocked with char, he found a clear relationship between the amplitude of migration and the age ofthefishpopulation. The copeods did This content downloaded on Fri, 8 Mar 2013 14:24:20 PM All use subject to JSTOR Terms and Conditions 25 Diel vertical migration not migratein fishlesslakes, but migratedstrongly in lakes that had contained fish for >lOOOy. Intermediate ranges were observed for younger fish populations. The latterexample clearly suggests a genotypic response owing to selective mortalityof non-migratingcopepods. It is sometimes doubted that fish are abundant enough to have such a strongimpact. However, visual predators are extremelyeffectivebecause they select for the adult egg-bearingfemales, so theykill many offspring togetherwith one mother. Anothercriticismis thatplanktivorousfishdo not hunt during the day but during twilightand at night (Bohl, 1980). Although fish can hunt at extremelylow lightintensities,the probabilityof being detected is much lower fora zooplankterat night (Iwasa, 1982). If fish stay in the littoral duringthe day,this maybe because it does notpay to take the riskofbeing seen by a largepiscivore at the low daytimezooplankton densities. the surfacein orderto obtain enough energy.This can also explain why marine copepods may stop migratingwhen they come into contact with a deep-waterphytoplanktonlayer.Note thatvertical migrationis viewed here as an ascent fromsafe deep waters, while the metabolic advantage hypotheses view it as a descent to favourable places. 3 Under more oligotrophic conditions, food availabilityin deep waters may be so poor thatthe energybalance cannot be maintainedby feedingat the surface for a restrictedperiod of time. The animals musttake the riskofbeing eaten and must stay near the surface. This has recently been demonstratedexperimentallyforDaphnia longispina O.F. Muller in a Norwegian lake (Johnsen& Jacobsen,1987). Daphnids did not migratein deep enclosures when the food was depleted but started migratingwhen the enclosures were enrichedwith food particles. Conclusions Trade-offs If vertical migrationimplies energeticand demographic costs, there must be a trade-offbetween maximumenergyinput and maximumprotection. Thus, the migrationpatternmay be a compromise (Vuorinen, 1987), following the principle 'better hungry than dead' (Kremer & Kremer, 1988). Althoughit has been observed thatthe presence of food can modifythe vertical migrationbehaviour (Hardy & Gunther, 1936; Bohrer, 1980; George, 1983), so that hunger may control the vertical movements (Huntley & Brooks, 1982), the conceptual framework has been developed only recently. Trade-offtheory predicts that in the presence of predation pressure food availability and thermalgradientshould determinethe pattern ofverticalmigration,viz: 1 If the costs of stayingin deep water are low, as the thermal gradient is not steep and the food availabilityis high,animals should not migratebut stay in deep waters all day. This patternhas been found in very eutrophic Polish lakes (Pijanowska & Dawidowicz, 4987; Gliwicz & Pijanowska, 1988). 2 A gradually higher ascent should occur with increasingly unfavourable conditions in the depth. In eutrophic lakes, animals can assemble near the oxycline duringthe day and spread over the watercolumn at nightas observed forDaphnia in some Holstein lakes (S. Kruse, unpublished). In deep, mesotrophic lakes, it may be necessary to migrateover longer distances and come closer to Further studies will probably concentrate on quantifyingthe interactionsof predation pressure and the verticalgradientsof food availability and temperature(Gliwicz & Pijanowska, 1988). This may help to explain why the observed patternsof vertical migrationare so variable (Bayly, 1986). Mathematicalmodels can set the boundary conditions in the way Gabriel & Thomas (1988) demonstrated that diel vertical migration is an evolutionarily stable strategy. The interesting question at present is whetherwe will be able to find a unifyingtheorythat explains the different patterns in all taxa. The problem is difficult because the falsificationof a hypothesis for one species stillleaves the possibilitythatit applies to others (cf. discussion afterLampert et al., 1988). The only unifyingconcept we have at the moment is that vertical migrationmay not evolve without light-dependentmortality(presumablyvisual predation) in the surfacewaters. There is no supporting evidence for a metabolic advantage. The proposed models of metabolic and demographic profitmay at best partly compensate the deleterious consequences of migrationas a predator avoidance. References Bayly,I.A.E. (1986) Aspects of diel verticalmigrationin zooplankton, and its enigma variations.In Limnology in Australia (ed. P. DeDeckker & W.D. Williams), pp. 349-368. Commonwealth Scientific and Industrial Research Organisation,Melbourne. This content downloaded on Fri, 8 Mar 2013 14:24:20 PM All use subject to JSTOR Terms and Conditions 26 W. Lampert Bohl, E. (1980) Diel patternof pelagic distributionand feedingin planktivorousfish.Oecologia, 44, 368-3 75. Bohrer,R. (1980) Experimental studies on diel vertical migration.In Ecology and Evolution of Zooplankton Communities(ed. W.C. 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(1988) Variability and possible adaptive significance of diel vertical migration in Calanus pacificus, a planktonic marine copepod. Bulletin of Marine Science, 43, in press. Gabriel W. & Thomas, B. (1988) Vertical migrationof zooplankton as an evolutionarily stable strategy. American Naturalist,32, 199-216. Geller, W. (1986) Diurnal vertical migration of zooplankton in a temperategreat lake (L. Constance): a starvationavoidance mechanism? Archivfur Hydrobiologie/Supplement,74, 1-60. George, D.G. (1983) Interrelationsbetween the vertical migrationof Daphnia and chlorophylla in two large limneticenclosures. Journalof Plankton Research, 5, 457-475. Gliwicz, Z.M. (1986) Predation and the evolution of vertical migrationbehavior in zooplankton. Nature, 320, 746-748. Gliwicz, Z.M. & Pijanowska, J. (1988) Predation and resource depth distributionin shaping behaviour of vertical migrationin zooplankton. Bulletin of Marine Science, 43, in press. 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(1976) Vertical migrationin zooplankton as a predator avoidance mechanism. Limnologyand Oceanography, 21, 804-813. Received 17 March 1988; revised 9 May 1988; accepted 17June 1988 This content downloaded on Fri, 8 Mar 2013 14:24:20 PM All use subject to JSTOR Terms and Conditions