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New Approval Mechanism for Breast Cancer using pathologic Complete Response Sandra M. Swain, MD, FACP
Medical Director, Washington Cancer Institute
MedStar Washington Hospital Center
Professor of Medicine Georgetown University
March 7, 2014
Sandra Swain, MD
Steering Committee (Uncompensated) - Roche /
Genentech
Contracted Research: Puma /( Pfizer), BMS,
Sanofi-Aventis, Roche / Genentech
How can we speed drug development in today’s climate?
ASCO Strategies Trial Design
• Clinically meaningful outcomes
• FDA‐ASCO endpoint workshops
• Streamlined eligibility criteria
• Optimizing data collection
Practice/Process Improvement
• Community Research Forum
• Workload assessment tool
• Practice readiness
Policy
• Breakthrough therapy designation
• Insurance coverage
• Advocacy for cooperative groups and community based research
Design: Clinically Meaningful Outcomes
Goal: Trials with greater impact and meaning to patients
• Molecular targets increasing expectations
• No tolerance for incremental change
• ASCO workgroup proposed new benchmarks led by Lee Ellis, MD
– Benchmarks vetted by experts
– Invited public comment
– Complex, controversial topic
– J Clin Oncol March 17, 2014
Innovative Ideas for Breast Cancer Drug Approval
Milestones of HER2/anti‐HER2 therapies in BC 1978
1982
1983
1984
EGFR
discovery
Cohen
neu oncogene
discovery
Weinberg
Her2 cloned
Ullrich and
Coussens
EGFR MoAb
inhibited growth
Mendelsohn
MBC : metastatic breast cancer
MoAb : monoclonal antibody
1985
1987
1998
2006
FDA approves single agent
trastuzumab for 2nd line
and in combination with
paclitaxel for 1st line MBC
Amplification of
Her2/neu correlates
with shorter survival
Slamon
Her2 amplification in
breast cancer
Aaronson
2007
2012
2013
FDA approves
pertuzumab +
trastuzumab +
docetaxel for MBC
FDA approves lapatinib
+ capecitabine for MBC
FDA approves
trastuzumab in
adjuvant setting
FDA approves
TDM1 for MBC
SM SWAIN
FDA Expedited Programs
Designations
Fast Track: clinical or nonclinical evidence of unmet need
Breakthrough: Preliminary clinical evidence suggests improvement over available therapies (more intensive FDA guidance)
Priority Review: 6 mo review (vs 10 mo)
Approval Pathways
Accelerated Approval
Guidance for Industry Expedited Programs for Serious Conditions––
Drugs and Biologics Draft Guidance June 2013
Breakthrough Therapies
• Signed into law July 9, 2012
– As of Feb 24, 2014
• 41 designations granted
• At least 14 for oncology (2 of 4 approvals: Ibrutinib
and obinutuzumab)
• Granted early in development process, ideally during or after phase I
• Allows FDA to work closely with sponsor and provide commitment to expedite review
• Potential to cut down time to approval
Accelerated Approval Pathway
• Positive benefit‐risk profile
• Surrogate endpoint reasonably likely to produce clinical benefit
• Postmarketing confirmatory trials required and usually underway at time of application
• May be withdrawn if confirmatory trial fail to verify benefit
Guidance for Industry: Pathologic Complete Response in Neoadjuvant Treatment of High‐
Risk Early‐Stage Breast Cancer: Use as an Endpoint to Support Accelerated Approval
• Uniform definition of pCR for regulatory purposes
• Summarize relationship known between pCR and prognosis
• Describe trial designs and patient populations where pCR reasonably likely to predict clinical benefit
• Trial designs permit confirmation of clinical benefit and support conversion to regular approval
Draft: FDA issued May 2012
CTNeoBC Trials
Trials
AGO 1
ECTO
EORTC 10994/BIG 1‐00
GeparDuo
GeparQuattro
GeparTrio
GeparTrio‐Pilot
NOAH
NSABP B‐18
NSABP B‐27
PREPARE
TECHNO
Total
Patients
668
1355
1856
907
1495
2072
285
334
1523
2411
733
217
13856
Cortazar, et al Lancet e pub 2014
Event-Free-Survival and Overall Survival with
3 pCR definitions
CTNeoBC
ypN0 important, no real difference ypT0/is or ypT0
Cortazar, et al Lancet epub 2014
pCR (ypT0/is ypN0) and
Event-Free-Survival and Overall Survival
CTNeoBC
HR=0.48, (95% CI: 0.43, 0.54)
HR=0.36, (95% CI: 0.31, 0.42)
Cortazar, et al Lancet e pub 2014
pCR and Event-Free-Survival
HR-pos/HER2 neg Breast Cancer
CTNeoBC
HR=0.49, (95% CI: 0.33, 0.71)
HR=0.63, (95% CI: 0.38, 1.04)
HR=0.27, (95% CI: 0.14, 0.50)
Cortazar, et al Lancet e pub 2014
pCR and Event-Free-Survival
HER2 pos Breast Cancer
CTneoBC
HR=0.39, (95% CI: 0.31, 0.50)
HR=0.58, (95% CI: 0.42, 0.82)
HR=0.25, (95% CI: 0.18, 0.34)
Cortazar et al, Lancet epub 2014
pCR and Event-Free-Survival
Triple Negative Breast Cancer
HR=0.24, (95% CI: 0.18, 0.33)
Cortazar et al Lancet epub 2014
Trial‐level correlation between treatment effect on pCR and event‐free survival or overall survival
Cortazar, et al Lancet e pub 2014
Conclusions CTNeoBC
• ypT0/is ypN0 had stronger association with outcome than ypT0/is
• Strongest association of pCR with outcome
– TNBC
– HR+: high grade and HER2 neg
– HER2+: HR neg
• Increase in pCR did not predict improved EFS and OS at a trial level
Cortazar, et al Lancet epub 2014
Why did Increase pCR not predict EFS and OS?
• Heterogeneous tumor subtypes
• Specific treatment (trastuzumab) only used in 3 trials so absolute overall differences in pCR
were low (1‐11%) but high for NOAH (20%) with 13% difference in EFS
• Factors unrelated to primary tumor response
Neoadjuvant Pathway to
Accelerated Approval
Goal: to market highly effective drugs sooner
– Not a lesser standard or “easy” route to market
for marginal drugs
– Target patients at high risk for recurrence and death
– Utilize superiority designs
– Design trials to detect a large improvement in pCR
– Choose drugs with high likelihood of meaningfully
improving long-term outcomes
Tatiana M. Prowell, March 2013
Concerns about Neoadjuvant
Pathway to Accelerated Approval
• Delay between initial approval & confirmation of (or
failure to confirm) clinical benefit
• Limited data on cumulative toxicity (e.g., neuropathy)
and rare/late toxicity (e.g., CHF, secondary malignancy)
• Uncertainty about magnitude of improvement in pCR
needed to improve EFS/OS
– May vary by breast cancer subtype
– Some patients with pCR will relapse and many with residual
disease will not
• Potential negative impacts on drug development
– Assessing risks of drug studied first in early-stage breast cancer
– Diminished drug development in advanced breast cancer
Tatiana M. Prowell March 2013
Number of trials
• Single Trial Model:
– One large RCT to assess pCR & EFS/OS
• Multi-Trial Model:
– Accelerated approval based on smaller
RCT(s) demonstrating large absolute
improvement in pCR rate
– Conversion to regular approval based on
large RCT(s) with DFS/EFS/OS as primary
endpoint
Tatiana M. Prowell, March 2013
Panel Discussion Summary
• Do we believe the advantages of granting
accelerated approval (AA) based on a
Neoadjuvant trial with pCR as endpoint
outweighs the concerns? Does pCR predict
clinical benefit?
– Generally yes
– Minimum improvement 20%
– High risk only, 20-25% 5 year relative risk
of recurrence
Oncology Drugs Advisory Committee Meeting
September 12, 2013
sBLA submission for Pertuzumab
• “PERJETA is a HER2/neu receptor antagonist indicated for: Neoadjuvant treatment of breast cancer, in combination with trastuzumab and docetaxel for patients with HER2‐positive, locally advanced, inflammatory, or early stage breast cancer (>2 cm in diameter) as part of a complete early breast cancer regimen containing either fluorouracil, epirubicin and cyclophosphamide
(FEC) or carboplatin
NOAH Trial: 5 yr Outcomes
EFS
OS
Gianni: Lancet Oncology (In Press)
NeoSphere: Study design and objectives
TH (n=107)
docetaxel (75100 mg/m2)
trastuzumab (86 mg/kg)
Patients with operable or locally advanced /inflammatory* HER2‐positive BC
Chemo‐naïve & primary tumors >2cm (N=417)
• Phase II design
S
THP (n=107)
docetaxel (75100 mg/m2) trastuzumab (86 mg/kg) pertuzumab (840420 mg)
U
HP (n=107)
trastuzumab (86 mg/kg) pertuzumab (840420 mg)
E
TP (n=96)
docetaxel (75100 mg/m2) pertuzumab (840420 mg)
Study dosing: q3w x 4
R
G
R
Y
• Primary endpoint:
Comparison of pCR rates TH vs THP
TH vs HP THP vs TP
• Secondary endpoints:
Clinical response
DFS
Breast conservation rate
Biomarker evaluation
NeoSphere: Primary endpoint –
pathologic complete response (breast only)
(ITT population)
p=0.0198
p=0.0141
50
p=0.003
pCR, %  95% CI
40
45.8
30
20
29.0
24.0
10
16.8
0
TH
THP
H, trastuzumab; P, pertuzumab; T, docetaxel
p values from Cochran‐Mantel‐Haenszel test and adjusted for multiplicity
HP
TP
Gianni L, et al. Lancet Oncol 2011 DOI:10.1016/S1470‐2045(11)70336‐9
NEOSPHERE
• pCR (ypT0/isypN0)
– T + H: 21%
– T + H + P 39%
– Difference is 18% P=0.0063
– Difference is 24% in ER neg and 10% in ER pos
TRYPHAENA
• Cardiac safety primary endpoint
• Supportive trial
– Arm A: 73 pts P + H x 6 with FEC x 3 → T x 3
• pCR 56%
– Arm B: 75 pts FEC x 3 → P + H x 3 with T x 3 • pCR 55%
– Arm C: 77 pts P + H with T x 3 and carbo x 3 (all x 6) • pCR 64%
– Herceptin completes 1 year
TRYPHAENA: Cardiac Safety (%) ARM A
6.9
LVEF Decline
LVSD 0
Grade > 3
Ongoing 0
LVEF < 50%
ARM B
16
ARM C
10.5
2.7
1.3
1.3
0
LVEF decline > 10% and < 50%
CLEOPATRA
confirmatory overall survival analysis
1 year
94%
100
Overall survival (%)
90
2 years
89%
80
81%
3 years
70
66%
69%
60
HR=0.66
95% CI 0.52−0.84
p=0.0008
50
50%
40
30
20
Ptz + T + D: 113 events; median not reached
Pla + T + D: 154 events; median 37.6 months
10
0
0
5
10
15
25
30
35
40
45
50
55
84
33
9
0
0
22
4
0
0
Time (months)
n at risk
Ptz + T + D
20
402
387
371
342
317
230
143
Pla + T + D
406
383
350
324
285
198
128
67
Stopping boundary for concluding statistical significance at this second interim analysis was p≤0.0138
D, docetaxel; Pla, placebo; Ptz, pertuzumab; T, trastuzumab
Swain SM et al. Lancet Oncology 2013
34
APHINITY: Study Schema
N=3,806
S
U
R
G
E
R
Y
Central confirmation
of HER2 status
Chemotherapy plus trastuzumab
and pertuzumab
R
A
N
D
O
M
I
Z
A
T
I
O
N
Randomisation
Accrual:
11/11 – 8/13
within 7 weeks
HR:
.75
of surgery
F
O
L
L
O
W
U
P
10
Chemotherapy plus trastuzumab
and placebo Start
treatment
within
1 week
Y
E
A
R
S
Anti HER2 therapy for a total of 1 year (52 weeks)
Radiotherapy and/or endocrine therapy may be started
at the end of adjuvant chemotherapy
Pertuzumab HER2+ Breast Cancer Development Program
Large safety experience
Early Breast Cancer (EBC)
Neoadjuvant
(EBC)
S
U
R
G
E
R
Y
NEOSPHERE
Adjuvant
(EBC)
Metastatic
APHINITY
1L CLEOPATRA
TRYPHAENA
(MBC)
1L PERTAIN
Perjeta treated patients
• >500 in neoadjuvant studies
• ~4500 in completed or ongoing studies
Data included in this application
Ongoing
ODAC September 12, 2013
• “Has Perjeta® demonstrated a favorable benefit to risk evaluation for the neoadjuvant
treatment of early breast cancer?”
– Vote: 13 yes, 1 abstention
– Reasons for yes
•
•
•
•
•
Totality of evidence
CLEOPATRA survival benefit
APHINITY already accrued
Robust clinical development by company: N of 1
Safety reasonable
Pertuzumab Neoadjuvant Approval
• September 30, 2013
• Accelerated approval for pertuzumab used in combination with trastuzumab and docetaxel
for the neoadjuvant treatment of patients with HER2‐positive, locally advanced, inflammatory or early stage breast cancer (either greater than 2 cm in diameter or node positive) as part of a complete treatment regimen for early breast cancer.
BERENICE Study Design
Cohort A
ddAC x 4 Weekly T x 12
P 840mg→420 mg
3-weekly
Investigator
choice
H 8/kg→6mg/kg
3-weekly
S
U
R
G
E
R
Y
P 420 mg 3-weekly
H 6mg/kg 3-weekly
U
P
Cohort B
FEC x 4
Dx4
P 840mg→420 mg
3-weekly
H 8/kg→6mg/kg
3-weekly
S Swain and C Dang, Co-PI
F
O
L
L
O
W
S
U
R
G
E
R
Y
P 420 mg 3-weekly
F
O
L
L
O
W
H 6mg/kg 3-weekly
U
P
NCCN Guidelines V1.2014 Neoadjuvant
and Adjuvant Breast (T2 or N1)
•
•
•
•
•
•
•
AC→ paclitaxel + trastuzumab + pertuzumab
TCH + pertuzumab
AC→ docetaxel + trastuzumab + pertuzumab
FEC→ docetaxel + trastuzumab + pertuzumab
FEC→ paclitaxel + trastuzumab + pertuzumab
Pertuzumab + trastuzumab + docetaxel→FEC
Pertuzumab + trastuzumab + paclitaxel→FEC
Milestones of HER2/anti‐HER2 therapies in BC 1978
1982
1983
1984
EGFR
discovery
Cohen
neu oncogene
discovery
Weinberg
Her2 cloned
Ullrich and
Coussens
EGFR MoAb
inhibited growth
Mendelsohn
MBC : metastatic breast cancer
SM
SWAIN antibody
MoAb
: monoclonal
1985
1987
1998
2006
FDA approves single agent
trastuzumab for 2nd line
and in combination with
paclitaxel for 1st line MBC
Amplification of
Her2/neu correlates
with shorter survival
Slamon
Her2 amplification in
breast cancer
Aaronson
2007
2012
2013
FDA approves
pertuzumab +
trastuzumab +
docetaxel for MBC
FDA approves lapatinib
+ capecitabine for MBC
FDA approves
trastuzumab in
adjuvant setting
FDA approves
TDM1 for MBC
FDA approves Pertuzumab + Trastuzumab
neoadjuvant
Springtime in Washington D.C.