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Seminar 1 Neighborhood Analyses of Forest Ecosystems using Likelihood Methods and Modeling Likelihood Methods in Forest Ecology October 9th – 20th , 2006 Discrete Patch Models of Community Dynamics Theory of gap phase dynamics in mesic forests Logging gaps at Date Creek, British Columbia Limitations of the Traditional Patch Dynamics Models The models generally ignore - Heterogeneity within patches - Spatial interactions between patches - Interactions between disturbed patches and the surrounding undisturbed matrix More generally, discrete patches are the exception rather than the rule… Arguments for a Spatially-Explicit, Neighborhood Theory of Forest Ecosystem Dynamics Local neighborhoods rather than an arbitrary plot size (or a watershed) as the fundamental units of forest ecosystems strong vertical integration relatively weak horizontal integration Examples of Neighborhood Phenomena in Forests Localized effects of the spatial distribution of tree species on: - Seed rain and seedling establishment - Spatial variation in understory light levels - Soil resource availability and nutrient cycling - Abundance and activity of small mammals - Competitive interactions between trees - Dynamics and effects of pests and pathogens Foraging patterns of large herbivores Themes... Shifting Focus... from simply estimating the mean of a process in a plot to developing models to understand the processes that produce spatial and temporal variation in ecosystem properties. Model formulation... how do you choose a functional form to describe a neighborhood process? But how do you integrate all of this detail?... SORTIE: a spatially-explicit model of forest dynamics... SORTIE Canham et al. 1994 (CJFR) (1990 – 1996) Light Pacala et al. 1993 (CJFR) Pacala et al. 1996 (Ecol. Monogr.) Recruitment Growth 2 Growth Seedling Density 6 1 0 0 10 20 30 4 2 0 40 0 Distance from Parent 25 50 75 100 Light Ribbens et al. 1994 (Ecology) Mortality Mortality Pacala et al. 1994 (CJFR) 1 0.5 0 0 1 2 Growth Kobe et al. 1995 (Ecol. Appl.) What have we added since… Canopy tree – soil interactions and niche differentiation along soil nutrient gradients (Adrien Finzi, Feike Dijkstra, Seth Bigelow) Effects of herbivores (deer and small mammals) (Chris Tripler, Jackie Schnurr) Competition, growth and mortality of adult trees (Mike Papaik and Maria Uriarte) Revisiting seed dispersal and seedling dispersion Did we get it right 10 years ago? Succession still appears to be largely driven by competition for light… But, even very fine-scale variation in soil nutrient availability can dramatically alter competitive hierarchies (leading to different successional patterns and dominants) Predictions of forest structure and biomass require explicit consideration of adult tree competition Herbivores can change everything… SORTIE/ND A “Neighborhood” Model of Forest Dynamics The Neighborhood Model approach in SORTIE - Individual-tree based and spatially-explicit - The spatial scale of the effective “neighborhood” varies for any given property or process, as needed - Canopy gaps recognized as heterogeneous entities that emerge as a result of the process of tree mortality - Canopy gaps “perceived” differently by different tree species because of differences in light requirements and shade tolerance Phase 2 (1996 - ): SORTIE-ND Completely re-design the model with a more open architecture to provide a flexible modeling platform for neighborhood dynamics of forests: Programming: Lora Murphy (based on earlier work by Mike Papaik) http://www.sortie-nd.org Parameterization of SORTIE-ND Biome Forest Type Field Sites Temperate deciduous forest oak – northern hardwood forests Great Mountain Forest (Connecticut) Temperate coniferous forest Temperate evergreen rain forest Tropical evergreen rain forest interior cedar – hemlock forests Date Creek Exp. Forest (British Columbia) Waitutu Forest (New Zealand) mixed beech – podocarp forests Tabonuco forest Luquillo Forest (Puerto Rico) # Species 9 9 Focus plant-animal interactions; ecosystem processes; invasive species; sustainable forestry 12 effects of introduced herbivores 12 hurricane disturbance Parameterization also underway or recently completed in: • sub-boreal spruce forests of British Columbia (K. D. Coates) • boreal aspen spruce forests of Quebec (C. Messier and collaborators at UQAM). A Likelihood Framework for Analysis of Neighborhood Phenomena in Forests Specification of alternate models (as a form of hypothesis testing) Parameter estimation (using ML methods) Model comparison (using AIC) Model evaluation (using a variety of metrics) s Effect i 1 n f (dist , size j 1 ij ij ) higher order terms... Examples... Neighborhood approaches to the prediction of - Seed predation by small mammals - Leaf litterfall and nutrient return via litterfall - Defining the “footprint” of ecosystem transformation by invasive tree species (Lorena Gomez Aparicio) Effects of Canopy Tree Neighborhoods on Spatial Distribution and Activity of Small Mammals Spatial variation in occurrence of small mammals is strongly influenced by the spatial distribution of large-seeded tree species that represent important food resources Spatial variation in rates of seed and seedling predation vary accordingly... Schnurr, J. L., C. D. Canham, R. S. Ostfeld, and R. S. Inouye. 2004. Neighborhood analyses of small-mammal dynamics: Impacts on seed predation and seedling establishment. Ecology 85:741-755. Characterizing the neighborhood… Use an ordination to synthesize the effects of neighboring canopy trees… Source: Schnurr et al. (2004) 1995 (year after mast) 1.6 1.4 1.2 1 Nonlinear Poisson regression of small mammal capture data mice voles chipmunks 0.8 0.6 Y A* B 0.4 0.2 Note: 1994 was a mast year for red oak seed production 0 -5 -4 -3 -2 -1 0 1 2 3 4 5 Oak Maple Canopy Tree Neighborhood Ordination Axis Changes in average capture rates of small mammals as a function of local canopy tree composition and seed production at GMF 1 0.8 1996 0.6 0.4 0.2 Maple -5 Source: Schnurr et al. (2004) ( X C )2 -4 Oak 0 -3 -2 -1 0 1 2 3 4 Canopy Tree Neighborhood Ordination Axis 5 Example: Predation by rodents on Rimu seeds Deb Wilson and nested exclosures for deer and small mammals at Waitutu Forest, South Island, NZ Probability of Predation 1 Probability of predation of Rimu seed as a function of local canopy tree abundance... 0.8 0.6 0.4 0.2 0 -0.5 Rimu 0 0.5 1 Silver Beech Canopy Tree Neighborhood Ordination Axis Leaf Litterfall: It’s easy to collect, but can we predict it... Use maximum likelihood methods to estimate spatiallyexplicit leaf litterfall “functions” Assume litterfall (g/m2) from a source tree is a function of: - Species - Tree size (DBH) - Distance from the tree (m) - Direction from the tree (anisotropy) Leaf Litter Dispersal Functions Weibull (Exponential) Function: leaf litter declines monotonically with distance (Ferrari and Sugita 1996): n litterfall (g/0.5 m ) TLP 2 i 1 dbhi 1 disti e 30.0 Lognormal Function: leaf litter reaches a peak at some distance away from the tree (Greene and Johnson 1996): n litterfall (g/0.5 m ) TLP 2 i 1 dist i ln( ) 1 2 dbhi 1 e 30 . 0 2 Anisotropy: Does Direction Matter? Lognormal Litter Dispersal Function: n litterfall (g/0.5 m ) TLP 2 i 1 dist i ln( ) 1 2 dbhi 1 e 30.0 2 Incorporate Effect of Direction from Source Tree on Modal Disperal Distance1: X 0 X p cos( anglei 1Staelens, J., L. Nachtergale, S. Luyssaert, and N. Lust. 2003. A model of wind-influenced leaf litterfall in a mixed hardwood forest. Canadian Journal of Forest Research. What is being ignored? Tree height Local topography Temporal variation in timing of leaf fall ...? What is being simplified? Assumes anisotropy is a smooth (cosine) function of direction Assumes a tree is a point source Field Methods Collect leaf litterfall for 1 season (Sept. – Dec.) using two 0.5 m2 littertraps at each of 36 sites at Great Mountain Forest, in northwest Connecticut1 Collect a subsample of litter from a rain-free period for analysis of concentrations of calcium (Ca), magnesium (Mg) and potassium (K) concentrations in fresh leaf litter Map the distribution of all trees within 25 m of the littertraps 1Note: 3 litter traps could not be used because of damage Maximum Likelihood Estimation Assumed that the data were normally distributed Used numerical integration to estimate the normalizer Used simulated annealing to find the 4-6 ML parameter estimates, with a moderately high initial temperature and a slow annealing schedule (250,000 iterations) n litterfall (g/0.5 m ) TLP 2 i 1 dist i ln( ) 1 2 dbhi 1 e 30.0 2 Comparison of Alternate Leaf Litter Dispersal Functions… Species n Weibull (4 parameters) Maximum likelihood AICcorr R2 Acer rubrum 60 4 -229.3 467.4 0.86 Acer saccharum 57 4 -248.4 505.6 0.82 Fagus grandifolia 63 4 -243.9 496.4 0.82 Fraxinus americana 45 4 -174.7 358.4 0.84 Quercus rubra 45 4 -201.5 412.0 0.78 Tsuga canadensis 51 4 -179.0 366.8 0.83 Lognormal (4) Maximum likelihood AICcorr R2 4.00 -228.9 466.6 0.86 4.00 -247.5 503.7 0.82 4.00 -243.6 495.9 0.82 4.00 -175.0 359.0 0.84 4.00 -197.5 404.0 0.81 4.00 -177.1 363.0 0.84 Anisotropic Lognormal (6) Maximum likelihood AICcorr R2 6.00 -218.9 451.4 0.90 6.00 -246.3 506.3 0.83 6.00 -239.0 491.5 0.85 6.00 -155.5 325.2 0.93 6.00 -194.3 402.9 0.83 6.00 -151.5 316.9 0.94 4.5 33.8 1.1 46.1 AICcorr* 15.1 * Strength of evidence for anisotropy (i.e. difference in AICcorr between anisotropic and isotropic lognormal models, when anisotropic had lower AIC) 100 Downwind ACRU ACSA FAGR FRAM QURU TSCA 75 2 Predicted Leaf Litter Dispersal Functions Leaf Litterfall (g / 0.5 m ) 50 25 0 0 5 10 15 20 25 100 Upwind 75 50 25 0 0 5 10 15 Distance (m) 20 25 Model Evaluation Goodness of fit: - R2: 0.83 – 0.94 (It can’t get much higher...) - Bias: slopes of regression of observed on predicted - (forced through the origin) = 0.998 – 1.001 (unbiased) Prediction error: (RMSE – standard deviation of residuals): 140 » hemlock: 4.74 » red oak: 18.2 120 Red maple 100 Observed 80 60 40 y = 1.0009x R2 = 0.8979 20 0 0 20 40 60 Predicted 80 100 120 150 125 A B 115 105 100 N 95 75 ACRU ACSA FAGR FRAM QURU TSCA 85 75 - 0 25 50 75 100 125 2.00 C 2.00 105 2.00 2.25 1.50 1.75 2.252.00 1.50 1.50 2.00 2.25 1.75 2.00 1.75 S 1.75 2.752.75 3.25 3.00 1.75 2.00 2.25 3.50 2.50 3.25 3.00 2.75 1.50 75 25 1.50 1.75 1.75 2.00 2.25 2.00 35 350 300 55 65 75 1.75 1.25 1.50 1.50 1.00 1.00 1.25 1.00 0.4 0.4 0.5 1.00 1.50 1.25 0.3 0.75 1.25 1.50 1.25 1.50 Ca (g/m2) 1.25 55 E 65 0.3 0.3 0.4 0.3 0.50.4 0.3 0.4 0.3 0.5 0.4 0.5 0.5 0.4 0.6 0.6 0.5 0.3 0.7 0.3 0.3 0.2 0.3 0.2 0.3 0.2 0.2 0.2 0.2 0.3 0.3 0.3 0.3 75 75 0.3 0.3 Mg (g/m2) 0.3 0.3 0.4 25 - 0.2 0.2 1.00 1.00 0.2 0.2 0.3 0.5 0.5 0.5 0.3 1.50 45 0.3 85 1.00 1.50 0.4 95 0.4 0.4 0.5 0.3 0.4 0.5 0.4 0.4 1.25 2.00 1.75 1.50 1.25 1.50 0.5 0.4 0.75 1.25 0.4 0.3 0.3 0.3 0.5 0.5 105 0.2 0.4 0.4 0.5 1.25 1.00 1.50 500 450 0.3 0.5 115 1.25 1.50 85 D 0.5 1.25 1.75 2.75 2.50 2.25 2.00 1.50 1.25 1.50 600 400 550 450 500 300350 300 400 45 0.5 0.5 0.5 1.25 2.25 2.25 1.502.00 35 0.5 2.00 2.00 95 2.00 1.75 2.25 2.00 2.25 1.75 2.25 300 300 450 500 350400 350 400 350 350 400 350 350 300 450 500 400 450 350 350 750 700 650 600 550 350 500 350 550 400 500 450 450 500 400 500 300 400 550 550 550 350 400 400 450 500 450 600 450 250 300 450 400 700 350 700 600 250 900 850 800 750 400 500 300 450 250250 350 500 400 250 950 350 650 900 850 800 750 700 550 400 200 300 350 300 300 250 350 350 200 350 300 300 250 350 250 400 300 300 300 300 250 350 400 300 200 350 300 450350 400 250 300 450600 550 500 0.5 2.25 2.00 1.75 1.50 1.25 1.75 2.25 2.00 1.75 2.00 400 500 450 500 500 550 450 500 500 600 500 550 550 450 350400 450 400 450 400 400 25 1.251.75 1.50 1.25 1.25 1.50 2.25 2.25 400 400 125 2.50 115 500 450 450 Litterfall (g/m2) 50 2.25 500 500 450 400 125 Predicted spatial variation in total litterfall, and deposition via litterfall of calcium and magnesium 550 450 35 45 W 55 65 75 The “Footprint” of an Invasive Species (research by Lorena Gomez Aparicio) Invasive tree species alter environmental conditions and ecosystem processes as they invade a stand Do these ecosystem effects create feedbacks that either accelerate or retard the rate of subsequent invasion? How do these changes alter competitive balances among the native tree species? The cast of characters Two important invasive tree species locally: - Norway maple (Acer platanoides) - Tree of heaven (Ailanthus altissima) Both species are still most abundant along roadsides and forest edges, but are beginning to move into forest interiors… Characterizing the neighborhood effects of trees 30 Acer platanoides 25 20 What defines a “footprint” - Leaf litterfall - Rooting patterns - Shading - …? 15 10 Leaf literfall (g/m2) 5 0 0 5 10 15 20 25 30 Ailanthus altissima 25 Upwind Downwind 20 15 10 5 0 0 5 10 15 Distance (m) 20 25 Modeling “Footprints” Two approaches: - Contrast effect of the invasive with the average effect of all native species - Fit more complex models that fit individual effects of both invasive and native species - In both cases, test for site-specific effects: does the effect of an invasive or native species depend on underlying site conditions? A simple linear, additive model for overlapping footprints Y=a+bX n X DBH i exp distancei i 1 Where: Y = ecosystem state X = summed effect of the overlapping footprints of i = 1..n invasive trees DBH, distance = size of and distance to the invasive trees 0.1 0.35 pH Tree of heaven Relative impact of a 30-cm DBH Ailanthus altissima 0.08 0.3 Ca 0.25 0.06 0.2 0.04 0.15 0.1 0.02 0.05 0 0 0 5 10 15 20 25 0.1 0 5 10 15 20 25 0.35 0.3 K 0.08 Mass N 0.25 0.06 0.2 0.04 0.15 0.1 0.02 0.05 0 0 0 5 10 15 20 25 0.35 0 5 10 15 20 25 0.1 0.3 NO3- 0.25 Nitrification 0.08 0.2 0.06 0.15 0.04 0.1 0.02 0.05 0 0 0 5 10 15 20 25 0 Distance (m) 5 10 15 20 25 0.35 0.1 pH 0.3 Norway maple Ca 0.08 0.25 0.06 0.2 0.15 0.04 0.1 0.02 0.05 Relative impact of a 30-cm DBH Acer platanoides 0 0 0 5 10 15 20 25 0.1 0 5 10 15 20 25 0.35 Mg 0.08 K 0.3 0.25 0.06 0.2 0.04 0.15 0.1 0.02 0.05 0 0 0 5 10 15 20 25 0.35 0 5 10 15 20 25 0.35 FF depth 0.3 NO3- 0.3 0.25 0.25 0.2 0.2 0.15 0.15 0.1 0.1 0.05 0.05 0 0 0 5 10 15 20 25 0.1 0 5 10 15 20 25 0.1 N mineralization 0.08 Nitrification 0.08 0.06 0.06 0.04 0.04 0.02 0.02 0 0 0 5 10 15 20 25 0 5 10 15 20 0.1 mineralization Distance fromCa the invasive tree (m) 0.08 0.06 25 1 .2 1 .0 Norway maple 0 .8 0 .6 0 .4 0 .0 1 .2 Tree of heaven 1 .0 0 .8 0 .6 0 .4 0 .2 0 .0 1 .2 1 .0 Sugar maple 0 .8 0 .6 0 .4 0 .2 0 .0 1 .2 1 .0 White ash 0 .8 0 .6 0 .4 0 .2 0 .0 1 .2 1 .0 Red oak 0 .8 0 .6 0 .4 0 .2 t io n al ra er pi C a M in es R iza t io t io ca if i i tr N er al ob N M in icr M n t io lN ia iza lC ia H4 ob N ic r M 3 O N :N s as M C N C s K as M g M a C pH pt h de ep FF rd t te de lk Li ns i ty th n n 0 .0 Bu Relative speciesspecific effects 0 .2