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MAJOR TRANSITIONS IN THE EVOLUTION OF LANGUAGE
SIMON KIRBY
Language Evolution and Computation Research Unit, University of Edinburgh,
40 George Square, Edinburgh EH8 9LL
Maynard Smith & Szathmary (1997) set out a number of major evolutionary
transitions in the history of life. Their goal was not merely to enumerate these
significant moments of change, but to highlight commonalities between a range
of different transitions. If it is possible to identify features shared by a number of
different transitions in evolutionary history then we may be able to transfer our
understanding of one particular transition to the study of others.
Significantly for our field, Maynard Smith & Szathmary include the origins
of language as the last of their major transitions. This is justified because one of
the shared features of transitions that they propose is change in the system of
information transmission. Human language provides us with a framework for the
transfer of semantic information, ultimately enabling the reliable persistence of
complex socio-cultural systems.
Whilst this is a relevant and interesting feature of language, there is another,
perhaps more important, property that we must take into account. Language not
only transmits semantic information, it also encodes information about its own
construction. In other words, the linguistic system itself is, at least in part,
transmitted culturally. The language learner uses utterances received to
reconstruct the language of the previous generation. I have argued elsewhere that
this means that language is an evolutionary system in its own right (Kirby 2000).
In this paper, I propose that we can extend to the linguistic domain Maynard
Smith & Szathmary’s view of evolutionary transitions in biology. If language
itself is an evolutionary system, then we may expect to find major transitions in
the evolution of language. Furthermore, some of the commonalities Maynard
Smith & Szathmary find across biological transitions may also be seen in
language. To flesh out this proposal, I will hypothesise three major transitions in
language evolution (Figure 1).
Mathematical and computational models of the first (e.g. Oudeyer 2005)
and second (e.g. Kirby 2000) of these transitions suggest that self-organisation
and adaptive processes arising from linguistic transmission can account for their
evolution. In other words, although biological changes may accompany these
Figure 1. Possible transitions in the
evolution of language. Computational and
mathematical models suggest that each of
these transitions could be driven by selforganising/adaptive mechanisms arising
from the cultural transmission of language
(although they may be supported by
biological changes arising from gene/culture
coevolution). Note that this diagram is only
a partial picture (for example, it ignores the
origin of symbol use, the development of
semantic structure etc.).
transitions, we should understand them in the light of language as an
evolutionary system in its own right.
Viewing these transitions in this way demonstrates that they share features
that Maynard Smith & Szathmary highlight in their work: division of labour –
different parts of the replicating system have distinct and differentiated
functions; contingent irreversibility – elements of replicating entities lose their
capacity for independent replicability; new ways of transmitting information –
the range of possible states of a system that can be reliably transmitted increases.
Given these parallels, I will argue that the final transition can likewise be
viewed as the inevitable result of language being a system that transmits
information about its own construction. This suggests there may be a unified
cultural evolutionary mechanism that can take us from unstructured signaling all
the way to a syntactic system underpinned by a lexicon divided into functional
and contentive elements.
References
Kirby, S. (2000). Syntax without natural selection: How compositionality
emerges from vocabulary in a population of learners. In C. Knight (Ed.), The
Evolutionary Emergence of Language: Social Function and the Origins of
Linguistic Form (pp. 303–323). Cambridge: Cambridge University Press.
Maynard Smith, J. and Szathmary, E. (1997). The Major Transitions in
Evolution. New York: Oxford University Press.
Oudeyer, P.-Y. (2005). From holistic to discrete speech sounds: The blind snowflake maker hypothesis. In M. Tallerman (Ed.), Language Origins:
Perspectives on Evolution (pp. 68–99). Oxford: Oxford University Press.