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PSYCHO-ONCOLOGY Psycho-Oncology 13: 235–247 (2004) Published online 3 June 2003 in Wiley InterScience (www.interscience.wiley.com). DOI: 10.1002/pon.739 COPING RESPONSES FOLLOWING BREAST CANCER DIAGNOSIS PREDICT PSYCHOLOGICAL ADJUSTMENT THREE YEARS LATER a THOMAS F. HACKa,b,*, and LESLEY F. DEGNERa Faculty of Nursing, University of Manitoba, Canada b Department of Clinical Health Psychology, Faculty of Medicine, University of Manitoba, Canada SUMMARY The relationship between coping responses and psychological adjustment to a breast cancer diagnosis is well documented for time periods close to diagnosis. The purpose of the present study was to assess the long term association between these two variables. Fifty-five women completed measures of coping response, decisional control, frustration expression, and psychological adjustment within six months of receiving their breast cancer diagnosis. These women were contacted three years later and their psychological adjustment}as measured by the profile of mood states (POMS)}was reassessed. Univariate and multivariate analyses were performed. The results showed that women who were depressed at time of treatment planning, and who responded to their cancer diagnosis with cognitive avoidance, i.e. acceptance/resignation, had significantly worse psychological adjustment three years later. Poor adjustment was significantly associated with cognitive avoidance and minimal use of approach-based coping responses. The findings suggest that women who respond to their breast cancer diagnosis with passive acceptance and resignation are at significant risk for poor long term psychological adjustment. Psychological interventions for these women should address cognitive avoidance, with the aim of fostering approach-based coping and positive well-being. Copyright # 2003 John Wiley & Sons, Ltd. INTRODUCTION To be diagnosed with breast cancer is among the most devastating events that can befall a woman. News that one has a life-threatening illness can instill fears of impending death, and recurrence fears can linger for years following breast cancer surgery. The breast cancer illness trajectory poses several challenges for women: adjusting to the initial news of having breast cancer; planning and recovering from any surgical management of the disease; questioning the most appropriate course of adjuvant therapy; overcoming the side effects of treatment; awaiting word of being disease-free or *Correspondence to: St. Boniface Hospital Research Centre, 351 Tache Avenue, Winnipeg, Manitoba, Canada R2H 2A6. E-mail: [email protected] Copyright # 2003 John Wiley & Sons, Ltd. having a recurrence; and preparing for death in the case of progressive disease (Payne et al., 1996). A breast cancer diagnosis is frequently associated with psychological reactions of anxiety and depression. A recent prevalence survey of 1249 women newly diagnosed with breast cancer found that 32.8% had psychological distress (Zabora et al., 2001). The first few months following receipt of a breast cancer diagnosis have long been known to be particularly challenging for women (Weisman and Worden, 1976), as this period of time is one during which women adjust to their diagnosis, the loss of breast tissue, and any side effects of adjuvant therapy. Early theoretical models identified successful adaptation as a primarily cognitive process marked by establishing personal meaning out of the illness (Moos and Schaefer, 1986; Taylor, 1983), gaining a sense of mastery (Moos and Schaefer, 1986; Taylor, 1983), and enhancing Received 12 October 2002 Accepted 11 April 2003 236 T.F. HACK AND L.F. DEGNER self-esteem (Taylor, 1983). Proper regulation of affect, appraising one’s plight realistically, and having a supportive social network were also identified as aspects of adaptive coping (Moos and Schaefer, 1986). More recently, the SocialCognitive Transition model of adjustment to cancer (Brennan, 2001) has been put forward. According to this model, adjustment is an ongoing process of learning from, and adapting to, the many changes that an individual faces as a result of living with, and receiving treatment for, cancer. The degree of adjustment depends on the combined effect of coping responses, social support, and cognitive appraisal of the cancer experience. Empirical studies have identified several variables found to be significantly related to positive or negative psychological adjustment to cancer. The following variables have been shown to be significantly related to positive psychological adjustment: high internal locus of control (Burgess et al., 1988), perceived control (Taylor et al., 1984); confronting the disease (Weisman and Worden, 1976; Burgess et al., 1988); problem-focused enga-gement coping (Epping-Jordan et al., 1999); hopefulness (Herth, 1989); dispositional optimism (EppingJordan et al., 1999); a fighting spirit (Classen et al., 1996; Schnoll et al., 1998); emotional expression (Stanton et al., 2000), acceptance (Carver et al., 1993); active acceptance at diagnosis (Stanton et al., 2002), and humor (Carver et al., 1993). Variables found to be significantly associated with poor adjustment include: emotion-focused coping (BenZur et al., 2001; Epping-Jordan et al., 1999), emotional suppression (Weisman and Worden, 1976; Classen et al., 1996); social withdrawal (Weisman and Worden, 1976); fatalism (Schnoll et al., 1998); anxious preoccupation (Schnoll et al., 1998); and helplessness (Burgess et al., 1988; Schnoll et al., 1998). Avoidance-based coping responses are associated with increased psychological distress (McCaul et al., 1999; Shapiro et al., 1997; Stanton and Snider, 1993), and have been found to predict fear of cancer recurrence among women with breast cancer across the first year post-diagnosis (Stanton et al., 2002). The purpose of the present study was to follow a group of women newly diagnosed with early stage breast cancer over time, and to assess the relationship between the use of avoidance and approach coping responses around the time of adjuvant treatment planning (baseline), and psychological adjustment three years later (follow-up). At baseline, a cluster analysis of coping responses Copyright # 2003 John Wiley & Sons, Ltd. produced three statistically distinct coping clusters, characterized by (1) low avoidance/moderate approach coping, (2) moderate avoidance/high approach coping, and (3) high avoidance/low approach coping. Women from the low avoidance coping cluster had significantly better psychological adjustment than women from the other two clusters (Hack and Degner, 1999). For the present study, it was hypothesized that the three distinct coping clusters would continue to differ significantly after three years with respect to psychological adjustment, in accordance with the baseline findings. The second hypothesis was that avoidance coping at time of diagnosis is a significant predictor of psychological adjustment three years later. To address this hypothesis, a multiple regression analysis of all patients was performed, regardless of cluster, controlling for demographic/ illness factors and baseline levels of psychological adjustment. In recent years, increasing empirical attention has been paid to the role of emotional expressivity in successful adjustment to cancer. It has been documented that expression of emotion is significantly associated with poor adjustment (Compas et al., 1999), and that negative emotion, in particular, is significantly related to cancer progression (Baltrusch et al., 1988; Reynolds et al., 2000; Temoshok, 1987). Other research findings have suggested the opposite with respect to adjustment; that a fighting spirit (Classen et al., 1996) is beneficial while emotional suppression (Weisman and Worden, 1976; Classen et al., 1996) hampers the adjustment process. The manner by which emotional expressivity has been conceptualized and measured across studies may account for some of the discrepant findings. This is suggested by the finding that psychological adjustment is positively related to emotional ‘expression’ (e.g. ‘I take time to express my emotions’), yet inversely related to emotional ‘processing’ (e.g. ‘I take time to figure out what I’m really feeling’) (Stanton et al., 2000). In another study, emotion-focused engagement coping and emotion-focused disengagement were both significant predictors of greater emotional distress (Epping-Jordan et al., 1999). In the current study, as part of the analysis of the first hypothesis, patient reports of expression of negative emotion were assessed for crosscluster differences three years post-diagnosis. Efforts to enhance the coping effort of women diagnosed with breast cancer have begun, over the past decade, to address the degree of involvement Psycho-Oncology 13: 235–247 (2004) COPING RESPONSES AND PSYCHOLOGICAL ADJUSTMENT that women have, or want to have, in treatment decision making. Despite inconsistencies across studies in this area, it may be concluded that a significant proportion of women prefer to be actively involved in treatment decision making and these women are significantly younger (Blanchard et al., 1988; Degner and Russell, 1988; Degner and Sloan, 1992), and more highly educated (Brandt, 1991; Degner and Sloan, 1992; Hack et al., 1994; Cassileth et al., 1980) than women who prefer passive involvement. It has been shown that women with breast cancer who are given an opportunity to choose their surgical treatment have less hopelessness, avoidance, fatalism, and anxiety than women whose cancer necessitates having a mastectomy (Deadman et al., 2001). The results of this study also showed that women who were invited to participate in the decision making process and who were given responsibility for making their treatment choice had significantly less depression and more fighting spirit than women who were invited to participate but were given no responsibility for the choice of treatment. Women who indicate at time of diagnosis that they prefer active involvement in treatment decision making have been shown to use significantly fewer cognitive avoidance coping responses, and to have significantly higher psychological adjustment, than women who prefer passive involvement (Hack and Degner, 1999). In the present study, patients’ preferred degree of involvement in decision making was examined as a predictor variable in the statistical analysis of the second hypothesis. 237 and four were eliminated for having incomplete data. By excluding other cancer disease sites, and interviewing only those women with Stage I or II tumors, the sample was standardized with respect to disease type, illness severity, and prognosis. The average age of the women was 55.3 years ðS:D: ¼ 10:1Þ. Nearly half (49.1%) of the women acquired post-secondary education, with 16.4% having completed only high school, and 34.5% not having a high school diploma. Twenty percent of the women received a modified radical mastectomy while 80% received a partial mastectomy. While 69.1% of the women received only radiation therapy as part of their adjuvant treatment regimen, 23.6% received either chemotherapy alone or both radiation therapy and chemotherapy, and 7.3% received only hormone therapy. All women were able to read and speak English, and were discerned to be free of any cognitive impairment that would disable them from providing informed consent. All women were between 1.5 to 6 months postdiagnosis at baseline (mean=90.3 days, S.D.=18.4 days). The minimum time inclusion criterion of 1.5 months post-diagnosis was adopted to ensure that all women had commenced their adjuvant treatment regimens, and 6 months post-diagnosis was established as the maximum time inclusion criterion to further enhance the homogeneity of the sample. The recruitment goal was to sample women in the few months following diagnosis; a period of time when psychosocial distress is pronounced for many patients, and the use of particular coping responses is potentially critical to the successful management of emotional reactions to illness and treatment. METHOD Study Design Participants The sample was comprised of 55 women diagnosed with Stage I ðn ¼ 34Þ or II ðn ¼ 21Þ breast cancer, and consecutively accrued from two tertiary oncology treatment referral clinics in Winnipeg, Manitoba, Canada. These women were part of the original sample of 70 women who had participated in the baseline study of coping response and psychological adjustment (Hack and Degner, 1999). Of the 15 women from the baseline sample who did not participate in the three-year follow-up study, four had died, two chose not to participate, five could not be located, Copyright # 2003 John Wiley & Sons, Ltd. The study protocol was approved by the Human Subjects Ethical Review Committee at the University of Manitoba. All women provided informed, written consent to participate in the study. Data was obtained by clinical nurse researchers who were not involved in the clinical care of the patient sample. A nurse researcher called each patient via telephone at approximately three years following her involvement in the baseline study. If the patient was willing to participate in the follow-up study, an appointment was scheduled. At the appointment, the research nurse began by obtaining informed consent and reviewing the Psycho-Oncology 13: 235–247 (2004) 238 T.F. HACK AND L.F. DEGNER sociodemographic, illness, and treatment information obtained three years earlier so that changes and additions could be made. The nurse researcher then administered the following measures: Coping responses inventory. Coping effort was measured at baseline using the coping responses inventory (CRI: Moos, 1988): a 48-item inventory that measures cognitive and behavioral coping according to approach (i.e. logical analysis, positive reappraisal, social support, problemsolving), and avoidance (i.e. cognitive avoidance, resigned acceptance, alternative rewards, and emotional discharge) coping responses. The CRI subscales are reported to have high internal consistency, to be moderately intercorrelated, and only minimally associated with age, education, and ethnicity (Moos, 1997). There is growing use of cluster analytic techniques in studies of the coping responses (Hack and Degner, 1999; Nelson et al., 1994; Shapiro et al., 1997; Shapiro et al., 1994) and quality of life (Nagel et al., 2001) of women with breast cancer. For the present study, Cronbach’s alpha was 0.66 for the avoidance subscales and 0.74 for the approach subscales. Profile of mood states. Psychological adjustment was measured at baseline and at follow-up using the profile of mood states (POMS) (McNair et al., 1971); a 65-item measure of general emotional disturbance. The measure is comprised of seven subscales, including depression, anxiety, confusion, fatigue, anger, vigor, and friendliness. Indication of positive and negative adjustment to illness is obtained by asking patients to rate each item on a five-point scale (0=Not at all; 4=Extremely) with respect to how they have been feeling over the past week. A true POMS score is derived by subtracting the vigor subscale from the sum of the five negative subscales; friendliness scale is excluded. To more clearly differentiate between positive and negative affect, a POMS negative score was calculated by summing the five negative subscales (Reddon et al., 1985). Likewise, the two positive subscales were summed to yield a POMS positive score. The POMS has been used frequently over the past ten years to measure psychological adjustment in women with breast cancer (Andrykowski et al., 1996; Carver et al., 1993; Classen et al., 1996; Cruess et al., 2000; Cunningham et al., 1999; Edelman et al., 1999; Edmonds et al., 1998; Fobair et al., 2001; Ganz Copyright # 2003 John Wiley & Sons, Ltd. et al., 1996; Koopman et al., 1998; McCaul et al., 1999; Spiegel et al., 1999; Stanton et al., 2000; Stanton et al., 2002). For this sample, Cronbach’s alphas at follow-up ranged from 0.34 (anxiety) to 0.71 (friendliness) for the seven POMS subscales. Patient preference for treatment decision control. Patients’ preferences for control over treatment decision making were obtained at baseline using a well-validated card sort technique (Degner et al., 1997; Degner and Russell, 1988; Degner and Sloan, 1992) whereby patients are provided with five cards comprised of written vignettes and an illustrative drawing, and are asked to sort the cards according to their preferred choices. The vignettes vary in the degree of treatment decision making control preferred by the patient, and the final order of the cards indicates the degree to which patients wish to relinquish (two cards: ‘I prefer to leave all decisions regarding my treatment to my doctor’; ‘I prefer that my doctor makes the final decision about which treatment will be used, but seriously considers my opinion’), share (one card: ‘I prefer that me doctor and I share responsibility for deciding which treatment is best for me’), or retain (two cards: ‘I prefer to make the final selection of my treatment after seriously considering my doctor’s opinion’; ‘I prefer to make the final selection about which treatment I will receive’) control over treatment decision making. At baseline (Time 1), the 205 women were asked to consider their involvement in the decision about surgical treatment for their breast cancer. The five cards were then presented in pairs, and the women were asked to specify which of the two cards was closest to their preferred role. The order of presentation of the cards was fixed (Card B, followed by D, C, A, and E) so that order effects would be held constant across all patients. The women compared two cards at a time toward developing their unique preference order. Expression of negative emotion. The extent to which patients tend to express or suppress feelings of frustration was measured by administering the anger expression inventory of the self-rating questionnaire (Spielberger, 1988) at baseline and at follow-up. Scores are generated for three subscales}suppressed, vented, and controlled}and a value for expressed frustration is generated by subtracting the controlled subscale score from the sum of the suppressed and vented subscales. Psycho-Oncology 13: 235–247 (2004) COPING RESPONSES AND PSYCHOLOGICAL ADJUSTMENT Although the instrument is said to measure anger expression, the questionnaire items suggest that the expression of negative emotion in general, including anger, is being assessed. Statistical analysis SAS software, Version 8.1 (SAS Institute, Inc, Cary, NC) was used to generate descriptive statistics and to perform statistical calculations. A cluster analysis was used on the baseline data to generate distinct coping profiles among the women, based on their responses to the CRI. Ward’s (Ward, 1963) method of minimum-variance clustering was used, with the squared Euclidean distance as the metric. This method is popular and commonly recommended as the best available (Blashfield, 1976; Edelbrock, 1979; Edelbrock and McLaughlin, 1980; Kuiper and Fisher, 1975; Milligan, 1980; Milligan and Isaac, 1980; Mojena, 1977; Overall et al., 1993). The cluster analysis of the baseline data showed that the three-cluster solution provided the best fit for the data. The means of the coping subscales for these three coping clusters were compared and a verbal descriptor was added to each cluster as follows: Cluster 1}low cognitive avoidance and moderate approach (low avoidance); Cluster 2}high cognitive avoidance and low approach (high avoidance); and Cluster 3}moderate cognitive avoidance and high approach (high general coping). It is these three clusters of patients that were assessed three years later for significant differences on the outcome variables. Differences in POMS scores and scores on the anger expression inventory between Time 1 (baseline) and Time 2 (three years later) were assessed using paired t-tests. The statistical relationship between coping style at baseline and psychological adjustment three years later was assessed in two ways. First, each patient was assigned to their baseline cluster and the difference in the follow-up POMS scores across the three clusters were tested using analyses of variance (ANOVA). Tukey’s Honestly Significant Difference (HSD) procedure was applied to each significant main effect. Second, the coping data for all patients were collapsed and examined using regression analyses. Collapsing the data allowed for a more pure, refined test of the hypothesis that avoidance coping at baseline is associated with poor long term psychological adjustment. Hierarchical regression analyses were Copyright # 2003 John Wiley & Sons, Ltd. 239 performed because they allow for the systematic introduction of categories of independent variables to be assessed, after statistically eliminating variance in the dependent variable that is attributable to demographic and illness variables. The following five demographic/illness variables were forced into all regressions in the first entry step: Age; education; tumor stage; type of surgery; and adjuvant treatment. In model 1 of the hierarchical regression building procedure, the eight baseline variables for the CRI (i.e. logical analysis, positive reappraisal, social support, problem-solving, cognitive avoidance, resigned acceptance, alternative rewards, and emotional discharge) were added to the forced demographic/illness variables. In model 2, the seven subscales for the POMS were added to the forced demographic/illness variables. In model 3, the preferred role in treatment decision making were added to the forced demographic/illness variables. For models 1, 2, and 3, a significance level of a ¼ 0:15 was used. In model 4, significant variables from models 1, 2, and 3 were entered after forcing the demographic/illness variables. Variables that were retained in the model satisfied the significance criterion of a ¼ 0:05. RESULTS The mean duration from the baseline to follow-up interview was 1600 days, or 3 years, 2 months, and 4 days (S.D.=81.8 days). Paired t-tests comparing the baseline POMS and anger expression inventory subscales and total scores with their respective three-year follow-up scores showed no significant changes over this time period. The three-year follow-up means and standard deviations for each of the subscales of the POMS and the Anger Expression Inventory are presented in Table 1 for each baseline coping cluster. Three of the seven POMS subscales showed statistically significant differences between clusters. Patients in the low avoidance cluster had significantly lower anxiety, F(2,52)=3.80, p50.05, than patients in the high general coping cluster. Patients in the high avoidance cluster had significantly lower friendliness, F(2,52)=7.37, p50.01, and lower vigor, F(2,52)=4.69, p50.05, scores than patients in the high general coping cluster. Patients in the high avoidance cluster also had significantly lower friendliness, F(2,52)=7.37, p50.01, scores than Psycho-Oncology 13: 235–247 (2004) 240 T.F. HACK AND L.F. DEGNER Table 1. Three-year follow-up cluster means and standard deviations for psychological adjustment and frustration expression Variable Cluster 1: Low avoidance ðn ¼ 20Þ Cluster 2: High avoidance ðn ¼ 17Þ Cluster 3: High general coping (moderate to high avoidance and approach) ðn ¼ 18Þ Mean S.D. Mean S.D. Mean S.D. 3.25 4.90 5.59b 3.90 6.35 17.40 19.48a 6.58b 23.98 36.88a 3.54 2.38 2.73 3.34 5.79 5.93 2.70 16.28 13.44 8.14 10.18 6.82 8.94 7.35 8.88 13.18b 16.12b 29.00a 42.18 29.29b 11.49 4.33 5.55 6.75 6.57 4.59 4.48 33.68 30.99 8.16 7.22 6.39 9.28a 7.72 6.39 18.72a 20.61a 18.28 37.00 39.33a 10.29 3.36 5.18 7.04 4.73 6.03 3.53 28.45 25.07 9.11 Anger expression inventory Suppressed 13.90 Vented 11.95 Controlled 24.15 Expressed 17.70 3.81 2.19 3.23 5.21 16.94 12.00 21.65 23.29 4.13 2.94 4.23 7.74 15.33 12.33 24.61 19.06 3.66 2.85 4.47 8.35 POMS Depression Confusion Anxiety* Anger Fatigue Vigor* Friendliness** True POMS* POMS neg. POMS pos.** Significant inter-cluster differences using Tukey’s-HSD procedure (a>b). See text for description of cluster differences. *p50.05. **p50.01. the low avoidance cluster patients. Negative affect, as measured by the true POMS total score, was significantly higher for patients in the high avoidance cluster in comparison to the low avoidance cluster, F(2,52)=2.92, p50.05. The POMS positive index also reached statistical significance, with high avoidance cluster patients having less positive affect than patients in either of the remaining clusters, F(2,52)=6.65, p50.01. No statistically significant differences between clusters were found for any of the subscales of the anger expression inventory. Patients from all three clusters were collapsed to enable hierarchical regression analyses to be performed. Table 2 shows the results for all the model 1 regressions, i.e. the regressions for each POMS subscale and true POMS score entered as dependent variables, and after entering the control variables as the first entry step and the eight CRI subscales as the second entry step. One of the two cognitive avoidance subscales, namely acceptance/ resignation, was significantly associated with POMS depression, confusion, anxiety, fatigue, vigor, friendliness, and true POMS score. The logical analysis CRI subscale was a significant Copyright # 2003 John Wiley & Sons, Ltd. predictor of POMS anxiety and friendliness, the emotional discharge CRI subscale was a significant predictor of POMS anger and friendliness, the problem solving subscale CRI subscale was significantly related to POMS vigor and friendliness, and the social support and positive reappraisal CRI subscales were significantly related to POMS friendliness. Table 3 shows the regressions for model 2, in which baseline scores for the seven POMS subscales were independently entered as predictors of psychological adjustment (POMS) three years post-baseline, after forcing the control variables in the first entry step. Baseline depression was a significant predictor of follow-up depression, confusion, anxiety, and anger. Baseline vigor was a significant predictor of follow-up depression, confusion, and vigor. Confusion at baseline was significantly related to confusion at follow-up. Baseline anxiety was significantly associated with follow-up confusion. Baseline fatigue was an independent predictor of follow-up fatigue and true POMS score, while baseline friendliness was significantly associated with follow-up friendliness. The regressions for model 3, in which the degree of patients’ preferred involvement in treatment Psycho-Oncology 13: 235–247 (2004) 241 COPING RESPONSES AND PSYCHOLOGICAL ADJUSTMENT Table 2. Multiple regression analyses of follow-up psychological adjustment (POMS) by baseline coping responses (CRI)* Dependent variable Depression Acceptance/resignation Confusion Acceptance/resignation Anxiety Acceptance/resignation Anger Emotional discharge Fatigue Acceptance/resignation Vigor Acceptance/resignation Problem solving Friendliness Problem solving Acceptance/resignation True POMS total Acceptance/resignation POMS negative Acceptance/resignation POMS positive Problem solving Acceptance/resignation DR2 Cumulative Beta R2 weight p Dependent variable 0.167 0.286 0.421 0.002 0.124 0.268 0.363 0.006 0.108 0.266 0.332 0.011 0.127 0.185 0.368 0.009 0.064 0.335 0.260 0.037 0.121 0.261 0.060 0.321 $0.295 0.262 0.025 0.047 0.050 0.228 0.106 0.334 0.294 $0.319 0.042 0.020 0.182 0.361 0.439 50.001 0.157 0.321 0.408 0.002 0.085 0.259 0.131 0.390 0.312 $0.297 0.014 0.018 *The following variables were forced into the analysis of each dependent variable as the initial entry step: Age; education; tumor stage; type of surgery; and adjuvant treatment. The following CRI variables were entered: Cognitive avoidance, acceptance/resignation, alternative rewards, emotional discharge, logical analysis, positive reappraisal, social support, and problem solving. decision making at baseline was entered as a predictor of psychological adjustment at followup, is displayed as Table 4. After forcing the control variables, decisional control preference was significantly predictive of follow-up depression, anxiety, anger, and true POMS total score. Patients who, at baseline, preferred to defer the selection of a treatment decision their physicians had significantly worse adjustment three years later. The significant variables of models 1, 2, and 3 were entered into the final predictive model}model 4}after entering the control variables in the first step. As shown in Table 5, overall psychological adjustment at follow-up, as indicated by true POMS score, was significantly related to baseline coping responses of passive resignation and acceptance. Baseline passivity and resigned acceptance was the most frequent predictor, being Copyright # 2003 John Wiley & Sons, Ltd. Table 3. Multiple regression analyses of follow-up psychological adjustment (POMS) by baseline psychological adjustment (POMS)* Depression Depression Confusion Confusion Anxiety Anxiety Depression Anger Depression Fatigue ns. Vigor ns. Friendliness Friendliness True POMS total Depression POMS negative Depression POMS positive Friendly DR2 Cumulative R2 Beta weight p 0.262 0.382 0.647 50.001 0.045 0.100 0.190 0.290 0.444 0.519 0.007 0.017 0.192 0.351 0.467 50.001 0.181 0.239 0.453 0.001 0.232 0.410 0.494 50.001 0.173 0.351 0.442 50.001 0.182 0.346 0.455 50.001 0.092 0.266 0.311 0.018 *The following variables were forced into the analysis of each dependent variable as the initial entry step: Age; education; tumor stage; type of surgery; and adjuvant treatment. The following POMS variables were entered: Depression, confusion, anxiety, anger, fatigue, vigor, and friendliness. significantly associated with five of the seven POMS subscales: depression, confusion, fatigue, vigor, and friendliness. Two other CRI baseline subscales were significant predictors of follow-up psychological adjustment: (a) Emotional discharge was significantly related to POMS anger, and (b) problem solving was significantly associated with POMS vigor. POMS depression, confusion, and friendliness were each significantly predicted by baseline levels of depression, confusion, and friendliness, respectively. POMS depression at baseline was, in addition, a significant predictor of POMS anxiety, anger, and true POMS total score at follow-up. Baseline decisional control preference was a significant predictor of follow-up POMS anxiety, such that patients who preferred passive involvement in treatment decision making reported greater anxiety than patients who wanted to be actively involved. Psycho-Oncology 13: 235–247 (2004) 242 T.F. HACK AND L.F. DEGNER Table 4. Multiple regression analyses of follow-up psychological adjustment (POMS) by baseline preference for decisional control* Dependent variable Depression ns. Confusion ns. Anxiety Decisional control preference Anger Decisional control preference Fatigue ns. Vigor ns. Friendliness ns. True POMS total ns. POMS negative Decisional control preference POMS positive ns. DR2 Cumulative R2 Beta weight p 0.081 0.242 0.306 0.031 0.075 0.133 0.290 0.047 0.065 0.228 0.270 0.050 *The following variables were forced into the analysis of each dependent variable as the initial entry step: Age; education; tumor stage; type of surgery; and adjuvant treatment. DISCUSSION Patients whose coping style at time of adjuvant treatment planning was marked by a lack of avoidance coping}particularly lack of cognitive avoidance}and moderate approach coping, continued to have better psychological adjustment at follow-up. These low cognitive avoidance/moderate approach patients had significantly lower levels of anxiety and negative mood (as indicated by true POMS score) at follow-up, and significantly higher levels of friendliness and overall positive mood. Patients whose coping style was marked by high avoidance had significantly lower levels of vigor. These findings suggest that the manner by which a women with breast cancer copes with a diagnosis of breast cancer is indicative of her mood state three years post-diagnosis. To shed more light on the contribution of coping response and mood state at time of Copyright # 2003 John Wiley & Sons, Ltd. adjuvant treatment planning to mood state three years later, data for all coping clusters were combined. These two variables, together with demographic, illness and treatment data, and decisional role preference, accounted for between 27.8 and 44.5% of the variance in follow-up mood state, depending on the mood state variable being assessed. The most frequently significant predictors of negative mood state were the acceptance/ resignation subscale of the CRI and the depression subscale of the POMS. Baseline scores on these subscales were significant predictors of true POMS total score, POMS negative score, and POMS depression at follow-up. Baseline acceptance/resignation was also a significant predictor of confusion, fatigue, vigor, friendliness, and POMS positive score at follow-up. Likewise, POMS depression at baseline was a significant predictor of follow-up anxiety and anger. Given the robust nature of the acceptance/ resignation subscale as a predictor of psychological adjustment at the three-year follow-up, the items which comprise this subscale warrant review. The six items include: ‘Did you feel that time would make a difference}the only thing to do was wait?’; ‘Did you realize that you had no control over the problem?’; ‘Did you think that the outcome would be decided by fate?’; ‘Did you accept it; nothing could be done?’; ‘Did you expect the worst possible outcome?’; and ‘Did you lose hope that things would ever be the same?’. These avoidance questions are characterized by a sense of loss of control, helplessness, and hopelessness. In this respect, these questions share features of depression. Yet, the depression subscale was a significant predictor of negative adjustment in addition to the acceptance/resignation subscale. Therefore, the current data suggest that depressive mood, and the depressive features of loss of control and hopelessness at time of adjuvant treatment planning are independent predictors of poor long-term psychological adjustment. The mechanism by which these variables are linked across time is not known. The fact that this significant relationship was realized calls into question the extent to which baseline levels of depression and responses of resignation/acceptance are more state-like, i.e. attributable to having received a life-threatening cancer diagnosis, versus being more trait-like, i.e. predating the cancer diagnosis and more generally defining the patient’s personality, character, or coping disposition. Psycho-Oncology 13: 235–247 (2004) COPING RESPONSES AND PSYCHOLOGICAL ADJUSTMENT 243 Table 5. Multiple regression analyses of follow-up psychological adjustment (POMS)}final model* Dependent variable Depression Depression (POMS) Acceptance/resignation (CRI) Confusion Acceptance/resignation (CRI) Confusion (POMS) Anxiety Depression (POMS) Decisional control preference Anger Depression (POMS) Emotional discharge (CRI) Fatigue Acceptance/resignation (CRI) Vigor Acceptance/resignation (CRI) Problem solving (CRI) Friendliness Friendliness (POMS) Acceptance/resignation (CRI) True POMS total Acceptance/resignation (CRI) Depression (POMS) POMS negative Depression (POMS) Acceptance/resignation (CRI) POMS positive Problem solving (CRI) Acceptance/resignation (CRI) DR2 Cumulative R2 0.264 0.044 0.382 0.426 0.440 0.238 50.001 50.001 0.124 0.032 0.268 0.300 0.264 0.221 0.016 0.014 0.192 0.031 0.351 0.382 0.413 0.194 0.002 0.001 0.181 0.039 0.239 0.278 0.357 0.224 0.034 0.024 0.064 0.335 0.260 0.002 0.121 0.060 0.261 0.321 $0.295 0.262 0.019 0.008 0.232 0.035 0.410 0.445 0.433 $0.201 50.001 50.001 0.182 0.066 0.361 0.427 0.314 0.303 0.001 50.001 0.182 0.056 0.346 0.402 0.335 0.269 0.015 0.042 0.137 0.079 0.311 0.390 0.312 $0.297 0.014 0.018 Beta weight p *The following variables were forced into the analysis of each dependent variable as the initial entry step: Age; education; tumor stage; type of surgery; and adjuvant treatment. One way of addressing this question is to examine the efficacy of a coping skills intervention and/or psychotherapy regimen designed to enhance the psychological well-being of patients who receive a diagnosis of breast cancer. The extent to which baseline coping responses and level of psychological adjustment are amenable to change via intervention may indicate whether or not the scores on these variables are reflective of stable, underlying personality structures that predate the cancer diagnosis, or an adjustment response to having cancer. The latter is suggested by the results of empirical studies of (i) supportive-expressive therapy groups indicating that this type of group therapy leads to improvement in confrontative coping strategies and an improvement in wellbeing in breast cancer patients (Goodwin et al., 2001; Spiegel et al., 1999), and (ii) coping skills and cognitive-behavioral programs that have been Copyright # 2003 John Wiley & Sons, Ltd. shown to enhance emotional well-being (Edgar et al., 2001), reduce depression (Antoni et al., 2001), and reduce serum cortisol levels (Cruess et al., 2000) in women with breast cancer. The present finding of a strong association between acceptance/resignation coping at time of adjuvant treatment planning and poor psychological adjustment three years later supports previous studies that found a significant relationship between poor psychological adjustment and general avoidance coping (McCaul et al., 1999; Shapiro et al., 1997; Stanton and Snider, 1993), fatalism (Schnoll et al., 1998) and helplessness (Burgess et al., 1988; Schnoll et al., 1998). Avoidance-based coping responses appear to be associated with increased psychological distress. The significant relationship between acceptance/ resignation and poor psychological adjustment is, however, inconsistent with previous reports that Psycho-Oncology 13: 235–247 (2004) 244 T.F. HACK AND L.F. DEGNER acceptance (Carver et al., 1993) and active acceptance at diagnosis (Stanton et al., 2002) are significantly related to positive adjustment to cancer. In these two latter studies, acceptance was measured using the COPE inventory (Carver et al., 1989). An example item from the acceptance subscale is: ‘I accept the reality of the fact that it happened’. This item is distinct from the items from the CRI acceptance/resignation subscale in that it addresses an acknowledgement and acceptance of the truth of the cancer diagnosis without tapping into a patient’s perceptions and experiences of loss of control, hopelessness, or helplessness. These two means of measuring acceptance may be addressing two distinct constructs that are differentially related to adjustment. Accepting the reality of cancer may indeed be psychologically adaptive for a patient, while a resigned acceptance to the difficulties associated with a cancer diagnosis may be maladaptive. It is not so surprising then, that acceptance has been shown to be related to both positive and negative psychological adjustment to breast cancer. Given that the problem-solving subscale of the CRI was also a significant predictor of POMS positive score and the POMS vigor subscale, interventions designed to facilitate positive coping responses and well-being among cancer patients should include practical assistance to enhance patients’ efforts to manage their emotional reactions to their diagnosis and participate knowledgeably in treatment decision making. With respect to treatment decision making, patient preference for involvement in treatment decision making at baseline was a significant predictor of anxiety three years later. Those patients who expressed a preference for a passive role in decision making, i.e. deferring to their oncologists when decisions were to be made, were more highly anxious at follow-up. Although not significant in the final model, examination of the decisional control variable alone showed that patients who preferred a passive role had significantly higher anger scores on the POMS, and significantly higher POMS negative scores, at follow-up than patients who preferred to be actively involved in making treatment decisions. With respect to the expression of negative emotions, scores on the Anger Expression Inventory did not change from baseline to follow-up and, like the baseline findings, these scores did not differ significantly across the three coping clusters at baseline. Follow-up scores on the anger subscale Copyright # 2003 John Wiley & Sons, Ltd. of the POMS were also not significantly different across the coping clusters. After collapsing the data, however, to consider all the patients together, the emotional discharge subscale of the CRI was a significant predictor of follow-up anger, as measured by the POMS. The POMS depression subscale was also significantly related to follow-up anger. The emotional discharge subscale is classified under behavioral avoidance coping. As an avoidance subscale, one would hypothesize that emotional discharge would be significantly related to poor psychological adjustment, and this is indeed indicated in the results. A recent study, however, had demonstrated that emotional expression is significantly related to positive adjustment (Stanton et al., 2000). Closer examination of the items that comprise the emotional discharge subscale of the CRI suggests that this subscale is more closely related in content to ‘emotional upset’ than to the free expression of feeling states. Examples of items that comprise this subscale include ‘Did you yell or shout to let off steam?’, ‘Did you cry to let your feelings out?’, and ‘Did you take it out on other people when you felt angry or depressed?’. In the Stanton et al. (2000) study, emotional expression was assessed by the following two items: ‘I take time to express my emotions’; and ‘I feel free to express my emotions’. This serves to illustrate how differences in wording across similarly themed scales can lead to disparate findings that are only understood after evaluating the items which comprise the scales. This difficulty may be remedied, in part, by the development and universal acceptance of a single scale for the measurement of coping in psycho-oncology research. In the mean time, ease of understanding the results of coping studies may be facilitated by listing items of lesser known scales and questionnaires in published reports. A limitation of the present study is the lack of recurrence data for the women of the sample. It is possible that follow-up psychological adjustment is associated with advancing disease, but the prevalence of disease recurrence in the sample was not measured. One would expect that psychological adjustment would be negatively altered by progressive disease. It would have been valuable to examine the proportion of variance in psychological adjustment accounted for by recurrence status, and to see whether the relationships between baseline levels of adjustment and coping response were maintained after the addition of recurrence status to the empirical model. It may prove fruitful Psycho-Oncology 13: 235–247 (2004) COPING RESPONSES AND PSYCHOLOGICAL ADJUSTMENT in future studies to assess}and target for therapeutic change}patients’ recurrence fears, given the positive association between expectancies of cancer recurrence and psychological distress that has been identified (Carver et al., 2000). The present research has established a significant relationship between the coping responses of women with breast cancer around the time of adjuvant treatment planning, and subsequent psychological adjustment three years later. 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