Download Delegated act_first draft Annex for CIRCA SF meeting 6

DISCLAIMER
This working document has been prepared by DG ENV staff in order to facilitate the
discussion in the IAS Scientific Forum on a draft delegated act on risk assessments. It
has not yet been subject to an inter-service consultation nor revised by the Legal
Service.
ANNEX 1
Detailed description of the application of point (a) to (h) of Article 5(1) of Regulation
1143/2014
Elements to be
considered by the Risk
Assessments
Art 5(1)(a) - a description
of the species with its
taxonomic identity, its
history, and its natural
and potential range
Detailed description
(1) The description of the species should provide sufficient
information to ensure the risk assessment can be understood without
reference to additional documentation.
(2) The taxonomic identity of the species shall include the following
elements:
 the taxonomic family, order and class to which the species
belongs.
 the scientific name and author of the species, as well as a list
of the most common synonym names (a list of synonyms
needs to be developed to support the implementation of a
trade ban).
o While as a general rule a risk assessment should be
developed for one single species, there may be cases
where it may be justified to develop one risk
assessment covering more than one species (e.g.
species belonging to the same genus with
comparable or identical impact).
o In any event, if the choice is made to include more
than one species in a single risk assessment, this
choice must be properly justified and the scope of the
risk assessment must be clearly stated.
 a description of the most common varieties, breeds or
hybrids (the scope of the risk assessment should be very
precisely delineated, e.g. if it includes hybrids, which
hybrids it includes or if it excludes some varieties, e.g. sterile
varieties).
 information on the existence of other species that look very
similar:
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o Other alien species with similar invasive
characteristics, to be avoided as substitute species (in
this case preparing a risk assessment for more than
one species together may be considered)
o Other alien species without similar invasive
characteristics, potential substitute species
o Native species, potential misidentification and mistargeting
(3) The history of the species shall include following elements:
 a brief invasion history of the species, providing information
on countries invaded (in the EU or elsewhere if relevant),
with an indication of the timeline of first observations,
establishment and spread
(4) The natural and potential range of the species shall include the
following elements:
 an indication of the continent or part of a continent, climatic
zone or habitat where the species is naturally occurring and
potential changes thereof, in particular under foreseeable
climate change conditions
Art 5(1)(b) - a description
of its reproduction and
spread patterns and
dynamics including an
assessment of whether the
environmental conditions
necessary for its
reproduction and spread
exist
(1) Both descriptions of reproduction and spread patterns should
include elements of the species natural history able to explain its
ability to establish and spread, including: reproductive strategy,
dietary requirements, climatic requirements, specialist or generalist
characteristics, longevity.
(2) The description of the reproductive patterns and dynamics,
including availability of suitable environmental conditions in the EU
shall include the following elements:
 a list and description of the reproduction mechanisms of the
species in relation to the environmental conditions in the EU.
 an indication of the propagule pressure of each of those
reproduction mechanisms in relation to the environmental
conditions in the EU.
(3) The description of the spread patterns and dynamics, including
availability of suitable environmental conditions in the EU shall
include the following elements:
 a list and description of the spread mechanisms of the
species in relation to the environmental conditions in the EU.
 an indication of the speed of each of those spread
mechanisms in relation to the environmental conditions in
the EU.
Art 5(1)(c) - a description
of the potential pathways
of introduction and
spread of the species,
(1) For introduction as well as for spread, all relevant pathways
should be considered. The classification of pathways developed by
the Convention of Biological Diversity shall be used.
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both intentional and
unintentional, including
where relevant the
commodities with which
the species is generally
associated
(2) The description of intentional pathways of introduction shall
include the following elements:
 a list and description of pathways ranked according to their
importance. Where possible give details about the specific
origins and end points of the pathways. Give an indication of
the propagule pressure, including the likelihood of
reinvasion after eradication.
(3) The description of unintentional pathways of introduction shall
include the following elements:
 a list and description of pathways ranked according to their
importance. Where possible give details about the specific
origins and end points of the pathways. Give an indication of
the propagule pressure, including the likelihood of
reinvasion after eradication.
(4) The description of commodities with which the introduction of
the species is generally associated shall include the following
elements:
 a list and description of commodities ranked according to
their importance
(5) The description of intentional pathways of spread shall include
the following elements:
 a list and description of pathways according to their
importance. Where possible give details about the specific
origins and end points of the pathways. Give an indication of
the propagule pressure, including the likelihood of
reinvasion after eradication.
(6) The description of unintentional pathways of spread shall include
the following elements:
 a list and description of pathways ranked according to their
importance, where possible give detail about the specific
origins and end points of the pathways. Give an indication of
the propagule pressure, including the likelihood of
reinvasion after eradication.
(7) The description of commodities with which the spread of the
species is generally associated shall include the following elements:
 a list and description of commodities ranked according to
their importance
Art 5(1)(d) - a thorough
assessment of the risk of
introduction,
establishment and spread
in relevant
biogeographical regions
in current conditions and
(1) Introduction and establishment are usually expressed in terms of
“likelihood” while spread is usually expressed in terms of
“likelihood”, “rate” or “rapidity”.
(2) The thorough assessment of risks is not intended to provide a full
range of simulations on the basis of different climate change
scenarios, but to inform decision making. A description of likely
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in foreseeable climate
change conditions
introduction within a medium timeframe scenario, with a clear
explanation of the assumptions made will be sufficient.
(3) The thorough assessment of the risk of introduction in current
conditions and foreseeable climate change conditions shall:
 provide insight in the risk of introduction into the Union;
 explain how foreseeable climate change conditions will
influence this risk.
(4) The thorough assessment of the risk of establishment in current
conditions and foreseeable climate change conditions shall:
 provide insight in the risk of establishment in (new areas in)
the Union;
 explain how foreseeable climate change conditions will
influence this risk.
(5) The thorough assessment of the risk of spread in current
conditions and foreseeable climate change conditions shall
 provide insight in the risk of spread into (new areas in) the
Union;
 explain how foreseeable climate change conditions will
influence this risk.
Art 5(1)(e) - a description
of the current distribution
of the species, including
whether the species is
already present in the
Union or in neighbouring
countries, and a
projection of its likely
future distribution
(1) The current distribution in the Union or in neighbouring
countries shall include:
 a list of biogeographic region(s) or marine subregion(s) in the
EU where the species is present and where it has established;
 a list of Member States and neighbouring countries where
the species is present and where it has established.
Art 5(1)(f) - a description
of the adverse impact on
biodiversity and related
ecosystem services,
including on native
species, protected sites,
endangered habitats, as
well as on human health,
safety, and the economy
including an assessment
(1) The description of the impacts shall clearly differentiate between
known and potential future impacts. Known impacts shall be
described for the EU and for third countries, if relevant. Potential
future impacts shall be described for the EU only.
(2) The projection of its likely future distribution in the Union or in
neighbouring countries shall include:
 a list of biogeographic region(s) or marine subregion(s) in
the EU where the species could establish, in particular under
foreseeable climate change conditions
 a list of Member States and neighbouring countries where
the species could establish, in particular under foreseeable
climate change conditions
(2) The assessment of impacts on biodiversity and ecosystem
services shall be qualitative and descriptive.
The magnitude of the impact shall be scored: the impact scoring
system used shall include a reference to the underlying publication.
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of the potential future
impact having regard to
available scientific
knowledge
(3) The description and assessment of known and potential future
impact on biodiversity and related ecosystem services, shall make
reference to:
 the different biogeographic regions where the species could
establish
 native species impacted, including red list species and
species listed in the Birds and Habitats Directives
 protected sites impacted, in particular Natura 2000
 endangered habitats impacted, in particular habitats listed in
the Habitats Directive
 impacted structures and processes of ecosystems
 ecosystem services impacted
(4) The description of known and potential future impact may add
information on:
 human health
 safety
 the economy
Art 5(1)(g) - an
assessment of the
potential costs of damage
(1) The assessment of the potential costs of damage on biodiversity
and ecosystem services shall describe those costs quantitatively
and/or qualitatively depending on what is available, regardless of the
geographic area or scale. Quantifying the above at EU scale might
not be possible, but qualitative data or different case studies from
across the EU or third countries may provide useful information to
inform decision making.
(2) The assessment of the potential costs of damage on human
health, safety, and the economy shall describe those costs
quantitatively and/or qualitatively depending on what is available,
regardless of the geographic area or scale. Quantifying the above at
EU scale might not be possible, but qualitative data or different case
studies from across the EU or third countries may provide useful
information to inform decision making.
Art 5(1)(h) - a description
of the known uses for the
species and social and
economic benefits
deriving from those uses
(1) The description of known uses for the species shall include a list
and description of known uses in the EU and third countries, if
relevant.
(2) The description of social and economic benefits deriving from
those uses shall include a description of the environmental, social
and economic relevance of each of those uses, quantitatively and/or
qualitatively depending on what is available, regardless of the
geographic area and scale. Quantifying the above at EU scale might
not be possible, but qualitative data or different case studies from
across the EU, or third countries if relevant, may provide useful
information to inform decision making.
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