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Optical Communication in Space An artist’s impression of the satellites OICETS and ARTEMIS communicating via a laser link while they orbit earth. Roland Amofa & Bert Declercq Studieopdracht voor het vak “Optische Communicatie” Prof. J. Engelen Academiejaar 2004-2005 1 Table of contents Introduction……………………………………………………………………………………3 Problems and difficulties in space optical links……………………………………………….4 Losses………………………………………………………………………………………...4 Absorption…………………………………………………………………………………..4 Scattering……………………………………………………………………………………4 Scintillations………………………………………………………………………………...4 Visibility…………………………………………………………………………………….4 Geometrical loss…………………………………………………………………………….4 Background light……………………………………………………………………………4 Losses in free space…………………………………………………………………………5 Difficulties……………………………………………………………………………………5 Pointing and tracking system………………………………………………………………..5 Vibrations…………………………………………………………………………………...5 Basic components of a space optical communication system…………………………………5 Transmitter…………………………………………………………………………………...5 Receiver………………………………………………………………………………………6 Tracking and pointing system………………………………………………………………..6 The history of optical communications in space………………………………………………7 Future projects…………………………………………………………………………………8 OICETS………………………………………………………………………………………8 MLCD………………………………………………………………………………………..9 Conclusion……………………………………………………………………………………10 Some definitions……………………………………………………………………………...11 References…………………………………………………………………………………….12 2 Introduction In this paper we will discuss the use of optical or laser communication in space. Since space exploration took off in the 1960s, we have launched a big number of satellites that are orbiting our planet. We can divide them into three categories according to how big their orbit is: low earth orbit (LEO), medium earth orbit (MEO) and geostationary satellites (GEO). All these satellites have to communicate with the earth and with eachother. Not only satellites are involved in space communication, there are also many spacecrafts that are much further away from the earth, for the exploration of other planets for example. These vehicles gather enormous amounts of data (e.g. pictures, scientific data,…) that have to be sent to the earth. Since the beginning of space communications, all satellites and other space vehicles relied on radio or microwave links to beam the data home. However, as the radio spectrum becomes increasingly congested and the amount of data grows, scientists have been busy exploring an alternative – laser-based links. An optical link offers many advantages over rf links. First of all, laser-based links have a much larger bandwith, which offers the possibility of transferring many gigabits of data per second. Further, lasercom systems are small, lightweight and have compact dimensions; and they have low power consumption. This results in big cost savings. Finally, the optical domain is not hindered by any regulatory constrictions, this means there are no licencing requirements and no tarifs are required for their use. However, there are also a few drawbacks or problems. These problems include very large losses in the atmosphere, low laser transmitter powers of only a few watts compared to tens of watts for microwave transmitters, and the large distances between receiver and transmitter. Also, the very narrow laser beams require more precise aiming and tracking of the spacecrafts. An optical link offers many possibilities and prospects, like for example the construction of a high-bandwith space network, much more efficient data relay, and beaming high-definition streaming video and data-rich measurements back to Earth. First we will look at the problems and difficulties of free space optics (FSO) in general. FSO is an other name for fibreless optics or optical wireless transmission, but it only covers the communication between two stations on Earth. The losses of FSO are mainly caused by the atmosphere, so if we look at optical links between space and the Earth, these links have the same problems. The losses caused by free space (in the meaning of ‘de ruimte’), are mentioned after this. After that, we review the basic components of a space optical communication system, namely transmitter, receiver and pointing and tracking system. After the theoretical part of this paper, we take a look at some highlights of the history of optical communication in space, followed by two promising projects scheduled in the near future. Finally, we give a definition of a few basic components. References are put in bold and in superscript and refer to the title with the same number in the reference section on page 12. 3 Problems and difficulties in space optical links A) Losses The losses involved in space optical links are mainly due to losses in the atmosphere. Therefore we discuss the losses of free space optical systems (FSO) [3], which in general involve wireless optical links on Earth. The additional losses that optical links in space will encounter are mentioned in an extra paragraph. Absorption There are many types of gases in the atmosphere that can cause absorption, leading to a reduction in the power level of the laser light. In the wavelength region of the laser light used, the dominant type of gas in the atmosphere that contributes to absorption is water vapour. So by staying out of the 'water' windows and keeping the path lengths short, absorption can largely be ignored. Scattering Scattering of the laser light is also another problem with FSO. There are two types of scattering mechanisms: Rayleigh and Mie scattering. Rayleigh scattering is really only significant for very long paths. Scattering by particles, or Mie scattering, is a different story. This is especially true as the size of the particles approaches the wavelength of the transmitted light. The amount of scattering depends on the particle size distribution and the density of the particles. Wavelengths near the particle size are scattered very effectively (i.e. thick fogs or clouds look white). Scintillations The performance of FSO systems is also limited by scintillations. Scintillation is caused by small-scale fluctuations in the index of refraction of the atmosphere on small spatial scales. The major effect of scintillation is signal fading, due to phase changes in the wavefront of the signal arriving on the receiver causing both null and high signal receive levels. Unless the receiver has a very high dynamic range, or the aperture is large enough to average out the scintillation spots, this can have an extremely detrimental effect on the signal. Visibility FSO performance is associated with visibility because the infrared laser sources used in an FSO system propagate through the atmosphere in the same way as visible light. This can give one an intuitive feel for the relative importance of fog, snow and rain in preventing FSO operation. Fog can be extremely thick, with attenuation values of 350 dB/km or more reducing visibility of the light drastically. Geometrical Loss This is the fraction of laser power that actually reaches the receiver in the absence of atmospheric losses. Background light The sun contains significant energy in its spectrum at all wavelengths of FSO interest. This requires some sort of filter to reject this energy at the receiver. 4 Losses in free space [2] These are mainly due to particulates that scatter and absorb the laser radiation. Sources of particulates in free space include interstellar clouds of particulates, crumbled meteorites (meteorite belt), wakes of comets, gas and particulate exhaust from spacecraft engines, and explosions in space. B) Difficulties Pointing and tracking [1]+[6] Laser communications systems are extremely sensitive to mechanical impacts and therefore it is necessary to accurately steer the transmitted carrier beam in the direction of the receiver and to direct the receiver field of view to the transmitter. Because of the great distances and velocity differences between space vehicles and earth, even at the great speed of light, the laser beams must point ahead of the receiving vehicle to be received, just as a rifle must point ahead of a moving target for a bullet to hit the target. This requires a good pointing and tracking system. Vibrations [6] Satellite platform vibrations (jitter) cause significant displacements of the laser beam at the receiver. To compensate for the vibration effects, the system needs a steering system with a bandwith more than 2 to 3 kHz. Two possible steering mechanisms are a fast steering mirror (FSM) and an optical phased array (OPA) antenna. Basic components of a space optical communication system [1] In this section, we review the basic components of a space optical communication system, namely the transmitter, receiver and the tracking and pointing system. This model is not entirely general, because we have already made a choice for some components. For example, as a steering mechanism we use an optical phased array (OPA) antenna, where a fast steering mirror (FSM) was also an option. A detailed transmitter/receiver configuration for an inter-satellite link is presented in the figure on the next page. Transmitter The transmitter model for an on-off keying ( OOK) modulation format includes a laser, modulator, and telescope. The messages arrive at the input of the transmitter and then the transmitter converts electrical signals to optical signals using the laser. Finally, a transmitter telescope with a beam expander (BE) collimates the laser beam in the direction of the receiver satellite. 5 Fig. 1: A transmitter/receiver configuration for an intersatellite link. Receiver The receiver telescope includes a beam concentrator BC, which concentrates an incoming laser beam onto the receiver OPA antenna aperture. The receiver contains an optical detector (photodiode) in the direct detection mode. Generally, there are two types of detectors used, a PIN photodiode or an avalanche photodiode (APD). APD detectors are generally used because they have internal gain that greatly increases the sensitivity of the sytem [3]. An optical preamplifier in the receiver amplifies the received optical signal before it enters the detector, thus improving receiver sensitivity. An optical filter is used in the receiver to remove background radiation and amplifier spontaneous emission (ASE) noise, so that only the wavelengths of the signal pass through. The transimpedance amplifier TIA amplifies the electric signal to provide voltage output. The decision circuit determines the nature of the bits of information based on the time of arrival and the amplitude of the pulse. Tracking and pointing system To keep the transmitter and the receiver aligned when jitter is present, a tracking and pointing system is implemented in both of them. Coarse beam pointing is performed by the gimbaloperated steering mirrors, and the fine beam pointing by the OPA antenna. The satellites use the Ephemerides data (the position of the satellite according to the orbit equation) for coarse pointing. The method of tracking between satellites includes use of a beacon signal on one satellite and a matrix CCD detector and tracking system on the other. The tracking angle is evaluated by the satellite computer from the output signal of the matrix CCD detector. 6 The history of optical communications in space [5] The following is a brief overview of the highlights of laser communication in space. We won’t go into details about the technology used, except for SILEX, because that was the technology used in the first optical intersatellite link. 1992: Galileo probe In December 1992 there was a historic uplink laser beam transmission to the Galileo spacecraft during its flyby of the Earth at a distance of 6 million kilometers. The probe received the pulses using its solid-state imaging camera as an optical receiver. 1994-1996: GOLD The Japanese Engineering Test Satellite VI (ETS-VI) participated in an experiment called Ground/Orbiter Lasercomm Demonstration (GOLD) involving a 1 Mbit/s link with ground stations operated by JPL and Japan's Communications Research Laboratory (CRL). However, the satellite was not launched into its planned geostationary orbit, and as a result tests were hard to make and maintain. November 2001: SILEX A 50 Mbit/s optical link was demonstrated between the ESA's satellite ARTEMIS in a parking orbit at 31 000 km and the French Earth-observation satellite SPOT-4 (Satellite Probatoire d'Observation de la Terre) which was orbiting the planet at an altitude of 832 km. The experiment was heralded as a great success, and boasted highly reliable data transfer with a bit-error-rate of just 1 part in 109, for periods between 4 and 20 min. The 30 000 km link used transmission equipment named the Semiconductor Laser InterSatellite Link Experiment (SILEX), which was built by Astrium in France and installed on both satellites. Fig. 2: The SILEX system. 7 SILEX uses a semiconductor laser, i.c. a 60 mW GaAlAs laser diode that emits light at around 800 nm as source. Because of the limited power output of GaAlAs laser diodes, this type of long-range, high-rate communication link is only feasible because of the extremely high antenna gain possible with optical frequencies. This in turn means the use of very narrow beams, with divergence of no more than 2 arc seconds. [8] No satellite today can provide this type of directional stability, which means that beam pointing, acquisition and tracking are essential. Parallel search spatial acquisition is done by using a silicon charge-coupled device (CCD). Another CCD is used for the tracking sensor. A fast steering mirror (FSM) is used to take out small but fast spacecraft mechanical disturbances. [11] An EGG silicon avalanche photo detector (APD) is used for the direct detection receiver. Detection sensitivity on the order of 100 received photons per bit can be achieved. [11] 2001: GEOLite A few months before the success of the ARTEMIS communication experiment, a US satellite called GEOLite in a geosynchronous orbit also allegedly demonstrated a successful optical link to a ground station on Earth. However, the military nature of the project means that details of the link have not been made public. Future projects We will look at two projects that are scheduled in the near-future: OICETS (scheduled for 2005) and MLCD (scheduled for 2009). For each mission we will look at the goal, at the details of the optical link and at the current state of the project. Optical Inter-Orbit Communications Engineering Test Satellite (OICETS) OICETS is a Japanese low-earth-orbit (LEO) satellite that will be equipped with LUCE (Laser Utilizing Communications Equipment). It’s goal is to communicate with the European Space Agency’s geostationary (GEO) satellite ARTEMIS and a ground station in Japan. The tests between ARTEMIS and OICETS will primarily focus on the beam-pointing, tracking and acquisition, which will be important for future space laser links. [5] LUCE offers a 2-50 Mbit/s link. The transmitter consists of a 847 nm, 200-mW GaAlAs laser diode. It uses an avalanche photodiode (APD) as a receiver, a charge-coupled device (CCD) with 450 X 350 pixels for acquisition, and a quadrant detector for tracking. [14] The link from Artemis to LUCE will be at 2.048 Mbps with a pulse position modulation (PPM) format. The return link will be at the same rate or at 49.37 Mbps with an on-off modulation (OOK) format. In September 2003 there has been an experiment to confirm pre-launch optical adaptability of OICETS with ARTEMIS by conducting two-way optical communications between ARTEMIS now in geostationary orbit and an optical communication equipment engineering model (the same as the flight model), which was installed at ESA's Optical Ground Station (OGS) in Tenerife. The successful result of this experiment verified the adaptability between LUCE and SILEX (mounted on ARTEMIS), which was one of the important pre-launch verification items for OICETS. 8 Fig. 3: Structure of optical adaptability test between ARTEMIS and LUCE The current situation of OICETS is not very clear. Basically OICETS is now waiting its launch, which is expected at 2005, but at the website of the Japan Aerospace Exploration Agency (JAXA), the launch schedule says ‘undecided’. [13] Mars Laser Communications Demonstration System (MLCD)[5]+[15] The Mars Laser Communication Demonstration (MLCD) Project will demonstrate laser communication between Earth and Mars. MLCD will be one of the communications payloads on the Mars Telecommunications Orbiter (MTO), scheduled for launch in 2009. MTO will provide communication services between Earth and missions exploring Mars. The MTO will feature the world’s first laser communications link from deep space to Earth. Because of the much larger distance between two terminals, compared with an intersatellite link (400 million km vs. 30 000 km !!!), the technology suitable for near-Earth use does not easily extend to deep space requirements. As shown in the figure below, Mars incurs almost 80 dB additional space loss when compared to GEO links[15]. Thus, assuming that an organization was successful in building a 10 Gbits/second class terminal that could operate from GEO to the ground, simply transporting such a terminal from Earth to Mars would result in a data rate of only 100 bits/second! An improvement of 50 dB is required to provide 10 Mbits/second from Mars. Fig. 4: Deep Space Lasercom Compared to Geosynchronous Earth Orbit Systems 9 MLCD aims to support a 1-30 Mbps link across the enormous distance between Earth and Mars, so all transmitter, receiver and pointing and tracking technology will need to be optimized. Instead of the semiconductor laser transmitter used in previous experiments such as the OICETS-ARTEMIS link, the MLCD will use an amplified fibre laser as a source. The most likely candidate is a 1.06 μm fibre master oscillator power amplifier (MOPA) configuration which uses a distributed feedback (DFB) ytterbium (Yb) fibre laser connected to a high-power doped fibre amplifier. As modulator, a Mach-Zehnder lithium niobate modulator will be used. For the pulses to survive the journey, it is very important to use a highly robust and efficient encoding scheme, in order to be able to operate as close as possible to the channel-capacity limit (= Shannon limit). The MLCD will use an encoding technology called 64-PPM. The telescope of the transmitter will have a 30.5 cm-diameter, and the beam will have a divergence of 3.5 μrad. [5] Two major problems which require the use of accurate tracking and pointing technology, are vibration and drift. Because these occur at a wide range of frequencies, a hybrid scheme will be applied: vibration isolators to eliminate high frequencies, a fast steering mirror (FSM) to compensate for medium frequencies, and an uplink beacon to provide a reference for low frequencies. [5] To detect the pulses, it has been calculated that a collector with an aperture 3-5 m diameter will be required. Two different sites will be used: the 5-metre Hale Telescope in southern California and an array of four 0.8-metre telescopes whose location has yet to be determined. If the weather is overcast at one location, astronomers can try the next. Both telescopes would be equipped with highly sensitive avalanche photodetectors (APDs) and very narrow (0.1 nm bandwidth) optical filters centred on the signal wavelength to screen out as much background light as possible. It is possible to further decrease the amount of background light seen by the receiver, by operating above the atmosphere, or at least operating at an extreme altitude to get above the scattering medium (e.g., 25 000 km). The Mars Lasercom Study showed that putting a receiver in space would reduce the aperture size required by approximately 10 dB compared to a ground-based receiver[15]. Finally, a solar filter will also be used, because if a telescope is pointed at the sun, as much as 1 kW of optical power could be focused into its sensitive imaging electronics, which would get damaged by that. [5] The new Mars laser, allocated $270 million from NASA, will undergo a design review in early 2005 and will fly on NASA's Mars Telecommunications Orbiter in 2009. Conclusion Optical communication in space certainly offers many prospects. Since the 1990’s the technology has evolved enormously, with the first optical intersatellite link in 2001 as a big breakthrough. Now that new projects start to focus at communication with deep space (the Mars mission for example), existing technologies will have to optimised further and new technologies developed to overcome the enormous distances between transmitters and receivers. So there are still many challenges in this relatively young field. 10 Some definitions Avalanche photodiode (APD)[17] A photodiode that operates with a reverse-bias voltage that causes the primary photocurrent to undergo amplification by cumulative multiplication of charge carriers. As the reverse-bias voltage increases toward the breakdown, hole-electron pairs are created by absorbed photons. An avalanche effect occurs when the hole-electron pairs acquire sufficient energy to create additional pairs when the incident photons collide with the ions, i.e., the holes and electrons. Thus, a signal gain is achieved. Charge-coupled device (CCD)[18] A charge-coupled device (CCD) is a light-sensitive integrated circuit that stores and displays the data for an image in such a way that each pixel (picture element) in the image is converted into an electical charge the intensity of which is related to a color in the color spectrum. Mach-Zehnder modulator[19] It is customarily used as an intensity modulator for typical systems making use of the non return-to-zero (NRZ) or return-to-zero (RZ) modulation formats, and has recently demonstrated its potential for phase modulation in future systems making use of the differential phase-shift keying (DPSK) format. Such modulators are made from an electrooptic crystal (typically lithium-niobate, LiNbO3), whose refractive index depends on the electric field, hence voltage, that is applied to it. The electrical data can thus modulate the refractive index of the crystal, hence the phase of the incoming lightwave. Incorporating the crystal into an interferometric structure (Mach-Zehnder interferometer) in turn converts the phase modulation into intensity modulation. Master Oscillator Power Amplifier (MOPA)[20] For a transmitter to be stable, its oscillator must not be loaded down. This means that its antenna (which can present a varying impedance) must not be connected directly to the oscillator circuit. The rf oscillations must be sent through another circuit before they are fed to the antenna for good frequency stability to be obtained. That additional circuit is an rf power amplifier. Its purpose is to raise the amplitude of rf oscillations to the required output power level and isolate the oscillator from the antenna. Any transmitter consisting of an oscillator and a single-amplifier stage is called a master oscillator power amplifier transmitter. Fig. 5: Block diagram of a master oscillator power amplifier transmitter 11 References 1. A. Polishuk, S. Arnon, “Communication performance analysis of microsatellites using an optical phased array antenna”, Optical Engineering Vol. 42 No. 7, 2015–2024 (July 2003), http://www.ee.bgu.ac.il/~shlomi/publication/24.pdf 2. S. Arnon, N. S. Kopeika, “Effect of particulates on performance of optical communication in space and an adaptive method to minimize such effects”, APPLIED OPTICS / Vol. 33, No. 21 / 20, 4930-4937, July 1994, http://www.ee.bgu.ac.il/~shlomi/publication/3.pdf 3. Dr. Daryl Szebesta, “Free Space Optical Communication”, http://www.colt.net/solutions/white_papers/download_ white_paper__free_space_optical_communication_none.pdf 4. “Optical Communications and Intersatellite Links”,WTEC HyperLibrarian,December1998 http://www.wtec.org/loyola/satcom2/03_06.htm 5. “Lasers carry space data back to Earth”, Opto & Laser Europe, June 2004 http://optics.org/articles/ole/9/6/3/1 6. A. Popa, “Re: Can we use light waves as a space communication me”, http://www.madsci.org/posts/archives/Jan2003/1044067951.Eg.r.html 7. Artemis brochure, http://telecom.esa.int/telecom/media/document/artemisWEB.pdf 8. “First ever laser communication in the world between satellites SPOT4 and ARTEMIS”, http://www.space.eads.net/web1/press/press_release.asp?id_tree=231&id_tree_nav=89&tre e_name=EADS_SPACE_WEB_PAGES&langue=en 9. “First inter-satellite laser link made”, New Scientist Print Edition, November 23, 2001, http://www.newscientist.com/article.ns?id=dn1603 10. “Lasers link orbiting satellites”, optics.org, November 23, 2001, http://optics.org/articles/news/7/11/23/1 11. “SILEX”, WTEC-Hyper Librarian, July 1993, http://www.wtec.org/loyola/satcom/c5_s4.htm 12. “Communication Experiment Using Optical Inter-Orbit Communication Equipment Aboard OICETS”, National Space Development Agency of Japan, September 16, 2003, http://www.nasda.go.jp/press/2003/09/oicets_20030916_e.html 13. “Optical Inter-orbit Communications Engineering Test Satellite”, Japan Aerospace Exploration Agency (JAXA), http://www.jaxa.jp/missions/projects/sat/tsushin/oicets/index_e.html 14. “Japanese Research Satellite Projects”, WTEC-Hyper Librarian, July 1993, http://www.wtec.org/loyola/satcom/c6_s1.htm 15. “Mars Lasercom Demonstration Underway”, The Integrator, Volume 12, No.3, November 2003, http://msp.gsfc.nasa.gov/integrator/450.htm#6 16. “Mars laser will beam super-fast data”, NewScientist.com news service, 16 September 2004, http://www.newscientist.com/article.ns?id=dn6409 17. Definition of an APD, http://glossary.its.bldrdoc.gov/fs-1037/dir-004/_0486.htm 18. Definition of a CCD, http://searchstorage.techtarget.com/sDefinition/0,,sid5_gci295633,00.html 19. Definition of a Mach-Zehnder modulator, http://www.com.dtu.dk/research/systems/students_projects/three_week_course_F2005_Mac h_Zehnder.html 20. Definition of a MOPA, http://www.tpub.com/content/neets/14184/css/14184_46.htm 12