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Journal of Optical Communications 29 (2008) 3 1 J. Opt. Commun. 29 (2008) 3, 001-005 © by Fachverlag Schiele & Schön 2006 Practical design model of DnPSK systems using direct BER counting and rigorous BER modeling G. Jacobsen, E. Vanin, M. Forzati and L. Wang* Summary We present a design model for practical 100 Gb/s transmission DnPSK systems which accounts for imperfections in system components i.e. fiber attenuation, dispersion and non-linear effects, electrical drive circuitry for optical modulators, optical amplifiers including amplified spontaneous emission ASE noise and a realistic Rx description with non-ideal Low Pass Filtering (LPF). The model uses direct error-counting combined with an analytical rigorous BER model. An example 50 Gs/s DQPSK transmission system with 240 km transmission is considered for a specified 2 6 PRBS symbolsequence as well as for a 2 14 PRBS symbol-sequence where a selected 2 6 symbol-sequence is used in the theoretical results. We demonstrate excellent agreement between the two methods over two orders of magnitude for the Bit-Error-Rate (BER) in a system regime where the signal interaction with ASE noise during fiber transmission is not significant. The analytical BERresults are extended over ten orders of magnitude. 1 Background and Introduction Ultra high bit-rate transmission (e.g. 100 Gb/s per wavelength in ultra dense WDM configurations with 50 – 100 GHz channel separation) is approaching commercial reality. It is likely that DnPSK (i.e. multilevel PSK systems where the optical signal phase is encoded in an integer number of π/n shifts) combined with interferometrical differential detection in the receiver will be of significant practical interest because such systems are simple from an optical design perspective (no optical local oscillator required, no Digital Signal Processing (DSP) in the receiver). The practical design of such transmission systems requires detailed knowledge of all imperfections of the ingoing opto-electrical subsystems. To exemplify, the performance of the optical modulator that is used to generate phase modulation in DnPSK systems must include drive electronics as well as parasitic effects in the modulator and the description of transmission fibers and dispersion compensating fibers must include dispersion at least to second order as well as non-linear fiber effects. The use of such detailed system descriptions means that simple analytical results for pulse shapes etc are no longer possible and one need to move to simulation software for obtaining the pulse shapes numerically. As long as the noise influence in the optical domain (from optical amplifiers) are additive and Gaussian (no influence of signal-noise interaction – see [1]) it may still be possible to use an analytical Rx formulation included in the simulation software to specify BitError-Rates over many (10 or more) orders of magnitude. For ASK systems such models are standard at the moment [1-3] but for DnPSK systems they are currently being fine tuned and included into the simulation software. The use of simulation tools (e.g. tools from VPIphotonics™ [3]) sets the standard for software and services supporting end-to-end photonic design automation and optical equipment configuration. Such products are used by forward-looking groups, product design and marketing teams, numerous commercial corporations and educators university programs across the world. The tools are characterized by their ability to include practical system parameters into the description of optoelectrical systems and subsystems of interest for description of transmission performance. Within the context of design of practical DnPSK systems it is of significant interest to account for long symbol-sequences in the BER evaluation. This paper shows a comparison of direct error counting to the general DnPSK BER model as derived in [4-6]. The two methods are shown to agree in detail for low error-rates but a careful description of system imperfections and of the transmitted signal (symbol-sequence) is required for this to be valid. Address of authors: Acreo AB, Electrum 236, S-164 40 Kista, Sweden Received 20 February 2008 Journal of Optical Communications 27 (2006) 2 2 2 System under consideration A 100 Gb/s DQPSK signal is generated by the standard implementation with two nested MZMs (see e.g. [4]). The signal is then passed through a multiplexer ArrayWaveguide-Grating (AWG). Finally the signal is transmitted over a 240 km link consisting of three spans, each of them containing an erbium-doped fiber amplifier (EDFA), 80 km standard single-mode fiber (SSMF), another EDFA, and dispersion-compensating (DCF) fiber to fully compensate for the dispersion in the SSMF. The EDFAs are noise-free. In each span, the EDFAs provide a power level PL = 0 dBm into the SSMF (the launch power), and (PL – 5) = –1dBm into the DCF. At the receiver side, noise contribution from all six inline amplifiers is added to the signal at the input to the demultiplexer AWG optical filter. Additional noise is added at the receiver in order to find the required optical signal-to-noise ratio (OSNR) need to obtain a bit-error rate (BER) of 10-3. All optical ASE noise is considered white and Gaussian distributed. The receiver has two interferometers of delay time equal to the symbol time (twice the bit-time) and phase shifts of π/4 and - π/4 respectively and perfect polarization matching between the interferometer arms is assumed [6]. The electrical Rx has 4 identical photo-diodes coupled in push-pull at the outputs of each interferometer. It has an electrical LPF filter describer as a 3’rd order Bessel filter with 3 dB bandwidth of 37.5 GHz [6]. Thermal noise is not considered but it can be included as an added Gaussian noise contribution at the electrical stage of the Rx – see [6,7]. 3 Results and discussions The signals generated at the transmitter are data modulated by random symbol sequences of length 2 6 (64 symbols) in the case of BER modeling, and 2 14 (16384 symbols) in the case of BER counting. Both symbol sequences are such that all possible symbols are represented an equal number of times. For the 2 6 symbol sequence also all two- and three-symbol combinations are represented an equal number of times, while for the 2 14 symbol sequence this holds also all n-symbol combinations are resented an equal number of times, for n < 7. The optical signal is propagated through the transmission link and at the entrance to the AWG a random noise is added. After detection by the interferometer Rx it is determined whether the resulting signal current at the LPF output is in error. The added ASE is considered the dominant noise source and electrical thermal noise is not included. When using the semi analytical BER model [2] the BER is evaluated by considering the added noise as white with a specified optical power. Then the BER is evaluated by averaging over the BER contribution from each symbol in the 64 symbol-time sequence. In this case it is not feasible to consider very long symbol-sequences of e.g. 2 14 symbols. First an RZ-DQPSK 100 Gb/s (50Gs/s) signal is launched on the transmission system, and the AWG (both at the transmitter and receiver side) has a Gaussian transfer function in the frequency domain with a 3 dB bandwidth of 55 GHz. Fig. 1 shows the deterministical signal field at the input to the AWG for a 2 6 PRBS symbol-sequence. It is apparent that the combined influence of dispersion and fiber non-linear effects during transmission are not significant in this case. Using a deterministic signal at higher input power levels for the 64 symbol sequence (up to 7 dBm) a significant nonlinear distortion of the signal is seen. The conclusions reached in the following in the discussion of Fig. 2 are not changed by the non-linear distortion. The influence of non-linearities on the system performance – including signal-ASE interaction – will be the subject of a subsequent publication. Fig. 2 shows the BER obtained from direct counting indicated by crosses and triangles compared to results using the DQPSK BER model in the range of BER between 10 −1 and 10 −4 (indicated by curves for three different 64 symbol-sequences). The crosses and the top curve consider the symbol-sequence in Fig. 1. The BER model gives results that fall nicely within the specified range from the direct counting. A very convincing agreement is seen. The BER results for the direct error counting using the 2 14 symbol-sequence (triangles) is presented as a comparison and as an important practical design case. It is seen to be noisy below 10 −3 and to deviate from the short symbol-sequence results. By choosing 64 symbol-sequences number 2 and 3 - that are parts of the 2 14 symbol-sequence - for the theoretical model it is possible to specify the lower two curves. The curve for sequence 2 is seen to fit rather well with the direct error counting results and apparently the selected 64 symbols accounts for the major contribution to the errors in the systems. Thus, by matching the theory BER results to direct error counting BER results - in the BER range where direct counting results are not noisy it is possible to obtain good agreement between the two methods. This emphasizes that practical system design using the analytical BER with a relatively short symbol sequence should use a properly specified symbolsequence to specify the BER in accordance with direct error counting results for much longer symbol sequences. Journal of Optical Communications 27 (2006) 2 In Fig. 3 the semi analytical BER evaluation is extended down to 10 −13 in the 64 symbol-sequence #1 case. It appears that the system design below the BER order of 10 −3 is only possible by using semi-analytical Rx modeling (for a realistic computing time). It is obvious from Figs. 2 and 3 that the excellent agreement between direct error counting and the analytical BER evaluation over 2 orders of magnitude makes it reasonable to use the semi analytical design method to predict system performance over 10 (or more) orders of magnitude. Fig. 1: The 64 signal symbols in a 2 6 PRBS sequence for a 100 Gb/s DQPSK modulated signal. Inserted is the DQPSK constellation diagram. 3 Fig. 3: Same as Fig. 2 in the 64 symbol case with analytical BER results (curve) extended over 10 orders of magnitude. Crosses are direct error counting results repeated from Fig. 2. 4 Conclusion In the design of practical 100 Gb/s transmission systems it is imperative to have design models available which accounts for practical imperfections in system components i.e. fiber attenuation, dispersion and non-linear effects, drive circuitry for optical modulators, optical amplifiers including amplified spontaneous emission ASE noise and realistic Rx description with non-ideal Low Pass Filtering (LPF). The present paper combines the use of direct error-counting and an analytical rigorous BER model for a 50 Gs/s DQPSK transmission system implementation over 240 km of fiber transmission and for a specified 2 6 PRBS symbol-sequence and a 2 14 PRBS symbol-sequence. We demonstrate excellent agreement between the two methods over two orders of magnitude for the Bit-ErrorRate (BER) in a system regime where the signal interaction with ASE noise during fiber transmission is not significant. It is also shown that the analytical BER model gives agreement with direct error counting for long symbol sequences by identifying a dominating symbol-pattern (in our case a 64 symbol-sequence) thus allowing the use of the analytical results for low BER values also in this case. The analytical results are extended over ten more orders of magnitude and our results give high credibility in using the analytical BER for system design in low BER cases where the direct error counting is unfeasible. In ultra-long (with transmission distances exceeding the order of 1000 km) 100 Gb/s DQPSK transmission systems the signal-ASE interaction is expected to influence the BER performance. In that case the analytical modeling in [4-6] is not valid and DnPSK system models need further development. References Fig. 2: Bit-Error-Rate (BER) as a function of Optical Signal to Noise Ratio (OSNR) at AWG input. Results are obtained using direct error counting (64 ( 2 6 ) and 18634 ( 2 14 ) symbol sequences) and semianalytical BER model [6] (64 symbol sequences #1-3). [1] E. Vanin, G. Jacobsen, A. Berntson, Opt. Lett. 32 (2007) 12, 1740 -1742 [2] G. Jacobsen, A. Aurelius, A. Berntson, J. Opt. Commun. 28 (2007) 1, 52-57 [3] VPItransmissionMakerTM & VPIcomponentMakerTM Version 7.6 - see www.vpiphotonics.com [4] P.J. Winzer, R.J. Essiambre, IEEE/OSA J. Lightwave Technol., 24 (2006) 12, 4711-4728. [5] G. Jacobsen, E. Vanin, J. Op.l Commun. 29 (2008) 1, 49-51 [6] G. Jacobsen, E. Vanin, “BER Model for High Capacity Optical DnPSK Systems with DQPSK as an Example Case”, to appear in J. Opt. Commun. 29 (2008) [7] G. Jacobsen, K. Bertilsson, Z. Xiaopin, IEEE/OSA J. Lightwave Technol. 16 (1998) 10, 1804 - 1812