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INVESTIGATING THE DIFFERENTIAL AMNESTIC EFFECTS OF A MILD HYPOTHERMIC TREATMENT ON THE MEMORY FOR EXTINCTION A dissertation submitted to Kent State University in partial fulfillment of the requirements for the degree of Doctor of Philosophy by Devin Alan Fava AUGUST, 2012 Dissertation written by Devin Alan Fava B.S., Denison University, 2006 M.A., Kent State University, 2009 Ph.D., Kent State University, 2012 Approved by David C. Riccio , Chair, Doctoral Dissertation Committee Stephen B. Fountain , Members, Doctoral Dissertation Committee Richard D. Hirschman , Christopher Was , Wilson Chung , Accepted by Maria Zaragoza , Chair, Department of Psychology Raymond Craig , Dean, College of Arts and Sciences ii TABLE OF CONTENTS LIST OF FIGURES……………………………………………………………………………………………………….…..IV LIST OF TABLES………………………………………………………………………………………………………….……V INTRODUCTION.................................................................................................................1 EXPERIMENT 1…………………………………………………………..………………………………………...………16 METHODS………………………………………………………………………………………………..……….16 GENERAL RESULTS……………………………………………………………………………………..….….19 RESULTS…………………………………………………………………………………………………………….20 DISCUSSION………………………………………………………………………………………………………23 EXPERIMENT 2……………………………………………………………………………………………………………..24 METHODS………………………………………………………………………………………………………….25 RESULTS…………………………………………………………………………………………………………...25 DISCUSSION………………………………………………………………………………………………………30 EXPERIMENT 3……………………………………………………………………………………………………………..30 METHODS………………………………………………………………………………………………………….32 RESULTS……………………………………………………………………………………………………………33 EXPERIMENT 3-B………………………………………………………………………………………………………….33 RESULTS……………………………………………………………………………………………………………33 DISCUSSION……………………………………………………………………………………………………..34 GENERAL DISCUSSION………………………………………………………………………………………………….35 REFERENCES…………………………………………………………………………………………………………………49 APPENDICES…………………………………………………………………………………………………………………53 Appendix A: Experiment 1 Data………………………………………………………………………..53 Appendix B: Experiment 2 Data…………………………………………………………………………54 Appendix C: Experiment 3 Data…………………………………………………………………………55 Appendix D: Experiment 3B Data………………………………………………………………………56 iii LIST OF FIGURES FIGURE 1 – EXPERIMENT 1 TTS SCORES………………………………………………………………….......22 FIGURE 2A – EXPERIMENT 2 TTS SCORES……………………………………….…………………………... .28 . FIGURE 2B – EXPERIMENT 2 LINEAR CORRELATION……………………………………………………..29 iv LIST OF TABLES TABLE 1 – EXPERIMENT 1 DESIGN…………………………………………………………………………………19 TABLE 2 – EXPERIMENT 2 DESIGN…………………………………………………………………………………26 TABLE 3 – EXPERIMENT 3 DESIGN…………………………………………………………………………………32 v Investigating the Differential Amnestic Effects of a Mild Hypothermic Treatment on the Memory for Extinction The Nature of Extinction. As a neutral stimulus is repeatedly paired with an Unconditional Stimulus (US), that neutral stimulus becomes associated with the US. Eventually, these repeated associations elicit responding to the previously neutral stimulus which suggests expectation of the US; such a neutral stimulus is thereafter referred to as a Conditional Stimulus (CS). The association between these two stimuli (CS and US) is the basis for Classical Conditioning as described first by Pavlov (1927). From the earliest days of Classical Conditioning, it has been known that such associations were not permanent fixtures in the brain. By way of example, the associations could be disrupted by repeatedly presenting a CS without the associated US in a process known as Extinction. By presenting the CS in absence of the US repeatedly, the CS seems to lose its value as a predictor for the US: an animal no longer responds to the CS in a way which suggests expectation of the US (Pavlov, 1927). This process of presenting the CS in absence of the US (extinction) has a very important role with regard to basic learning processes in both laboratory animals and humans. During extinction, the association between the CS and US is altered. In humans seeking therapy, the previously-neutral CS has generally been associated with an anxiety-producing US; this association creates anxiety when the patient is exposed to 1 2 the CS. The goal in breaking this association is to create a situation wherein the CS no longer elicits the anxiety response. Pavlov (1927) suggested that extinction was a special type of inhibition to the existing memory. He noted that CS, which was originally neutral, but elicited anxiety after being paired with the US, might return to the original (neutral) state if repeatedly presented in absence of the US. Clinical therapies involving extinction of conditioned anxiety date back to Wolpe (1958). In Wolpe’s systematic desensitization, the patient is instructed in relaxation techniques which are then paired with an “anxiety hierarchy” which consists of various tiers of exposure to the stimulus from simply imagining the stimulus to interacting with it. By creating a new association between the CS and relaxation, the CS no longer elicits anxiety. More recently reported clinical techniques may apply the principles of extinction directly: either by having the patient imagine the stimulus for a prolonged period of time (implosive therapy) or by exposing the patient to the stimulus directly (flooding; Stampfl & Levis, 1967). The basis of these therapies is still applied in modern clinical interventions (Lovibond, Davis, & O’Flaherty, 2000). Extinction, however, must be more complicated than merely breaking an association: even the modern clinical interventions are not universally successful (e.g., Schiller et al., 2010). The field of learning and memory has not, however, always accepted the complicated nature of extinction. For example, interpretations of the Rescorla-Wagner Model (1972) predict that the process of extinction will reduce the associative strength between the CS and the US over a series of trials, representing an 3 erasure or an “unlearning” of the association. This model of extinction was thought to decrease, or otherwise reset, the associative value of the CS to zero; a finding which is supported at face value by an attenuation of behavioral responding to a CS over repeated, non-reinforced trials. The attenuation of the previous behavior led many to assume that extinction represented an “unlearning” of the original association. However, Pavlov (1927) identified extinction as a special type of inhibition to the existing memory and noted that the original memory may spontaneously recover after a retention interval. The failure of the Rescorla-Wagner Model (1972) to explain this spontaneous recovery is cited as one of the weaknesses of that model (Miller, Barnet, & Grahame, 1995). There is substantial evidence which suggests that an unlearning interpretation of extinction is not true: that extinction represents additional learning rather than any sort of decrease in the original association. Were extinction sessions to actually reduce the associative strength between the CS and the US, many of the learning phenomena which have been observed could not be explained adequately. Perhaps the greatest evidence that memory erasure is not occurring is the ability for an extinguished association to return, as Pavlov (1927) observed. Models of Relapse. Bouton (2002) reviewed four primary models of relapse in which an extinction memory is disrupted and the memory of primary conditioning is expressed on a test. The mechanism of determining which of two “ambiguous” 4 memories (the primary conditioning memory or the extinction memory) were retrieved seems to be context. Relapse Models: Renewal and Spontaneous Recovery. If primary conditioning and extinction do not occur in the same environment, then memory retrieval will be context-dependent. In this situation, only testing in the extinction context will cause the memory of extinction to be retrieved; testing in the primary conditioning context, a novel context, or even a neutral context will likely produce a failure to retrieve the extinction memory. This laboratory model of relapse is known as Renewal. This context-dependent model of determining the retrieval of extinction memories has been expanded to include temporal cues as a context: if a period of time passes between extinction training and the performance test, then the contextual cues of the performance test may change over time, therefore preventing extinction memory retrieval. The phenomenon of seeing relapse of primary conditioning after a retention interval is often referred to, using Pavlov’s (1927) term, as Spontaneous Recovery. Despite similarities with Renewal, and the evidence that the two phenomena operate on the same mechanism of contextual cues, these are still recognized as separate phenomena (Bouton, 2002). The recovery of anxiety after extinction due to changes in context cues is not limited to laboratory animals. Rachman (1979) has reviewed cases in the clinical literature where human subjects regain a fear that they were previously believed to have extinguished. The researchers note specifically that longer intervals between 5 desensitization therapy and test trial seem to produce a “return of fear”. This is seen as a parallel to the Spontaneous Recovery seen in laboratory animals (e.g., Bouton, 2002). The Renewal and Spontaneous Recovery models of relapse strongly suggest that representations of memory for both acquisition of a conditioned association and the extinction memory for the same association exist simultaneously. An example of the simultaneous existence of both types of memory comes from the literature by Brooks and Bouton (1993). Food-deprived animals were trained in a paradigm where food was be delivered following a tone; these animals were measured with regard to a foodseeking behavior. Brooks and Bouton utilized a “lights-off” cue to attenuate spontaneous recovery. Animals trained with the “lights-off” cue during extinction (where tone was not followed by food) showed facilitated extinction if the cue was also present during testing after a retention interval: the acquisition response did not spontaneously recover. This was not due to a contextual change: animals which received the “lights-off” cue during testing, but were not trained with the cue, showed spontaneous recovery. As such, the memory of both acquisition and extinction can be seen to exist simultaneously, and be selectively retrieved via cues. The same paradigm has been used to attenuate the Renewal effect (Brooks & Bouton, 1994). If extinction involved erasure, the acquisition memory would not spontaneously recover. Furthermore, this result does not represent a failure of extinction: extinction is still shown when cues are employed. 6 Relapse Model: Reinstatement. Extinction may also fail when unsignaled presentations of the US are delivered after the extinction training. An animal that has received extinction training to break the association of a basic tone-shock pairing shows a relapse in fear behaviors when the US is administered in absence of the CS: subsequent tests with the CS show elevated fear. This model of relapse is known as Reinstatement (Rescorla & Heth, 1975). In the classic Reinstatement experiment, animals are trained to press a bar for food reward, and at the same time, there is a tone (CS) which is paired with a foot-shock (US). If animals pause in the lever-press behavior with presentation of the tone, this “conditioned suppression” is measured as an indicator for the memory of fear. Rescorla and Heth demonstrated strong conditioned suppression after just a few tone-shock pairings, though they were able to extinguish this fear on the following day through a tone-no shock extinction procedure. Animals which received one additional, unsignaled shock after extinction, however, showed significantly higher levels of conditioned suppression during tone presentation than animals that did not receive that shock; these animals also showed higher levels of conditioned suppression than animals that had no prior tone-shock pairings. This result strongly suggests that the extinction procedure does not erase the fear memory: it merely creates an alternative learning experience. Reinstatement, like other models of relapse, is not limited to laboratory animals. Hermans, Dirikx, Vansteenwegen, Baeyens, and Eelen (2005) demonstrated that a conditioned fear of neutrally-rated images of faces paired with electroshock (applied to 7 the forearm) could be extinguished, and subsequently reinstated via unsignaled shock in humans. In this experiment, fear was measured by subjective measures of USexpectancy and fear rating (as reported by the participant). Earlier efforts to demonstrate reinstatement in humans seem to have been overlooked due to a focus on heart-rate increase as a measure of fear (e.g., Rachman & Whittal, 1989). This earlier study used electroshock in an attempt to reinstate a different type of fear: fear of spiders or snakes. While it has been demonstrated that another type of aversive event can create reinstatement for a previous fear association (Rescorla & Heth, 1975, experiment 3), Rachman and Whittal were not able to show significant heart-rate increases from electroshock. They did, however, demonstrate an increase in the subjective fear experience or arousal reported by participants; a result which they largely ignored, but which supports a model for reinstatement in human subjects. Relapse Model: Rapid Reacquistion. Bouton (2002) also described the Rapid Reacquisition of extinguished responses; a conditioned association which has been extinguished, can be reacquired to full strength with fewer CS-US pairings than were required to establish the association the first time. In other words, the original conditioned association remains, even after substantial extinction. In a study by Ricker and Bouton (1996), animals previously trained with a stimulus (tone) predicting food were indistinguishable with regard to food-seeking behaviors from their baseline scores after extinction. These animals, however, showed more rapid re-learning of the tonefood association than naïve counterparts, or even in rats which have equivalent 8 experience with the food US alone, or the context alone. This “savings” of association suggests that the memory of the tone-food association is never actually erased: if erasure occurred, acquisition and re-acquisition curves should be identical. Instead, rapid reacquisition of the original response (as with these other models) suggests that extinction has not destroyed the original association. Erasure, in the conventional sense, would imply that the acquired conditioning is lost and cannot be recovered; this is simply not the case. Numerous studies have found that extinction is not a permanent process. Whether through recovery, savings, or the disruption of an apparent extinction memory, the acquired conditioning persists, and there is little evidence to support the view that simple behavioral extinction will ever completely erase it. On the other hand, extinction memories are less resilient to failures related to time, interference, and other forms of disruption. This would seem particularly true when comparing the extinction memory to the long-lasting changes in behavior brought about by the primary conditioning. Retrograde Amnesia. Perhaps the most intriguing evidence, however, that extinction is new learning comes from literature showing that the memories of extinction are susceptible to treatments which disrupt the formation or consolidation of other memories. In 1968, Riccio, Hodges and Randall discovered that inducing hypothermia in animal subjects shortly after one-trial training in a passive avoidance 9 task creates retrograde amnesia for the events of that passive-avoidance training. The prototypical passive-avoidance experiment involves an apparatus with two chambers: one with black walls and one with white walls. Traditionally, the animal is placed in the white chamber and allowed to cross into the black chamber; rats, being nocturnal, show strong preference for the black chamber. Crossing into the black chamber is paired with foot-shock (training), and memory is assessed on later tests by placing the animal in the white chamber again and measuring its avoidance of the black chamber. When animals are tested 24 hr. after training, they demonstrate extreme avoidance behaviors under normal circumstances. When the training event is followed by administration of the hypothermic agent, in which animal body temperatures were reduced to 68.5ºF (20.3ºC), memory retrieval on the test was impaired: avoidance behaviors decreased. Further experiments demonstrated that this effect could not be attributed to the stressful effects of restraint, water submersion (Riccio, Hodges & Randall, 1968), or the punishing effects of the cold water immersion (Riccio, Gaebelein, & Cohen, 1968). Amnesia as Retrieval Failure. Early work by Spear (1978), highlighted that the memory for a behavior might be more difficult to retrieve if the context in which a memory was encoded was too different from the context in which retrieval was attempted. This conclusion was based on previous papers, such as the Encoding Specificity Hypothesis presented by Tulving and Thomson (1973). Tulving had found that memory retrieval was improved if the cues in the environment when the target memory 10 was encoded matched the cues present during attempted retrieval. In the case of hypothermia-induced retrograde amnesia, the apparent disappearance of a memory can be attributed to the difference in context between the time when the memory was encoded (low body temperature) and the time at which memory retrieval is attempted (normal body temperature); contextual cues may be internal as well as external. Even before the Encoding Specificity Hypothesis, McGeoch and Irion (1952) noted that a previously observed conditioned behavior may appear to be forgotten in the absence of the cues which are present during training. The effects of contextual cues, they note, may be seen as contexts naturally change over time, though these effects are even clearer when the context is manipulated by the researcher. Specifically, McGeoch and Irion referenced human experiments in which recall of word lists was dramatically improved in the presence of paired meaningful words or background visual cues (e.g., a different classroom). They also noted that an alternate context may not simply fail to elicit a response learned in a primary context, but may actually elicit competing responses which block the original ones (McGeoch & Irion, 1952). These findings suggest that a memory, blocked from retrieval by a lack of cues, may be retrieved if those cues are returned. In the area of hypothermia research, it was demonstrated that an animal, given the hypothermic treatment shortly after training, would show an attenuation of the expected retrograde amnesia if the animal’s body temperature was lowered prior to the test (Hinderliter, Webster, & Riccio, 1975; Mactutus & Riccio, 1978). In other words, 11 adjusting the animal’s internal context prior to the test to be more similar to the posttraining interval (when the memory was presumably encoded) facilitated retrieval and attenuated the hypothermia-induced retrograde amnesia. Additionally, if memory consolidation in the “cold state” was interrupted by re-warming the animals in nonhypothermic water, the efficacy of the hypothermic treatment was diminished: animals then consolidated the memory in a state similar to their normal body temperature state (Mactutus, McCutcheon, & Riccio, 1980). This result demonstrates that memory retrieval is largely dependent on similarity of cues between memory encoding and memory retrieval: merely lowering the animal’s body temperature is insufficient to produce retrograde amnesia. Taken together, this research led to a “retrieval failure” model of laboratory-induced retrograde amnesia (e.g., Spear & Riccio, 1994). Alternatives to Retrieval Failure. The retrieval failure model of amnesia is not without critics. Recently, a study by Hardt, Wang, and Nader (2009) provided a challenge to the retrieval failure model. This study took advantage of properties of the NMDAr antagonist AP5, which creates amnesia for memories of first, but not second, contexts. In other words, the AP5 injection will not have an effect on the memories of animals which have been trained in a similar paradigm. Hardt established that, if the first memory consolidation was disrupted by injection a different protein synthesis inhibitor (anisomycin) following training, that the AP5 would still have an effect if used to disrupt memory consolidation of the second training. The authors argued that, had 12 anisomycin only disrupted memory retrieval, the memory trace would have been sufficient to prevent the amnestic effects of AP5. Therefore, the authors concluded that anisomycin had completely blocked the memory storage, rather than affecting the memory retrieval. The Hardt, Wang, and Nader (2009) study does not, however, disprove a retrieval failure model. The model assumes, for instance, that the dorsal hippocampus is the only area which stores context-based memory, and this is not supported by the literature (Matzel & Miller, 2009). More importantly, notable counterexamples to Hardt’s study were not addressed by the authors. The first counterexample is an early study by Bradley and Galal (1988) in which young chicks are trained to passively avoid pecking at a chrome bead covered in an aversive liquid. Animals receiving protein synthesis inhibitor injections prior to training showed amnesia for the training during the test, but this amnesia was reversed by a pre-test injection of the same protein synthesis inhibitor. In other words, if the drug was present in the animal’s system during training, but not testing, amnesia was evident; if the drug was present in the animal’s system during both training and testing, amnesia was attenuated. The second counterexample to the Hardt, Wang, and Nader (2009) study is an earlier Canal, Chang, and Gold (2007) study. In the Canal study, a protein synthesis inhibitor produced retrograde amnesia, but it was also shown to increase levels of endogenous neurotransmitters such as norepinephrine, serotonin, and dopamine by as much as 17,000%. Co-administration of substances designed to decrease this surge of 13 neurotransmitter along with the protein synthesis inhibitor attenuated the amnesia created by the protein synthesis inhibitor. Similarly, pre-test administration of the previously-increased neurotransmitter itself also attenuated the retrograde amnesia. The evidence, therefore, strongly suggests that protein synthesis inhibitors create retrograde amnesia by creating a discrepancy of internal context between memory consolidation and memory retrieval. Given that a retrieval failure model for retrograde amnesia still seems the most tenable model for mature animals, as used in the present study, it will remain the focus of this review. “Mild” Treatments. Attention to a retrieval failure model is particularly interesting with regard to the aforementioned difference between new memories and memories reactivated using a reminder. A study by Mactutus, Riccio and Ferek (1979) found that an amnestic agent which was too weak to disrupt a newly formed memory (lowering animal body temperatures to 86ºF or 30ºC) was capable of disrupting an old memory which had been reactivated using a reminder treatment; the temperature animal bodies were reduced to for this amnestic treatment was higher (a milder treatment) than treatments employed in the earlier work on hypothermia-induced retrograde amnesia (e.g., Riccio, Hodges, & Randall, 1968). The study by Mactutus, Ferek, and Riccio (1979) produces results similar to a later study by Anokhin, Tiunova, and Rose (2003). In the Anokhin study, the necessary dose of a protein synthesis inhibitor used to create retrograde amnesia was lower for a 14 reactivated memory than a newly formed memory. Both studies suggest that the reactivated memory is more susceptible to the respective amnestic agent relative to the memory as it is originally formed. Such findings raised several interesting questions. One implication based on the results of these experiments is that not all types of memory are equally resilient against disruption. Some types of memory may be “weaker” or more susceptible to degradation. These weaker memories, therefore, may be affected by a milder amnestic agent, such as a hypothermia exposure which is so mild that it has no detectable effect on performance if applied immediately after training. Amnesia for Extinction. Briggs and Riccio (2007) demonstrated that a hypothermic agent, like the one used to induce retrograde amnesia in rats for a fearconditioning task, can also induce retrograde amnesia for extinction training associated with that task. Briggs trained animals in a passive-avoidance paradigm and conducted an extinction session on the following day; for some groups, extinction was followed by administration of hypothermia (the amnestic agent). Animals receiving hypothermia after extinction showed amnesia for the extinction training and a return of the original fear memory. This suggests that extinction creates a memory rather than erases one: if extinction represented memory erasure, then extinction itself could not be disrupted by an amnestic treatment. Instead, the finding than an amnesia-inducing treatment has an effect on extinction strongly suggests that extinction is a form of learning. Additionally, 15 it is a precedent which was fundamental for the goals of some of the following experiments. It is clear that the process of extinction creates a memory representation. It is also reasonable, given the vulnerability of the extinction memory as evidenced by several laboratory models of relapse, to consider that such an extinction memory may be susceptible to forms of disruption (amnestic agents) which would not significantly affect or disrupt the training memory. In other words, the memory for extinction may be weaker, or more vulnerable to disruption, than the original associative memory it is meant to eliminate. If true, a weaker form of existing amnestic agents may not affect a memory for fear conditioning, but it might be enough to disrupt a memory of extinction learning for that fear conditioning. Present Study. To begin such an investigation, researchers used a mild hypothermic agent similar to the treatment which disrupted a reactivated memory in the Mactutus, Ferek, and Riccio (1979) study. By comparing the disruptive effects of a mild hypothermic treatment on extinction to the effects of the same treatment on the “training” or fear memory, the relative vulnerability of primary conditioning to extinction can be examined. 16 Experiment 1 Experiment One was designed to test the hypothesis that an extinction memory is more susceptible to disruption than the primary conditioning memory. It was hypothesized that a mild hypothermia treatment, which should be too weak to disrupt the primary conditioning memory (see Amnesia Control Group below), would be capable of disrupting another learning event: the memory for Extinction. Methods for Experiment 1 Subjects. Experiment One utilized 48 male and female Long-Evans Rats, bred at the Kent State University Breed Colony. Animals were approximately 90 days old at the beginning of experimental procedures, assigned to groups randomly, and counterbalanced for sex. Animals were housed as same-sex with littermates in the Kent State Animal Lab Main Colony for the duration of the experiment. Handling. (Day 1 and 2, all subjects) On each of the two days prior to training, subjects were handled for five minutes. This handling procedure took place in the neutral environment of the housing colony to avoid unintended contact with any contextual stimuli in the lab. Training. (Day 3, all subjects) Subjects were trained in a standard passiveavoidance apparatus. The plexi-glass box has dimensions of approximately 45.5 x 17.5 x 23.5 cm, and is separated into a black compartment and a white compartment by a partition. Subjects in the task were allowed to cross through the partition when a 17 guillotine door was opened by the researcher. The floor of the apparatus is constructed from 2mm metal bars spaced 1cm apart which are connected to a Foringer Model SC901 Scrambler used to deliver foot-shock. Upon being brought into room with the apparatus, subjects were handled for 30s while they became acclimated to some of the contextual cues. After handling, the subject was placed into the white “safe” side of the apparatus. The top of the apparatus was closed, and subjects were allowed to explore for 20s. After this period, the guillotine door was opened, and latency to cross into the black side of the apparatus with all four paws was recorded. Once the subject had crossed, the guillotine door was closed, confining the subject to the black side of the apparatus. After a 5s delay, the subject was given inescapable foot-shock (.5mA, 1s duration, administered through the metal flooring). Extinction. (Day 4, Extinction Groups Only) Subjects were brought into room with the apparatus and handled for 30s while they became acclimated to some of the contextual cues. After handling, the subject was placed into the white “safe” side of the apparatus. The top of the apparatus was closed, and subjects were allowed to explore for 15s. The experimenter then removed the animal from the white side of the apparatus, and placed the animal in the black “unsafe” side of the apparatus. The subjects were allowed to explore for 12 minutes, during which time the experimenter left the room. No shocks were delivered during the Extinction phase. 18 Animals not in Extinction Groups were brought into a neutral lab space and left in their home cages for 13 minutes before being returned to the colony. Body Cooling. (Day 3 or 4, Amnesia Groups Only) Subjects were restrained in plastic tubes and lowered in 4.0ºC water up to the neck to induce body cooling or hypothermia. Animals in the “Extinction + Amnesia” Group received hypothermia immediately following Extinction. Animals in the “Amnesia Control” Group received hypothermia immediately following training: this mild hypothermia treatment had not been effective on original training memories in past experiments, but this control group was necessary to demonstrate differential effects of hypothermia on training and Extinction memories. Subjects’ core temperatures (normally 37ºC or 98.6ºF) were lowered to 26.7ºC (80ºF) in experimental groups. Subjects’ core temperatures were recorded via rectal probe after removing them from the water. Water was cooled and maintained at a stable temperature by a 2095 Forma Temp Jr. water bath and circulator device. Animals from these Experimental Groups were dried and wrapped with a towel and allowed to re-warm naturally in the Recovery Room of the Animal Colony before being returned to their home cages. Test. (Day 5, all subjects) After 24 hours, the subjects were returned to the lab. Upon being brought into room with the apparatus, subjects were handled for 30s while they became acclimated to some of the contextual cues. 19 After handling, the subjects were placed into the white “safe” side of the apparatus. The top of the apparatus was closed, and subjects were allowed to explore for 20s. After this period, the guillotine door was opened, and the testing “exploration” period began. During this period, No shocks were administered, and the guillotine door was never closed. Researchers recorded the latency to cross into the black side of the apparatus with all four paws. In addition, the total time spent in the white “safe” side of the apparatus was also recorded. The testing period lasted for 10 minutes. At the end of testing, subjects were returned to the lab colony. Group Training Retention Extinction + Amnesia Extinction Control Amnesia Control shock shock shock shock Post-Training Hypo no no no yes Extinction no yes yes no Post-Ext Hypo no yes no no Test 10min. 10min. 10min. 10min. Table 1 – Experiment 1 Design General Results In all experiments, data were screened for rats that were outliers within their own groups; animal Latency and Total Time in the Safe Area (TTS) scores were standardized, and scores greater than two standard deviations from the group mean were discarded. In groups as small as the ones used in this study, this was a rare occurrence. 20 A ten-minute latency ceiling was imposed on all subjects during the tests. Rats which failed to cross over to the black side of the shuttle-box were assigned a latency score of 600 seconds for the test portion. There were no missing data in the experiments: some subjects were removed due to mechanical failures of the apparatus, or environmental disruptions (outside interruptions of the experiment). One subject was removed due to injury. Replacement subjects were added where needed to fill groups. Results for Experiment 1 Data for Experiment 1 are presented in Appendix A. A One-Way ANOVA indicated that there was no effect of any Group on Training Latencies, F (3, 44) = 1.91, p > .05. There were also no effects of animal sex on Testing Latencies or TTS scores (all Fs < 1). Groups were, therefore, collapsed across sex. A One-Way ANOVA revealed an effect of Group on Test Latency scores, F (3, 44) = 2.879, p = .047). A Bonferroni post-hoc test showed a significant effect of the Extinction treatment when compared to Retention Control animals (p = .035), but no other effects on Test Latency Scores. A One-Way ANOVA revealed an effect of Group on Test TTS scores, F (3, 44) = 5.71, p = .002. Bonferroni post-hoc tests showed that the Extinction Group TTS scores were significantly lower than the scores in the Retention Group (showing significant Extinction, p = .007), the Amnesia Control Group (showing no effect of Hypothermia following training, p = .001), and the Extinction + Amnesia Group (suggesting that the 21 mild hypothermia significantly attenuated the Extinction Memory, p = .007). As predicted, there were no other differences between groups. These scores are shown in Figure 1. 22 600 ** ** ** Total Time in Safe (seconds) 500 400 300 200 100 0 Retention Extinction Extinction + Amnesia Amnesia Control Group Figure 1 – Mean TTS Scores by Group (sexes combined) +95% C.I. for Experiment 1. Animals in the Extinction Group spent significantly less time in the white (safe) side of the apparatus than retention animals, demonstrating extinction. Additionally, animals given the mild hypothermia following extinction performed as though they did not retrieve extinction memories (significantly higher scores). This hypothermia-induced retrograde amnesia did not, however, affect animals given the treatment immediately following training, suggesting that the training memory was more resilient to the hypothermia treatment than the extinction memory. ** indicates differences from Extinction, p < .01. 23 Discussion It was hypothesized that the memory of extinction would be disrupted by the mild hypothermia treatment administered shortly after Extinction training in the Extinction + Amnesia Group. This effect was detected; animals in the Extinction + Amnesia Group showed TTS scores similar to Retention Animals, and significantly different from animals in the Extinction Group. The disruptive properties of the mild hypothermia treatment seem to be specific to the Extinction Memory: animals in the Amnesia Control Group did not differ from the Retention Group nor from the Extinction + Amnesia Group. These effects were more difficult to detect using the Latency scores. While used for several decades as the primary measure of animal fear in passive-avoidance tasks, the Latency score is susceptible to inaccuracies when studying very impulsive or highlystressed animals: animals which are highly stressed may cross from the safe side of the apparatus quickly as an escape behavior, only to recall the passive-avoidance training in the presence of contextual cues, and quickly return to the safe side. When this occurs, Latency scores may be low, even while TTS scores are very high. Researchers generally focused on the TTS scores because the observed power of this measure was higher than the power of the Latency score. The observed power of the ANOVA conducted on Latency scores in Experiment One (.648) was substantially lower than the observed power of the ANOVA conducted on TTS scores (.929). It is worth noting, however, that 24 these values represent retrospective power analyses and should therefore be interpreted with some caution (Thomas, 1997). The findings of Experiment One suggest that the mild hypothermic agent is insufficient to disrupt the original memory of fear conditioning, but that it is sufficient to disrupt the memory for extinction. Specifically, the less severe hypothermic treatment was effective at disrupting the extinction memory as evidenced by significant attenuation of extinction which resulted in avoidance behavior (indicative of a return of the training or fear memory). This mild treatment, however, was insufficient to disrupt the fear memory itself when administered with the same intensity following the initial training session. This finding suggests that the memory for Extinction is more vulnerable to contextual differences between memory encoding and memory retrieval than a memory for fear conditioning. Experiment 2 Successful attenuation of an extinction memory separate from the disruption of the primary conditioning suggests greater vulnerability of the extinction memory. Experiment Two was designed to be a parametric study testing several degrees of hypothermia in order to determine the “cut-off” for extinction memories to be disrupted. Previous studies have suggested that stressors, such as water immersion or restraint, were insufficient to disrupt a memory for stimulus attributes (Fava, Barnes, and Riccio, in prep.) but the question of vulnerability remained for an extinction 25 memory: if a very mild treatment were sufficient to disrupt an extinction memory, one must consider that perhaps the results of Experiment One were disruptions of memory resulting from stress or interference. Experiment Two, therefore, attempted to demonstrate a functional relationship between contextual change and extinction memory. The hypothesis for this study was that a significant negative correlation would exist between post-extinction body temperature and measures of memory (Latency and TTS). Such a finding would replicate the results from Experiment One. Additionally, such a result would support the hypothesis that it is the contextual difference between the time extinction memories are encoded and test memories are retrieved (rather than a stressor like restraint) which is primarily responsible for the disruption of the extinction memory. Methods for Experiment 2 Fifty-one animal subjects were used as described in Experiment 1. Handling, Training, and Extinction procedures occurred as described in Experiment 1. This experiment also utilized a Retention Control and an Extinction Control Group which were run as described in Experiment 1. Body Cooling. (Day 3 or 4, Amnesia Groups Only) Body Cooling Procedures occurred as described in Experiment 1, except where noted below. Subjects’ core temperatures (normally 37ºC or 98.6ºF) were lowered to either 26.7ºC (80ºF, to replicate the results of Experiment 1), 29.4ºC (85ºF), or 32.2ºC (90ºF) 26 through immersion in water which is 4ºC. Differences of as little as 5ºF have been shown to have different disruptive properties in regards to different types of memories (Mactutus, Ferek, and Riccio, 1979; Fava, Barnes, and Riccio, in prep.). Test. (Day 5, all subjects) After 24 hours, the subjects were returned to the lab, and testing proceeded as described in Experiment 1. Group Training Extinction Retention Extinction Control Hypothermia 80º Hypothermia 85º Hypothermia 90º shock shock shock shock shock no yes yes yes yes Post-Ext Hypo no no to 80º to 85º to 90º Test 10min. 10min. 10min. 10min. 10min. Table 2 – Experiment 2 Design Results for Experiment 2 Data for Experiment 2 are presented in Appendix B. The Results for Experiment Two are found in Figure 2. A One-Way ANOVA indicated that there was no effect of any Group on Training Latencies, F (4, 46) = 1.71, p = .163. There were also no effects of animal sex on Testing Latencies, F < 1; or on TTS Scores, F (1, 46) = 1.14, p = .291. Groups were, therefore, collapsed across sex. A One-Way ANOVA revealed a significant effect of Group on Test Latency Scores, F (4, 46) = 4.583, p = .004. A Bonferroni post-hoc test demonstrated that the animals in the Hypothermia 80º Group had significantly higher Latency scores when compared to 27 Extinction Control animals (p = .034) and Hypothermia 90º animals (p = .023). There were no other significant differences between Groups. A One-Way ANOVA revealed a significant effect of Group on TTS, F (4, 46) = 6.36, p < .001. A Bonferroni post-hoc test showed a significant effect of the Extinction treatment when compared to Retention Control animals (p = .03), replicating a significant extinction effect. Furthermore, the animals receiving the 80º Hypothermic Treatment had significantly higher TTS scores than animals in the Extinction Group (p = .001). Animals receiving 85º and 90º Hypothermic Treatments did not significantly differ from either Retention or Extinction Controls. These data are presented in Figure 2A. A Pearson Correlation was also conducted using actual post-treatment colonic temperatures (opposed to using categorical groups) in the animals given the hypothermia treatments. This test suggested that the relationship between body temperature and memory retrieval was a linear relationship, rather than merely a stepwise effect. The relationship between post-treatment colonic temperatures and TTS scores approached significance; r = -.378, p = .052. These data are presented in Figure 2B. 28 Total Time in Safe (seconds) 600 ** ** 500 400 300 200 100 0 Retention Extinction Hypo 80 Hypo 85 Hypo 90 Group Figure 2A – Mean TTS Scores by Group (sexes combined) +95% C.I. for Experiment 2. Animals in the Extinction Group spent significantly less time in the white (safe) side of the apparatus than animals in the Retention Group, demonstrating extinction. Additionally, animals in the Hypo 80 Group performed as though they did not retrieve extinction memories (significantly higher scores), though animals in Hypo 85 and Hypo 90 Groups did not significantly differ from animals in the Extinction Group. This result suggests that a minimum amount of body-cooling is necessary to create disruption of the extinction memory. Asterisks indicate differences from Extinction, ** p < .01. 29 600 Total Time in Safe (seconds) 500 400 300 200 100 0 75 77 79 81 83 85 87 89 91 93 95 Post-Extinction Body Temperature (ºF) Figure 2B – Individual TTS scores are displayed as a function of Body Temperature; line indicates best fit. A negative trend, approaching significance (R2 = .143, p = .052), demonstrates that lower Post-Extinction Body Temperatures result in greater disruption of extinction as indicated by higher TTS scores. Conversely, the closer an animal’s body temperature is to normal following extinction, the better extinction memories are retrieved on the retrieval test 24 hr. later (when body temperature is also normal). 30 Discussion This result replicates the findings of Experiment One: lowering an animal’s temperature to 80ºF after extinction disrupts the memory for extinction. In Experiment One, it was shown that an 80ºF treatment was ineffective at attenuating performance for the fear memory when administered following training, which suggests a difference in strength between the memory of training and the memory for extinction. More importantly, this experiment helps to further investigate the relationship between post-extinction contextual cues (temperature) and later memory retrieval. Specifically, as the body temperature of the animal in the post-extinction period (when the memory is presumably encoded) becomes more similar to the temperature of the animal during the test (via weaker treatments) the retrieval of the memory for extinction is better. This is a relationship demonstrated by a linear trend which approaches significance: Test TTS scores increase across treatment groups from least- to most-severe hypothermic treatment, suggesting that extinction memories are more disrupted by more severe hypothermia treatments; treatments which are still too mild to disrupt the original fear memory. Experiment 3 In Experiment 2, more severe post-extinction treatments seemed to increase the effectiveness of hypothermia as an agent for inducing retrograde amnesia of the extinction memory. This is likely due to differences in the internal context of the animal 31 between the post-extinction interval when extinction memories were encoded, and the test: specifically, as the treatments were weakened, animal body temperature during the post-extinction interval was higher and therefore more similar to the test interval, facilitating retrieval of the extinction memory. The Briggs and Riccio (2007) study supported this finding. Early experiments in the Briggs and Riccio study utilized hypothermia to create retrograde amnesia for extinction memories. In their later experiments, Briggs adjusted animal body temperatures prior to the test to facilitate retrieval of the extinction memory by making the internal context more similar to the post-extinction period. This pre-test recooling facilitated retrieval of the extinction memory in animals which had been treated with the hypothermic treatment after extinction. As animals re-warmed, extinction memories were no longer retrieved. In order to confirm that results in Experiments 1 and 2 are due to internal context change, Experiment 3 was designed to replicate the Briggs and Riccio (2007) result. It was hypothesized that returning animals to a hypothermic state prior to the test would facilitate memory retrieval for events (extinction) which were encoded during a similar state (the post-extinction interval). Animal subjects were used as described in Experiment 1. Handling, Training, and Extinction procedures were conducted as described in Experiment 1. This experiment also utilized a Retention Control and an Extinction Control Group which were run as described in Experiment 1. Body Cooling procedures occurred as described in Experiment 2, except where noted below. 32 Methods for Experiment 3 Body Cooling. (Day 3 or 4, Amnesia Groups Only) Based on the results of Experiment 2, subjects’ core temperatures were lowered to 26.7ºC (80ºF) by immersion in water which was 4ºC. Test. (Day 5, all subjects). After 24 hours, the subjects were returned to the lab. Testing in Retention Control and Extinction Control Groups proceeded as described in Experiment 1. A third group (Extinction-Hypo Group) was employed to replicate the results of the Hypothermia 80º Group from Experiment Two. The Experimental Group (Pre-Test Re-exposure Group) was given a second brief hypothermia treatment prior to the test. Subject core temperatures were lowered to approximately 85ºF, mirroring the treatment used in the Briggs and Riccio (2007) study which successfully allowed the extinction memory to be retrieved after a more severe post-extinction hypothermia treatment. Group Training Extinction Retention Extinction Control Extinction-Hypo Pre-Test Re-exposure shock shock shock shock Table 3 – Experiment 3 Design no yes yes yes Post-Ext Hypo no no yes yes Pre-Test Hypo no no no yes Test 10min. 10min. 10min. 10min. 33 Results for Experiment 3 Data for Experiment 3 are presented in Appendix C. A One-Way ANOVA conducted on the TTS scores of subjects in Experiment Three showed no effect of Group F (3, 28) = 1.401, p = .263. This result is interpreted as anomalous because it failed to replicate any of the results of previous experiments, including an extinction effect which is well-documented in the literature. Possible causes for this anomaly are discussed below. Experiment 3, Part B In order to further investigate the anomaly of Experiment Three, the ExtinctionHypo Group and the Pre-Test Re-exposure Group were re-run using 14 naïve animals. Results for Experiment 3, Part B Data for Experiment 3B are presented in Appendix D. A t-test conducted on the TTS scores of subjects in Experiment Three showed no effect of t(11) = -1.90, p = .084. This result approaches significance, but animals in the 80º Hypothermia Group show much lower TTS scores than animals in the animals in the Pre-Test Re-Exposure Group, which runs counter to our hypothesis. The scores of the 80º Hypothermia Group are far lower than seen in the previous experiments, and they are thought to be a product of disruptions in the lab environment, which are discussed below. 34 Discussion Anomalous findings in Experiment Three are likely attributable to changing lab conditions. Ongoing construction and preparations for a National Inspection by the Association for Assessment and Accreditation of Laboratory Animal Care International (AAALAC) brought many new individuals and contextual cues into the laboratory, which may have been disruptive to extinction memories. Both Construction and AAALAC Inspection are necessary for the continued function of the animal lab, and the situation was unavoidable. As noted earlier, extinction memories are particularly sensitive to changes in context. If a context of testing does not match the context in which extinction occurred, a Renewal Effect is often observed. This Renewal of the original conditioned response occurs whether the testing context closely resembles the original conditioning context (ABA Renewal) or whether it is a novel context (ABC Renewal; Bouton, 2002). Although researchers and technicians did not observe any specific changes to the lab environment, it is likely that what resembles an important or obvious change to a human researcher is not the same as the same representation to an animal subject. Alternatively, ongoing operations may have changed the internal context of the animal by elevating stress levels; such a context shift would not be observable to a researcher who was not actively measuring it. 35 General Discussion Contributions. To the best of my knowledge, a test for the differential susceptibilities of extinction versus primary conditioning memories for disruption has never been attempted. Examples can be found wherein neurotransmitter injections facilitate or disrupt extinction processes (e.g., Koh & Bernstein, 2003), but such findings (especially disruption of extinction) could be explained by memory models of relapse: specifically, the chemical shifts may represent contextual change indicative of a renewal effect. This research also provides further insight into extinction memories. As previously stated, it has long been known that extinction represents new learning rather than an erasure of a previous association. Additionally, it is well-established that extinction memories are susceptible to disruption by the various models of relapse (e.g., Bouton, 2002). It has also been demonstrated that extinction memories can be disrupted by an amnestic agent like the cholinesterase inhibitor physostigmine (Deutsch & Wiener, 1969) or hypothermia (Briggs & Riccio, 2007). The findings of Experiments One and Two provide another example that extinction memories can be disrupted by an amnestic agent. Moreover, our results support the hypothesis that an extinction memory is actually more susceptible to disruption than the fear memory which it extinguishes. Specifically, the results of Experiments One and Two demonstrate that a milder body cooling treatment is able to disrupt a newly formed memory for extinction, but not a newly formed fear memory. 36 Contributions: Effects on “Weaker” Memory. The results of Experiment One and Two are similar to previous findings, including those by Fava, Barnes, and Riccio (in prep.) which showed that a memory for stimulus attributes (contextual memory) seems to be susceptible to a mild hypothermia treatment. The Fava, Barnes, and Riccio study relied heavily on the so-called “context shift effect” (attributed to Spear, 1978). The context shift effect is a phenomenon in which memory retrieval fails because the contextual cues present at the time of a retrieval test do not match the cues present when that memory was encoded; in other words, when the context is “shifted”, the performance of the animal suggests that it does not remember the original training. In the Fava, Barnes, and Riccio study, untreated (control) animals displayed a context shift effect in a passive-avoidance task identical to the one used in the present study, but animals treated with mild hypothermia following training showed no context shift effect. The results of that study suggest that the memory for stimulus attributes (that is, the memory of the contextual cues themselves) is more susceptible to disruption by an amnestic agent than the memory of fear itself: post-training treatment with the mild hypothermia actually causes a generalization of fear across multiple contexts rather than amnesia for the fear memory. We might compare the results for the memory for stimulus attributes with the memory of extinction: Bouton (2002) has suggested that extinction relies heavily on contextual cues. Specifically, extinction is most successful when the contextual cues of a performance test match the contextual cues present during extinction; when cues are 37 ambiguous, animals seem to revert to the training memory. Based on the results of the Fava, Barnes, and Riccio study, the results of the present study may reflect the reliance of extinction on contextual cues: if a mild hypothermic treatment changes those contextual cues, extinction memories may not be retrieved. Contributions: Reactivation vs. Extinction. Previous research (e.g., Mactutus, Ferek, & Riccio, 1979; Anokhin, Tiunova, & Rose, 2002) has demonstrated that milder treatments are capable of disrupting memories reactivated by a reminder treatment but not newly formed memories. It is, however, important to note the distinction that exists between reactivating a memory and extinguishing a memory. Although both the reactivation process and the reconsolidation process involve re-exposure to the fearinducing apparatus, an extinction treatment is generally longer in duration. Pedreira and Maldonado (2003) demonstrated that longer exposures (> 1 hr) to a fear-inducing stimulus facilitate extinction to a visual danger stimulus in the Chasmagnathus crab: fear to the stimulus decreases, but injections of a protein synthesis inhibitor (cycloheximide) shortly after this extinction session disrupts that extinction. On the other hand, brief exposures to the stimulus (< 1 hr) may act as a reminder to reactivate the memory: no decrease of fear is observed, and cycloheximide injections serve to disrupt fear rather than disrupt extinction. Although the threshold between extinction and reactivation is not 1 hr. in the rat, it seems clear that the present study disrupted the extinction memory rather than the training memory. Specifically, if the extinction procedures in the present study acted 38 to reactivate, rather than extinguish, the fear memory, one would expect a result more similar to the results of the Mactutus, Ferek, and Riccio (1979) study: minimal fear resulting from disruption of the reactivated fear memory. It is interesting to note that there is an emerging pattern wherein a memory that is not the primary memory, such as a reactivated memory (Mactutus, Ferek, & Riccio, 1979), a contextual memory (Fava, Barnes, & Riccio, in prep.) or an extinction memory (present study) is susceptible to disruption via a less-severe treatment. Future research may be able to demonstrate that extinction is especially susceptible to disruption specifically because it is a “secondary” memory. Alternative Models of Explanation. There are a few other models, however, which may be used to describe these findings in a different way: retrograde amnesia is not the only mechanism by which a memory can be disrupted. Innumerable other memory phenomena can cause the disruption of memory. The limitations of memory are seen most clearly in its failures. Alternative Model: Interference. One limitation to our memory is our “memory load,” which was described as early as 1958 by Broadbent. Broadbent suggested that environmental stimuli could be responsible for filling this memory load, and otherwise causing interference which disrupts the formation of new memory. One might attempt to explain these findings using an interference model and suggesting that the added stimuli of hypothermia retroactively interfered with the memory of extinction. 39 “Interference”, as it is generally discussed in the literature, refers to associative interference (Spear & Riccio, 1994). Specifically, as two representations compete for associative strength with a particular memory element or item, the competition of each of those representations weakens the associative strength of each. In hypothermiainduced retrograde amnesia, there is little evidence of an association between the apparatus and the hypothermic treatment: Hinderliter (1978) demonstrated that the treatment could be used as a punisher, but only after many trials. There have been isolated arguments for a general physiological trauma which some have referred to as a type of interference, but these generally lack support and are thought to be of little use theoretically (Spear & Riccio, 1994). Given that there is little evidence for any association between the events of the apparatus (training and extinction) and the hypothermia, it would be incorrect to interpret the results of the present study from the standpoint of associative interference. On the other hand, Wixted (2004) reviews over a century of interference literature with specific emphasis on retroactive interference. Retroactive interference occurs when the memory formation of a second event or association disrupts the formation of the first. Many of the studies in Wixted’s review demonstrate that the interference does not have to be strictly associative. In other words, the memories which are “competing” for consolidation do not need to be related to the same task or stimulus: a taxing, but otherwise unrelated, mental exercise following a learning event is sufficient to create retroactive interference for that learning event. Therefore, a model 40 of retroactive interference might describe the memory disruption created by hypothermia as being the product of mentally taxing properties of the cold water treatment which serve to block the prior training event (or, in this study, the prior extinction event). There is, however, sufficient evidence to suggest that retroactive interference is not the mechanism of disruption in the hypothermia literature. A model for retroactive interference would not, for example, predict that re-warming the animals after coldwater immersion would reverse the effects of the retrograde amnesia: the cold water treatment should be interfering on the prior training regardless of what follows. Contrary to this prediction, Mactutus, McCutcheon, and Riccio (1980) demonstrated that a re-warming treatment immediately following body-cooling reduced the amnestic effects of the cold-water treatment. Additionally, a model for retroactive interference would not predict that additional re-cooling would help the memory recover. On the contrary, re-cooling the animal prior to the test would likely be viewed as a second event that would enhance, rather than diminish, the effects of retroactive interference. Instead, the opposite effect is seen: re-cooling the animal prior to the test enhances memory retrieval, presumably by making the internal context of the animal during the test similar to the internal context of the animal when the memory was encoded (Hinderliter, Webster, & Riccio, 1975). Without the anomalies of Experiment Three, an even stronger case could have been made for the specificity of hypothermia as the mechanism for memory disruption. 41 Specifically, using body cooling as a reminder treatment (in Experiment Three) would have provided an excellent counter-example to the interference model. Such examples, however, are not absent from the literature. Briggs and Riccio (2007) demonstrated that a body-cooling treatment prior to a test apparently aids in the retrieval of a memory of extinction which was disrupted by hypothermia. For one to argue that the results in the present study are the result of interference, we would need evidence that the results of this study are due to a fundamentally different mechanism than the results of the Briggs and Riccio (2007) study. In other words, acceptance of the interference model suggests that the milder treatment seen in this study creates the retrograde amnesia observed in Experiments One and Two by way of a different mechanism than the amnesia resulting from a more severe treatment in the Briggs study. Alternative Model: Punishment. One of the most obvious alternatives to a contextual-change model for these results is a model of punishment. In this model, prolonged exposure to the black (unsafe) side of the apparatus during the extinction phase represents a stimulus which is then paired with a punishing cold water treatment. Later avoidance of the black side of the apparatus, in this case, is not indicative of a failure to retrieve the extinction memory, but an intact association between the black chamber and a punishment (hypothermia). If retrograde amnesia is to be attributed to a discrepancy between contextual cues between encoding and retrieval, a punishment model must be ruled out. Past research indicates that animals are frequently amnestic for the stimulus which causes 42 their amnesia, and only associate a CS with the amnestic agent after repeated pairings. In 1965, Chorover and Schiller conducted a study which utilized an electroconvulsive shock (ECS; the most popular amnestic treatment at the time) following a step-down task. Animals in this study did not show fear of stepping off a platform until the pairing had occurred at least three times. Furthermore, the ECS stimulus had its greatest “punishing” effect if there was a short delay (10 sec.) between CS and ECS suggesting that the effect was not truly a punishment effect at all: our basic understanding of classical conditioning suggests there should be as small a delay as possible between CS and US. The authors suggest that the “punishing” properties of ECS may be due to another phenomenon as the ECS does not follow the expectations of classical conditioning. Early research utilizing hypothermia as an agent to create retrograde amnesia ruled also out possibility that the cold water treatment decreases behavior due to a punishment effect. Riccio, Gaebelein, and Cohen (1968) used a passive-avoidance task where entry into the black chamber was paired with a hypothermic treatment, but no shock. Animals receiving hypothermia following entry into the black chamber did not show fear of the black chamber on a test 24 hr. later: the hypothermia, therefore, should not be thought of as a punisher. This effect was replicated in the aforementioned study by Hinderliter (1978), who demonstrated that hypothermia could only be used as a punisher after several exposures. In the Hinderliter study, animals did not show hesitation to enter the chamber paired with hypothermia until the seventh such pairing; 43 therefore, it seems that the single pairing of the test apparatus and hypothermia in the present study should not be interpreted as a punishing event. Furthermore, the Briggs (2007) study also contests a punishment model: pre-test re-exposure to the hypothermic treatment resulted in better retrieval of the extinction memory (Briggs & Riccio, 2007). The present study was unable to replicate this result, but for apparently unrelated reasons. It could therefore be argued that the 80º hypothermia treatment, which was milder than the treatment used in the Briggs study, was not strong enough to create amnesia, but instead acted as a punisher. Such an argument, however, is less tenable because of the failure to obtain extinction in the 90º Hypothermia Group, as shown in Experiment 2. It could be argued that a very precise “zone of punishment” exists between 70º (the temperature used to induce retrograde amnesia for extinction; Briggs & Riccio, 2007) and 90º (used in this study to no effect) where the cold water treatment is remembered and interpreted as punishment. This does not rule out the possibility that a more severe hypothermic treatment could be considered more punishing within that particular range, but there is no evidence to support this claim. While a punishment explanation has been ruled out for temperatures around 75ºF (23.9ºC; Riccio, Gaebelein, & Cohen, 1968; Hinderliter, 1978) the punishment alternative persists within the range tested in this study. The researchers would like to replicate this study and expand on the Briggs and Riccio (2007) which found that a pre-test re-exposure does, in fact, facilitate retrieval of the 44 extinction memory. A demonstration that pre-test re-exposure facilitates retrieval would eliminate a punishment explanation more thoroughly. Alternative Model: Disinhibition. One last alternative explanation for the results of this study could be a disinhibition model. Disinhibition, described by Pavlov (1927), is a phenomenon in which the presentation of a novel, usually excitatory, stimulus breaks previous inhibitory associations. One could argue that the cold water treatment is such a stimulus. Disinhibitory stimuli, however, are reported to work best when they occur shortly before or during a performance test. The cold water stimulus, which occurs immediately after extinction and 24 hours prior to the test, is therefore not a good example of a disinhibitory stimulus. Furthermore, a graded disinhibition effect has, to the best of my knowledge, never been observed. One should expect a disinhibition model to predict that the 90º Hypothermia Group in Experiment 2 would show as much loss of extinction as the 80º Hypothermia Group if hypothermia was capable of serving as a disinhibitory stimulus. In other words, while a distinct gradient was not observed, the significance of the correlational tests suggests that the relationship between post-extinction temperature and memory retrieval is linear whereas a disinhibition model would predict an “all or nothing” effect. Applications. Conditioned fears and other aspects of panic disorders are thought to originate from the sorts of associative learning phenomena found in the classical conditioning literature (e.g., Bouton, Mineka, & Barlow, 2001). Extinction of conditioned 45 associations is thought to be the mechanism by which many clinical therapies operate (Rachman, 1979; Reiss, 1991; Lovibond, Davis, & O’Flaherty, 2000). Exposure to a feared CS in the absence of the US, particularly in close temporal proximity to the incident that creates the initial CS-US association, may help to weaken or break that association, preventing the development or continuance of a conditioned fear (Rachman, 1979). Although such therapies are not always successful, and the association may return at a later time, exposure therapy in some form is the basis for many behavioral interventions. Additionally, models for drug addiction are often thought of with regard to classical and operant models of conditioning (Littleton, 2000). Specifically, drug-taking behaviors can be thought of as an operant conditioning phenomenon: a response which becomes associated with a particular outcome like the rewarding effects of that drug. Many of the addictive properties of the drug can be thought of as classically conditioned tolerances and processes learned by the organism (e.g., Siegel, 1975). While the laboratory animal model does not always parallel the human model precisely, extinction is still the basis of many of the behavior therapies used to treat drug addiction (Littleton, 2000). If extinction, however, is thought of as another training event designed to attenuate responding, such as fear responding, then the primary learning is never completely erased, and may return. Indeed, several laboratory models of relapse have been used to describe why extinction, in both humans and laboratory animals, may fail. 46 The relative strengths and vulnerabilities of extinction and primary conditioning memories, however, have not been directly tested in the past. Utilizing mild hypothermia as a measure of the sensitivity to disruption of an extinction memory, it may be possible to find behavioral or pharmacological means to strengthen the extinction memory. Specifically, if a behavioral or pharmacological intervention can strengthen the extinction memory, it may be possible to prevent relapse of the primary conditioning. To this end, I have several goals with regard to future research, discussed below. It may also be of interest that extinction seems to be disrupted by a relatively mild internal contextual change. Retrieval failure due to a change in contextual cues is, as previously noted, understood as the primary mechanism for most forms of retrograde amnesia (Spear, 1978; Spear & Riccio, 1994) and several models of relapse (Bouton, 2002). With this in mind, therapies which utilize both behavioral and pharmacological approaches might be considered in a different light. It has been demonstrated in the animal model that chronic administration of the selective serotonin reuptake inhibitor Fluoxetine (Prozac) combined with extinction training produces faster, and more robust, extinction of fear on a basic Pavlovian conditioning task than either treatment alone (Karpova, et al., 2011). Karpova explains that Fluoxetine increases synaptic plasticity, allowing extinction training to have a greater physiological impact on the brain. This conclusion is supported with regard to understanding contextual change as well: animals were already receiving Fluoxetine 47 prior to the fear conditioning, so the facilitation of extinction cannot be explained by any change of internal context by the drug alone. It would, however, be of interest to see the effect of cessation of drug treatment. Based on the results of the present study, I would predict that stopping the drug therapy would produce a relapse from the behavioral extinction more readily than it would produce renewal for the fear memory; the memory of extinction seems more susceptible to disruption than the memory for training. While warning labels of many anti-depressant drugs indicate that sudden cessation of an anti-depressant can be detrimental to the patient, it could be that this detriment is due, in part, to a disruption of extinction memory caused by contextual shift. Future Research. The first follow-up experiment planned for this research is a further investigation into the anomaly of Experiment Three. Replicating the findings of the Briggs and Riccio (2007) study, wherein a re-exposure to the cold water prior to the test facilitated retrieval of the extinction memory, would help to eliminate certain alternative explanations (punishment, disinhibition) and provide substantial support to a retrieval failure explanation of the results of Experiments One and Two. Second, I would like to replicate these findings using an alternative amnestic agent such as the beta-adrenergic receptor antagonist propranolol. Propranolol has been used as a pharmacological treatment to create retrograde amnesia for a number of decades (Gold & Van Buskirk, 1978). Since it has been demonstrated that lower doses 48 of pharmacological agents work to attenuate a reactivated memory (Anokhin, Tiunova, & Rose, 2003), we might consider the similarities drawn between reactivated memories and extinction memories in the present study. It would be of interest to determine if milder internal context changes (such as low doses of administered pharmaceuticals) could be decreasing the efficacy of extinction. It is reasonable that, in clinical settings which often employ a combination of pharmaceutical interventions and psychotherapies, such a finding would have relevance. This is especially true in light of more recent research using reactivation and pharmaceuticals like propranolol to treat conditioned fear responses (Kindt, Soeter, & Vervliet, 2009). Lastly, I would like to begin studies to investigate behavioral interventions which may “protect” these weaker memories against these seemingly minor changes in context. 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Stanford University Press, Stanford, US, 239pp. Appendix A: Experiment 1 Data ANIMAL ID GROUP SEX TRAIN LAT 1 Retention Female 13 BODY TEMP 518 571 2 Retention Female 13 9 134 3 Retention Male 8 600 600 4 Retention Female 10 18 510 11 Retention Female 8 341 501 12 Retention Female 12 489 489 13 Retention Male 8 37 37 14 Retention Male 9 600 600 15 Retention Female 5 600 600 90 Retention Female 13 535 578 92 Retention Female 12 31 250 96 Retention Female 6 37 300 97 Retention Female 3 600 600 98 Retention Male 5 381 572 5 Exti nction Male 26 120 6 Exti nction Male 600 600 7 Exti nction Female 6 85 8 Exti nction Female 85 95 9 Exti nction Male 17 18 170 10 Exti nction Male 7 20 173 16 Exti nction Female 13 37 301 91 Exti nction Female 24 108 274 93 Exti nction Female 7 56 307 94 Exti nction Female 6 46 335 95 Exti nction Female 5 18 165 99 Exti nction Female 7 35 128 100 Exti nction Female 6 21 46 101 Ext Mild Hyp Female 4 490 591 102 Ext Mild Hyp Female 4 78.3 2 376 103 Ext Mild Hyp Male 3 77.5 600 600 104 Ext Mild Hyp Male 4 81 25 561 105 Ext Mild Hyp 7 79.5 365 471 106 Ext Mild Hyp Female 5 80 20 199 107 Ext Mild Hyp Female 5 78.5 37 596 108 Ext Mild Hyp Female 3 77.5 109 Ext Mild Hyp Female 5 110 Ext Mild Hyp Female 12 215 Ret Mild Hyp Female 4 216 Ret Mild Hyp Female 213 Ret Mild Hyp 79 TEST LAT TEST TTS 40 68 186 499 81.5 215 449 77.5 600 600 10 77.5 75 175 Male 8 79 9 138 590 214 Ret Mild Hyp Male 25 80.5 4 2132 Ret Mild Hyp Female 8 80 198 464 2142 Ret Mild Hyp Female 10 79 20 596 223 Ret Mild Hyp Female 2 79.5 22 569 224 Ret Mild Hyp Female 7 79.5 600 600 2232 Ret Mild Hyp Female 4 78.5 600 600 225 Ret Mild Hyp Male 3 78 600 600 226 Ret Mild Hyp Female 7 78.5 6 220 53 Appendix B: Experiment 2 Data ANIMAL ID GROUP SEX TRAIN LAT 15 Retention Female 15 BODY TEMP TEST LAT 600 TEST TTS 600 16 Retention Female 6 600 600 27 Retention Female 7 11 281 28 Retention Female 6 129 198 43 Retention Female 11 600 600 44 Retention Female 11 600 600 113 Retention Female 41 163 531 114 Retention Female 39 186 478 7 Extinction Male 16 19 81 8 Extinction Male 9 2 93 11 Extinction Female 2 13 26 12 Extinction Female 12 600 600 23 Extinction Female 6 210 210 24 Extinction Female 2 13 322 25 Extinction Female 6 28 143 26 Extinction Female 15 600 600 31 Extinction Male 5 104 252 32 Extinction Male 2 258 301 33 Extinction Female 6 13 264 34 Extinction Female 5 25 182 103 Extinction Female 44 151 223 104 Extinction Female 37 122 180 107 Extinction Female 33 112 482 108 Extinction Female 39 107 410 6 Hypo80 Male 7 79 600 600 13 Hypo80 Female 6 82 106 545 14 Hypo80 Female 12 82 600 600 29 Hypo80 Female 7 80 600 600 35 Hypo80 Female 7 81 600 600 36 Hypo80 Female 3 80 160 352 38 Hypo80 Female 10 77 344 565 41 Hypo80 Female 3 81 177 541 42 Hypo80 Female 5 81 600 600 5 Hypo90 Male 6 89 28 205 17 Hypo90 Female 5 87.5 244 332 18 Hypo90 Female 9 87.5 5 112 19 Hypo90 Female 6 93 46 306 20 Hypo90 Female 11 89.5 11 587 30 Hypo90 Female 5 92 28 412 21 Hypo85 Female 15 85 218 465 22 Hypo85 Female 22 86.5 170 290 47 Hypo85 Male 6 84.5 58 176 48 Hypo85 Male 5 87 600 600 59 Hypo85 Male 7 82.6 600 600 61 Hypo85 Male 27 84 600 600 75 Hypo85 Male 15 83.5 199 266 54 Appendix C: Experiment 3 Data ANIMAL ID GROUP SEX 57 Male Retention 58 Male Retention 67 Male 68 TRAIN LAT PST-TR TMP PRE-TS TMP TEST LAT TEST TTS 16 22 338 25 463 463 Retention 21 461 579 Male Retention 23 600 600 69 Male Retention 25 170 225 70 Male Retention 8 600 600 39 Male Retention 14 600 600 40 Male Retention 15 59 154 49 Female Extinction 7 125 382 50 Female Extinction 6 56 241 152 Male Extinction 22 146 459 53 Female Extinction 11 20 87 54 Female Extinction 12 261 495 55 Male Extinction 20 205 347 56 Male Extinction 15 39 251 60 Male Extinction 6 52 259 51 Male Hypo80 5 80.5 61 551 52 Male Hypo80 13 80 43 325 62 Male Hypo80 9 80 600 600 63 Male Hypo80 5 80.3 56 156 64 Male Hypo80 25 79.5 83 174 65 Male Hypo80 7 80.6 600 600 66 Male Hypo80 5 81.5 125 284 79 Male Hypo80 4 79.8 600 600 71 Male Recool 17 79.75 83.1 83 83 72 Male Recool 4 80.5 85.1 600 600 73 Male Recool 13 81.3 83.4 600 600 74 Male Recool 13 81.5 83.8 600 600 76 Male Recool 12 82.1 87.25 78 272 77 Male Recool 9 78.5 83.1 600 600 78 Male Recool 4 81 83.8 600 600 80 Female Recool 25 79.7 86 600 600 55 Appendix D: Experiment 3B Data ANIMAL ID GROUP SEX TEST LAT TEST TTS 86 Male Hypo80 81.3 600 600 87 Male Hypo80 79.3 18 156 103 Female Hypo80 80.7 52 208 94 Male Hypo80 82.3 26 74 96 Male Hypo80 82.3 16 90 108 Female Hypo80 81.3 600 600 89 Male Recool 81.3 83.2 67 67 104 Female 106 PST-TR TMP PRE-TS TMP Recool 79 85.4 600 600 Recool 79.7 83 600 600 95 Male Recool 81.2 82.5 600 600 90 Male Recool 78.8 78 600 600 91 Male Recool 81.6 83.8 600 600 107 Female Recool 81.9 84.3 600 600 56