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Clinical Science (1989) 76, 109-112 109 Paradoxical effect of respiration on ventricular rate in atrial fibrillation JOHN M. RAWLES, G. R. PAl AND SUSAN R. REID Department of Medicine and Therapeutics, University of Aberdeen, Aberdeen, U.K. (Received 30 December 1987/3 May 1988; accepted 10 June 1988) SUMMARY 1. In 50 subjects with atrial fibrillation we have attempted to demonstrate variation of ventricular rate with respiration, as evidence of cardioregulatory reflex activity. 2. The electrocardiogram was recorded for 3 min during spontaneous respiration. The presence of respiratory variation of R-R intervals was analysed by multiple regression against a cosine function (cosinor analysis), making it possible to determine the phase of respiration when the intervals were longest. 3. Variation in ventricular rate with respect to respiration was demonstrated (P< 0.05) in seven (14%) cases. On average, R-R intervals were longest at the end of inspiration; this contrasts with sinus rhythm where P-P, P-R and R-R intervals are longest around the time of end-expiration. 4. These results suggest that in atrial fibrillation the beat-to-beat ventricular rate may be under the influence of cardioregulatory reflexes, but the effect of respiration is weak and paradoxical. Key words: atrial fibrillation, heart conduction system, vagus nerve. INTRODUCTION Although the pulse in atrial fibrillation is commonly described as being irregularly irregular, we have shown that in 30% of cases the ventricular rhythm is nonrandom [1]. This could be due to beat-to-beat operation of cardiovascular reflexes modulating ventricular rate by altering conduction through the atrioventricular node. In the previous paper we describe a method of quantifying respiratory variation of electrocardiogram intervals and show that, in sinus rhythm, there is respiratory varia- tion of the P-R interval [2]. In this paper the method is applied to R-R intervals in patients with atrial fibrillation. If the atrioventricular node behaves in the same way as it does in sinus rhythm, respiratory variation of R-R intervals might be expected, with the longest duration in expiration. However, because of the large irregular beat-to-beat changes of ventricular rate that characterize this rhythm, detection of small, short-term changes of rate associated with respiration presents formidable statistical difficulties. METHODS Subjects Fifty subjects, with a mean age of 72.5 (SD 10.9) years (range 31-87 years), in established atrial fibrillation were studied. Those taking drugs known to affect the heart rate or interfere with autonomic function were excluded, in particular those on anticholinergic drugs, including ipratropium by inhaler, ,B-adrenoceptor blockers, or antiarrhythmic agents, except digoxin, which was taken by 33 patients. None of the patients was diabetic or thought to have autonomic neuropathy. Their diagnoses were as follows: idiopathic atrial fibrillation, 21; ischaemic heart disease, 14; congestive cardiomyopathy, nine; mitral valve disease, three; obstructive airways disease, two; viral pericarditis, one. Electrocardiogram recording The end-expiratory point and the electrocardiogram were observed and recorded as previously described for sinus rhythm [2], except that a paper speed of 25 mm/s was used. The R-R intervals were measured together with their relationship to end-expiratory points using a microcomputer and digitizing pad; the results were stored on disc. Statistical analysis Correspondence: Dr John M. Rawles, Department of Medicine, University of Aberdeen, Foresterhill, Aberdeen AB9 2ZD, UK The best fit of a cosine function curve to the cyclical variation of R-R intervals around their mean value is J. M. Rawles et al. 110 found by multiple regression analysis. The duration of each respiratory cycle is taken as 360 degrees, both 0 and 360 signifying end-expiratory points. The timing of each R-wave is calculated as its angular position (t, in degrees) in the respiratory cycle that commenced with the previous end-expiratory point. The duration of the associated R-R interval is expressed as a percentage of the mean R-R interval for the whole 3 min sequence and regressed against costr) and sin(t) to give the amplitude, phase angle and statistical significance of respiratory variation of R-R intervals. Phase angle is defined as the angular time in the respiratory cycle when the fitted cosine function curve has its maximum positive value, that is, when R-R intervals are longest. Fig. 1 shows an example of cosinor analysis against respiration in a 64-year-old man with idiopathic atrial fibrillation. In order to compare the distribution of phase angles in respiration with those that might be obtained just by chance, cosinor analyses were then repeated with respect to an arbitrary time mark inserted every 1.5 s through the recordings. around the end-inspiratory point (Fig. 2a). The distribution of phase angles between six sectors of the respiratory cycle was non-random (X 2 = 11.4, df= 5, 1'< 0.05), and was different from that previously reported for P-P, P-R and R-R intervals in sinus rhythm (X 2=46.4, df=5, 1'<0.001; X2=27.7, df=5, 1'<0.001; X2=52.4, df=5, 1'< 0.001), where phase angles clustered around endexpiration (Fig. 3) [21. The distribution of phase angles derived from cosinor analysis against a time mark (Fig. 2b) did not differ from random (X2 = 4.2, df = 5, P> 0.5). Demonstrable respiratory variation of ventricular rate was not related to taking digoxin. Neither did the distribution of phase angles through the respiratory cycle differ between patients taking digoxin and those not taking this drug (X 2 = 4.2, df= 5, NS). Table 1. Number of patients at various probability levels with variation of R-R intervals with respect to respiration and to a time mark Significance No.of patients RESULTS Patients with atrial fibrillation were older than subjects with sinus rhythm studied previously (73 vs 45 years) and had a higher ventricular rate (85 vs 72 beats/min) and a higher respiratory rate (18 vs 14 breaths/min) [2]. Seven patients had significant (1'< 0.05) variation of R-R intervals with respect to respiration, compared with two in relation to a time-mark (Table 1). The modal phase angle, when R-R intervals were longest, was 150 degrees, phase angles tending to cluster P>0.05 0.01 < P< 0.05 0.001 <P<O.OI Total 25 Respiration Time-mark 43 (86%) 48 (96%) 7(14%) 0(0%) 50(100%) 1 (2%) 1 (2%) 50 (100%) (a) 20 +10 ~ ~ 15 +5 Q) S S 0 .... ...... 10 '" t) 0 Q) 'E' Q) u ;:l t:: ~ 5 '" Q) '- .... 0 -5 ci Z is 0 00 (b) 10 -10 0 180 90 Inspiration 270 360 Expiration t (degrees) Fig. 1. Result of cosinor analysis of R-R intervals. Ordinate: mean duration of R-R intervals expressed as the percentage difference from the mean for the 3 min sequence. Abscissa: angular time in respiratory cycle. R (multiple correlation coefficient) = 0.15; I' (probability of respiratory variation) < 0.05; amplitude, (amplitude of respiratory variation) = 4.2%; phase (angular time in respiration when respiratory variation has maximum positive value) = 163 degrees. 5 0 1-60 D DO D 61-120 1 1 2 1 - 1 8 0 1 8 1 - 2 4 0 2 4 1 - 3 0 0 3 0 1 - 3 6 0 Phase angle (degrees) Fig. 2. Histogram of distribution of phase angles of R-R intervals against respiration (a) and against an arbitrary time mark (b). D, Not significant by cosinor analysis; _, significant by cosinor analysis. Respiratory variation of heart rate in atrial fibrillation 35 30 25 ~ 20 u Q) :.s ;:l ....0 Vl 15 0 Z 10 5 0 1-60 I 0 iii 61-120 121-1801181-240241-300301-360 Phase angle (degrees) Fig. 3. Histogram of distribution of phase angles derived from cosinor analysis of R-R intervals in sinus rhythm [2]. Compare with Fig. 2(a). 0, Not significant by cosinor analysis; ., significant by cosinor analysis. DISCUSSION In atrial fibrillation ventricular rate increases with atropine and exercise [3], and a possible mechanism is withdrawal of vagal tone which may be responsible for the maintenance of a submaximal ventricular rate at rest. In sinus rhythm resting vagal tone fluctuates in phase with respiration, resulting in the phenomenon of respiratory sinus arrhythmia which is associated with parallel changes in atrioventricular nodal function [2]. Demonstration of respiratory variation on ventricular rate at rest in atrial fibrillation would therefore provide circumstantial evidence of autonomic control of heart rate by the vagus nerve acting on the atrioventricular node. In atrial fibrillation there is a differential of approximately five to one between the rate of arrival of stimuli at the atrioventricular node from the atria, and the rate of egress of stimuli to the ventricles. The conducting properties of the atrioventricular node would therefore be expected to have a marked effect on ventricular rate, and it would be surprising if ventricular rate did not alter phasically with respiration. However, because of the widely variable duration of R-R intervals in atrial fibrillation, the background variance is high and the respiratory variation of ventricular rate may be difficult to demonstrate with statistical conviction. Using cosinor analysis we have demonstrated (P< 0.05) respiratory variation of R-R intervals in atrial fibrillation in seven out of 50 cases, compared with two to three which would be expected by chance. When cosinor 111 analyses were performed against an arbitrary time mark 2, positive (P< 0.05) results were obtained, as expected. The greater frequency of positive tests related to respiration rather than to an arbitrary time mark suggests the presence of respiratory variation of ventricular rate. The method of cosinor analysis assumes that the variation of R-R intervals around their mean value is sinusoidal in form, which is not necessarily the case. However, it is valuable in indicating the phase of respiration when R-R intervals are longest (phase angle), taking into account all the data points. The non-random distribution of phase angles calculated by cosinor analyses against respiration, compared with the random distribution against a time-mark, also suggests that respiratory variation of ventricular rate is genuinely present in atrial fibrillation. If the changes in ventricular rate during respiration are brought about by altered conductivity of the atrioventricular node, such as we have demonstrated in sinus rhythm, an increase in ventricular rate in inspiration would be expected. However, we have shown that in atrial fibrillation maximum ventricular rate occurs in expiration, the difference in phase angle distribution from that of P-P, P-R and R-R intervals in sinus rhythm being statistically highly significant. In 1920, Kilgore [4] described 'Respiratory variations of heart rate in the presence of auricular fibrillation'. 'Out of nine cases of auricular fibrillation studied, six show a fairly consistent tendency for shorter heart intervals during late expiration or early inspiration'. He comments, 'It will be noticed that the tendency to acceleration during late expiration and inspiration is the reverse of the customary relation to respiration in cases of sinus arrhythmia.' There are several possible explanations for the difference in phase of respiratory variation of heart rate in atrial fibrillation and sinus rhythm. Patients in atrial fibrillation were older, and had a greater mean heart rate and respiratory rate than those in sinus rhythm and in many cases had underlying cardiac disease. However, in sinus rhythm neither age, heart rate nor respiratory rate were correlated with phase angle, and a complete inversion of phase angle seems unlikely to be explained by these differences even though the factors that determine the phase angle of sinus arrhythmia are not fully known. Inversion of the phase of the respiratory variation of heart rate in atrial fibrillation could be due to changes in the afferent or the efferent arm of the reflex mechanism. The exact afferent stimulus for sinus arrhythmia is unknown but a possible contribution arises from volume receptors on the right side of the heart, where volume-time relationships are undoubtedly different in atrial fibrillation compared with sinus rhythm. However, the transition to atrial fibrillation from sinus rhythm is unlikely to lead to a reversal of the effect of respiration on venous return and right-sided chamber volumes. In the effector arm, the vagus nerve may not always have parallel effects on the sinoatrial and atrioventricular nodes, and it is possible that in atrial fibrillation there is a paradoxical action on the atrioventricular node, vagal 112 1. M. Rawles et al. stimulation causing an apparent increase in conductivity, a situation that has been demonstrated experimentally in dogs [5]. In the light of the expectation that the effect of respiration on ventricular rate in atrial fibrillation would be an exaggeration of that seen in sinus rhythm, the paucity of reports of respiratory variation on ventricular rate in atrial fibrillation in man, the difficulty of proving its presence, and the paradoxical nature of the effect reported by Kilgore [4] and ourselves, are all noteworthy. If the atrioventricular node is considered as a slow but direct route for the transmission of stimuli from atria to ventricles, it is difficult to see why variation of vagal tone during respiration does not have a pronounced effect on ventricular rate in atrial fibrillation; a paradoxical action is even more puzzling. Also, such a through conductor model of the atrioventricular node, even invoking concealed conduction, does not explain the distribution of R-R intervals in atrial fibrillation [6]. The explanation for these observations may lie in a different model of the atrioventricular node, that of a periodic biological oscillator, as described by Guevara & Glass [7]. Such a model is capable of explaining many complex varieties of atrioventricular block, and it closely simulates the behaviour of the canine atrioventricular node during electrophysiological study [8]. The phases of the atrioventricular oscillator may be retarded by early arrival of supraventricular stimuli, the physiological mechanism being hyperpolarization. This property results in seemingly paradoxical slowing of the ventricular rate with increased supraventricular rate or improved atrioventricular conductivity once the ratio of supraventricular and atrioventricular rates exceeds a certain value, set at 2: 1 in the mathematical model. Thus, increased vagal tone might alter ventricular rate in three ways. By its action on the atria, the rate of fibrillation might be increased [9] and the ventricular rate reduced. By depressing conductivity of the upper part of the atrioventricular node, the rate of arrival of stimuli at the nodal oscillator would fall, and ventricular rate would be increased. By reducing the intrinsic frequency of the nodal oscillator, thought to be in the junctional region, ventricular rate would be reduced. Because of the opposing effects on ventricular rate of vagal action at different sites, the net effect is weak, and if the effect on conductivity predominates, paradoxical. The weak, paradoxical effect of respiration on ventricular rate therefore challenges the view of the atrioventricular node as a through conductor, but gives support to the idea of the atrioventricular node as a biological oscillator. ACKNOWLEDGMENTS We are indebted to Mr Alan Anderson, Senior Lecturer in Statistics in the University of Aberdeen, for constructive criticism of statistical methods, and to Professor Cecil Kidd for helpful comments on the manuscript. A research grant from the Grampian Health Board is gratefully acknowledged. REFERENCES 1. Rawles, J.M. & Rowland, E. (1986) Is the puse in atrial fibrillation irregularly irregular? British Heart Journal, 56, 4-11. 2. Rawles, J.M., Pai, G.R. & Reid, S.R. (1989) A method of quantifying sinus arrhythmia: parallel effect of respiration on P-P and P-R intervals. Clinical Science, 76, 103-108. 3. Beasley, R, Smith, D.A. & McHaffie, D.J. (1985) Exercise heart rates at different serum digoxin concentrations in patients with atrial fibrillation. British Medical Journal, 290, 9-11. 4. Kilgore, E.S. (1920) Time relations of heart beats. Respiratory variations of heart rate in the presence of auricular fibrillation. Heart, 7, 81-104. 5. Martin, P. (1977) Paradoxical dynamic interaction of heart period and vagal activity on atrioventricular conduction in the dog. Circulation Research, 40, 81-89. 6. Cohen, RJ. & Berger, RD (1983) A quantitative model for the ventricular response during atrial fibrillation. IEEE Transactions on Biomedical Engineering, 30, 769-781. 7. Guevara, M.R. & Glass, L. (1982) Phase locking, period doubling bifurcations and chaos in a mathematical model of a periodically driven oscillator: a theory for the entrainment of biological oscillators and the generation of cardiac dysrhythmias. Journal ofMathematical Biology, 14, 1-23. 8. van der Tweel, I., Herbschleb, J.N., Borst, C. & Miejler, EL. (1986) Deterministic model of the canine atrio-ventricular node as a periodically perturbed, biological oscillator. Journal ofApplied Cardiology, I, 157-173. 9. Smeets, J.L.RM., Allessie, M.A., Lammers, W.J.E.P., Bonke, ELM. & Hollen, J. (1986) The wavelength of the cardiac impulse and reentrant arrhythmias in isolated rabbit atrium. Circulation Research, 58, 96-108.