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Endocrine resistance: molecular pathways and rational development of targeted therapies Grazia Arpino Università di Napoli Federico II Enhancing Endocrine Therapy for Breast Cancer ● Current Endocrine Therapy: • Tamoxifen; aromatase inhibitors • Limited by “de-novo” or “acquired” endocrine resistance ● De Novo/Acquired Endocrine Resistance: • ER expression & function • Role of Growth Factor Receptors (EGFR/HER2) in “Cross-Talk” • Downstream intracellular signaling (ie. mTor, MAPK vs AkT) ● Signal Transduction Inhibitors, biology and clinical role: • EGFR – erlotinib, gefitinib • HER2 – trastuzumab, lapatinib • mTOR – everolimus, temsirolimus Enhancing Endocrine Therapy for Breast Cancer ● Current Endocrine Therapy: • Tamoxifen; aromatase inhibitors • Limited by “de-novo” or “acquired” endocrine resistance ● De Novo/Acquired Endocrine Resistance: • ER expression & function • Role of Growth Factor Receptors (EGFR/HER2) in “Cross-Talk” • Downstream intracellular signaling (ie. mTor, MAPK vs AkT) ● Signal Transduction Inhibitors, biology and clinical role: • EGFR – erlotinib, gefitinib • HER2 – trastuzumab, lapatinib • mTOR – everolimus, temsirolimus Enhancing Endocrine Therapy for Breast Cancer ● Current Endocrine Therapy: • Tamoxifen; aromatase inhibitors • Limited by “de-novo” or “acquired” endocrine resistance ● De Novo/Acquired Endocrine Resistance: • ER expression & function • Role of Growth Factor Receptors (EGFR/HER2) in “Cross-Talk” • Downstream intracellular signaling (ie. mTor, MAPK vs AkT) ● Signal Transduction Inhibitors, biology and clinical role: • EGFR – erlotinib, gefitinib • HER2 – trastuzumab, lapatinib • mTOR – everolimus, temsirolimus ~5 years tamoxifen vs Not, ER+ patients 10% 5 years of adjuvant tamoxifen safely reduces 15-year risks of breast cancer recurrence and death EBCTGC, Lancet 2011 Mechanism of Action-Tamoxifen Protein E2 E2 CoA + CoR E2 Transcription ER mRNA ERE CoA ER ER Promoter ER Gene ERE Gene + Tam Tam Tam CoR ER ER Transcription ERE Promoter Gene Mechanism of Action-Aromatase Inhibitors ~5 years tamoxifen vs Not, ER+ patients 25% However, almost one quarter of the patients with ER+ tumor develop resistance EBCTGC, Lancet 2011 Major Problem (Endocrine Therapy) Resistance De Novo Acquired Metanalysis ER+ Patients (N=1195) Relative Risk of Treatment Failure (95%CI) Ellegde 1.21 (0.87 – 1.69) Hayes 1.06 (0.47 – 2.38) Houston 2.07 (1.57 – 2.73) Lipton 1st 1.42 (1.24 – 1.63) Lipton 2nd 1.40 (1.25 – 1.56) Willsher 1.33 (0.56 – 3.16) Wright 1.54 (0.86 – 3.74) Yamauchi 1.66 (1.05 – 2.64) Overall 1.44 Relative Risk Her2+ Better Her2+ worse (1.34 – 1.56) De Laurentiis M., et al. Clin.Cancer Res., 2005. 0,2 0,5 1 2 5 In Vivo Model of Tamoxifen Resistance Tumor 1200 volume (mm3) 1000 De Novo Tam-R Tam-S Acquired Tam-R 800 600 Tam 400 MCF7 MCF7 / HER2 200 0 0 21 49 77 105 Days Osborne et al. JNCI 1994 Genomic & non-genomic ER cross-talk EGFR HER2 IGFR Cell stress cytokines E2 P P P p160 CBP ER ER E2 Basal transcription machinery Genomic & non-genomic ER cross-talk EGFR HER2 IGFR Cell stress cytokines Grb2 SOS Ras Rac-1 CDC42 ER Raf PI3k MEKK1 MEK1/2 MLK3 AKT ERK1/2 p60rsk p38 MKK3/6 mTor ER ER Bad ER P P P p160 CBP ER ER E2 Basal transcription machinery Genomic & non-genomic ER cross-talk EGFR HER2 IGFR Cell stress cytokines Grb2 SOS Ras Rac-1 CDC42 ER Raf PI3k MEKK1 MEK1/2 MLK3 AKT ERK1/2 p60rsk p38 MKK3/6 mTor ER ER E2 Bad ER P P P p160 CBP ER ER E2 Basal transcription machinery Effect of HER Family Inhibitors on TamStimulated Growth Tumor Volumes (mm3) 800 E2 600 MCF7/HER2 Tumors Tam 400 Tam+Gef Tam+P Tam+T 200 0 1 21 42 63 84 105 126 147 168 189 209 Days Hypothesis: Resistance is due to incomplete blockade of the HER signaling pathway (all HER dimer pairs). Arpino, JNCI 2007 TanDEM Study Design HER2-positive HR-positive MBC (n=208) Anastrozole 1 mg daily + Trastuzumab 4 mg/kg Loading dose 2 mg/kg qw until disease progression R Anastrozole 1 mg until disease progression HR, hormone receptor Crossover to receive trastuzumab was actively offered to all patients who progressed on anastrozole alone MBC, metastatic breast cancer R, randomisation Kaufman et al, JCO 2009 TanDEM Progression-free Survival 1.0 Probability 0.8 Events Median PFS 95% CI p value 87 99 4.8 months 2.4 months 3.7, 7.0 2.0, 4.6 0.0016 0.6 0.4 0.2 0 No. at risk A+H A 5 10 16 20 25 30 35 40 45 50 55 60 Months 103 48 31 17 14 13 11 9 4 1 1 0 0 104 36 22 9 5 4 2 1 0 0 0 0 0 Kaufman et al, JCO 2009 EGF30008 – Study Design Patient Population • ER+/PgR+ (HR+) • Postmenopausal • HER2+, HER2- or unknown • Stage IIIb/IIIc, IV R A • No prior treatment for MBC N Stratification D • Disease sites • Bone only/othe sites • Interval since prior adjuvant anti-estrogen therapy • < 6 mo / ≥ 6 mo or None O M I Z Letrozole 2.5 mg daily + Placebo Letrozole 2.5 mg daily + Lapatinib 1500 mg daily n = 1286 pts (including n=219 HER2+) Johnston S, et al JCO2009 Progression-Free Survival: HER2+ Population Letrozole Progressed or died Median PFS, mo Hazard ratio (95% CI) p-value (N = 108) Letrozole + Lapatinib (N = 111) 89 (82%) 88 (79%) 3.0 8.2 0.71 (0.53, 0.96) 0.019 ELECTRA – Study Design Patient Population • ER+/PgR+ (HR+) • Postmenopausal • HER2+, • No prior treatment for MBC R A N Letrozole 2.5 mg daily + Placebo D O M I Z E Letrozole 2.5 mg daily + Trastuzumab Huober Breast 2009 ELECTRA – Study Design Treatment§ Letrozole Letrozole + Trastuzumab N ORR CBR PFS OS (%) (%) (mo) 31 13 39** 3.3* NR 26 27 65** 14.1* NR *hazard ratio 0.67; p = 0.23 ** odds ratio 2.99, 95% CI 1.01-8.84 Huober Breast 2012 HER Family Inhibitors Trastuzumab EGF TGFα Pertuzumab Heregulin HER2 EGFR HER2 HER3 HER4 Lapatinib ? Gefitinib X Tumor growth and survival Effect of HER Family Inhibitors on TamStimulated Growth Tumor Volumes (mm3) 800 E2 Complete Responses Tam 600 Tam+P 400 Tam+P+T Tam+P 12/18 Tam+P+T+G 18/20 Tam+P+T 200 5/18 Tam+P+T+G 0 1 21 42 63 84 105 126 147 168 189 209 Days Arpino, JNCI 2007 MCF7/HER2-18 Effect of HER Family Inhibitors on Estrogen Deprivation Tumor Volume (mm3) 1000 Complete Regression ED+T 4/13 800 ED ED+L 5/13 ED+L+T 11/13 600 400 ED+L 200 ED+T ED+L+T 0 50 100 150 200 250 Treatment Days Rimawi Cancer res in press TBCRC 006: Neoadjuvant Lapatinib & Trastuzumab Without Chemotherapy S u r g e r y Lapatinib (1000 mg/day) Trastuzumab (4 mg/kg load, 2 mg/kg q-weekly) Bx 0 8 2 12 Weeks Lap (L) + Tras (T) + Endocrine Rx if ER+ Pathologic Response pCR rates: 18/61 (30%) ER pos: 8/39 (21%) ER neg: 10/22 (46%) pCR+npCR rates: 34/61 (56%) ER pos: 22/39 (56%) ER neg: 12/22 (55%) PERTAIN Investigational arm [Arm A] Pertuzumab + trastuzumab Until disease progression, unacceptable toxicity, withdrawal of consent, or death + Patients with HER2and hormone receptorpositive advanced breast cancer not previously treated with systemic non-hormonal anticancer therapy in the metastatic setting (n ~250) AI or Patients receiving induction chemotherapy (investigator’s discretion) Docetaxel or paclitaxel AI (starting after induction chemotherapy phase) Up to 18 weeks R Control arm [Arm B] Trastuzumab Until disease progression, unacceptable toxicity, withdrawal of consent, or death + AI or Patients receiving induction chemotherapy (investigator’s discretion) Docetaxel or paclitaxel AI (starting after induction chemotherapy phase) Up to 18 weeks In Vivo Model of Tamoxifen Resistance Tumor 1200 volume (mm3) 1000 De Novo Tam-R Tam-S Acquired Tam-R 800 600 Tam 400 MCF7 MCF7 / HER2 200 0 0 21 49 77 105 Days Osborne et al. JNCI 1994 Acquired Endocrine Resistance ● ER signaling survivers: • ER expressed, although function may change • Enhance ER activation • Reversible silencing of ER can also occur ● Enhanced growth factor signaling (EGFR, HER2) occurs: • Cross-talk between GFR and ER: − activation of genomic ER via AkT/MAPK induced phosphorylation − non-genomic association of ER with HER2 / EGFR / IGFR ● mTOR pathway activation disregulating ER genomic function Fulvestrant: selective estrogen receptor downmodulator • Pure estrogen receptor antagonist: - high affinity for estrogen receptor - downregulates ER and blocks ER- mediated transcription - downregulates PgR • Pre-clinical and clinical studies showed: - Fulvestrant is effective in tamoxifen-resistant tumors •Indications: - MBC progressing after other antiestrogen therapy in postmenopausal women Figure 1. Comparison of the differing modes of action of (A) oestradiol, (B) tamoxifen and (C) fulvestrant. Piccart M et al. Ann Oncol 2003;14:1017-1025 ©2003 by Oxford University Press FIRST: Fulvestrant 500 mg vs Anastrazole-TTP SWOG 0226: Progression-Free Survival All eligible patients (n=694) 1.00 Anastrozole + Fulvestrant (268 events) Anastrozole (297 events) Stratified log-rank p = 0.0070 0.75 Median PFS Anastrozole 13.5 mos (95% CI 12.1-15.1) Combination 15.0 mos (95% CI 13.2-18.4) 0.50 0.25 0.00 HR = 0.80 (95% CI 0.68-0.94) 0 12 24 36 48 60 72 8 3 2 0 Months since registration N at risk AN 349 AN + FV 345 199 193 114 92 53 39 21 11 SWOG 0226: Progression-Free Survival Prior adjuvant tamoxifen (n=280) 1.00 Anastrozole + Fulvestrant (114 events) Anastrozole (119 events) Log-rank p = 0.037 0.75 Median PFS Anastrozole 14.1 mos (95% CI 12.0-16.8) Combination 13.5 mos (95% CI 11.0-19.3) 0.50 0.25 0.00 HR = 0.89 (95% CI 0.69-1.15) 0 12 24 36 48 60 72 2 1 1 0 Months since registration N at risk AN 141 AN + FV 139 74 80 43 32 17 17 5 3 SWOG 0226: Progression-Free Survival No prior adjuvant tamoxifen (n=414) 1.00 Anastrozole + Fulvestrant (154 events) Anastrozole (178 events) Log-rank p = 0.0055 0.75 Median PFS Anastrozole 12.6 mos (95% CI 11.2-15.6) Combination 17.0 mos (95% CI 13.8-19.9) 0.50 0.25 0.00 HR = 0.74 (95% CI 0.59-0.92) 0 12 24 36 48 60 72 6 2 1 0 Months since registration N at risk AN 208 AN + FV 206 125 113 71 60 36 22 16 8 SWOG 0226: Overall Survival All eligible patients (n=694) 1.00 Median OS Anastrozole 41.3 mos (95% CI 37.2-45.0) Combination 47.7 mos (95% CI 43.0-55.7) 0.75 0.50 HR = 0.81 (95% CI 0.65-1.00) 0.25 Anastrozole + Fulvestrant (154 deaths) Anastrozole (176 deaths) Stratified log-rank p = 0.049 0.00 0 12 24 36 48 60 72 26 22 4 4 Months since registration N at risk AN 349 AN + FV 345 315 306 259 239 145 136 62 54 SWOG 0226: Overall Survival Prior adjuvant tamoxifen (n=280) 1.00 Median OS Anastrozole 44.5 mos (95% CI 38.0-54.8) Combination 49.6 mos (95% CI 37.9-71.2) 0.75 0.50 HR = 0.91 (95% CI 0.65-1.28) 0.25 Anastrozole + Fulvestrant (63 deaths) Anastrozole (68 deaths) Log-rank p = 0.59 0.00 0 12 24 36 48 60 72 13 10 3 2 Months since registration N at risk AN 141 AN + FV 139 125 125 101 100 54 59 28 24 SWOG 0226: Overall Survival No prior adjuvant tamoxifen (n=414) 1.00 Median OS Anastrozole 39.7 mos (95% CI 33.1-43.9) Combination 47.7 mos (95% CI 43.4-58.3) 0.75 0.50 HR = 0.74 (95% CI 0.56-0.98) 0.25 Anastrozole + Fulvestrant (91 deaths) Anastrozole (108 deaths) Log-rank p = 0.0362 0.00 0 12 24 36 48 60 72 13 12 1 2 Months since registration N at risk AN 208 AN + FV 206 190 181 158 139 91 77 34 30 Acquired Endocrine Resistance ● ER signaling survivers: • ER expressed, although function may change • Enhance ER activation • Reversible silencing of ER can also occur ● Enhanced growth factor signaling (EGFR, HER2) occurs: • Cross-talk between GFR and ER: − activation of genomic ER via AkT/MAPK induced phosphorylation − non-genomic association of ER with HER2 / EGFR / IGFR ● mTOR pathway activation disregulating ER genomic function Changes of ER and PgR Expression in Primary vs. Subsequent Metestatic Disease Curigliano et al. Ann. Onc. 2011 The discordance rates for ER, PgR, and HER2 status between primary tumor and liver metastases were 14.5%, 48.6%, and 13.9%, respectively, which led to change in therapy for 31 of 255 patients (12.1%). Curigliano et al. Ann. Onc. 2011 Changes in Molecular Profile Subtype at the Development of Endocrine Resistance Creighton et al Cancer Res. 2009 ER+ve Tamoxifen Resistance Cells (TAM-R) show Increased EGFR Signaling WT TAM-R p-EGFR p-HER2 p-ERK 1/2 Total-ERK 1/2 p-ERK 1/2 Knowlden et al. Endocrinology 2003 Changes in Growth Factor Receptor Expression and ER Activation in Acquired TamR vs WT cell lines Type I growth factor receptors (EGFR, ERBB2, ERBB3, ERBB4) WT TamR WT p EGFR TamR p ERK 1/2 Ras SoS EGFR ERK 1/2 p ERBB2 Raf PI3K pAKT (ser173) ERBB2 MEK AKT ERBB3 ERBB4 MAPK Akt pERa (ser118) p90RSK Actin P P P ER Basal ER p160 ERE CBP transcription machinery pERa (ser167) total ERa Target gene Pancholi et al. Endocr Relat Cancer 2008 1839IL/0225 – A randomised phase II study of Tamoxifen ± Gefitinib in patients with ER+ve metastatic breast cancer STRATUM 1: (Endocrine Naive or > 12 m post adjuvant tamoxifen) Time to Progression Proportion progression-free 1.0 Tamoxifen + Gefitinib (n = 105) Tamoxifen + Placebo (n = 101) 10.9 8.8 Median PFS (months) HR of gefitinib to placebo = 0.84 (0.59, 1.18) 0.8 HER2+ subset (n=37) Median PFS (months) 0.6 6.7 5.8 HR of gefitinib to placebo = 0.54 (0.25, 1.15) 0.4 0.2 0.0 0 100 Treatment Group 200 300 400 500 600 700 800 900 1000 1100 time (days) tamoxifen + gefitinib tamoxifen + placebo Osborne et al. CCR 2010 Randomised phase II study of Anastrozole ± Gefitinib in patients with ER+ve metastatic breast cancer Anastrozole + Anastrozole + Gefitinib Placebo (n = 43) (n = 50) Probability of PFS 1.0 0.8 Events 22 32 Median PFS (months) 14.5 8.2 HR (95% CI) = 0.55 (0.32, 0.94) 0.6 0.4 0.2 0.0 0 3 6 9 12 15 18 21 24 Placebo 50 35 23 13 9 6 5 3 1 Gefitinib 43 40 28 22 13 10 6 3 2 25 At risk 1 Cristofanilli et al. CCR2012 28 Months EGF30008 Progression-Free Survival: ITT and HER2-ve Populations HER2-ve * ITT Letrozole Progressed or died Median PFS, mo Hazard ratio (95% CI) p-value (N = 644) Letrozole + Lapatinib (N = 642) 476 (74%) 413 (64%) 10.8 11.9 0.86 (0.76, 0.98) 0.026 Letrozole Progressed or died Median PFS, mo Hazard ratio (95% CI) p-value (N=474) Letrozole + Lapatinib (N=478) 342 (72%) 294 (62%) 13.4 13.7 0.90 (0.77, 1.05) 0.188 *Centrally confirmed EGF30008 PFS: HER2-ve Patients (N=952) ≥ 6 Mo Since D/C of Tam (33%) or No Tam (67%) < 6 Mo Since D/C of Tam • Median tam duration 5 y • Median tam duration 2.8 y • Median time since d/c 3.5 y • Median time since d/c 1 mo Median PFS, mo Hazard ratio (95% CI), p-value Let (N=370) Let + Lap (N=382) 15.0 14.7 0.94 (0.79, 1.13); p=0.522 Let (N=104) Let + Lap (N=96) Median PFS, mo 3.1 8.3 Hazard ratio (95% CI), p-value 0.78 (0.57, 1.07); p=0.117 Over Trial Design 2x2 Factorial Design Fulvestrant + Placebo Fulvestrant + Lapatinib Fulvestrant + Aromatase In. + Placebo Fulvestrant + Aromatase In. + Lapatinib Over Trial Design Fulvestrant + Placebo Fulvestrant + Lapatinib Fulvestrant + Aromatase In. + Lapatinib Fulvestrant + Aromatase In. + Lapatinib Evaluation of Retaining the AI Over Trial Design Fulvestrant + Placebo Fulvestrant + Lapatinib Fulvestrant + Aromatase In. + Placebo Fulvestrant + Aromatase In. + Lapatinib Evaluation of Adding Lapatinib Acquired Endocrine Resistance ● ER signaling survivers: • ER expressed, although function may change • Enhance ER activation • Reversible silencing of ER can also occur ● Enhanced growth factor signaling (EGFR, HER2) occurs: • Cross-talk between GFR and ER: − activation of genomic ER via AkT/MAPK induced phosphorylation − non-genomic association of ER with HER2 / EGFR / IGFR ● mTOR pathway activation disregulating ER genomic function Targeting mTOR & cell growth inhibition IGF1R IRS1 PDK1 PI3K PIP2 PIP3 Akt PTEN TSC1 TSC2 Rheb GTP Rheb GDP mTOR ki67 Everolimus Temsirolimus S6K 4EBP1 S6 elF4E-F-G Proliferation Atzori et al, ASCO 2008 The mTOR Pathway Is Active in Breast Cancer • Genetic alterations result in activation of the PI3K/AKT/mTOR pathway in breast cancer: – Loss of PTEN protein (~30% to 48%), PTEN mutation (<5%) – PI3K mutation (~21% to 33%) • ~30% to 40% of breast cancer cells exhibit AKT activation • Overexpression/mutation of receptor tyrosine-kinases (eg, HER-2, EGFR) also activates the PI3K/AKT/mTOR pathway 1. 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TAMRAD Study Design •Randomized phase II •Metastatic patients with prior exposure to aromatase inhibitors (AI) • Stratification: primary or secondary hormone resistance – Primary: Relapse during adjuvant AI; progression within 6 months of starting AI treatment in metastatic setting – Secondary: Late relapse (≥6 months) or prior response and subsequent progression to metastatic AI treatment • No crossover planned Bachelot T, et al. Cancer Res. 2010;70(24 Suppl): Abstract S1-6, Bourgier C, et al. Eur J Cancer Suppl. 2011;47(Suppl 2): Abstract 5005. TAMRAD:Clinical Benefit Rate and TTP Clinical benefit rate P = .045 (exploratory analysis) Time to progression • TAM: 4.5 months • TAM + RAD: 8.6 months • HR (95% CI) = 0.54 (0.36-0.81) • P = .0021 (exploratory analysis) Bourgier C, et al. Eur J Cancer Su 2011;47(Suppl 2): TAMRAD:Time to Progression as a Function of Intrinsic Hormone Resistance Primary resistance -TAM: 3.8 months -TAM + RAD: 5.4 months -HR = 0.70 (0.40-1.21) -P = NS (exploratory analysis) Secondary resistance - TAM: 5.5 months - TAM + RAD: 14.8 months - HR = 0.46 (0.26-0.83) - P = .0087 (exploratory analysis) Bourgier C, et al. Eur J Cancer Suppl. 2011 TAMRAD: Overall Survival Bourgier C, et al. Eur J Cancer Suppl. 2011 BOLERO-2: Trial Design Stratification: 1. Sensitivity to prior hormonal therapy 2. Presence of visceral disease No crossover Definition of hormone sensitivity : ≥24 months of hormone therapy before recurrence in adjuvant setting ; Response or stabilization for ≥24 weeks of hormonal therapy for advanced disease Baselga J, et al. Eur J Cancer Suppl. 2011;47(Suppl 2): Abstract: 9LBA. 18-Months Update BOLERO-2 Primary Endpoint: PFS BOLERO-2: Most Common G3/4 AEs Inhibitors of PI3K-AKT-mTOR Signaling in Clinical Development Engelman JA. Nat Rev Cancer. 2009;9(8):550-562. Modulation of Resistance to Endocrine Therapies: A Look Into the Future ABC-1 Congress 2011 Endocrine Rx and STIs - Conclusions ● Endocrine resistance: • ER still expressed, although function may change • Complex “cross-talk” exists between GFR and ER • Non-genomic association of ER with HER2 ● Targeted growth factor receptor therapies: • Proof of concept on inhibiting growth/ER signaling/restoring endocrine sensitivity • Targeting of EGFR/HER2 to treat/delay emergence of resistance ● Clinical trials combining STI’s + endocrine therapies: • Appropriate selection of patients that may benefit is crucial • Correct clinical endpoints (ORR vs PFS) are important • Neo-adjuvant setting – some advantages for early development