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1 Course-Taking Patterns of Community College Students Beginning in STEM: Using Data Mining Techniques to Reveal Viable STEM Transfer Pathways Abstract This research examines course-taking patterns of beginning community college students enrolled in one or more STEM courses during their first year of college, and how these patterns are mapped against upward transfer in STEM fields of study. Drawing upon postsecondary transcript data, collected as part of the Beginning Postsecondary Students Longitudinal Study (BPS:04/09), this study employs data mining techniques that, although underutilized in higher education research, are powerful and appropriate analytical tools for investigating complex transcript data. Thus, focusing on a pivotal yet extremely understudied topic dealing with postsecondary STEM education and pathways, this study offers new insight into course and program features that contribute to efficient and effective academic STEM pathways for interested community college students. Purpose of the Study In recent years, researchers and policymakers have grappled with how to address the shortage of college students pursuing science, technology, engineering, and mathematics (STEM) degrees (Fox, 2003; Hagedorn & DuBray, 2010; Hagedorn & Purnamasari, 2012; Lowell & Salzman, 2007). While the demand continues to rise as the United States looks to maintain a global competitive edge, both academically and economically, there exists a serious deficit in the number of students entering STEM areas of study and successfully completing college degrees in these fields (Dowd, 2012; Espinosa, 2011). In order to address this problem, numerous policies, programs, and initiatives have focused on improving STEM participation, persistence, and completion at postsecondary institutions. The role of community colleges in this important endeavor cannot be overemphasized. Nationally, nearly 1,200 community colleges enroll over 8 million students annually, including 46% of all undergraduates (American Association of Community Colleges, 2015). Community colleges also serve a disproportionately large percentage of minority students (Cohen, Brawer, & Kisker, 2014), who are 2 underrepresented in STEM fields but embody a vital talent pool for the country’s STEM future. Traditionally underappreciated, these public 2-year institutions have the potential to increase the number and diversity of students pursuing STEM degrees (Hagedorn & Purnamasari, 2012). With their transfer function, community colleges also have the capacity to assist students to continue their education at 4year colleges and universities, and succeed in a STEM baccalaureate. In recent years, the pivotal role of community colleges in STEM education has gained national attention. In 2011, the National Academy of Sciences, the National Science Foundation, and the Carnegie Institution for Science co-sponsored the Summit on Community Colleges in the Evolving STEM Education Landscape, which highlighted the vital role these public 2-year institutions can play in expanding the nation’s educational pathways for students pursuing STEM degrees and occupations. With this policy priority in mind, it is critical to identify viable STEM educational pathways facilitated by community colleges. Although a fair amount of empirical work has been devoted to STEM education, much of this research has focused on high schools and 4-year institutions (e.g., ACT, 2006; Crisp, Nora, & Taggart, 2009; Porter & Umbach, 2006; Wao, Lee, & Borman, 2010), rather than the role of community colleges and how they may assist students to transfer into and succeed in STEM areas of study at 4-year institutions. In particular, we know virtually nothing about what course-taking trajectories are followed by community college students who are interested in studying STEM fields. Nor do we have much information on which course-taking pathways align with successful transfer to 4-year schools. Despite the policy relevance of transfer in STEM, this issue simply has not garnered a sufficient body of robust evidence that can illuminate unique course and program mechanisms underlying effective STEM transfer pathways (Dowd, 2012). This void in the literature warrants new and robust empirical efforts, as coursetaking patterns are a prime indicator of the academic experience and progression of community college students who are largely commuters (Hagedorn & Kress, 2008). To tackle the gap in the STEM transfer literature, this study examines the course-taking trajectories of beginning community college students, and the resulting transfer outcomes as related to STEM. 3 Specifically, this study asks: What course-taking patterns are most contributive to upward transfer in STEM fields? By exploring and identifying patterns of course-taking that are common to those students who successfully transfer in STEM versus other transfer outcomes, this study can shed light on course pathways STEM-aspiring students navigate through community colleges, and which particular trajectories are most viable for STEM transfer. This knowledge will assist educators and policymakers in creating and facilitating effective and efficient STEM transfer pathways for interested community college students. Specifically, institutions can use results from this research to improve their curriculum and program offerings, and strengthen intercollegiate course and program articulations to develop viable STEM pathways. Relevant Literature A small but growing body of research has touched upon community college transfer into STEM fields at 4-year institutions. A handful of studies have focused on the required academic preparation. Hagedorn and DuBray (2010) highlighted the appropriate amount of preparation from community colleges as a critical factor in successful STEM transfer, given that many students attending community colleges often underperform in essential STEM courses such as math and science (Bragg, 2012). The courses needed to perform at the level required for transfer into STEM fields often become gatekeeper courses, discouraging many students from pursing this route (Hagedorn & DuBray, 2010; Packard, 2012). Therefore, scholars have called for community colleges to improve both math and science courses and students’ progress through them to promote STEM transfer and attainment (Hagedorn & Purnamasari, 2012; Hoffman, Starobin, Laanan, & Rivera, 2010). Yet, there is little agreement on what constitutes “necessary” and “appropriate” course preparation to achieve this goal. Furthermore, we have little empirical knowledge as to which course-taking patterns help students progress in an efficient manner and adequately meet the rigor of STEM course requirements. Looking at the STEM transfer issue more holistically, involving both 2-year and 4-year institutions, Bensimon and Dowd (2012) argued that course and program alignment and articulation between community colleges and 4-year institutions can increase STEM transfer rates. However, there remains 4 poor collaboration between community colleges and universities, as well as significant issues of curricular distrust (Dowd, 2012; Gabbard et al., 2006). Clearly, additional research exploring factors associated with curricular alignment and articulation is critical, especially in STEM fields. Otherwise, this problem will continue to impede community college students on their educational journey toward baccalaureate attainment in STEM fields. One promising approach would be to explore STEM-aspiring community college students’ course-taking patterns and their connection to successful transfer. This knowledge will inform both 2-year and 4-year institutions in their efforts to set up curricular and articulation agreements, in order to facilitate STEM transfer and eventual completion. Several other studies focused on education interventions, such as outreach programs, to improve STEM transfer (e.g., Bensimon & Dowd, 2012; Packard, 2012). For example, outreach has been suggested as a means to improve transfer by informing students of options to pursue a STEM degree (Packard, 2012). Measures like this, however, have not pointed to how actual course-based pathways influence students’ transfer in STEM, and no concrete or consistent results exist on a larger scale to inform curricular improvement and change (Dowd, 2012; Packard, 2012). In summary, a limited number of studies have explored various characteristics that help or hinder community college students in their transfer access to STEM programs at 4-year institutions. Yet, these studies invariably neglect a key dynamic—students’ actual course-taking pathways along the STEM pipeline, and what course patterns are conducive to STEM transfer. Should this knowledge gap continue, the empirical research base on STEM transfer would offer only limited insight into potential opportunities for designing and structuring viable academic offerings and pathways. By increasing our knowledge on course-taking patterns, we can effectively inform a number of current curricular concerns surrounding STEM transfer, such as lack of articulation of coursework, lengthy remedial course sequences, and the separation of special programs from the core curriculum (Dowd, 2012). Conceptual Grounding of the Research In order to develop informed and efficient interventions to improve student outcomes, this study draws upon Bahr’s (2013) deconstructive framework that calls for an in-depth understanding of how 5 students persist or fail to progress through community colleges. Bahr breaks down the actual process by which students advance in their coursework toward any given end, whether it is an actual qualification, transfer, subject competency, or other intended educational goal. As Bahr forcefully argued, without understanding how students actually progress through their college programs, “institutional adjustments and interventions will be more a product of guesswork than of sound and empirically-based reasoning” (p. 13). This emphasis on deconstructing student coursework progress necessarily calls for a robust analysis of transcript data. Given that community colleges are largely commuter schools, many community college students primarily engage with their college through coursework. Thus, exposure to courses represents the primary college environment, and course-taking behaviors and patterns are the primary indicators of student engagement with this academic environment. Indeed, as Hagedorn and Kress (2008) have long established, for many community college students, the only trace of their presence is found in the transcripts. As a whole, a student’s transcript serves as a map of the curriculum—the principal college environment traveled by students. When analyzed appropriately, course-taking patterns may offer valuable insight into a student’s academic history and momentum through college, and illuminate patterns that effectively engage academic resources. Building upon these lenses, this study examines course-taking patterns conducive to transfer in a STEM context. Methods Data Source and Study Sample This study draws upon data from the Beginning Postsecondary Students Longitudinal Study (BPS:04/09) and Postsecondary Education Transcript Study (PETS:09). Following a nationally representative, first-time postsecondary beginning cohort in 2003–2004, BPS:04/09 contains survey data at three points in time: in respondents’ first year of college, and then again three and six years after they started postsecondary education. Of critical importance to the proposed study, transcripts were collected under PETS:09 from all 3,030 eligible postsecondary institutions attended by the BPS respondents over a 6-year period. Of the eligible institutions, 2,620 (87%) provided transcripts for a total of 16,960 students. PETS:09 offers most of the measures for this inquiry. These include detailed transcript records at the 6 student-, course-, term-, degree-, institution-, and transfer-level. The transcript data are invaluable in studying course-taking patterns, credit transfer, and the links among course-taking, institutional transfer, and baccalaureate persistence and attainment in STEM. To appropriately account for student intent in pursuing STEM areas of study, the study sample was restricted to beginning postsecondary students at community colleges who were enrolled in at least one non-remedial STEM course during the first year of postsecondary attendance. The definition of STEM courses was based on the Classification of Instructional Programs (CIP) codes, available for each course record in the PETS:09 dataset.1 Of the BPS panel respondents, 5,550 began at a public 2-year institution and, among these community college entrants, nearly 2,810 successfully completed at least one course in STEM fields during the first year. Data Preparation and Formulation Due to the highly complex nature of the transcript data, this study involved a substantial amount of data preparation. Specifically, I performed a series of data cleaning, re-coding, and discretizing using the following steps: The first step was to extract all postsecondary records of each individual student. One complication here was that the PETS:09 data contain transferred course records, resulting in duplications due to multiple submissions of the same course records by different institutions for the same student when transferring courses. To resolve this problem, I removed duplicated course entries to achieve unique course records, i.e., one record per course. In the case of repeated courses, only the most recent record was retained. Additionally, among the sampled transcript data, 27 course records were without course ID, 11 were designated as post-baccalaureate courses, 592 records bore zero credit, 46 were taken at lessthan-2-year institutions, and 57 did not have CIP codes for identifying their subject matter. These course records were neither relevant nor contributive to the purposes of the study, and were therefore removed from subsequent analyses. 1 For a detailed description of STEM course classification, see the section on data preparation and formulation. 7 Next, in order to better organize and describe students’ major field of study and course subject matter, initial majors and course CIP’s (6-digit) were each recoded to generate two more data fields and populated against their corresponding higher-level CIP categories: 2-digit and 4-digit CIP codes. The 2digit CIP represents the broadest level of CIP categorization and the 6-digit values are at the most detailed level of categorization. Normalized course grades (MTNGRAD, a common scale comparable across institutions) were recoded to generate a field to indicate whether students completed the course or not, since course records would only be meaningful if the student passed the course. If the normalized course grade was greater than or equal to 2.0 (or a “passed” indicator is marked), this course record was retained in the analyses. This set of data preparation and recoding procedures greatly assisted in making sense of the highly unstructured transcript data in PETS:09. After these steps, the analytical dataset contained a total of 51,370 pre-transfer course records for the 2,810 students in the sample. Following these steps, course data were organized into categories based on course subjects. Specifically, STEM courses included those with the following 2-digit CIP codes: 01 (Agriculture sciences), 03 (Natural resources and conservation), 11 (Computer and information science), 14 (Engineering), 15 (Engineering technologies/technicians), 26 (Biological and biomedical sciences), 27 (Mathematics and statistics), 40 (Physical sciences), 41 (Science technologies/technicians), and 47 (Mechanic/repair technologies/technicians). Note that course credits earned in the CIP 15, 41, and 47 categories are less likely to be transferable to a four-year institution given their strong occupational orientation; therefore, these categories were further classified as “likely terminal” STEM courses, and the rest of the STEM categories were designated as “likely transferable” STEM courses. Specifically, course classifications include the following areas: (a) “likely transferrable” STEM courses; (b) “likely terminal” STEM courses; (c) mathematics—courses within CIP 27 category, except for those designated as remedial math; (d) English—courses within CIP 23 category, except for those designated as remedial English; (e) remedial courses; and (f) other. The main “outcome” measure indicates upward transfer among STEM-aspiring students beginning at community colleges. This measure was coded into three 8 possible outcome scenarios: (a) upward transfer in STEM, if, over the 6-year period, students’ transcript data indicate transfer into a baccalaureate program in the STEM CIP codes as indicated above (i.e., CIP 01, 03, 11, 14, 15, 26, 27, 40, 41, and 472); (b) upward transfer into non-STEM fields; and (c) did not transfer to a baccalaureate institution. See Table 1 for a complete variable list. [Insert Table 1 about here.] Data Analyses I applied several data mining techniques to explore what specific course-taking patterns contribute to upward transfer in STEM. Data mining refers to a family of exploratory analyses that extract implicit and useful patterns and relationships from massive quantities of data, rather than testing pre-formulated hypotheses (Han, Kamber, & Pei, 2011; Luan & Zhao, 2006). Data mining and traditional statistical procedures both can perform association and prediction analysis, but for this study, data mining is more appropriate because of the complex, seemingly unstructured nature of transcript data in PETS:09, which holds tens of, or even up to a hundred, course records for each student over numerous academic terms. It would be extremely challenging to apply traditional parametric analysis to make sense of the wealth of such data. Instead, employing data mining techniques to tease out meaningful and frequent patterns or strong links among the course records and student attributes, I was able to more accurately mirror the nuances and complexities within students’ course-taking trajectories. I used a combination of the following data mining techniques, each serving a unique purpose while lending complementary contextual information to the results revealed by one another. Apriori algorithm: Frequent pattern/association rule data mining. I first analyzed students’ course-taking patterns (both sequential and non-sequential) by applying the “frequent pattern/association rule data mining” (Han et al., 2011). An association rule is a pattern indicating that an itemset A occurrence implies that another itemset B also occurred, i.e., A⟹B (if A then B), or A(antecedent) 2 Note that, while at the two-year level, course credits earned in the CIP 15, 41, and 47 categories may be more “terminal” in nature, there exist a number of four-year STEM programs under these categories. A few examples of these programs with a strong occupational focus include baccalaureate programs in manufacturing engineering technology and mechanical engineering technology, electrical and computer engineering technology, and aeronautical, automation, and automotive engineering technology. 9 implies B(consequent). The occurrence count (or percentage) of itemset A among the universal set U is called support of A, and the occurrence count (or percentage) of itemsets A and B occurring together is referred to as support (A&B). A frequent pattern is an association rule whose occurrence count is greater than or equal to a set of thresholds (i.e., the so-called minimum support and minimum confidence) set by the researcher. Therefore, an association rule is usually reported as: A⟹B (support = x %, confidence = y %), where support (A⟹B) = support (A&B) = Pr (A&B) i.e., probability of A and B occurred together, and Confidence (A⟹B) = Pr(A&B) / Pr(A) = Pr(B|A) In this study, finding frequent patterns or association rules is essentially a process of searching for and counting frequency of all existing itemsets (including their subsets) from all of the available course-taking patterns. Clearly, as the amount of course data increases, this searching process becomes time-consuming. Thus, when performing association rule data mining, the basic and popular Apriori algorithm (Agrawal & Srikant, 1994) is utilized to identify the frequent patterns. In short, the Apriori algorithm is a method to improve efficiency in mining large datasets by applying the Apriori property, which states that if a given itemset does not satisfy minimum support, then none of its subsets will satisfy minimum support. Therefore, based on the Apriori property, if the course itemset does not satisfy the minimum support criterion, there is no need to check all of its subsets’ frequency of occurrence. Through this property, the search process for frequent course patterns is substantially shortened. In this study, due to the large amount of different patterns, setting minimum support and minimum confidence at a pair of high initial values was fruitless in search of frequent patterns; therefore, the minimum support was set to 10%, and minimum confidence value was set to 30%. After the frequent pattern mining, lift score, a measure of correlation in data mining, was used to examine correlations between the discovered antecedent A and consequent B. Lift = Pr(A&B)/(Pr(A)* Pr(B)) If A and B are independent to each other, the lift score would be equal to one, i.e., Pr(A&B)=Pr(A)* Pr(B); otherwise, A and B are somewhat correlated. The greater the lift score, the greater the correlation. 10 Decision List algorithm. When using the Apriori algorithm, the antecedent and consequent can only be in a binary format. That is, they can only show whether a condition happened or not, e.g., whether a student takes biology courses in a particular semester. While patterns revealed as such can provide insight into sequence of course-taking, they do not offer information on the “dosage” of course-taking, e.g., how much biology the said student in the previous example took during the given term. To delve into this aspect of course-taking, I also mined the course records using the Decision List algorithm. While Decision List mining shares some similarities with the Apriori algorithm in mining frequent patterns, such as mining for distinct patterns of behavior or characteristics derived from the data and identifying frequency pattern results using the “if-then” structure, it has the added advantage of combining binary, categorical, or continuous predictor variables as the antecedent or consequent variables. For example, a discovered decision rule would look like the following in the study context: If 0 < math < 6 credits and STEM > 0 credit, then transfer to 4-year STEM is TRUE (segment size=x, consequent size=y, probability=z%), where segment size = count of the antecedent, consequent size = count of target outcome, probability = consequent size/segment size Here, the rule describes that x number of students follow this course-taking pattern (i.e., 0 < math < 6 credits and STEM > 0 credit), and y of them transferred into a baccalaureate STEM major; thus the probability of STEM transfer is (y/x)*100 = z. Or, we may interpret this decision rule as: if a student successfully took some but less than six credits of math courses and at least one STEM course other than math, then this student’s possibility of transferring into a baccalaureate STEM major will be z% among those who have the similar course-taking pattern. Exhaustive CHAID algorithm: Decision tree (or classification rules) data mining. After performing the steps described above, I used the Decision Tree algorithm to perform multi-dimensional data mining. Decision Tree data mining is suitable for handling higher-level dimensional data (Han et al., 2011). In particular, student demographic data fields were joined to the course dataset to help examine the 11 relationship between student characteristics and course-taking behavior. Accordingly, multi-dimensional association rules mining were executed to examine whether course-taking pathways to STEM transfer differ among racial and gender groups. Given the disproportionately high STEM attrition rates among female students and members of underrepresented minority groups (e.g., Anderson & Kim, 2006; Burke & Mattis, 2007; Chen & Weko, 2009; de Cohen & Deterding, 2009; Riegle-Crumb & King, 2010; Seymour, 1995), this set of nuanced analyses will help pinpoint potential areas of intervention for these students in regard to their course trajectories. The specific algorithm used in decision tree mining is Chi-squared Automatic Interaction Detector (CHAID), which repeatedly utilizes tests for statistical significance (such as F-test for continuous data or chi-squared test for categorical data) to split data into a tree structure with branches of nodes, referred to as the decision tree. Based on the scenarios of the STEM transfer outcome, data were classified into groups (or child nodes) according to the most significant predictor variable. This data splitting process was repeated for predictor variables until the decision tree is fully grown, where, within each child node, there are no more significant factors that can classify node-level data into sub-nodes. Each path tracing from the root node to a leaf node is a classification rule. Usually, decision tree mining involves two steps: (1) the learning step—to derive classification rules from historical data; and (2) the classification step—to predict data classes of new data. Since data class prediction is beyond the scope of this study, only the learning step is utilized to derive the Decision Tree/classification rules. I used Microsoft Access for relational database manipulation, aggregation, and transformation, Microsoft Excel PivotTable tool to facilitate the data manipulation, filtering, and aggregation, and IBM SPSS Modeler (formerly SPSS Clementine) for transcript data mining. Limitations of the Study There are a few limitations associated with the study’s sample, data, and methodological approaches. To begin with, while the sample is nationally representative of beginning community college students who are enrolled in at least one STEM course during their first year, they are spread across hundreds of community colleges. Course content, requirements, and instructional approaches vary based on program 12 and institutional contexts. These nuanced potential variations beyond the subject matter, credits, and course sequence are difficult to account for in a national study. Sample size permitting, applying similar analytic approaches to a single institutional context is a direction worth pursuing in the future. Second, although the study differentiates community college STEM courses based on their potential transferability, further disciplinary breakdowns within STEM fields at both the 2-year and 4-year levels are not viable given the sub sample sizes within specific STEM disciplines and data available. In this sense, while the results hold implications for STEM transfer pathways in a global sense, program-specific recommendations for promoting transfer in a particular discipline are yet to be explored in future research. Finally, the data mining techniques employed in the study serve the purpose of making sense of large volumes of unstructured transcript records, but they do not reveal pathways that are causal in nature. Notwithstanding the descriptive and predictive value of the data mining approach, additional empirical efforts can aid in generating evidence better at drawing causal inferences. Discussion of Results Table 2 provides descriptive statistics of the study sample, and categorizes the data according to students’ transfer outcomes. During the study’s 6-year observation window, after appropriate weighting, roughly 3.7% of the STEM-aspiring students beginning at community colleges transferred into a 4-year STEM major, 23.2% transferred into a 4-year non-STEM major, and 73.1% did not transfer to a 4-year institution. Among STEM transfer students, 55.5% were male students and 44.5% were females. Relative to their share in the total sample (28.1%), underrepresented minority students reported a lower percentage of transfer outcomes in both STEM (18.6%) and non-STEM areas (24.8%). Similar disparities were observed, indicating that students who were single-parents, first-generation, non-traditional age (i.e., age 24 and above), or with low high school GPAs were less likely to transfer upward into STEM or other areas of study. [Insert Table 2 about here.] Descriptive Profiles of Course-Taking Among STEM-Aspiring Students 13 Results from a number of descriptive analyses provide a rich account of course-taking trajectories among the study sample. Table 3 provides an overall description of students’ course credit distributions during the first year of enrollment, as well as during the 6-year time frame. These data are presented based on transfer outcomes and arranged according to the six course subject areas. [Insert Table 3 about here.] As shown in Table 3, students who eventually transferred into 4-year STEM earned credits within “likely transferable” STEM and math course categories at a higher rate than students with different transfer outcomes, both during the first year and throughout the 6-year period. In addition, non-transfer students were proportionately earning more credits from the “likely terminal” STEM course category. This is not surprising, because most “likely terminal” STEM courses are oriented toward technician training. Non-transfer students are typically those who attend community colleges with the primary goal of attaining jobs, and are thus more drawn to technician training courses for the purposes of gaining technical skills and earning certificates or diplomas in career and technical education fields (Cohen et al., 2014). Table 4 provides a much more detailed and nuanced look at the data from Table 3 that is further limited to the course data within STEM programs. Based on Table 4, one thing that distinguishes STEM transfer students from their counterparts is STEM transfer students’ more concentrated course-taking within physical sciences (CIP 40). Specifically, CIP 40 includes subjects in physics, astronomy, chemistry, and geology. These subjects are foundational to the undergraduate STEM curriculum at both the 2- and 4-year level, and differ from some of the computer (CIP 11) and math (CIP 27) courses, such as word processing, spreadsheet, web design/programming, algebra, calculus, and statistics, that may be more occupationally oriented or applicable to other non-STEM fields, such as a business major. [Insert Table 4 about here.] In addition, the data in Table 4 also suggest that non-STEM transfer and non-transfer students heavily took courses in the areas of computer sciences (CIP 11) and math (CIP 27). To drill down further into this pattern, Table 5 provides a deeper level of data exploration and a finer view of these two subject areas 14 (CIP 11 and 27 categories). Findings show that non-STEM transfer and non-transfer students’ coursetaking within these areas concentrate more on general math and computer data entry (e.g., word processing) courses. In contrast, STEM transfer students accumulate more computer programming (CIP 11.02), networking and telecommunications (CIP 11.09), and other math and statistics (CIP 27.99) courses. [Insert Table 5 about here.] Course-Taking Patterns Related to Transfer in STEM: Data Mining Results Table 6 provides a selected list of frequent course-taking patterns based on the lift scores discovered using the Apriori algorithm in data mining for frequent patterns. The higher the lift score, the more relevant the discovered antecedent-consequent pattern is. In general, “antecedent” course-taking patterns that result in transfer in STEM as a “consequent” involve a combination of “likely transferrable” STEM courses and math courses in the earlier terms of students’ community college attendance. In particular, it is intriguing to note that, among STEM transfer students, despite the inevitable math-learning path, math course-taking during the very first term does not appear as a frequent course-taking pattern. Instead, the most viable course-taking trajectories contributing to STEM transfer, by and large, feature a pattern that first introduces “likely transferrable” STEM courses during the first term (i.e., to “get their feet wet” first), followed by math exposure during the subsequent terms. It is also plausible that STEM transferaspiring students may be advised to, or find it helpful to, take math after their initial exposure to subject matter courses in STEM. This finding might suggest that a robust pathway to transfer in STEM may be well paved through initial “priming” by setting up the substantive, disciplinary context, followed by course-taking in math. In this sense, STEM courses serve as the foundation that contextualizes math learning. This establishes the eventual pathway, given that math is the language of science, and math achievement is critical to longer-term STEM attainment (Tyson, Lee, Borman, & Hanson, 2007). When examining the course-taking paths leading to transfer in non-STEM majors, math courses taken during the first term is the most salient feature of all identified patterns. Coupling this finding with results shown in Table 5 regarding non-STEM transfer students’ first-year math-taking, 68.5% of the credits 15 were earned within the CIP 27.01 category, many of which are college math and algebra courses. This could speak to the fact that college-level math is required of nearly all college students (Bragg, 2012; Cohen et al., 2014; Cohen & Ignash, 1994). In addition, this pattern suggests the pivotal role of completing math early in charting a transfer pathway (STEM or other programs). This finding is noteworthy, given the fact that, in the community college context, students do not always follow the prescribed course sequence in the curriculum (Bahr, 2013; Crosta, 2014; Hagedorn, 2005; Hagedorn & Kress, 2008; Zeidenberg & Scott, 2011). [Insert Table 6 about here.] Table 7 provides a list of course-taking patterns discovered by data mining using the Decision List algorithm. We can observe that, for those who transferred into a 4-year STEM major, their course-taking patterns focused on “likely transferable” STEM and math. By contrast, students of other transfer outcomes took fewer STEM courses and more non-STEM or terminal STEM courses. These results align with those revealed in Table 6, but further illustrate the “dosage” of optimal course-taking. For example, completing more than four or five credits of “likely transferrable” STEM courses during the first term, followed by more than three credits of math during the subsequent term, is a course pattern highly contributive to STEM transfer. As revealed by the rules in Table 7, especially the first three rules with relatively high probabilities, it is the coupling of a fair amount of transferrable STEM courses and math that contributes to STEM transfer. In particular, these rules seem to imply that, in order to transfer in STEM, a student should successfully complete at least four likely transferrable STEM credits; beyond that, the greater the “dosage” of STEM courses, the more likely that students transfer in STEM, especially when we combine multiple rules (e.g., 1.4 and 1.5) in Table 7 to interpret those most contributive coursetaking patterns. To accompany “likely transferable” STEM courses, three to four credits in math seem optimal. However, one should note that this finding is based on a term-by-term observation and does not imply the total amount of completed credits that is desirable. In order to engage the perspective on coursetaking in terms of total course credits, the decision tree diagram paints a more holistic picture. [Insert Table 7 about here.] 16 Figure 1 displays the patterns revealed by data mining using Decision Trees. Due to the extremely large tree structure that is not feasible to display in this paper, selected results are presented here focusing on the right-hand side of the full-grown tree structure, since the rules discovered in the left-hand side of the tree structure have lower probabilities of transfer to four-year STEM. As suggested in Figure 1, taking “likely transferable” STEM courses appears to be the most important factor of affecting students transfer outcomes in STEM. At the root level (Node 1), the probability of transfer in STEM is 4.4%. If students earned STEM credits greater than 23.25, their probability of transfer in STEM increases to 18.0% (Node 5). This aligns with the previous postulation that the greater the “dosage” of STEM courses, the more likely students transfer into STEM. Students who earned less “likely transferable” STEM credits, but took more math (Node 14 &15) or math with a good amount of STEM credits (between 11.99 and 23.25) (Node 33, & 34) would also increase their probability of transfer in STEM. With regard to demographic factors, assuming the same course-taking trajectories, male students have higher probabilities of transfer in STEM compared to their female counterparts (Nodes 31 vs. 32). Similarly, underrepresented minority (URM) students have lower probabilities of transfer in STEM (Nodes 35 vs. 36) than students from majority groups. These disparities based on gender and race reflect persistent problems surrounding women and minority students’ inequitable access to STEM programs of study (Author, 2013; Chen & Weko, 2009; Huang, Taddese, & Walter, 2000; Kienzl & Trent, 2009; Sax, Shapiro, & Eagan, 2011; Shapiro & Sax, 2011). While it is important to take a nuanced approach to unpacking course-taking trajectories to reveal successful pathways, as Bahr (2013) noted, this behavioral perspective must be considered in light of student backgrounds. Compelling evidence dovetails with this study’s finding, showing that, while minority students may major in STEM at similar rates as their White and Asian American counterparts or even persist earlier in the process, they seem to struggle later and drop out of STEM disproportionately (Anderson & Kim, 2006; Chen & Weko, 2009). In addition, there is severe underrepresentation of women in STEM fields (de Cohen & Deterding, 2009; Riegle-Crumb & King, 2010), largely due to the hostility female students encounter from faculty and their male peers, resulting in a loss of confidence in their 17 STEM abilities (Seymour, 1995). In light of this disparity, the study’s findings may suggest that, while female and minority students, driven by their initial interest and plans, may follow the same course-taking pathways as their male counterpart, these pathways may become leaky due to other confounding, environmental factors that pull them out of STEM fields. Implications and Conclusions Several important implications emerge from this study’s findings. First, based on the course-taking patterns that proved to be most salient along the STEM transfer pathway, curricular and programmatic design that aims to facilitate transfer in STEM must feature a coherent, well-scaffolded sequence combining transferrable STEM and math courses. Such design may benefit from emphasizing completing such courses early while carefully charting their sequence, so that students can build their math skills upon a foundational understanding of the substantive fields first. In addition, given the fact that articulation of courses in STEM transfer remains a thorny issue (Chaplot, Rassen, Jenkins, & Johnstone, 2013; Jenkins & Cho, 2014; Roksa & Keith, 2008; Scott-Clayton, 2011), a more systematic and consistent effort needs to occur to better streamline credit transfer and articulation agreements based on the best course patterns discovered in order to help and promote student transfer, in STEM or other programs. In this process, the transferability of the designated courses must be clearly communicated to students in order to convince the course pattern followers to go on through the pipeline. Ambiguity around transferability of courses may cause students to skip contributive courses, thus reducing the rate of transfer. Second, the persistent gender and racial gap in access to STEM programs of study warrants continued research and policy interventions. In light of the findings from the study, we know that, even when following the same early course-taking pathways, female and underrepresented minority students report low probabilities in STEM transfer. We must continue the research to further explore how troublesome problems within STEM classrooms and programs, such as stereotypes and lack of self-efficacy based on gender and race, may be resolved. In addition, empirical efforts need to be further devoted to understanding the nuanced and complex processes developing interest and grit in pursuing an upward 18 transfer pathway in STEM fields of study among female and minority students. To date, research addressing women and minority students in STEM is predominantly situated within the 4-year college context; more studies intentionally designed to zero in on the 2- to 4-year transfer access in STEM studies for these students will hold vast promise to both reveal nuanced empirical findings and inform policy efforts, in a purposeful way, that advance education opportunity for these traditionally underserved students in STEM disciplines. Third, it is critical to further involve analysis of transcript data, as transcripts form the map of a student’s engagement with the community college (Hagedorn, 2005; Hagedorn & Kress, 2008). When analyzed appropriately, transcript analysis offers valuable insight into a student’s academic history, momentum through college, academic resources, and whether those resources are used wisely. Community colleges may also use data mining techniques to discover the best contributive course patterns in upward transfer for their students. Based on such analyses, articulating and designing course packages and sequences according to the discovered patterns will help promote student transfer success. In general, using transcripts as a data source and resorting to data mining techniques to analyze such data will be essential in broadening our understanding of student enrollment and transfer patterns (e.g. Bach et al., 2000; Hagedorn, 2005; Hagedorn, Cabrera, & Prather, 2010; Zeidenberg & Scott, 2011). Despite the importance of understanding the connection between course-taking patterns and transfer outcomes in STEM, remarkably little empirical knowledge exists to illuminate viable STEM pathways for these students. Drawing upon rich and recent postsecondary transcript data, this research uses data mining techniques that, although underutilized in higher education research, are powerful and appropriate analytical tools to investigate complex transcript data. Thus, focusing on a pivotal yet extremely understudied topic dealing with postsecondary STEM education, this study offers new insight into course and program features that help contribute to efficient and effective STEM transfer pathways for interested community college students. This knowledge can also assist educators and policy makers in improving curriculum and program offerings and strengthening intercollegiate course and program articulations. 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Retrieved from Columbia University, Community College Research Center website: http://ccrc.tc.columbia.edu/media/k2/attachments/coursework-patterns-clustering-transcript.pdf 27 Table 1 List of Variables Variable name Description BPS/PETS label Sample selection criteria RQ1&2: Sample restricted to respondents aspiring to earn at least a bachelor’s degree and majoring in STEM fields upon entering a public 2-year institution First institution type 2003–04 FSECTOR9 Major when first enrolled in 2003–04 is in STEM fields (comparable to 2006, 2009) MAJ04A Highest degree ever expected in 2003–04 is a baccalaureate or above HIGHLVEX RQ3: Sample restricted to beginning community college students who transferred into a STEM major at a 4-year institution Transcript: Level and control transfer type QGTRTYPE Transcript: Major at destination school QGMAJRS Outcome variables (against which course patterns are to be mapped) STEM transfer Transcript: Level and control transfer type Transcript: Major at destination school Baccalaureate attainment in STEM by 2009 Being enrolled as a STEM major at a 4-year institution by 2009 QGTRTYPE QGMAJRS Highest degree attained anywhere through 2009 ATHTY6Y PETS reported field of bachelor’s degree MT11BACH Attainment or level of last institution enrolled through 2009 PETS reported field of study in 2009 PRLVL5Y MT11BACH Transcript data used in data mining Course attributes: Course taker ID Transcript : Student ID ID Course name Course name MTCRSNAM Course ID Course ID number MTCRSID Term ID Course taken term ID MTTMID Term start date Course taken term start date MTTMBEG Term end date Institution where course was taken MTTMEND Course 6-digit CIP code Course taken term end date Coded from institution’s IPEDS ID where course was taken Transcript institution’s IPEDS ID (or receiving institution of transfer course) PETS code (i.e., CIP) for course Course top-level CIP category Course top-level (2-digit) CIP code MTPETGEN Transcript institution Credits counting toward GPA Post baccalaureate course Course credits count toward GPA indicator (1=yes, 0=no) Post baccalaureate course attribute MTINSTID MTTRIPDS MTPETC MTCRDCT MTCRSPBC 28 Variable name Description BPS/PETS label indicator Transfer course indicator Course is a transfer course (1=yes, 0=no) MTTRNSFR STEM indicator Course is in STEM category (1=yes, 0=no) MTSTMFLG Remedial course indicator Course is remedial (1=yes, 0=no) MTCRSREM Normalized course grade Normalized grade received for course MTNGRAD Normalized credit earned Normalized credits received for course MTNORMCR Respondent’s gender Dummy variable (1=female, 0=male) GENDER Respondent’s race/ethnicity Race category RACE Respondent’s parental education Whether respondent is a first-generation student, recoded from parents’ highest level of education (1=yes, 0=no) PAREDUC Demographic variables 29 Table 2 Demographics of the Sample by Transfer Outcomes Transfer to 4-Year TOTAL Baccalaureate-Aspiring Gender Female Male Race/Ethnicity URM White & Asian Income Group 1st Quarter 2nd Quarter 3rd Quarter 4th Quarter Other Characteristics Attended private high school Being single parent English as primary language First-generation Non-traditional age Took Act or SAT High School GPA Rank 1 2 3 4 5 6 7 Unknown Transfer to 4-Year Total STEM Non-STEM Not Transferred Weighted Weighted Weighted Weighted Weighted Weighted Weighted Weighted N % N % N % N % 31,890 3.7% 197,748 23.1% 625,222 73.1% 854,860 100.0% 29,143 91.4% 188,987 95.6% 470,272 75.2% 688,401 80.5% 14,178 17,711 44.5% 55.5% 119,183 78,565 60.3% 39.7% 355,761 269,461 56.9% 43.1% 489,123 365,738 57.2% 42.8% 5,926 25,964 18.6% 81.4% 48,995 148,753 24.8% 75.2% 185,596 439,626 29.7% 70.3% 240,517 614,343 28.1% 71.9% 6,818 13,291 8,272 3,508 21.4% 41.7% 25.9% 11.0% 48,905 50,691 53,888 44,264 24.7% 25.6% 27.3% 22.4% 142,131 168,355 163,961 150,775 22.7% 26.9% 26.2% 24.1% 197,854 232,337 226,121 198,548 23.1% 27.2% 26.5% 23.2% 2,416 210 25,456 9,590 1,938 24,802 7.6% 0.7% 79.8% 30.1% 6.1% 77.8% 12,312 6,189 173,500 56,971 16,636 154,685 6.2% 3.1% 87.7% 28.8% 8.4% 78.2% 31,439 69,634 565,903 278,527 202,214 282,971 5.0% 11.1% 90.5% 44.5% 32.3% 45.3% 46,167 76,033 764,859 345,088 220,788 462,458 5.4% 8.9% 89.5% 40.4% 25.8% 54.1% 562 859 1,754 5,274 8,594 9,102 5,745 1.8% 2.7% 5.5% 16.5% 26.9% 28.5% 18.0% 213 1,027 1,091 24,274 31,706 64,611 45,170 29,656 0.1% 0.5% 0.6% 12.3% 16.0% 32.7% 22.8% 15.0% 1,703 3,850 26,825 63,626 81,097 148,182 62,140 237,799 0.3% 0.6% 4.3% 10.2% 13.0% 23.7% 9.9% 38.0% 1,917 5,439 28,775 89,654 118,077 221,387 116,411 273,200 0.2% 0.6% 3.4% 10.5% 13.8% 25.9% 13.6% 32.0% Note. Weight is the sampling weight WTD000 in BPS:04/09 dataset. 30 Table 3 Successful Pre-Transfer Credit Distribution by Transfer Outcomes and Course Categories Success Course Type First-year STEM (transferable) STEM (terminal) Mathematics English Remedial Others Total Six years STEM (transferable) STEM (terminal) Mathematics English Remedial Others Total Transfer to 4-Year STEM Credits Earned % Transfer to 4-Year Non-STEM Credits Earned % Not Transferred Credits Earned % 895 108 639 482 47 1,074 3,246 27.6% 3.3% 19.7% 14.9% 1.5% 33.1% 100.0% 2,603 125 2,878 3,296 289 8,987 18,179 14.3% 0.7% 15.8% 18.1% 1.6% 49.4% 100.0% 6,152 2,614 5,647 5,897 907 15,411 36,627 16.8% 7.1% 15.4% 16.1% 2.5% 42.1% 100.0% 6,786 637 2,022 1,043 61 5,045 15,595 43.5% 4.1% 13.0% 6.7% 0.4% 32.3% 100.0% 11,234 597 6,687 7,716 402 59,200 85,835 13.1% 0.7% 7.8% 9.0% 0.5% 69.0% 100.0% 17,977 6,261 10,179 10,426 1,299 52,880 99,022 18.2% 6.3% 10.3% 10.5% 1.3% 53.4% 100.0% 31 Table 4 Successful Pre-Transfer STEM Course-Taking and Credit Distribution by Transfer Outcomes STEM Course Type First-year 01 - Agriculture 03 - Natural resources 11 - Computer 14 - Engineering 15 - Engineering tech * 26 - Biological 27 - Mathematics 40 - Physical sciences 41 - Science tech * 47 - Mechanic * Total Six years 01 - Agriculture 03 - Natural resources 11 - Computer 14 - Engineering 15 - Engineering tech * 26 - Biological 27 - Mathematics 40 - Physical sciences 41 - Science tech * 47 - Mechanic * Total Transfer to 4-Year STEM Credits Earned % 85 3 158 47 93 237 639 365 15 1,642 490 201 853 1,156 615 1,830 2,022 2,256 22 9,445 Transfer to 4-Year Non-STEM Credits Earned % Not Transferred Credits Earned % 5.2% 0.2% 9.6% 2.8% 5.7% 14.5% 38.9% 22.2% 0.0% 0.9% 100.0% 41 71 797 12 85 1,046 2,878 636 3 37 5,607 0.7% 1.3% 14.2% 0.2% 1.5% 18.6% 51.3% 11.3% 0.1% 0.7% 100.0% 384 88 2,760 117 878 2,063 5,647 739 10 1,727 14,413 2.7% 0.6% 19.2% 0.8% 6.1% 14.3% 39.2% 5.1% 0.1% 12.0% 100.0% 5.2% 2.1% 9.0% 12.2% 6.5% 19.4% 21.4% 23.9% 0.0% 0.2% 100.0% 179 440 2,470 181 438 4,562 6,687 3,402 44 116 18,518 1.0% 2.4% 13.3% 1.0% 2.4% 24.6% 36.1% 18.4% 0.2% 0.6% 100.0% 867 285 7,220 492 2,428 6,487 10,179 2,625 26 3,807 34,417 2.5% 0.8% 21.0% 1.4% 7.1% 18.8% 29.6% 7.6% 0.1% 11.1% 100.0% Note. * denotes the STEM course categories that are likely to be non-transferable. 32 Table 5 Mathematics and Computer Science Course-Taking and Credit Distribution by Transfer Outcomes Mathematics & Computer Science First-Year CIP 27 - Mathematics 27.01 - General 27.03 - Applied 27.05 - Statistics 27.99 - Other CIP 27 Total CIP 11 - Computer 11.01 - General 11.02 - Programming 11.03 - Data Processing 11.04 - Info Science 11.05 - Computer System Analysis 11.06 - Data Entry 11.07 - Computer Science 11.08 - Software/Media Applications 11.09 - Networking and Telecom 11.10 - Comp/Info Management 11.99 - Support Service, other CIP 11 Total Six Years CIP 27 - Mathematics 27.01 - General 27.03 - Applied 27.05 - Statistics 27.99 - Other CIP 27 Total CIP 11 - Computer 11.01 - General 11.02 - Programming 11.03 - Data Processing 11.04 - Info Science 11.05 - Computer System Analysis 11.06 - Data Entry 11.07 - Computer Science 11.08 - Software/Media Applications 11.09 - Networking and Telecom 11.10 - Comp/Info Management 11.99 - Support Service, other CIP 11 Total Transfer to 4-Year STEM Credits Earned % 224 Transfer to 4-Year Non-STEM Credits Earned % Not Transferred Credits Earned % 35.1% 0.0% 4.2% 60.7% 100.0% 1,972 43 165 699 2,878 68.5% 1.5% 5.7% 24.3% 100.0% 4,548 112 129 858 5,647 80.5% 2.0% 2.3% 15.2% 100.0% 163 49 6 4 14 360 75 66 26 34 158 15.8% 24.6% 0.0% 0.0% 3.2% 20.3% 3.8% 6.3% 12.7% 13.3% 0.0% 100.0% 797 20.5% 6.1% 0.8% 0.5% 1.8% 45.1% 9.4% 8.3% 3.3% 4.3% 0.0% 100.0% 446 230 51 19 21 1,303 170 195 162 159 4 2,760 16.2% 8.3% 1.9% 0.7% 0.7% 47.2% 6.2% 7.1% 5.9% 5.8% 0.1% 100.0% 507 127 238 1,151 2,022 25.0% 6.3% 11.8% 56.9% 100.0% 3,477 213 985 2,011 6,687 52.0% 3.2% 14.7% 30.1% 100.0% 7,332 237 591 2,019 10,179 72.0% 2.3% 5.8% 19.8% 100.0% 89 277 22 3 42 96 94 69 91 68 3 853 10.4% 32.5% 2.6% 0.4% 4.9% 11.3% 11.0% 8.1% 10.6% 8.0% 0.4% 100.0% 501 206 52 19 28 957 151 295 92 163 6 2,470 20.3% 8.4% 2.1% 0.8% 1.1% 38.7% 6.1% 11.9% 3.7% 6.6% 0.2% 100.0% 869 795 150 25 81 3,024 286 761 417 802 10 7,220 12.0% 11.0% 2.1% 0.3% 1.1% 41.9% 4.0% 10.5% 5.8% 11.1% 0.1% 100.0% 27 388 639 25 39 5 32 6 10 20 21