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SIMULTANEOUS DUAL ARCH DEVELOPMENT
WITH LOW CONTINUOUS FORCES
UTILIZING SERIES 2000® EXPANSION APPLIANCES:
TREATING TO THE LONGTERM COSMETICS OF THE ADULT FACE
Michael Owen Williams, D.D.S.
Anthony L. Maganzini, D.D.S., M.S.D.
Introduction:
Understanding the past often helps us to see the future more clearly, but in some
instances, our past experiences can inhibit our ability to discern the possibility for
change. Transverse development of the mandibular arch is considered an
obstacle that limits success in some non-extraction treatment protocols. (1) With
previous techniques and materials available, many clinicians have decided that
these movements were either impossible or undesirable. This has become a
barrier to innovative treatment and, unfortunately, a paradigm for the orthodontic
profession. (2) With advances in biomaterials, especially the introduction of
“superelastic” arch wires, these previously held beliefs are being challenged.
Understanding the biology of osteoblastic recruitment has also influenced our
concepts of orthodontic movements and dentofacial orthopedics. (3) Starting with
the premises that a “normal” anterior-posterior mandibular incisor position is
inviolate and stable, (4) and that transverse development of the maxillary arch is
known to have long-term stability. (5) A natural corollary would suggest that
transverse development of the mandibular arch should not be attempted in
isolation but should be closely linked to that of the maxilla and the new operating
environmental functional matrix dynamics created. Also that mandibular arch
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development should not advance mandibular incisors excessively. These
concepts have led to the development of this family of orthodontic/orthopedic
appliance designs known as Series 2000®.
Appliance Description:
The MSX 2000® appliance (FIG.1) is a combination of rods and tubes that are
soldered to either bands or stainless steel crowns and makes efficient use of the
special properties of nickel titanium coil springs. (6) At first glance it might appear
that these appliances were intended for lower molar distalization. However, the
appliance has actually been constructed to take advantage of transverse arch
development in the mandibular first bicuspid area. This is achieved in an active
manner that is similar to the passive manner advocated with Frankel’s Functional
Regulator. (7,8)
Figure 1: MSX 2000® appliance for
transverse mandibular development
The MSX 2000® is a fixed lower expander with an unobtrusive low profile that
facilitates hygiene maintenance and is easily tolerated by patients of any age. In
some respects this design can be described as an adjustable lingual holding arch
as prescribed by those advocates of leeway space maintenance. (9,10) The rods
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and tubes allow the unloading of the compressed nickel titanium springs to
express a constant linear force and promotes higher efficiency with a continuous
light force system. This rod and tube sliding design is well suited for the
mandibular arch as any deformation of the exposed rod elements will not affect
the internal workings nor increase friction of the sliding elements that are at work
within the protected lumen. These tubular components on the mandibular molars
have two other advantages. First they facilitate initial seating of the appliance
and repositioning of a loose segment without the removal of the entire appliance.
A second advantage is that the archial movement in the molar area allows the
mandibular dentition to respond to alterations of the maxillary dentition thus
reducing the discomfort often found when patients develop hyper-occlusion of
individual teeth.
The Max 2000® (FIG.2) appliance is a banded appliance designed with an acrylic
and metal framework similar to that of the Haas palatal expander (11) with one
major difference. A dual rod/tube spring mechanism has been substituted for the
original expansion screw. The dual rod/tube spring mechanism allows for a low
continuous force of 300 grams promoting efficient expansion.
Figure 2: Max 2000® appliance
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The concept of dual arch development is often difficult for clinicians to conceive.
Arch length discrepancies often are not recognized in the maxillary arch until the
space required for the maxillary canine eruption is deficient and many clinicians
still are reluctant to expand the maxillary arch in the absence of a buccal cross
bite. The Series 2000® system as presented is a matched and mated system
which allows for similar force systems to be applied across both the mandibular
and maxillary arches simultaneously. The advantages of these designs are in
patient comfort and treatment efficiency. They do not require patient activation
and answer requirements of a modern day practice with the present challenges
placed on the clinician by a non-compliant patient population. When there is a
need for both maxillary expansion and molar distalization then the DMAX 2000®
(Fig.3)
should be substituted for the MAX 2000® design.
Figure 3: the DMAX 2000® for distalization and expansion
Case Report:
Each clinician has their preferences in the extraction non-extraction debate. It
has been suggested that less than three millimeters of crowding is routinely
considered a non-extraction treatment decision, that 4-9 millimeters is debatable
and that ten millimeter or more of crowding is usually an extraction case. (12) The
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case presented is one where a majority of clinicians would select an extraction
method of treatment. The patient is an Asian female of 13 years 4 months in age
with a Class I molar relationship and a Class II canine relationship. She has an
excessive overbite and over jet with severe mandibular crowding. (Fig. 4) Lateral
cephalometric analysis indicates a mild maxillary retrusion and moderate
mandibular retrusion with a resulting Class II anterior-posterior skeletal tendency.
Transverse analysis also indicates a maxillary deficiency. (Fig. 5)
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Figure 4: facial and intra-oral photographs indicative of a Class I crowded malocclusion
A non-extraction treatment plan was initiated with simultaneous transverse
development of both the mandible and maxilla utilizing a MSX 2000® and MAX
2000® appliances. In conjunction a full bonded edgewise appliance was placed.
The “straight-wire” brackets consisted of a .018 slot with a Roth prescription. The
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exception to this prescription was in the molar areas where a Ricketts
Bioprogressive philosophy with zero degree torque was employed.
Figure 5: Lateral and PA cephalometric analysis illustrates AP and transverse maxillary deficiency
Once the brackets and Series 2000® appliances are in place the initial leveling
process is the same as with any full bonded strap-up. Each clinician has their
own preferred method and sequence of leveling depending on materials, slot size
and experience. The one used in this case consisted of a series of three arch
wires, 16-nickel titanium followed by a 16x22 nickel titanium and finished with a
16x25 stainless. (Fig. 6) The selected arch wire sequence, size and material
however are of little value without a discussion of the arch perimeter or form
desired. When the initial clinical determination is made as to whether mandibular
incisor crowding can be alleviated by mandibular transverse development the
transverse dimension of the opposing arch is evaluated, in particular the distance
from the cemento-enamel junction of right to the left maxillary permanent first
molars. (13) Our arch form preference is related to having a finished treatment
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result with increased bicuspid prominence and maxillary first molar width of a
minimum of thirty-six millimeters.
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Figure 6: Leveling with nickel titanium (“superelastic”) arch wires.
In evaluating the effect of the Series 2000® appliances, it is important to note
that the appliances are designed purposefully to have the greatest vectors of
force on the first bicuspid area. The mandibular canine area is the least stable
area for expansion and the first bicuspid area has been determined to have a
greater potential for successful transverse development and stability. (14,15) This is
the exact area that these appliances have been designed to influence.
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Figure 7: MSX 2000® and MAX 2000® appliances utilized for transverse development.
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It is important to notice that the spacing is developing in the bicuspid area distal
to the canines. (Fig. 7) Paradoxically the first bicuspid extraction regimen is the
most common orthodontic treatment plan for facilitating correction of a Class I
crowded malocclusion. The decision to extract the first bicuspids or even the
deciduous first molars in an early serial extraction regimen can stymie the
possibilities of non-extraction mandibular arch development. (16) Although nonextraction therapy in and of itself is not a goal of treatment, it is significant to note
that there are often overall facial proportional improvements that occur with the
development of the transverse dimension. (Fig. 8)
Figure 8: Facial changes possible with simultaneous transverse arch development.
It is this aspect of non-extraction treatment that is facilitated with the proper use
of the Series 2000® appliances. Clinicians who are looking for this cosmetic
result will notice the disappearance of “dark buccal corridors” and experience the
pleasure of a bicuspid prominence in their patient’s smile. Class I crowded
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malocclusions can be successfully treated through several means, distalization of
molars, advancement of lower incisors or expansion distal to the canines. (17)
Distalization of first molars in all four quadrants is most feasible for those who
prefer second molar extraction to first bicuspid extraction. Simply bracketing with
“straight wire” appliances and leveling and alignment with continuous arch wires
will routinely advance the lower incisors to an unacceptable position. One of the
most promising attributes found when treating the permanent dentition with a
combination of the MSX 2000® expander and a full bonded bracketed setup is
that the cases are finishing without crowding and without advancing the lower
incisor as would happen normally with a straight wire setup alone. (Fig. 9)
Figure 9: Initial and final dental superimpositions illustrate maintenance of lower incisor position.
Discussion:
Diagnosis and treatment planning are the keys to success. Each clinician
defines the problem areas and then plans a treatment that address for the most
part each of the determined problems. Likewise, in designing a new mandibular
appliance past treatment philosophies or techniques must be examined as well
as the level of success that has been achieved through these methods. When
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identifying mandibular arch crowding it is important to determine where the
crowding routinely exists. It is noted that the mandibular first molar rarely erupts
ectopically and is guided by the position of the distal surface of the deciduous
second molar. Since the mesial-distal dimension of the mandibular second
bicuspid is significantly smaller than that of the deciduous second molar, this
advantage in arch length has led many to maintain that the mere preserving of
this “ leeway space” can prevent the need for bicuspid extraction. Due to a
perceived inability to develop the mandibular arch and the success in those
cases where “leeway space” has been preserved, there are many who have
maintained that lower arch development is unnecessary. (18) Early crowding of the
mandibular dentition is not found in the first molar area nor in the area of the
deciduous second molar, it appears that it is located between the mesial contacts
of the deciduous second molars until the permanent second molar erupts.
Therefore the stable areas to choose for transverse development are the first
bicuspids. (19) By developing more space for the natural eruption of the lower
incisors adequate interproximal alveolar bone is developed and normal
periodontal ligament attachment patterns are supported. Overlapping root
proximity due to anterior arch constriction in conjunction with abnormal
periodontal ligament attachment positions in them is adequate justification for
early treatment. Understanding where crowding truly exists in the mandibular
arch and where potential areas for mandibular arch development are have
influenced the mandibular expansion designs presented with the Series 2000®
family of appliances.
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Figure 10: Facial and dental proportions as our patient grows out of adolescents.
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Conclusion:
Today’s criterion for a well-treated orthodontic case requires far more than
basic tooth movement mechanics. It is critical that the modern orthodontist
understand the mechanisms of cranial-facial development, facial growth and
aging. (20) It is imperative for the clinician to be able to build smiles that will be
right for the adult face and that they be able to individually growth forecast into
late adulthood for results that will last a lifetime. (Fig. 10) Orthodontists will no
longer be asked to create smiles that are satisfactory for the late adolescent face.
This need will best be served by visiting the often neglected third dimension in
orthodontics through developing transverse dimension on our young patients so
that they have smiles to grow into instead of building smiles that fit the
adolescent face but often become deficient as the patient enters adult maturity
and continues into the geriatric generation. (21) Series 2000® appliances were
designed with this futuristic understanding in mind. It is now possible to give
more than mere lip service to these new challenges.
*Series 2000® is a registered Trademark and the appliance designs are protected by U. S. patent numbers:
#5645422, #5769631, #5919042, #6036488, #6241517, #6402510, #6520722, and #6719557. All patent
and Trademark rights are reserved by Michael O, Williams, D.D.S.
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Angle Orthod. 1995;65(5):311-20.
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worth the effort. Am J Orthod Dentofacial Orthop. 2002
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14. Lee RT. Arch width and form: A review.
Am J Orthod Dentofacial Orthop. 1999 March;115(3);305-13.
15. Hime DL, Owen AH 3rd. The stability of the arch-expansion effects of
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Am J Orthod Dentofacial Orthop. 1990 Nov;98(5);437-45.
16. Gardner SD, Chaconas SJ. Posttreatment and postretention changes
following orthodontic therapy. Angle Orthod. 1976 Apr;46(2):151-161.
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Angle Orthod. 1979 Jul;49(3):173-80.
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Am J Orthod Dentofacial Orthop. 1988 Jan;93(1);19-28.
19. Weinber M, Sadowsky C. Resolution of mandibular arch crowding in
growing patients with Class I malocclusions treated nonextraction.
Am J Orthod Dentofacial Orthop. 1996 Oct;110(4);359-64.
20. Behrents RG. Looking at the adult face. Orthod Fr. 1997;68(1);35-40.
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