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OTC Drug Product Pharmacovigilance Timothy R. Dring Johnson & Johnson Pharmaceutical R&D Overview I. II. III. IV. V. VI. Introduction Regulatory Status A. NDA'ed drugs B. Monograph'ed drugs Typical characteristics of OTC drug ADE case reports A. Initial reporter B. Drug C. Event Issues A. Medical confirmation B. Event and term coding C. Labeling D. Lack of effect OTC Drug Product Pharmacovigilance A. Organization B. Case review and handling FDA Inspections A. Late reports B. Source documentation C. Labeledness determinations D. Standard Operating Procedures E. Database and computer system validation Disclaimer This presentation is reflective of my past experience when employed with a particular OTC drug company, and may not necessarily be reflective of the practices at other OTC drug companies Introduction Similarities to Rx Drugs Pharmacologic action and unintended side effects Procedures for the collection and reporting of case information Differences from Rx Drugs Detail and veracity of case information Lack of health professional involvement Lack of labeling with detailed safety information; i.e., physician's package insert Ancillary issues and requirements (e.g., consumer affairs/refund type issues) U.S Regulatory Status NDA'ed OTC Drug Products E.g., Rx-to-OTC switch drugs Expedited Reporting Same requirement as for Rx drug products; i.e., serious/unlabeled cases must be reported within 15 calendar days Periodic Reporting Same requirement as for Rx drug products Monograph’ed drugs No NDA; marketed subject to FDA therapeutic category monograph No requirement for expedited or periodic reporting; proposed FDA rule likely to require expedited reporting for serious ADEs regardless of labeledness, but no periodic reporting FDA has, at times, requested that OTC drug companies prepare ad hoc compilations and reports of serious/labeled and/or nonserious ADEs to address safety issues Typical Characteristics of OTC Drug ADE Case Reports Initial reporter Majority (>2/3) are consumers rather than health professionals, many of whom have little or no scientific or medical education or background Some are relatives or friends of the subject of the ADE, rather than the patient Majority of initial contacts are by phone, particularly if product has a toll-free phone number listed on the package Drug Identification of the suspect medication not always exact OTC products are not prescribed, nor is use recorded in a medical record Difficulty with consumer remembering sufficient details of medication use Many OTC drug products are part of a line of products in the same therapeutic category under the same overall brand name, but which may have different formulations and/or ingredients Lot number critically important for verifying identity of suspect medication and exposure Many cases involve multiple medication use, both Rx and other OTC drugs, making identification of suspect medications (versus concomitant medications) difficult Typical Characteristics of OTC Drug ADE Case Reports Event Majority of cases are non-serious Inadequately specific signs/symptoms typically reported Initial reporters who are not health professionals (i.e., the majority of reporters) are not adequately versed in medical diagnosis and associated terminology (e.g., how do you deal with a complaint that the consumer just "felt awful" after product use?) Consumers tend to describe all of their health problems, not just events related specifically to the medication in question Signs and/or symptoms of sufficient detail and specificity available only upon further probing and investigation, particularly with the consumer's physician, if the physician is even aware of the event to begin with Some cases involve brief emergency department visits, rather than hospitalizations, which may not meet “serious” criteria Accidental pediatric exposures often involve patients who are asymptomatic without sequelae Issues Medical Confirmation For all serious cases, confirmation of the ADE is attempted by contacting the treating physician and/or hospital in writing For many of the cases where the initial reporter was not a health professional, confirmatory information from a health professional is not available or (if available) released Event and Term Coding Many consumer-reported signs/symptoms are not adequately mapped to appropriate ADE terms in the older thesauri; MEDDRA is a vast improvement in this regard, but still with some limitations Problem with evaluating series of similar cases if coding is inconsistent or terms are imprecise Labeling OTC product labels contain significantly abbreviated safety information in consumer lay language rather than the detailed information contained in a physician's package insert, particularly for monograph’ed products Problems with defining the labeledness of an event if it is not described specifically on the package label, but yet is part of the known side effect profile for the particular active ingredient (e.g., as described in official compendia) Issues Lack of effect Many OTC product complaints relate to an alleged "lack of effect" Many OTC indications for use can be complicated by other coexisting conditions or diseases, making self-medication difficult; this is particularly true when self-medicating severe cold/flu symptoms OTC products may not necessarily produce the same degree of efficacy measurable by consumer-recognizable or objective clinical endpoints as with RX drugs Many OTC consumers have unreasonable efficacy expectations or take an OTC product for reasons other than those described in the labeling Many OTC consumers are simply attempting to get a refund by claiming the product "did not work" for them Regulatory definition of "lack of effect" relates more to frank pharmacological failure rather than to cases of general consumer dissatisfaction typically seen with OTC products; difficult to distinguish true lack of effect cases from general consumer complaints OTC Drug Product Pharmacovigilance at a Larger OTC Drug Company Organization Primary responsibility typically lies with Medical Affairs Dept. with assistance from Consumer Affairs, Regulatory Affairs, and Quality Assurance May have multiple sites that perform pharmacovigilance activities Typically have links to prescription drug division pharmacovigilance functions Case review and handling Letters and telephone calls initially received by Consumer Affairs and passed on to Medical Affairs if medical complaint involved; primary focus on cases concerning serious ADEs All contacts entered into central database, which has multiple modules for Medical Affairs (medical information), Consumer Affairs (non-medical, non- technical complaint information), and Quality Assurance (technical complaints) ADE Review Committee consisting of representatives from Medical Affairs, Consumer Affairs, Regulatory Affairs, and Quality Assurance meets every two weeks to review all new cases in database and verify appropriateness of handling and reporting, as well as to identify and track any emergent trends or medical issues Expedited reports receive special handling and are reviewed and approved by Medical Director and Regulatory Affairs prior to filing Adherence to a formal Standard Operating Procedure FDA Inspections OTC drug companies have undergone FDA inspection of their U.S. pharmacovigilance activities. The following are the key inspection issues: Late Reports Problem with meeting filing deadlines for serious, unlabeled ADE reports, particularly of foreign origin Source Documentation Even if ADE database is fully computerized, all documents and correspondence related to an ADE case must also be kept in paper form, which FDA considered to be the true source documentation, and which must be properly date-stamped Labeledness Determinations Determinations of labeledness more straightforward with Rx drugs (i.e., physician package inserts provide specific, detailed information regarding possible side effects); not so with OTC drugs Company policy may be to base determinations of labeledness not only on the information contained on the OTC label, but also on information contained in standard, peer-reviewed and regularly updated compendia if such information is well known and documented for the particular OTC active ingredient in question; for Rxto-OTC switches, reference can be made to the original physician's package insert; use CIOMS-formatted core safety data sheets for reference purposes FDA Inspections Current Standard Operating Procedures FDA expects to see a current, adequately detailed SOP that delineates line function responsibilities and procedures Database and Computer System Validation FDA requires that any computer database for ADE data undergo a formal validation Pharmacoepidemiology Studies Examples of detected signals/trends that resulted in fielding a new PE study: Serious cardiovascular ADEs associated with nicotine patches for smoking cessation, leading to execution of: 1) a crossdesign synthesis study of existing data; 2) a case-control study; and 3) upon OTC switch, establishment of consumer registry/cohort for collecting safety information Hemorrhagic strokes associated with use of products containing phenylpropanolamine, leading to: 1) evaluation of background rate of hem. stroke in the US and a calculation of a standardized morbidity ratio; and 2) a case-control study Problems reported with use of bulk fiber laxatives and certain Rx medications, leading to an independent PE review of available published and unpublished clinical data, with resultant label changes Recalls Lot number identification critical in assessing any complaints suggestive of an adverse trend in product quality or safety Most OTC drug companies conduct an annual product review to trend medical and technical complaints by lot number of product; governed by cGMP regulations that apply to OTC drugs Periodic reviews of ADEs and trends can also identify product and/or labeling problems Some problems identified in the course of annual stability testing, possibly requiring issuance of an FDA Field Alert notice and possible recall Decision to recall is a voluntary one by industry; FDA does not have statutory authority to force a recall, but can seize defective product Important Points Analysis of safety trends reliant on quality and consistency of data associated with individual case reports contained in FDA Med Watch/AERS database, company databases, and in the medical literature With products for which there is no mandatory safety information collection and reporting requirement, there may be issues with the quality of available safety information between sources (FDA, industry, other) Ability of a product marketer/manufacturer to appropriately collect and process reported safety information depends greatly on the availability and allocation of personnel and financial resources (i.e., some OTC firms are part of a large corporate structure, where resources are available, and some are very small independent firms with few or no in-house scientific/medical personnel) Consider use of third-party organizations or contractors to handle pharmacovigilance activities