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Axial ratio improvement in aperture antennas using high-impedance ground plane D. Sievenpiper, J. Schaffner and J. Navarro High-impedance surfaces are studied as a means of improving the radiation pattern symmetry in aperture antennas. Compared to a solid metal ground plane, the results suggest that high-impedance surfaces can significantly improve the axial ratio of circularly polarised antennas. This can be used to reduce interference between left and right polarisation components. Introduction: Many communication systems use circular polarisation. However, the task of designing an antenna that transmits or receives in circular polarisation over a wide range of angles is often complicated by the presence of the metallic structures on which the antenna is mounted. For example, antennas on a flat metal ground plane will tend to emit in vertical polarisation at low angles, because horizontal fields are shorted by the metal surface, while vertical fields can propagate along the metal. We often describe the polarisation purity of a wave in terms of its axial ratio, which is the ratio of the major axis to the minor axis of the polarisation ellipse. It is known that a variety of surface textures can improve the radiation characteristics of antennas. Soft and hard surfaces [1] are often used to alter the electromagnetic boundary condition of a metal surface, to either suppress or enhance surface waves of either polarisation. These typically consist of corrugations running either transverse or longitudinal to the direction of propagation across the surface. For example, a radially symmetric soft surface has been shown to reduce the axial ratio of various kinds of circularly polarised antennas [2]. However, for arrays or other complex antennas, where one may want to surround several separate radiators with such a material, it may not be possible to use a structure with only radial symmetry. Another candidate is a twodimensionally periodic structure called the high-impedance surface. High-impedance surface: By covering a metal sheet with a resonant surface texture, we can alter its electromagnetic surface impedance, and also its surface wave properties. One such texture is a twodimensionally periodic structure often known as a high-impedance surface [3]. It consists of an array of small metal patches connected to the metal surface by conducting posts. It is often built using printed circuit board techniques. An example of such a structure is shown in Fig. 1. The surface can be modelled as a resonant LC circuit, where the proximity of the metal patches provides capacitance, and the conductive path between them provides inductance. Near the resonance frequency, the impedance of the surface is high compared to the impedance of free space, and the surface has a reflection phase of 0, compared to a flat metal surface with a reflection phase of p. For the surface studied in this Letter, we used metal patches 3.2 mm2, and with a lattice constant of 3.7 mm. The circuit board was made of Rogers Duroid 5880, and was 1.57 mm thick. These dimensions provide a resonance frequency near 15 GHz. The resonance frequency lies within a surface wave bandgap, where surface waves of both TM and TE polarisation are suppressed. An example of this suppression is shown in Fig. 2. Two small coaxial probes were placed near the surface, and the transmission between them was measured. Below the resonance frequency, the surface is inductive, and it supports TM surface waves. Above the resonance frequency, the surface is capacitive and supports TE surface waves. Between these two regions is a bandgap, centred about the resonance frequency, which spans from roughly 12 to 18 GHz. At the upper edge of the bandgap, we see the onset of leaky TE waves as a soft edge in the transmission plot. These leaky waves can be used for horizontally polarised antennas that radiate at low angles. Closer to the centre of the bandgap, both TM and TE waves are strongly suppressed, since the leaky TE waves radiate in the normal direction from the surface. In the region where both polarisations are suppressed, this textured surface can be used to make antennas with very symmetric radiation patterns, compared to a flat metal surface which only supports TM waves, while suppressing TE waves. Fig. 2 Measured transition magnitude between two small coax probes located near surface Antenna measurements: We built a simple aperture antenna, shown in Fig. 1, to demonstrate the use of the high-impedance surface as a means of improving the symmetry of the radiation pattern. The aperture was the open end of a standard Ku-band rectangular waveguide, which was attached to a similarly sized rectangular hole in the centre of a 12.7 cm square high-impedance surface. For comparison, we also made an identical antenna with a metal ground plane of the same size. 30 0 10 330 5 0 60 –5 300 –10 –15 –20 –25 270 90 E-plane H-plane Fig. 3 Radiation pattern of aperture antenna in conventional metal ground plane a b Fig. 1 Side and front view of aperture antenna in high-impedance surface a Side view b Front view While the radiation pattern is somewhat affected by the shape of the aperture, it is primarily determined by the geometry of the surrounding ground plane, and the electromagnetic boundary condition of that surface. The flat metal ground plane supports the propagation of TM polarised waves, because in these waves the electric field is perpendi- ELECTRONICS LETTERS 7th November 2002 Vol. 38 No. 23 cular to the metal surface. Waves with this polarisation can propagate for long distances in close proximity to a metal surface. For this reason, the E-plane radiation pattern in Fig. 3 is quite broad. TE waves, on the other hand, cannot propagate at grazing angles to a metal surface because their transverse electric field is shorted by the conducting surface. The H-plane is therefore much narrower. This is the expected radiation pattern for an aperture antenna in a conducting ground plane. On the textured ground plane, the pattern is much more symmetrical, as shown in Fig. 4. This can be attributed to the suppression of both TM and TE surface waves near the resonance frequency. The gain is also higher in the forward direction, and this can be attributed to standing waves that occur at the resonance frequency and surround the aperture, which cause a slight increase the effective aperture area. The radiation patterns shown here are for 13 GHz. The antenna produces a similar pattern throughout most of the bandgap region. However, as the frequency is increased toward the upper edge where leaky TE waves are supported, the H-plane actually becomes broader than the E-plane. If one had a ground plane that behaved as a magnetic conductor, one would expect a broad H-plane and a narrow E-plane—the opposite of the electric conductor shown in Fig. 3. Thus, in this way the textured surface mimics a magnetic conductor. 30 0 10 5 0 60 5 September 2002 D. Sievenpiper and J. Schaffner (HRL Laboratories LLC, 3011 Malibu Canyon Road, Malibu, CA, 90265, USA) 300 –10 Conclusion: By surrounding an antenna with this textured highimpedance ground plane, the radiation pattern symmetry is significantly improved over a broad bandwidth centred at the resonance frequency of the surface. This suggests that for a circularly polarised antenna, a textured ground plane can provide an improvement in axial ratio, and a reduction in interference from the opposite polarisation. We have also found that in the upper portion of the bandgap, the H-plane radiation pattern is actually broader than the E-plane, due to the onset of leaky TE waves above the resonance frequency. This corresponds to the expected radiation pattern for an artificial magnetic conductor. # IEE 2002 Electronics Letters Online No: 20020984 DOI: 10.1049/el:20020984 330 –5 linearly polarised antenna, the results can be extrapolated to circularly polarised antennas, which can be represented using two orthogonal linear antennas that are out of phase by 90 . In this case, the improved symmetry of the radiation pattern translates into an improvement in axial ratio. For angles greater than 75 from normal, the improvement is greater than 10 dB over a broad frequency range. For example, at 60 , an antenna on the metal ground plane would have an axial ratio of no better than 8 dB, while an antenna on the textured ground plane could have an axial ratio of close to 0 dB. J. Navarro (The Boeing Company, PO Box 3999 MC3W-51, Seattle, WA, 98124, USA) –15 –20 References –25 270 90 E-plane H-plane Fig. 4 Radiation pattern of aperture antenna in high-impedance surface Regardless of the leaky TE waves, the E-plane and H-plane patterns are much more similar for the textured surface over much of the bandgap. While these simple experiments were performed using a 1 2 3 KILDAL, P.-S.: ‘Artificially soft and hard surfaces in electromagnetics’, IEEE Trans. Antennas Propag., 1990, 38, pp. 1537–1544 YING, Z., and KILDAL, P.S.: ‘Improvements of dipole, helix, spiral, microstrip patch and aperture antennas with ground planes by using corrugated soft surfaces’, IEE Proc., Microw., Antennas Propag., 1996, 143, pp. 244–248 SIEVENPIPER, D.: ‘High-impedance electromagnetic surfaces’. PhD Dissertation, Department of Electrical Engineering, University of California, Los Angeles, CA, 1999 ELECTRONICS LETTERS 7th November 2002 Vol. 38 No. 23