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Full Groups of Equivalence Relations Todor Tsankov California Institute of Technology First European Set Theory Meeting, Bȩdlewo 2007 joint work with John Kittrell Countable Borel equivalence relations Definition An equivalence relation E on a standard Borel space X is called countable if every equivalence class is countable. Theorem (Feldman–Moore) Every countable, Borel equivalence relation is the orbit equivalence relation of a Borel action of a countable group. Hence, the study of countable Borel equivalence relations reduces to the study of group actions. Invariant measures Some of the main tools in the theory of Borel equivalence relations come from ergodic theory and require the presence of a measure. A distinct disadvantage of those methods is that they yield results which hold only almost everywhere, while interesting features of the equivalence relations are often concentrated on null sets. (X, µ) is a standard probability space. An equivalence relation E on X is called measure-preserving if it is generated by a measure-preserving group action. It is ergodic if every E-invariant set is either null or conull. All equivalence relations from now on are assumed countable, Borel, and measure-preserving. Orbit equivalence Definition Two measure-preserving equivalence relation E and F on spaces (X, µ) and (Y, ν), respectively are isomorphic if there are invariant Borel sets A ⊆ X and B ⊆ Y of full measure and a measure-preserving map f∶ A → B such that x1 E x2 ⇐⇒ f(x1 ) F f(x2 ). Two measure-preserving actions Γ ↷ (X, µ) and ∆ ↷ (Y, ν) are called orbit equivalent if their orbit equivalence relations EΓX and E∆Y are isomorphic. Orbit equivalence has become an important meeting point of ergodic theory, Borel equivalence relations, and von Neumann algebras. Amenable groups Theorem (Dye, 1963) All ergodic actions of Z are orbit equivalent. An equivalence relation generated by a Z action is called hyperfinite. Theorem (Ornstein–Weiss, 1980) If Γ ↷ X is measure-preserving and Γ is amenable, then EΓX is hyperfinite a.e. Corollary All ergodic actions of amenable groups are orbit equivalent. However, for non-amenable groups, there are many non-orbit equivalent actions. Full groups Aut(X, µ) denotes the group of all measure-preserving automorphisms of (X, µ) (where two automorphisms are identified if they are equal a.e.). Definition Let E be a countable, measure-preserving equivalence relation. The full group of E, denoted by [E], is the group of all automorphisms of (X, µ) preserving E, i.e., [E] = {T ∈ Aut(X, µ) ∶ Tx E x for a.e. x ∈ X}. The uniform topology Definition The uniform topology of Aut(X, µ) is given by the metric d(T, S) = µ({T ≠ S}). The metric d is complete but the topology on Aut(X, µ) is not separable. However, [E] is a closed subgroup of Aut(X, µ) which is separable and therefore Polish. It also has a two-sided invariant metric. Dye’s theorem Theorem (Dye, 1963) Let E and F be two countable, measure-preserving, ergodic equivalence relations on the standard probability space (X, µ). Then the following are equivalent: E and F are isomorphic; [E] and [F] are isomorphic (algebraically); there exists f ∈ Aut(X, µ) such that f[E] f−1 = [F]. Moreover, every algebraic isomorphism between [E] and [F] is realized by a conjugacy. In short, full groups are complete invariants for the equivalence relations. A motivating example We look for topological group properties which distinguish equivalence relations. The only known result of this kind to date is the following. Definition A topological group is called extremely amenable if every time it acts continuously on a compact space, the action has a fixed point. Theorem (Giordano–Pestov, 2002) Let E be an ergodic equivalence relation on (X, µ). Then the following are equivalent: E is hyperfinite; [E] is extremely amenable. A first attempt Question: Can one distinguish equivalence relations by looking at the topology of the full groups alone, forgetting the group structure? Answer: No. Theorem Let E be a measure-preserving equivalence relation on (X, µ) which is not equality a.e. Then [E] is homeomorphic to ℓ2 . Other groups homeomorphic to ℓ2 Topological groups known to be homeomorphic to ℓ2 include: infinite-dimensional separable Fréchet spaces (Anderson, Kadec, 1960’s); MALG µ (Bessaga–Pełczyński, 1972); Homeo+ ([0, 1]) (Anderson, 197?); Aut(X, µ) (with the weak topology) (Nhu, 1990); the unitary group of ℓ2 (with the strong topology); the isometry group of the Urysohn metric space (Melleray, 2006); . . . and many others. Topological generators Another possible invariant (suggested by Kechris) one could look at is the number of topological generators. Definition Let G be a separable topological group. The number of topological generators of G, denoted by t(G), is the minimal number n such that there is an n-generated dense subgroup of G. t(G) can be 1, 2, . . . , ℵ0 . If a subgroup Γ ≤ [E] is dense, then Γ generates E. Gaboriau’s theory of cost implies that if E is generated by a free action of Fn , then t([E]) ≥ n. So as long as t([E]) is finite for some E, t([E]) is a non-trivial invariant. The hyperfinite case Theorem Let E be ergodic, hyperfinite. Then t([E]) ≤ 3. Since [E] is non-abelian, clearly t([E]) ≥ 2. Question Let E be ergodic, hyperfinite. Is t([E]) equal to 2 or 3? An upper bound for t([E]) Theorem Let E1 , E2 be measure-preserving equivalence relations. Then ⟨[E1 ] ∪ [E2 ]⟩ is dense in [E1 ∨ E2 ]. Lemma If F ⊆ E are equivalence relations, F is finite and E ergodic, then there exists a hyperfinite, ergodic equivalence relation E′ such that F ⊆ E′ ⊆ E. Lemma If E is hyperfinite, there exist finite equivalence relations F1 , F2 such that E = F1 ∨ F2 . Corollary If E is generated by an ergodic action of Fn , then t([E]) ≤ 6n. Finitely many generators Theorem Let E be an ergodic equivalence relation on (X, µ). Then the following are equivalent: 1 E can be generated by a finitely generated group; 2 t([E]) < ∞; 3 cost E < ∞. Proposition If E is generated by a free, ergodic action of Fn , then n + 1 ≤ t([E]) ≤ 6n. Question If E and F are generated by free, ergodic actions of Fn , is it the case that t([E]) = t([F])? If yes, what is the value? Automorphisms are continuous Dye’s theorem implies that for ergodic E, every algebraic automorphism of [E] is automatically continuous. In a certain sense, the algebra of the group determines the topology. Ergodicity is essential: if T is a non-trivial involution, then [T] ≅ (MALG µ , △) and MALG µ , being a vector space over Z/2Z, has many non-continuous automorphisms. The phenomenon of automatic continuity Classical results: Every Baire measurable homomorphism between Polish groups is continuous (Pettis). Every measurable homomorphism between locally compact groups is continuous (Kleppner). A recent discovery: if the source group is sufficiently complicated, then every homomorphism into a separable group is continuous. This can be thought of as the inability of the axiom of choice to produce pathological homomorphisms. Automatic continuity examples Groups which enjoy this strong automatic continuity property include: groups with ample generics (Kechris–Rosendal) (e.g., S∞ the automorphism group of the random graph, and the group of measure-preserving homeomorphisms of 2N ); Homeo(2N ), Aut(Q), Homeo+ (R), Homeo+ (S1 ) (Rosendal–Solecki); homeomorphism groups of compact 2-manifolds (Rosendal). The Steinhaus property Definition (Rosendal–Solecki) A topological group G is said to have the Steinhaus property (with exponent k) if for every set W ⊆ G such that countably many left translates of it cover G, W k contains an open neighborhood of the identity. Proposition (Rosendal–Solecki) If G and H are topological groups, f∶ G → H is a homomorphism, G has the Steinhaus property, and H is separable, then f is continuous. Automatic continuity for full groups Theorem Let E be ergodic. Then [E] is Steinhaus with exponent 38. Corollary Let E be ergodic. Then every homomorphism from [E] to a separable group is continuous. Corollary Let E be ergodic, hyperfinite. Then every action of [E] on a compact metrizable space is continuous. Hence (by Giordano–Pestov), it has a fixed point. Note that “metrizable” is essential. By a theorem of Veech, every discrete group admits a free action on a compact space. Topological full groups Our example for a 3-generated dense subgroup of [E] (E hyperfinite) comes from topological dynamics. Let ϕ be an aperiodic homeomorphism of the Cantor space X. For every homeomorphism γ of X preserving the orbits of ϕ, define its associated cocycle nγ ∶ X → Z by nγ (x) = n ⇐⇒ γ(x) = ϕn (x). Definition The topological full group of ϕ is defined by: [[ϕ]] = {γ ∈ Homeo(X) ∶ ∀x ∃n ∈ Z γ(x) = ϕn (x) and nγ is continuous}. Topological full groups (cont.) Proposition Let ϕ be a minimal homeomorphism of the Cantor space X and µ be a ϕ-invariant measure. Let E be the equivalence relation induced by ϕ. Then the countable group [[ϕ]] is dense in [E]. Theorem (Matui, 2006) If ϕ is minimal, the following are equivalent: [[ϕ]] is finitely generated; ϕ is conjugate to a minimal subshift and K0 (X, ϕ)/2K0 (X, ϕ) is a finite group. K0 (X, ϕ) = C(X, Z)/{ f − f ○ ϕ−1 } Matui also computed explicit examples of 3-generated topological full groups. The cost Definition Let E be an equivalence relation. A Borel graph on X (a symmetric, irreflexive relation) is called a graphing of E if its connected components are the E-equivalence classes. Definition The cost of a graphing G is defined by: cost G = 1 ∫ degG (x) dµ(x). 2 X The cost of E is defined by: cost E = inf{cost G ∶ G is a graphing of E}. The cost (cont.) If E is generated by a group action Γ ↷ X and S is a generating set for Γ, then G defined by xG y ⇐⇒ ∃γ ∈ S γ ⋅ x = y or γ ⋅ y = x is a graphing of E. In particular, cost E ≤ ∣S∣. If the action Γ ↷ X is free, G gives the structure of a Cayley graph of Γ to every E-equivalence class. Theorem (Gaboriau) If E is generated by a free action of Fn , cost E = n.